Malik v Paul Albert, Director General, Department of Education of Western Australia
Justice Steytler, Justice Pullin, Justice Heenan
Leading authority
Treatment by later cases (55)
14 positive
41 neutral
Citation timeline
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Appellant: Prem Singh Malik
Respondent: Paul Albert, Director General, Department of Education of Western Australia
Ratio
The Full Bench erred in law by interpreting s 29(3) of the WA Industrial Relations Act to require applicants to establish the merit of their unfair dismissal claim as a prerequisite to accepting a late referral. However, the Court dismissed the appeal because the Full Bench's factual finding that the application had no merit was supportable on the evidence, and the time limit (only 3 days' delay) was not so exceptional as to warrant overturning that finding absent any serious prejudice to the respondent's capacity to answer the claim.
Outcome
Against applicant
dismissed
Authority signal
Leading authority
Signal-weighted score: 58.0
Derived from how later decisions have treated this case. Dark green = leading authority,
green = positively treated, grey = neutral or sparse data,
amber = caution, red = treated negatively.
Key facts · 13
- Appellant was a teacher employed by respondent at Corrigin District High School in 2002
- Principal was dissatisfied with appellant's performance; various performance reviews and investigations conducted
- On 22 November 2002, a student assaulted the appellant at school; appellant alleged he suffered harassment and was unsupported by principal and deputy principal
- On 2 December 2002, respondent advised appellant that his performance was substandard under s 79(1) of Public Sector Management Act 1994
- Appellant replied on 20 December 2002; respondent terminated employment effective 7 January 2003 pursuant to s 79(3) of Public Sector Management Act
- Appellant instructed solicitors on 14 January 2003 to bring unfair dismissal claim under s 29(1)(b)(i) of IR Act
- Due to solicitor's heavy workload, application was not lodged until 7 February 2003, three days after the statutory 28-day deadline
- Appellant discovered the delay only on 6 February 2003 when he contacted his solicitor for a copy of the application
- At hearing before Commissioner Harrison, appellant's solicitor adduced no affidavit evidence on merits, relying only on schedule to application and oral submissions
- Respondent filed affidavits establishing that appellant had not demonstrated satisfactory classroom management skills and was properly dealt with according to departmental procedures
- Commissioner Harrison granted extension of time, finding 'live issue' relating to alleged failure to address student harassment
- Full Bench allowed respondent's appeal and dismissed application for extension of time, holding appellant had failed to establish merit
- No fault ascribed to appellant for the delay; his wife and appellant himself acted promptly to seek legal advice
Factors
For
- Delay was only 3 days (out of 28-day limit)
- Delay not attributable to appellant; caused by solicitor's negligence
- Appellant acted promptly in instructing solicitors on 14 January 2003, within days of dismissal notice
- No prejudice to respondent in accepting late referral
- Respondent was aware that appellant was considering challenging the termination
- Issue of student harassment raised by appellant was apparent and expressly mentioned in schedule to application
- Appellant had arguably been denied procedural fairness regarding harassment complaint during performance evaluation process
Against
- Referral was made 3 days after statutory deadline
- No affidavit evidence from appellant in support of merits of claim
- Appellant's solicitor made bare assertions from bar table without proper evidentiary foundation
- Respondent's sworn affidavit evidence established that appellant had demonstrated unsatisfactory classroom management and was properly dealt with
- Evidence showed harassment complaint was raised after completion of performance review and only 23 October 2002 mention was outside school hours (not before harassment)
- Respondent had followed proper processes including departmental policies and Public Sector Management Act 1994 procedures
- Alleged breach of departmental policy in dealing with harassment complaint lacked substantive support in evidence
- Appellant failed to adduce evidence addressing respondent's sworn evidence to contrary
Concept tags · 10
[P]Unfair dismissal (WA)
[P]Extension of time to file
[P]Time limits for filing
[S]Dismissal for unsatisfactory performance
[S]Procedural fairness at dismissal stage
[S]Employer compliance with own policy/procedure
[S]Substandard performance (public sector)
[S]Public sector termination
[S]Workplace investigation
[M]Teacher / educator
Principles · 10
articulates para 28
The Full Bench erred in law by misconstruing s 29(3) to impose a positive obligation on the applicant to establish merit in every case. The test requires consideration whether it would be unfair not to accept the referral out of time, but this does not invariably require the applicant to establish that there is a sufficiently arguable case.
articulates para 44
An application under s 29(3) requires consideration of the sole criterion of whether it would be unfair not to grant the extension. Factors which are relevant will vary from case to case; the length and reasons for delay will usually be relevant, and the merits of the substantive application will usually be a relevant factor, but merit is not a sine qua non (essential requirement) for all applications.
articulates para 45
The correct approach to s 29(3) applications involves assessing the merits 'in a fairly rough and ready way' rather than requiring a full investigation or proof that the case is likely to succeed.
articulates para 67
While merit is usually a relevant factor in extension of time applications, it is not a necessary condition in every case. The onus is on the applicant to persuade the Commission that it would be unfair not to extend time, but this cannot be reduced to a single rigid formula.
articulates para 69
In circumstances where the respondent expressly raises the issue of merit and adduces sworn evidence to support its contention that the application has no prospects of success, the applicant becomes obliged to address that issue and attempt to make out a case showing prospects of success.
cites para 26
Principles regarding extension of time and considerations relevant to fairness in the exercise of discretionary jurisdiction.
cites para 35
While the Commission is entitled to act on assertions of advocates without hearing other evidence, if an assertion is challenged it would be imprudent for the Commission not to examine the matter further if faced with sworn evidence to the contrary.
cites para 41
The prima facie position is that the legislative time limit should be complied with and an applicant seeking to pursue an application lodged out of time must persuade the Commission to exercise the discretion in their favour. The central consideration is whether it would be unfair to the applicant not to extend the time limit.
cites para 45
Unless motions to extend time are to turn into full rehearsals of the substantive application, appellate courts can only assess the merits 'in a fairly rough and ready way'. Furthermore, procedural fairness requires that appellate courts should not determine applications on the details or lack of evidence unless counsel has been given fair notice.
cites para 74
Six key principles for extension of time applications: (1) special circumstances not necessary but court must be positively satisfied; (2) action taken by applicant to contest termination beyond the Act is relevant; (3) prejudice to respondent is relevant; (4) mere absence of prejudice is insufficient; (5) merits may be taken into account; (6) fairness considerations between applicant and others are relevant.
