McDeed v SA Water Corporation
Cited 1×
Applicant: Dennis McDeed
Respondent: SA Water Corporation
Ratio
An employer's request for permission to be legally represented in unfair dismissal proceedings under s.596(2) of the Fair Work Act was refused because the case did not involve significant complexity, the employer was unable to establish it could not represent itself effectively, and fairness between parties did not require legal representation where the applicant was self-representing.
Outcome
Against applicant
dismissed
Authority signal
Cited 1×
Signal-weighted score: 0.0
Derived from how later decisions have treated this case. Dark green = leading authority,
green = positively treated, grey = neutral or sparse data,
amber = caution, red = treated negatively.
Key facts · 5
- Applicant lodged unfair dismissal application on 24 October 2014 following termination of employment with SA Water Corporation
- Respondent indicated up to 20 witnesses might be called to give evidence
- Applicant in financial difficulty due to prior arson loss and dismissal, cannot afford legal representation
- Respondent sought permission for legal representation under s.596(2) FW Act
- Applicant opposes legal representation and requested individual parties represent themselves
Factors
For
- Respondent argued matter concerned large number of disputed allegations over extended period with potentially many witnesses
- Respondent submitted legal representation would enable more efficient use of Commission time by identifying and calling only relevant witnesses
- Respondent contended it would be unfair not to allow representation if applicant retained legal representation
- Respondent's HR Manager expressed genuine concern about ability to adequately represent the employer
Against
- Applicant suffered significant economic loss from prior arson and cannot afford legal representation
- Applicant submitted SA Water's HR personnel are well-placed to defend position given their knowledge, resources and access to systems
- Applicant noted limited financial resources compared to large employer with unlimited legal advice budget
- Applicant representing himself and does not seek legal representation
- Senior Deputy President found the content of application does not give rise to significant complexity
- Senior Deputy President found SA Water is a substantial employer able to represent itself effectively
- Grant of permission for legal representation does not restrict employer from accessing legal expertise to limit witnesses
Legislation referenced
- Fair Work Act 2009 (Cth) s.394
- Fair Work Act 2009 (Cth) s.596(2)
- Fair Work Act 2009 (Cth) s.596(2)(a)
- Fair Work Act 2009 (Cth) s.596(2)(b)
- Fair Work Act 2009 (Cth) s.596(2)(c)
Concept tags · 5
Principles · 4
articulates para 7
Permission for legal representation under s.596(2)(a) should not be granted solely on the basis that the matter involves a large number of witnesses or disputed allegations over an extended period; the presence of complexity must be established by the content of the application itself.
articulates para 7
Permission for legal representation under s.596(2)(a) cannot be justified by an employer's lack of in-house tribunal experience, as a grant of permission does not restrict the employer from accessing legal expertise to narrow and limit the scope of evidence.
articulates para 9
A substantial employer cannot establish under s.596(2)(b) that it is unable to represent itself effectively merely because one of its HR managers expresses concern about adequacy of representation.
articulates para 10
Where an applicant represents himself in an unfair dismissal application, s.596(2)(c) (fairness between parties) does not provide a foundation for granting permission to represent the respondent employer, unless the applicant's position changes.
Archived text (1293 words)
McDeed v SA Water Corporation [2015] FWC 903 (6 February 2015)
[2015] FWC 903
FAIR WORK COMMISSION
DECISION
Fair Work Act 2009
s.394
—Unfair dismissal
Dennis McDeed
v
SA Water Corporation
(U2014/14544)
SENIOR DEPUTY PRESIDENT O’CALLAGHAN
ADELAIDE, 6 FEBRUARY 2015
Application for relief from unfair dismissal - request for grant of permission - refused.
[1]
On 24 October 2014 Mr McDeed lodged an application pursuant to
s.394
of the
Fair Work Act 2009
(the FW Act) in relation to the termination of his employment with SA Water Corporation (SA Water). This application has been listed
for a hearing in Port Pirie commencing on 17 March 2015. This decision deals specifically with a request for a grant of permission
made by Mr Love of EMA Legal to appear on behalf of the South Australian Water Corporation (SA Water).