Cases cited in this decision · 21
Cited
[2003] WAIRC 9090
(not in corpus)
"…GH MALIK Appellant AND PAUL ALBERT, DIRECTOR GENERAL, DEPARTMENT OF EDUCATION OF WESTERN AUSTRALIA Respondent ON APPEAL FROM: Jurisdiction : WESTERN AUSTRALIAN INDUSTRIAL RELATIONS COMMISSION Coram : SHARKEY P, SCOTT...…"
Cited
[1996] HCA 25
— Brisbane South Regional Health Authority v Taylor
"…Counsel: Appellant : Mr G Droppert Respondent : Mr R J Andretich Solicitors: Appellant : Slater & Gordon Respondent : State Solicitor's Office Case(s) referred to in judgment(s): Case(s) also cited: Brisbane South...…"
Cited
(1996) 186 CLR 541
(not in corpus)
"…ant : Mr G Droppert Respondent : Mr R J Andretich Solicitors: Appellant : Slater & Gordon Respondent : State Solicitor's Office Case(s) referred to in judgment(s): Case(s) also cited: Brisbane South Regional Health...…"
Cited
(2001) 111 IR 286
(not in corpus)
"…retich Solicitors: Appellant : Slater & Gordon Respondent : State Solicitor's Office Case(s) referred to in judgment(s): Case(s) also cited: Brisbane South Regional Health Authority v Taylor [1996] HCA 25 ; (1996)...…"
Applied
[1998] HCA 27
(not in corpus)
"…agement Act 1994 in terminating the appellant's employment, or applied them in a manner which denied the appellant procedural fairness. 34 I should at this point mention something that was said by Brennan CJ and...…"
Applied
(1998) 195 CLR 516
(not in corpus)
"…in terminating the appellant's employment, or applied them in a manner which denied the appellant procedural fairness. 34 I should at this point mention something that was said by Brennan CJ and McHugh J in...…"
Cited
[1965] HCA 50
(not in corpus)
"…her evidence, but if the assertion is challenged, it would be imprudent on the part of the Commission not to examine the matter further: see R v Commonwealth Conciliation and Arbitration Commission; Ex parte...…"
Cited
(1965) 113 CLR 228
(not in corpus)
"…t if the assertion is challenged, it would be imprudent on the part of the Commission not to examine the matter further: see R v Commonwealth Conciliation and Arbitration Commission; Ex parte Melbourne and...…"
Cited
(1989) 2 WAR 196
(not in corpus)
"…a general discretion." 42 Although it is helpful for courts to list considerations which will usually be taken into account in applications to extend time, I agree with comments made by Seaman J in Esther Investments...…"
Cited
(2002) 82 WAIG 2992
(not in corpus)
"…to the reasons for decision of Commissioner Kenner, because his reasons were agreed with by Commissioner Scott. 49 In directing himself on the law, Commissioner Kenner referred to an earlier decision of his in...…"
Cited
[1994] HCA 61
(not in corpus)
"…we are not required to address in this case the issue of whether the use of the term "may" in this setting is one of those exceptional occasions where "may" amounts to "must" – see Commissioner of State Revenue (Vic)...…"
Cited
(1994) 182 CLR 51
(not in corpus)
"…ired to address in this case the issue of whether the use of the term "may" in this setting is one of those exceptional occasions where "may" amounts to "must" – see Commissioner of State Revenue (Vic) v Royal...…"
Cited
[1971] HCA 12
(not in corpus)
"…s setting is one of those exceptional occasions where "may" amounts to "must" – see Commissioner of State Revenue (Vic) v Royal Insurance Australia Ltd [1994] HCA 61 ; (1994) 182 CLR 51 ; Finance Facilities Pty Ltd v...…"
Cited
(1971) 127 CLR 106
(not in corpus)
"…of those exceptional occasions where "may" amounts to "must" – see Commissioner of State Revenue (Vic) v Royal Insurance Australia Ltd [1994] HCA 61 ; (1994) 182 CLR 51 ; Finance Facilities Pty Ltd v Federal...…"
Cited
[1955] HCA 4
(not in corpus)
"…ts to "must" – see Commissioner of State Revenue (Vic) v Royal Insurance Australia Ltd [1994] HCA 61 ; (1994) 182 CLR 51 ; Finance Facilities Pty Ltd v Federal Commissioner of Taxation [1971] HCA 12 ; (1971) 127 CLR...…"
Cited
(1955) 92 CLR 496
(not in corpus)
"…see Commissioner of State Revenue (Vic) v Royal Insurance Australia Ltd [1994] HCA 61 ; (1994) 182 CLR 51 ; Finance Facilities Pty Ltd v Federal Commissioner of Taxation [1971] HCA 12 ; (1971) 127 CLR 106 at 134 –...…"
Cited
[1949] HCA 33
(not in corpus)
"…ies Pty Ltd v Federal Commissioner of Taxation [1971] HCA 12 ; (1971) 127 CLR 106 at 134 – 135; Ward v Williams [1955] HCA 4 ; (1955) 92 CLR 496 at 505 – 506; R v Commonwealth Court of Conciliation and Arbitration;...…"
Cited
(1949) 78 CLR 389
(not in corpus)
"…deral Commissioner of Taxation [1971] HCA 12 ; (1971) 127 CLR 106 at 134 – 135; Ward v Williams [1955] HCA 4 ; (1955) 92 CLR 496 at 505 – 506; R v Commonwealth Court of Conciliation and Arbitration; Ex parte Ozone...…"
Cited
[1985] WAR 195
(not in corpus)
"…06 at 134 – 135; Ward v Williams [1955] HCA 4 ; (1955) 92 CLR 496 at 505 – 506; R v Commonwealth Court of Conciliation and Arbitration; Ex parte Ozone Theatres (Aust) Ltd [1949] HCA 33 ; (1949) 78 CLR 389 at 398 and...…"
Cited
(1995) 67 IR 298
(not in corpus)
"…the finding by the Full Bench that the application at first instance did not have merit (see his Honour President Sharkey at [91] and Commissioner Kenner at [115]). 74 The principles enunciated by Marshall J in...…"
Doubted
(1997) 74 IR 413
(not in corpus)
"…icant and other persons in a like position are relevant to the exercise of the Court's discretion." I agree, with respect, with that formulation of the principles and their application in the present case. See also...…"
Subsequent treatment · 55
Positive treatment· 14
Followed
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Archived text (11091 words)
Malik v Paul Albert, Director General, Department of Education of Western Australia [2004] WASCA 51 (1 April 2004)
Last Updated: 2 April 2004
JURISDICTION :
WESTERN AUSTRALIAN INDUSTRIAL APPEAL COURT
CITATION :
MALIK -v- PAUL ALBERT, DIRECTOR GENERAL, DEPARTMENT OF
EDUCATION OF WESTERN AUSTRALIA
[2004] WASCA 51
CORAM :
STEYTLER J (PRESIDING JUDGE)
PULLIN J
EM HEENAN J
HEARD :
2 MARCH 2004
DELIVERED :
1 APRIL 2004
FILE NO/S :
IAC 13 of 2003
BETWEEN :
PREM SINGH MALIK
Appellant
AND
PAUL ALBERT, DIRECTOR GENERAL, DEPARTMENT OF EDUCATION OF WESTERN
AUSTRALIA
Respondent
ON APPEAL FROM:
Jurisdiction :
WESTERN AUSTRALIAN INDUSTRIAL RELATIONS COMMISSION
Coram :
SHARKEY P, SCOTT C, KENNER C
Citation Number :
[2003] WAIRC 9090
File Number :
FBA 13 of 2003
Catchwords:
Industrial law - Application for Commission to accept
referral of unfair dismissal claim out of time - Whether error of law in
interpretation
of legislation
Legislation:
Industrial Relations Act
, s 29(3)
Result:
Appeal dismissed
Category:
B
Representation:
Counsel:
Appellant : Mr G Droppert
Respondent : Mr R J Andretich
Solicitors:
Appellant : Slater & Gordon
Respondent : State Solicitor's Office
Case(s) referred to in judgment(s):
Case(s) also cited:
Brisbane South Regional Health Authority v Taylor
[1996] HCA 25
;
(1996)
186 CLR 541
Cousins v YMCA of Perth
(2001) 111 IR 286
1
STEYTLER J (PRESIDING JUDGE)
:
This is an appeal against a decision of the Full Bench of the Western Australian
Industrial Relations Commission. Appeals of that
kind are significantly
restricted by the provisions of s 90 the
Industrial Relations Act
1979
("the Act"). In this case, the appellant relies upon the provisions of
s 90(1)(b)
of the Act, which permits an appeal from a decision of the Full
Bench which is "erroneous in law in that there has been an error
in the
construction or interpretation of any Act, regulation, award, industrial
agreement or order in the course of making the decision
appealed against". The
appellant contends that the Full Bench has erred in its construction of
s 29(3)
of the Act.
2 The appellant was a teacher employed by the respondent. He
taught, during 2002, at the Corrigin District High School. The
principal of
that school was dissatisfied with the appellant's performance. Various
processes followed before the appellant was
ultimately dismissed on
7 January 2003. The appellant believed that his dismissal was unfair and
consequently wished to refer it
to the Industrial Relations Commission under
s 29(1)(b)(i)
of the Act, which provides for the referral of such a claim
by a dismissed employee. By
s 29(2)
of the Act a referral under
subs (1)(b)(i) was required, subject to
s 29(3)
, to be made not later
than 28 days after the date on which the employee's employment is
terminated. That meant that the referral
had to be made by 4 February
2003. It was in fact made three days later, on 7 February 2003. The
appellant consequently made an
application under
s 29(3)
of the Act, which
reads as follows:
"The Commission may accept a referral by an employee under
subsection (1)(b)(i) that is out of time if the Commission considers that
it would be unfair not to do so."
3 A single Commissioner, Commissioner Harrison, made an
order accepting the referral out of time. However, the respondent appealed
against her decision to the Full Bench under
s 49
of the Act. The Full
Bench allowed the appeal and varied the order below by dismissing the
appellant's application under
s 29(3).
4 Before turning to consider the grounds of appeal to this Court,
it is necessary to say a little more about the proceedings before
Commissioner Harrison and about the reasoning of the Full
Bench.
5 The appellant's application under
s 29(1)(b)(i)
of the Act
was accompanied by a schedule which read, so far as is presently relevant, as
follows:
"5. On 22 November 2002 a student assaulted the applicant at Corrigin
District High School. This student was known for his threatening
and violent
behaviour and also assaulted the other staff members at the school. This
student provoked other students to misbehave,
and the applicant became harassed
regularly whilst conducting his classes.
6. As a result of being the subject of such harassment, the applicant suffered
stress, anxiety and lacked confidence in conducting
his classes.
7. The applicant raised these issues and a number of other professional
development issues with the Principal and Deputy Principal
of Corrigin District
High School.
8. The applicant contends that the Principal, the Deputy Principal and the
respondent, as his employer, did not follow the policies
and guidelines of the
Department of Education in dealing with the issues raised by him, and
subsequently blamed the student's behaviour
on the applicant saying that he was
performing unsatisfactorily as he relied heavily on administration to help
control his troublesome
classes.
9. On 2 December 2002 the applicant was advised by letter from the
respondent that he had formed the view that the applicant's performance
was
substandard within the meaning of
section 79(1)
of the
Public Sector
Management Act 1994
and giving him an opportunity to respond to the finding
and intended penalty.
10. The applicant replied to the respondent by letter dated 20 December
2002.
11. By letter dated 2 January 2003 the applicant was informed by the
respondent that, despite his response, his employment was terminated
pursuant to
section 79(3)
of the
Public Sector Management Act 1994
, effective
from 7 January 2003.
12. The applicant is aggrieved by the decision of the respondent for the
following reasons:
(i) The respondent did not follow its own policies, guidelines and procedures in
addressing the original issues raised by the applicant;
(ii) The respondent did not apply the provisions of the
Public Sector
Management Act 1994
in terminating the applicant's employment or
alternatively applied them in a manner which denied the applicant procedural
fairness."
6 No affidavit was lodged by the appellant with his application
under
s 29(3).
However, when the application came on for hearing, his
solicitor handed up, by consent, an affidavit sworn by the appellant's former
legal representative, Mr Mark Cox, in support of the application. On the
same morning the respondent's counsel handed up, also by
consent, two affidavits
(at least one of which had not been seen by the appellant's lawyer until that
morning) in opposition to the
application. Neither party has seen fit to place
the affidavits before us, but we were told that we could safely accept the
description
of their contents given respectively by Commissioner Harrison
and the Full Bench.
7 The affidavit evidence appears to have established that no
fault could be ascribed to the appellant in respect of the delay.
On
8 January 2003 the appellant's wife telephoned a representative of the
respondent, asking how much time the appellant had within
which to challenge the
decision to dismiss him. Then, on 14 January 2003, the appellant
instructed Mr Cox to bring the application
under
s 29(1)(b)(i).
However, Mr Cox missed the statutory deadline because his heavy workload
caused him to overlook it. It was only when the appellant
telephoned
Mr Cox on 6 February 2003 in order to obtain a copy of the application
that he discovered that it had not been lodged.
There is no suggestion that the
respondent was prejudiced by the delay.
8 At the hearing before Commissioner Harrison the
appellant's solicitor contended that the applicant had an arguable case and
"some legitimate complaint". However, he adduced no evidence on the merits,
presumably relying upon s 26(1)(b) of the Act, which
provides that, in the
exercise of its jurisdiction under the Act, the Commission "shall not be bound
by any rules of evidence, but
may inform itself on any matter in such a way as
it thinks just". He began to make submissions from the bar table in respect of
matters not covered by the schedule attached to the application. When the
Commissioner questioned him as to the propriety of this,
the appellant's
solicitor moved to the schedule itself, reciting some of the facts therein set
out. He went on to say:
"Now, because of the haste with which the application was prepared, it's clear
that that's not a full development of ... [the appellant's]
case ... and
certainly if what ... [the appellant] is saying is true, there is the potential
for him to be successful in his unfair
dismissal claim. ... It is not without
merit ...".
9 When asked by the Commissioner to what par 12(i) of the
schedule related, counsel for the appellant said that the contention
there
advanced related to "the complaint about the harassment from the student and
also not being supported by the principal and
the deputy principal". Once
again, counsel for the appellant apologised for the "haste with which ... [the
application] was obviously
prepared".
10 The Commissioner then asked counsel for the applicant to what
par 12(ii) of the schedule related and was told by the solicitor
that he
did not "have the knowledge of what that ... was referring to".
11 Counsel for the respondent then made her submissions. These
encompassed a relatively brief summation of the facts set forth
in the affidavit
evidence filed on behalf of the respondent which, she contended, supported the
proposition that the applicant had
been properly dealt with and had no cause for
complaint. That evidence was to the effect that the appellant had been unable
to demonstrate
satisfactory skills in the area of classroom management and had
demonstrated difficulty in managing student behaviour. As has been
mentioned by
Pullin J (I have had the considerable advantage of reading both
his Honour's judgment and that of E M Heenan J), the
respondent's affidavits also revealed that the applicant had been provided with
a copy of the Department of Education's policy concerning
unsatisfactory and
sub-standard performance of the teaching staff and that correspondence had been
forwarded to him dated 3 October
2002, informing him that the Department
had received a report from the principal of the Corrigin School alleging that
his performance
was sub-standard. As Pullin J has said, the affidavits
showed that after that report had been completed, the appellant informed
the
principal, on 23 October 2002, about harassment by students outside of
school hours, although the only out-of-hours harassment
referred to in the
application is that arising from the assault on 22 November 2002, some time
after the completion of a performance
review conducted in respect of the
applicant by the school itself. The respondent's affidavit evidence also
established that it
had followed appropriate processes in dealing with the
appellant, including those provided for by the
Public Sector Management Act
1994
.
12 In the course of a replying submission the solicitor for the
applicant said that, as had been revealed by the respondent's
submissions, the
appellant had "at every stage ... challenged the assessments that were made of
him".
13 Commissioner Harrison, in arriving at her decision, said
that she took into account "whether there was an acceptable explanation
for the
delay, the merits of the substantive application, whether the applicant took
steps to make it clear to the respondent that
he was unhappy with his
termination and that he would contest his termination and prejudice to the
respondent". She said that, in
applying those guidelines (which she drew from a
recent decision of the Commission), she was "mindful that there is a 28-day time
frame to lodge an application and the Commission's discretion in relation to a
matter of this nature should not be exercised unless
there is good reason to do
so".
14 She went on to say that the evidence established that the
delay was not attributable to the appellant, who had acted promptly
to pursue
his claim, that there remained a "live issue" to be dealt with on the merits,
that the respondent was aware that the appellant
was considering a challenge to
the termination of his employment and that there was no significant disadvantage
to the respondent
if the application should be allowed. She said, so far as the
merits were concerned, the following:
"The respondent maintains that there was no merit at all to the applicant's
claim that he had been unfairly terminated. Even though
detailed submissions
were made about the process that the respondent undertook in relation to the
applicant's termination, I am satisfied
that there is some doubt about at least
one aspect of the applicant's termination sufficient to attract a review by the
Commission.
The applicant relies on the issue that the respondent did not deal
adequately with him being the subject of harassment by students
at the
workplace. The respondent claims that it was not aware of this issue when
deciding to effect the applicant's termination.
Given this, it is my view that
this remains a live issue. I express no view in relation to the other issues
relied upon by the
applicant relating to his claim. In the circumstances the
applicant has established that there could well be an arguable case in
relation
to this one matter."
15 The Full Bench, in allowing the appeal against the
Commissioner's decision to extend time, relied heavily upon the fact that
the
appellant had advanced no affidavit evidence in support of the merits of his
claim that his dismissal was unfair.
16 The President, after a careful evaluation of the facts and
findings at first instance, and after considering much of the relevant
case law,
set out, in par 81 of his judgment, a number of "principles, practices and
considerations" which, he said, were relevant
in an application under
s 29(3).
His Honour included amongst these the consideration that
there is "a positive burden on the applicant to establish that the discretion
... should be exercised in his/her favour" and the consideration that an
applicant "will, in many cases, be required to establish
that he/she has a case
on the merits". He went on to say, in this last respect:
"That is that the case has merit and is likely to succeed, not that it is barely
likely to succeed or unlikely to succeed. (This
will not, however, require a
full investigation of the merits (see
Lucic v Nolan & Ors
45 ALR 411
at 416 - 417 per Fitzgerald J (FC))).
I do not use the word 'arguable' in this context because that is a term which
applies more to matters of law and therefore to a proceeding
such as an appeal.
The merits of the case at first instance which depends, more often than not, on
the evidence as well as the law
is a different matter and should not be
characterised as merely 'arguable' or not."
17 Notwithstanding his enunciation of a test in which "a case on
the merits" was required to be established "in many cases", the
President found,
in par 92 of his reasons, that it would be "patently unfair to accept the
referral where no merit in the claim was
established". He had earlier found, in
that respect, that (par 83(f)):
"There was nothing in the evidence or no submission which could properly lead
the Commission at first instance to conclude that ...
[the appellant's] case was
not lacking in merit. At best, and it should have been so found, the case for
... [the appellant] was
barely arguable or weak. The test which was applied
should not be whether there was a live issue, and the Commissioner erred in
so
finding."
18 The President had also earlier found that, while the
Commission was entitled to act upon the assertions of advocates without
hearing
other evidence, it would be at least imprudent on the part of the Commission not
to examine the matter further if those assertions
were challenged (par 67)
and that it would not be prudent for the Commission to accept assertions from
the bar table against evidence
on oath or affirmation
(par 68).
19 He went on, a little later, to say (par 78)
that:
"There was no attempt at first instance to adduce the necessary evidence where
evidence in the face of the sworn evidence of the
... [respondent's] witnesses
was patently required in order to enable ... [the appellant] to discharge his
burden."
20 Commissioner Kenner (with whom Commissioner Scott
was in agreement) likewise placed considerable emphasis upon the appellant's
failure to advance any affidavit evidence in respect of the merits of his claim
that he had been unfairly dismissed. He referred
to an earlier decision of his
in
Azzalini v Perth Inflight Catering
(2002) 82 WAIG 2992
, in
which he had said that considerations "relevant to whether it would be unfair to
not extend time" included "the merits of the
substantive application in the
sense that there is a sufficiently arguable case". However, he went on to make
a number of comments
from which it might be inferred that he considered that an
applicant is obliged to lead evidence as to the merits in order to discharge
his
or her obligation of satisfying the Commissioner that there was a sufficiently
arguable case. He said, in par 113:
"Finally, and most importantly however, as to the merits of the substantive
application, in my view, on the evidence, it was open
for the Commissioner to
find that the respondent's claim lacked any merit at all. This is because not
only did the respondent not
lead any evidence as to the merits, which he was
obliged to do given that he bore the onus of persuading the Commissioner at
first
instance to extend time, but there was also evidence adduced by the
appellant positively against the assertion that the respondent
was unfairly
dismissed."
21 Also, after referring to evidence which had been tendered on
behalf of the respondent, which, he said, left it open to the
Commissioner to
find that the appellant had been fairly adjudged to have demonstrated
unsatisfactory performance and to have been
afforded due process and natural
justice, he said (pars 115 and 116):
"115. That being so, and in the absence of any evidence from the respondent and
the discharge of the onus that rested on him, apart
from assertions from the bar
table which should not be accepted in the face of sworn evidence to the
contrary, in my view, the respondent
failed to demonstrate that the application
at first instance had merit. Indeed, as I have observed above, the evidence
from the
appellant, uncontroverted, established to the contrary.
116. In these circumstances, the Commissioner should have found that the
respondent at first instance had not established on the
evidence any merit in
his claim. Despite the short length of the delay and the reason for the delay
not being attributable to the
respondent, the absence of established merit in
the respondent's claim meant the discretion to accept the referral out of time
pursuant
to
s 29(3)
of the Act should not have been exercised in this
case."
22 Commissioner Kenner went on to say that he "would
therefore uphold the appeal" (par 117).
23 The sole ground of appeal to this Court is that the Full Bench
erred in law in interpreting
s 29(3)
by holding that the appellant had a
positive obligation to establish the merit of his claim.
24 It seems to me necessarily to follow from what was said by the
President and by Commissioners Kenner and Scott that each of
them found
that the appellant could not succeed without establishing a sufficient case on
the merits and that this could not be done
other than by way of affidavit
evidence in circumstances in which there was sworn evidence contradicting mere
assertions made on
his behalf from the bar table.
25 In my respectful opinion, that reading of
s 29(3)
adds an
impermissible gloss to the simple meaning of its words. The Commission is
empowered to accept a late referral if it would
be "unfair" not to do so and,
while an assessment of the merits "in a fairly rough and ready way" (see
Jackamarra v Krakouer
[1998] HCA 27
;
(1998) 195 CLR 516
at
[9]
) will often be an
important consideration, there is nothing in the words of
s 29(3)
which
imports any obligation, on the part of an applicant, to establish any degree of
merit (and it should not be overlooked, in
this regard, that the Commission is
given broad powers to dismiss a matter summarily under s 27(1)(a) of the
Act). It is, of course,
difficult to imagine that it would ever be unfair to an
applicant to deny him or her the right to lodge a referral out of time where
it
was positively shown that the applicant had no prospect of success. However,
that is a very different proposition from one to
the effect that an applicant
has, in every case, an obligation to show that he or she has some prospect of
success.
26 Like E M Heenan J, I consider that the
principles enunciated by Marshall J in
Brodie-Hanns v MTV Publishing
Ltd
(1995) 67 IR 298
are apposite. As E M Heenan J has
said, Marshall J there identified the following six "principles" (at
299 - 300):
"1. Special circumstances are not necessary but the Court must be positively
satisfied that the prescribed period should be extended.
The prima facie
position is that the time limit should be complied with unless there is an
acceptable explanation of the delay which
makes it equitable to so
extend.
2. Action taken by the applicant to contest the termination, other than applying
under the Act will be relevant. It will show that
the decision to terminate is
actively contested. It may favour the granting of an extension of time.
3. Prejudice to the respondent including prejudice caused by delay will go
against the granting of an extension of time.
4. The mere absence of prejudice to the respondent is an insufficient basis to
grant an extension of time.
5. The merits of the substantive application may be taken into account in
determining whether to grant an extension of time.
6. Consideration of fairness as between the applicant and other persons in a
like position are relevant to the exercise of the Court's
discretion."
27 Those "principles" or considerations are not exhaustive and,
putting to one side the uncontestable proposition that there must
be something
positively to satisfy the Court that it would be unfair not to accept the
referral out of time, none of them is necessarily
decisive and each case will
turn upon its own individual facts and circumstances.
28 It follows that, like Pullin J, I am of the opinion that
the Full Bench erred in law by misconstruing
s 29(3)
of the Act. However,
unlike Pullin J, it seems to me that the matter should be referred back to
the Commission for reconsideration.
While I am in a minority in this respect, I
will, very briefly, express my reasons for arriving at that
conclusion.
29 As I have said, Commissioner Harrison, at first instance,
expressed an opinion on only one issue on the merits. She did so
in
circumstances in which counsel for the applicant had patently done insufficient
preparation to enable him to provide any real
assistance in that regard, the
schedule having presumably been prepared by a different solicitor, Mr Cox.
The issue on which she
expressed an opinion was that which, as I have also said,
she described as a "live issue", being that relating to the alleged failure
of
the respondent to deal adequately with the fact of the applicant having been the
subject of harassment by students at the workplace.
That is the issue dealt
with in par 5 of the schedule attached to the applicant's application.
While it is unclear from that paragraph
when that harassment took place, I
infer, from the manner in which submissions were made on the applicant's behalf
before Commissioner
Harrison, that it was said to have taken place
throughout the period, in 2002, in which the appellant taught at Corrigin
District
High School. It may be, as the President said, that this raised only a
weak case (albeit the Commissioner did not say this, and
it would have been
difficult for her to arrive at any firm conclusion in that regard in the absence
of a much fuller hearing). It
may also be so that it was imprudent on the part
of Commissioner Harrison not to examine the matter further in the absence
of affidavit
evidence from the applicant on the merits (as to which see
R
v Commonwealth Conciliation and Arbitration Commission; Ex parte Melbourne
and Metropolitan Tramways Board
[1965] HCA 50
;
(1965) 113 CLR 228
at 243, per
Barwick CJ), albeit, it should not be forgotten, she was, as I have said,
faced with a solicitor who had, that morning,
for the first time been confronted
with some, or all, of the respondent's affidavit evidence and who was, through
no fault of the
appellant, patently in no position to provide any real
assistance in respect of the merits of the application under
s 29(1)(b)(i).
However, none of this meant that the appellant must inevitably fail in his
application. Commissioner Harrison at first instance
made no finding that
it had positively been shown that the appellant's unfair dismissal claim had no
prospects of success and nor,
in my respectful opinion, was it open either to
her or to the Full Bench to arrive at that conclusion on the basis of the
limited
materials which were before the Commission, more particularly
given the haste in which the application for an extension of time was
prepared and the consequential lack of any real preparation
on the part of the
appellant's new solicitor as regards the merits of the appellant's claim. That
being so, some other basis for
upsetting the exercise, by
Commissioner Harrison, of her discretion was required to be shown.
30 I would consequently have allowed the appeal and returned the
matter to the Full Bench for reconsideration in accordance with
these
reasons.
31
PULLIN J
: This is an appeal against a decision of the
Full Bench of the Western Australian Industrial Relations Commission, dated
20 August
2003. The decision, in effect, quashed an order of Commissioner
Harrison extending time for the appellant to refer to the Commission,
his claim
that he had been unfairly dismissed from his employment.
32 The background is as follows. The appellant was a teacher
employed by the respondent. He was dismissed early in January 2003.
He gave
his solicitors instructions to refer his claim for unfair dismissal to the
Commission well within the 28-day time limit
imposed by
s 29(2)
of the
Industrial Relations Act
("
Act
"). The appellant's lawyers
overlooked the time limit, and three days after the expiry of the time limit,
the appellant referred
his claim to the Commissioner and applied for an order
that the Commission accept the referral out of time, pursuant to
s 29(3)
of
the Act. That subsection reads:
"(3) The Commission may accept a referral by an employee under subsection
(1)(b)(i) that is out of time if the Commission considers
that it would be
unfair not to do so."
33 In support of the application for extension of time, the
appellant filed affidavit evidence by the solicitor, explaining that
pressure of
work had caused him to overlook the time limit. However, the appellant filed no
affidavit dealing with the merits of
the claim. The respondent filed affidavits
giving a detailed account of the dealings between the parties which, if
uncontradicted,
showed that the substantive claim had no merit because the
appellant had not been unfairly dismissed. The only material that the
appellant
relied upon in relation to the issue of merit, was a schedule to the substantive
application or referral, which stated
that on 22 November 2002, a student
assaulted the applicant at the Corrigin District High School, where he was
working; that the
student provoked other students to misbehave; that the
appellant was harassed regularly whilst conducting his classes; that as a
result
of being subject to such
harassment, the applicant suffered stress and anxiety and lacked confidence
in conducting his classes; that the appellant raised these
issues, and a number
of other professional development issues, with the Principal and Deputy
Principal of the school; that the Principal,
Deputy Principal, and respondent,
as employer, did not follow the policies and guidelines of the Department of
Education in dealing
with the issues raised by him and subsequently blamed the
student's behaviour on the appellant, saying that he was performing
unsatisfactorily
because he relied heavily on administration to help control his
troublesome classes. The schedule further stated that on 2 December
2002,
the appellant was advised by letter from the respondent, that he had formed the
view that the appellant's performance was sub-standard
within the meaning of
s 79(1)
of the
Public Sector Management Act 1994
, and giving him an
opportunity to respond to the finding and intended penalty. The appellant
replied by letter dated 20 December
2002, and by letter dated
2 January 2003 the appellant was informed that, despite his response, his
employment was terminated. The
appellant complained in the schedule that he was
aggrieved by the decision because the respondent did not follow its own
policies,
guidelines and procedures in addressing the original issues raised by
the appellant, and that the respondent did not apply the provisions
of the
Public Sector Management Act 1994
in terminating the appellant's
employment, or applied them in a manner which denied the appellant procedural
fairness.
34 I should at this point mention something that was said by
Brennan CJ and McHugh J in
Jackamarra v Krakouer
[1998] HCA 27
;
(1998)
195 CLR 516
at
[10]
. They said:
"Given the practice in hearing applications for extension of time, the rules of
procedural fairness require that an appellate court
should not determine the
application on the details of the evidence (if they have been provided) or the
lack thereof unless counsel
has been given fair notice that the court intends to
take that course."
35 In this case, the appellant came to the hearing before
Commissioner Harrison, aware that the respondent intended relying upon
affidavit
evidence which, if accepted, strongly suggested that the appellant's substantive
application could not succeed. The appellant
took no steps to file any
affidavits to contradict anything which had been said in the respondent's
affidavits. During the course
of the hearing before Commissioner Harrison,
counsel for the appellant began explaining the appellant's case in a way which
went
outside the schedule to the substantive application. The Commission, under
the Act, is entitled to act on the assertions of advocates
without hearing other
evidence, but if the assertion is challenged, it would be imprudent on the part
of the Commission not to examine
the matter further: see
R v Commonwealth
Conciliation and Arbitration Commission; Ex parte Melbourne and Metropolitan
Tramways
Board
[1965] HCA 50
;
(1965) 113 CLR 228.
Commissioner Harrison pointed out
that counsel's explanations were "assertions from the bar table" and that they
were not included
in the schedule attached to the application. Counsel for the
applicant then reverted to the schedule to give an account of the proposed
case
of unfair dismissal. Counsel for the appellant did not ask for an adjournment
to file affidavits. In the circumstances, therefore,
the appellant had fair
notice that the issue of merit would be decided by reference to the affidavits
(and the schedule) and not
by reference to counsel's assertions from the bar
table.
36 Commissioner Harrison made an order extending time.
37 The affidavits filed by the respondent revealed that
Mr Malik had been provided with a copy of the Department's policy
concerning
unsatisfactory and sub-standard performance of the teaching staff,
and this had been provided on 13 June 2002; and that correspondence
had
been forwarded to the appellant dated 3 October 2002, outlining that the
Department had received a report from the Principal
of the Corrigin School,
alleging that Mr Malik's performance was sub-standard. The affidavits
showed that after that report, the
appellant had advised the Principal on
23 October 2002 about harassment by students outside of school hours, but
that conduct is
not referred to, or relied upon, in the substantive application
by the appellant. The appellant's statement about the assault on
22 November 2002 was shown by the affidavits to be a date not only after
the commencement of the appellant's performance review at
the school, but also
after the completion of the review which was finalised in August 2002. The
Public Sector Management
Act provides for a process to be complied with
if sub-standard performance of an employee is alleged. It provides for an
investigation.
The Department itself had established a process to be completed
prior to the commencement of the investigation under the Act. That
process was
followed, leading to the report and the determination by the Principal in August
2002, that the appellant had not demonstrated
satisfactory performance. The
process under the
Public Sector Management
Act was then adhered to, and
eventually Mr Malik's employment was terminated. Notwithstanding this
uncontradicted evidence, time was
extended by Commissioner
Harrison.
38 The respondent appealed to the Full Bench. The Full Bench
upheld the respondent's appeal and varied the order granting the
extension by
deleting the whole of the order and substituting an order that the application
for an extension of time be dismissed.
39 Without going into detail, the Full Bench considered,
inter
alia, that the evidence adduced by the respondent established positively
that the appellant was not unfairly dismissed and that in
the absence of any
evidence from the respondent, apart from assertions from the bar table which the
Full Bench considered should
not have been accepted in the face of sworn
evidence to the contrary, the appellant failed to demonstrate that the
substantive application
had any merit. It was for that reason that the Full
Bench allowed the appeal.
40 The right of appeal to this Court is a restricted one. For
present purposes, if the appeal to this Court is to succeed, the
appellant must
demonstrate within the terms of
s 90(1)(b)
of the Act that the decision of
the Full Bench was "erroneous in law in that there has been an error in the
construction or interpretation
of [an] Act ... in the course of making the
decision appealed against". The appellant submits that there was such an error.
The
appellant's only ground of appeal is that "the Full Bench erred in law in
interpreting
section 29(3)
of the ... Act ... by holding that the Appellant
had a positive obligation to establish the merit of his claim".
41
Section 29(3)
requires the Commission to decide whether it
would be unfair not to accept the referral out of time. Even if it would be
unfair
not to accept the referral, the Commission retains a discretion to refuse
to accept the referral out of time. This is because the
subsection states that
the Commission "may" accept the reference. As a result, there is not much, if
any, difference between this
provision and many other provisions which confer a
general discretionary power in courts to extend time for the taking of some
action
to institute proceedings. I agree with what was said by the Federal
Australian Industrial Relations Commission in
Clark v Ringwood Private
Hospital
(1997) 74 IR 413
about a provision similar to
s 29(3):
"The prima facie position is that the legislative time limit should be complied
with and an applicant seeking to pursue an application
lodged out of time must
persuade the Commission to exercise the discretion ... in their favour.
The central consideration in determining whether or not an out of time
application should be accepted is whether it would be unfair
to the applicant
not to extend the time limit. We note that such a consideration necessarily
involves the exercise of a general
discretion."
42 Although it is helpful for courts to list considerations which
will usually be taken into account in applications to extend
time, I agree with
comments made by Seaman J in
Esther Investments Pty Ltd v Markalinga
Pty Ltd
(1989) 2 WAR 196
at 204, where he said:
"... it is impossible to lay down any fixed and binding rule with regard to the
cases in which the court will exercise the discretion
to enlarge time for
appealing, ... each case must be decided upon the particular circumstances
surrounding it. ...
For the reasons which I gave in [an earlier case] ... some consideration of
merit is necessary in all but the most unusual case,
although the weight which
will be attached to it in one set of circumstances may be greatly different from
the weight to be attached
to it in another."
43 In
Clark's
case (
supra
), the Federal
Commission set down guidelines that "may assist" in determining whether it would
be unfair not to grant an application
to extend time. One of the factors in the
guidelines was the merit of the substantive application.
44 The result is that the correct approach to applications under
s 29(3)
of the Act is to consider the sole criterion of whether it would be
unfair not to grant the extension. Factors which are relevant
will vary from
case to case. The length of the delay and the reasons for the delay will
usually be relevant factors. The merits
of the substantive application will
usually be a relevant factor, but it is not a
sine qua non
.
45 I should pause at this point to refer to what was said by
Brennan CJ and McHugh J in
Jackamarra v Krakouer
(
supra
) at [9]:
"Unless motions to extend time for appeals are to turn into full rehearsals for
those appeals, appellate courts can only assess 'the
merits' in a fairly rough
and ready way."
46 Gummow and Hayne JJ said at [34] that it is not useful to
fasten upon one verbal formula in preference to all others as a description
of
the necessary degree of satisfaction the court must reach on the issue of
merit.
47 In my opinion, those statements are equally applicable to an
application for an extension of time under
s 29(3)
of the
Act.
48 I now turn to consider the reasons for decision in this case.
The reasons must be examined to see whether it is the case,
as the appellant
contends, that the Full Bench made an error of law in interpreting
s 29(3)
of the Act by concluding that in every case it must be shown that the
substantive application has merit before time may be extended
to allow the
referral out of time. I refer first to the reasons for decision of Commissioner
Kenner, because his reasons were agreed
with by Commissioner
Scott.
49 In directing himself on the law, Commissioner Kenner
referred to an earlier decision of his in
Azzalini v Perth Inflight
Catering
(2002) 82 WAIG 2992
, where he said:
"... for the purposes of
s 29(3)
of the Act as it now is, consideration by
the Commission of whether it ought extend time for the purposes of this
subsection should
include the following -
(a) Prima facie, time limits imposed by the Act are to be complied with and it
is for an applicant to establish the circumstances
such that the discretion to
extend time should be exercised in his or her favour;
(b) An extension of time is not automatic and the discretion residing with the
Commission to extend time is for the purpose of enabling
the Commission to do
justice between the parties;
(c) It is for an applicant to demonstrate that strict compliance with
s 29(2)
of the Act will work an injustice and be unfair in all of the
circumstances;
(d) Considerations relevant to whether it would be unfair to not extend time
include -
(i) the length of any delay;
(ii) the explanation for the delay;
(iii) steps taken if any, by the applicant to evidence non-acceptance of the
termination of employment and that it would be contested;
(iv) the merits of the substantive application in the sense that there is a
sufficiently arguable case; and
(e) Whether there would be any prejudice to the respondent in granting the
application to extend time although the absence of prejudice
to the respondent,
without more, is not a sufficient basis of itself, to grant an application for
an extension of time."
50 Commissioner Kenner said he would adopt what he said in
Azzalini
for the purposes of the relevant principles to apply in
determining the appeal.
51 I agree with the quoted passage if, by it, Commissioner Kenner
meant in (d):
"Considerations
usually
relevant to whether it would be unfair to
not extend time include ..."
52 The argument in this case is that Commissioner Kenner
misdirected himself by holding that merit is a
sine qua non
for all
applications under
s 29(3).
The appellant submits that this was an error
of law and that it appears from par 113 of Commissioner Kenner's reasons
for decision,
where he said:
"Finally, and most importantly however, as to the merits of the substantive
application, in my view, on the evidence, it was open
for the Commissioner to
find, that the respondent's claim lacked any merit at all. This is because not
only did the respondent not
lead any evidence as to the merits,
which he was
obliged to do
given that he bore the onus of persuading the Commissioner at
first instance to extend time, but there was also evidence adduced
by the
appellant positively against the assertion that the respondent was unfairly
dismissed."
I have underlined the words which are pointed to as suggesting the error of
law on Commissioner Kenner's part. The question then
is whether the words
underlined reveal that Commissioner Kenner had formed the erroneous view that an
appellant bore the onus of
proving, and could never succeed in gaining an
extension of time unless evidence was led to establish, that the application had
merit.
If that is what Commissioner Kenner was saying, then, in my opinion,
there was an error of law in the interpretation of
s 29(3)
of the Act.
53 On the other hand, the paragraph quoted and the words
underlined, may mean that because the issue of merit had been raised,
and
because evidence had been led by the respondent to the effect that the
substantive application must fail, the appellant was,
as a result, "obliged" in
the particular circumstances of this case, to lead some evidence to show that
there was an arguable case.
54 On balance, I consider that Commissioner Kenner did decide and
misdirect himself by concluding that
s 29(3)
requires, in each and every
case, that an arguable case of merit be established by evidence from the
employee applicant. This appears
from the passage quoted above when read also
with the first sentence in par 115 of Commissioner Kenner's reasons, which
read:
"That being so, and in the absence of any evidence from the respondent and the
discharge of the onus that rested on him, apart from
assertions from the bar
table which should not be accepted in the face of sworn evidence to the
contrary, in my view, the respondent
failed to demonstrate that the application
at first instance had merit. Indeed, as I have observed above, the evidence
from the
appellant, uncontroverted, established to the contrary."
55 The President's reasons, in part, reflect the approach which I
consider to be correct. He said in par 81(c) that an applicant
"will, in
many cases, be required to establish that he/she has a case on the merits", and
in par 81(k) "it is not possible to list
all of the factors which might be
relevant". The President correctly stated that in an application under
s 29(3)
, the task of the appellant was to "... establish ... that it would
be unfair not to accept" the referral the subject of the
application.
56 Having decided that the majority erred in law by misdirecting
themselves as to the correct interpretation of
s 29(3)
of the Act, the
question then arises as to what order this Court should make.
Section 90(3a)
of the Act provides that if any ground of appeal is made out
but the court is satisfied that no injustice has been suffered by the
appellant,
the court shall confirm the decision the subject of appeal unless it considers
there is good reason not to do so.
57 In the circumstances of this case, it would have been
understandable if the respondent had not strongly opposed the application
for an
extension and had not filed any affidavits on the issue of merit. If that had
happened, an extension could have been granted.
The respondent,
however, clearly felt that this was an entirely unmeritorious claim, and so
it did raise the issue of lack of merit. In those circumstances,
it cannot be
said that the Commissioner at first instance and the Full Bench were wrong in
concluding that the issue of merit was
relevant. The Full Bench's reasoning and
conclusion was that it had been established - positively established - on the
only evidence
before it, that there was nothing unfair about the processes
leading to the appellant's dismissal.
58 While the Full Bench erred in its conclusion that
s 29(3)
requires an applicant in every case to show there is merit, there is no
reviewable error in relation to its conclusion that the evidence
showed that the
appellant was not unfairly dismissed.
59 There is therefore no point in referring the matter back for
reconsideration. If that happened, the direction would be to
consider the
matter in the light of the decision of this Court. The same result would be
bound to follow in view of the Full Court's
positive finding that the
substantive application had no merit. The fact that the Full Bench considered
that the evidence from the
respondent, uncontroverted as it was, established
that the application had no merit, and because this was a case where the merit
of the application was a relevant consideration, a reconsideration by the Full
Bench would only produce the same result, even if
the Full Bench noted and
applied the correct interpretation of
s 29(3)
of the Act.
60 I would therefore dismiss the appeal.
61
EM HEENAN J
: At first instance Commissioner Harrison
accepted the applicant's claim for relief for alleged harsh, oppressive or
unfair dismissal
from his employment with the respondent notwithstanding that
the application had been made after the 28 day time limit for the commencement
of such an application fixed by subs 29(2) of the
Industrial Relations
Act 1979
had expired. The respondent appealed from that decision to the
Full Bench of the Commission and, by a unanimous decision (his Honour
President Sharkey, and Commissioners P E Scott and
S J Kenner) the Full Bench upheld the appeal and dismissed the
appellant's application
for relief. From that decision the appellant now
appeals to this Court under
s 90
of the Act which, however, limits the
grounds of appeal which may be raised and, in terms relevant to the present
appeal, provides:
"
90 Appeal to court from Commission
(1) Subject to this section, an appeal lies to the Court in the manner
prescribed from any decision of the President, the Full Bench,
or the Commission
in Court Session –
(a) on the ground that the decision is in excess of jurisdiction in that the
matter the subject of the decision is not an industrial
matter,
(b) erroneous in law in that there has been an error in the construction or
interpretation of any Act, regulation, award, industrial
agreement or order in
the course of making the decision appealed against; or
(c) on the ground that the appellant has been denied the right to be
heard,
but upon no other ground."
The appellant resorts to subs 90(1)(b) of the Act by alleging, in his
single ground of appeal, that the Full Bench erred in law in
interpreting
s 29(3)
of the Act by holding that the appellant had a positive obligation
to establish the merit of his claim. This ground is enlarged
by particulars
which need not be mentioned until later.
62 The background is uncontroversial. The appellant had been
employed by the respondent as a school teacher and was assigned
to the Corrigin
District High School at which he had been employed throughout 2002. Some
concerns were entertained by the Principal
of the Corrigin District High School
about the appellant's capacity to manage his class and to maintain control and a
series of investigations
or evaluations of his performance were commenced in or
about June 2002. After following the departmental process which involved
opportunities for the appellant to respond, the appellant was informed, by
letter dated 2 January 2003 that his employment was to
be terminated as at
7 January 2003. That is what happened and the appellant then gave
instructions to "appeal" against the Department's
decision to terminate his
employment or, in other words, to make an application for relief under
s 29
of the Act. There is no suggestion that, after he was notified of the
termination of his employment, the appellant did not act promptly
in providing
instructions to his solicitors to apply to the Commission for
relief.
63 Due to oversights within the solicitor's office, apparently
due to pressure of work, the application was not filed until 7
February
2003 when it was then three days out of time. The appellant applied for an
"extension of time", and made submissions through
his counsel to the Commission
in support of that application. The respondent, by his counsel, opposed that
application and filed
affidavit evidence in opposition alleging facts which, if
accepted, tended to show that the appellant had no prospects of success
in his
proposed application.
64 The ultimate decision of the Commission, by the Full Bench,
was that the appellant had failed to demonstrate any merit in his
proposed
application and that, accordingly, time should not be extended. In doing so the
Full Bench made observations to the effect
that an applicant for an extension of
time in such circumstances had a positive obligation to establish "the merit of
his claim".
This has led the appellant to enlarge upon his ground of appeal by
reliance upon the following particulars:
"1.1 The wording of the section [s 29(3)] should be construed to mean that
the referral be accepted if the Commission considers that
it would be unfair
to the employee
not to do so (emphasis added).
1.2 The concept of 'fairness' imported into the section requires that the test
of the merit of the referral be that the referral
is 'merely arguable' rather
than that the referral is 'likely to succeed' or there is a 'sufficiently
arguable case' and there be
a balanced consideration of other relevant
factors.
1.3 The Full Bench failed to give any, or any adequate weight to other relevant
factors in support of accepting the referral including
the short period of the
delay, the cause of the delay attributable to the Appellant's solicitor, the
fact the Respondent was aware
that the Appellant challenged its decision and
there was little or no prejudice to the Respondent."
65 In law, as in life, time is precious. This reflects the
relentless fact that time is limited and so must be rationed according
to the
demands of the circumstances. Time limits abound in statutory provisions and in
delegated legislation. Some are final and
cannot be extended – they are
as pitiless and irrevocable as a departing aircraft or a train leaving a Zurich
platform. Some
are capable of extension in various circumstances ranging in
gravity according to the consequences flowing from late, but unsuccessful,
attempts at compliance. In this case we are concerned with
s 29(3)
of the
Act which is of the second category. It provides:
"29(3) The Commission may accept a referral by an employee under
subsection (1)(b)(i) that is out of time if the Commission considers
that it
would be unfair not to do so."
66 As already noted, this application to accept a referral was
only three days out of time and it was not alleged that the late
acceptance of
the application would cause prejudice to the respondent in the only material
sense, namely that the respondent would
be prejudiced in attempting to make an
effectual answer to the claim, because of the delay which had occurred.
Nevertheless it was
late and the Commission had an obligation to decide, in
accordance with
s 29(3)
whether it should be accepted. For the referral to
be accepted it was necessary for the Commission to be satisfied that it would
be
unfair not to do so. On conventional principles the onus of persuading the
Commission that it would be unfair not to accept the
late referral must be on
the applicant.
67 The terms of
s 29(3)
provide that the Commission
may
accept a referral out of time if it considers that it would be unfair
not to do so, thus implying that the Commission has a discretion
to refuse a
late referral even if it would be unfair to do so. It was not argued in this
case that provision that the Commission
"
may
accept" means that the
Commission must accept a late referral if it would be unfair not to do so and,
accordingly, we are not required
to address in this case the issue of whether
the use of the term "may" in this setting is one of those exceptional occasions
where
"may" amounts to "must" – see
Commissioner of State Revenue
(Vic) v Royal Insurance Australia Ltd
[1994] HCA 61
;
(1994) 182 CLR 51
;
Finance
Facilities Pty Ltd v Federal Commissioner of Taxation
[1971] HCA 12
;
(1971) 127 CLR 106
at 134 – 135;
Ward v Williams
[1955] HCA 4
;
(1955) 92 CLR 496
at
505 – 506;
R v Commonwealth Court of Conciliation and
Arbitration; Ex parte Ozone Theatres (Aust) Ltd
[1949] HCA 33
;
(1949) 78 CLR 389
at 398
and
Tortola Pty Ltd v Saladar Pty Ltd
[1985] WAR 195
at
199 – 200. Nevertheless, it is clear that, before the
Commission could accept a late referral, it must be satisfied that
it would be
unfair not to do so. For reasons which follow that must mean that the
consequences for the late applicant of being deprived
an opportunity to seek
redress from the Commission would, at least for him or her, be unfair having
regard to all of the circumstances
including the interests of other parties and
the public. Submissions were made on behalf of the appellant that the Full
Bench was
in error in specifying that in every such case the appellant had a
positive obligation to establish the merit of his claim and that
no such
absolute proposition could be sustained. Great care must be taken in utilising
any test which does not employ the precise
statutory language contained in
s 29(3)
namely "if the Commission considers that it would be unfair not to
do so" because few words are exactly synonymous and each use of
a synonym or an
analogue may involve a slight shift of meaning all the more distracting because
it may be imperceptible.
68 In some circumstances it may be unfair to an applicant if,
notwithstanding his or her delay, an opportunity to bring an application
which
has some prospects of success, not merely unrealistic, subjective or fanciful
prospects, is denied. In some cases it may be
expressly or tacitly acknowledged
that the proposed application is one that does enjoy some prospects of success
but that there are
other factors which would mean that it is not unfair to
refuse the late claim. In others, the delay may be short, there may be little
or no prejudice to the respondent and the application, if accepted, may have
good prospects of success. But for a late claim to
be accepted it seems to me
that it will in most cases, if not in every case, require some demonstration,
whether by acknowledgement,
tacit or express, or by the production of evidence,
that there is merit in the claim in the sense that it enjoys some prospects of
success in the sense already described.
69 In my view it is unnecessary here to go as far as deciding
whether, as a rule of invariable practice, this must be established
in every
single instance because, on the present application, the respondent expressly
raised the issue that the proposed application
had no prospects of success.
Once that issue was raised, and evidence was adduced by the respondent to
support it, it was incumbent
upon the appellant to address it and to attempt, at
least, to make out a case that he did enjoy prospects of success in the proposed
application. That was not done in any effective manner and the Full Bench
decided, in my respectful opinion correctly, that the
appellant had failed to
show that his intended case had merit and therefore was not entitled to have his
late referred claim accepted.
The language of the learned members of the Full
Bench in addressing this issue on the appeal before them should be read as
addressing
the issues which had arisen in the particular case where the issue of
merit was distinctly raised. They decided that the appellant
had not made out a
case showing merit in the sense of some prospects of success and that was the
issue which had to be determined
in the appeal before the Full
Bench.
70 Before the Commissioner at first instance (who accepted the
late referral) and before the Full Bench (which allowed the first
appeal and
decided that the late referral should not have been accepted) the
applicant/appellant explained that the short delay was
due to oversight
(pressure of work) by his solicitor and that he, himself, had acted as promptly
as could be expected. Significantly,
however, he did not adduce any formal
evidence about the strength or "merit" of his proposed claim. The respondent,
by contrast,
adduced affidavit evidence to the effect that the applicant had no
prospects of success in his proposed application. No answering
evidence was
adduced by the applicant.
71 In the light of the powers of the Commission under
subs 26(1)(a) and (b) it was open to the Commission to inform itself on
any
relevant matter in such a way as it thought just, and this would include taking
notice of the grounds of the proposed application
which the applicant desired to
institute and, to the extent to which the Commission thought acceptable, to
accept statements of historical
fact or other explanations proffered by the
applicant's counsel even though these were not evidence on affidavit. Equally,
however,
where the Commission was confronted with a conflicting version of the
background events, in this case supported by affidavit evidence
adduced by the
respondent, the Commission was entitled, indeed, required, to determine what
version of events it would accept and,
it cannot be regarded as surprising or
erroneous, that the Commission accepted the respondent's sworn version of
events.
72 Other areas where courts or tribunals have the power to extend
relevant time periods, or to relieve against the consequences
of non-compliance
or late compliance with time obligations, demonstrate that the time limit should
be observed and enforced unless
there is some good reason otherwise. As the
consequence of enforcing the time limit will usually be to deprive the applicant
of
the chance to institute, or to pursue, some avenue of desired redress the
focus then shifts to the likely consequences of denial
of that
opportunity.
73 In a case like the present, where the applicant belatedly
wishes to institute a claim for relief under
s 29
, there will be no
unfairness in rejecting a late application if the application could not succeed.
Hence, unfairness must involve,
as a minimum at least, the Commission being
satisfied that some prospect of success would be denied to the applicant if he
could
not pursue his late claim. If there is some prospect of success to be
lost by denying an extension of time, it would then become
necessary to evaluate
the position having regard to the length of the delay, its effects upon the
respondent and the public interest
in the due expedition and finalisation within
an acceptable period of legal and industrial processes. Fairness, in this
sphere,
has a legislative starting point in the choice by Parliament that 28
days is a sufficient period in the public interest for the commencement
of such
a claim. The longer the delay the more difficult it will be to show unfairness,
but even in instances of long delay there
may be particular circumstances which
reveal that it would be unfair not to accept a late referral. But this point in
balancing
conflicting interests was never reached in the present case because of
the finding by the Full Bench that the application at first
instance did not
have merit (see his Honour President Sharkey at [91] and Commissioner Kenner at
[115]).
74 The principles enunciated by Marshall J in
Brodie-Hanns v MTV Publishing Ltd
(1995) 67 IR 298
are apposite.
In that case his Honour was considering the jurisdiction under s 170EA of
the
Industrial Relations Act 1988
(Cth), as it then was, to grant an
extension of time. His Honour said, after examining previous applicable
authority:
"I agree, with respect, that those principles are appropriate to be applied in
the circumstances of this matter.
Briefly stated the principles are:
1. Special circumstances are not necessary but the Court must be positively
satisfied that the prescribed period should be extended.
The prima facie
position is that the time limit should be complied with unless there is an
acceptable explanation of the delay which
makes it equitable to so
extend.
2. Action taken by the applicant to contest the termination, other than applying
under the Act will be relevant. It will show that
the decision to terminate is
actively contested. It may favour the granting of an extension of time.
3. Prejudice to the respondent including prejudice caused by delay will go
against the granting of an extension of time.
4. The mere absence of prejudice to the respondent is an insufficient basis to
grant an extension of time.
5. The merits of the substantive application may be taken into account in
determining whether to grant an extension of time.
6. Consideration of fairness as between the applicant and other persons in a
like position are relevant to the exercise of the Court's
discretion."
I agree, with respect, with that formulation of the principles and their
application in the present case. See also
Clark v Ringwood Private
Hospital
(1997) 74 IR 413 (AIRC).
However, counsel for the
applicant/appellant citing the decision in
Kornicki v Telstra - Network
Technology Group
[Print P3168, 22 July 1997] submits that the
language of
s 29(3)
suggests that considerations of fairness towards an
applicant are central to the exercise of the discretion and that, at least in
the federal sphere, such a test was intended to convey an approach to the
exercise of the Commission's discretion more generous to
applicants than that
which previously prevailed. I accept that the concept of fairness is central to
a decision whether or not to
accept an application under
s 29
which is out
of time but, with all respect, I cannot accept the submission which was put in
this case that it is fairness to the
applicant which is either the sole or
principal concern. Fairness in this situation involves fairness to all,
obviously to the applicant
and to his or her former employer, but also to the
public interest and to the due and efficient administration of the jurisdiction
of the Commission which should not be burdened with unmeritorious stale
claims.
75 The proposed application by the appellant under
s 29
includes an allegation that he was subjected to harassment by students at the
school in November 2002 and that this was overlooked
by the respondent in
reaching his decision to dismiss the applicant. For this reason it is argued
that a wrong test was necessarily
applied by the Full Bench in concluding that
no merit had been established by the applicant for the acceptance of his
referral out
of time. There are two answers to that submission. The first is
that the issue of alleged harassment was apparent to the Commission
as it was an
express ground of the application which had been filed late and which was before
the learned Commissioner at first instance
and before the Full Bench. It was in
fact addressed by the Full Bench (by his Honour President Sharkey at [43] and by
Commissioner
Kenner at [114]), but was not regarded by the Full Bench as
providing any reason to accept the late application, on the basis that
it was
not the subject of any acceptable evidence at first instance. Secondly, the
decision by the Full Bench is one which was based
on all the material before it
and, essentially, is a finding of fact that there was no evidence of merit to
support the acceptance
of a referral out of time. That can only be regarded as
a decision by the Full Bench that the sworn affidavit evidence of the respondent
should be accepted in preference to the unverified assertions by counsel for the
appellant. No attempt has been made to show that
that decision is wrong and
that is not surprising because it would not have been possible to demonstrate
any error in this regard.
76 This Court must, therefore, proceed on the basis that there
was no acceptable evidence to show prospects of success in this
case. There was
no error of law nor lack of jurisdiction nor misinterpretation of the Act or any
other Act by the Full Bench in
reaching this conclusion. It was for the Full
Bench to determine what evidence the Commission should act on and this was a
decision
made in the exercise of that power.
77 If there were no prospects of success shown by the appellant
for his proposed application for relief under
s 29
, then there can be no
unfairness in declining to accept a referral of a late claim. This case
involved a finding that there was
"a failure to demonstrate merit" in the
particular circumstances [115] per Commissioner Kenner and hence the
question of unfairness
was correctly and properly addressed.
78 This appeal should be dismissed.