[2]
In directions I issued on 9 January 2015 I requested Mr Love to provide to the Commission and to Mr McDeed, a brief outline of the
basis upon which a grant of permission was sought pursuant to s.596(2) of the FW Act. In the event that Mr McDeed objected to this
request he was required to detail his position in writing.
[3]
Section 596(2) states:
“596 Representation by lawyers and paid agents
....
(2) The FWC may grant permission for a person to be represented by a lawyer or paid agent in a matter before the FWC only if:
(a) it would enable the matter to be dealt with more efficiently, taking into account the complexity of the matter; or
(b) it would be unfair not to allow the person to be represented because the person is unable to represent himself, herself or itself
effectively; or
(c) it would be unfair not to allow the person to be represented taking into account fairness between the person and other persons
in the same matter.
Note: Circumstances in which the FWC might grant permission for a person to be represented by a lawyer or paid agent include the following:
(a) where a person is from a non-English speaking background or has difficulty reading or writing;
(b) where a small business is a party to a matter and has no specialist human resources staff while the other party is represented
by an officer or employee of an industrial association or another person with experience in workplace relations advocacy.”
[4]
The SA Water submission addressed each of the provisions of this section of the FW Act in the following terms:
“In respect of subparagraph 596(2)(a) of the Act:
(a) it would enable the matter to be dealt with more efficiently, taking into account the complexity of the matter;
1. The matter concerns a large number of disputed allegations in relation to the conduct and behaviour of the Applicant over a period
of time, which culminated in his dismissal. There are potentially a large number of witnesses, who can provide evidence relevant
to the disputed allegations. In our submission, the Respondent will be assisted (and it turn the Commission) in narrowing and limiting
the potential volume of relevant evidence if permission is granted for the Respondent to b e legally represented.
2. A legal representative will ensure more effective use of the Commission’s time and resources by:
a. identifying, calling and questioning witnesses on relevant matters and disputed facts only;
b. facilitating the necessary witness statements to assist the Commission in an efficient hearing.
3. The Respondent does not employ any personnel with sufficient levels of relevant tribunal experience to enable the more efficient
hearing of the matter.
In respect of subparagraph 596(2)(b) of the Act:
(b) it would be unfair not to allow the person to be represented because the person is unable to represent himself, herself or itself
effectively;
1. It would be unfair not to allow the Respondent to have legal representation in the event that the Applicant retains legal representation.
2. The Respondent’s Human Resources Manager holds a genuine and reasonable concern about her ability to adequately represent
the Respondent in this matter.”
[5]
Mr McDeed expressed his position with respect to the representation issue in the following terms:
“I hereby request that the individual parties be required to represent themselves at the Hearing scheduled for 17th - 20th March
2015.
I am at a significant disadvantage against the enormous resources that SA Water has already used and can potentially use to defend
its position for the following reasons:
I suffered major economic loss as a result of Arson three years ago (criminals have not been apprehended) and this, added to my dismissal
have already had a severe effect on my living standard and retirement plans.
The significant legal fees to engage Counsel, however desirable it may be, will be a further drain on my limited resources and is
not an option for me.
I believe this still leaves SA Water Human Resources Management Personnel well placed to defend their position for the following reasons:
They are with the time available to them, the number of personnel involved, access to systems and availability of other resources
in a position to have full knowledge of their case.
I expect that they will continue to procure unlimited legal advice up to the hearing, something limited to me by finance.
Given the last two points, a competent SA Water Manager operating in the Human Resources Area should be in an at least as good a
position to defend their case as I am to defend mine.
For the above reasons I believe that I am at a great disadvantage in this case against a very large employer with huge resources.
I also have limited access to any potential favourable witnesses who remain in the employment of SA Water who, no matter how unfounded
such a fear may be, may be reluctant to come forward for fear of some negative outcome to them.
A favourable decision on this request would be most appreciated as I believe this is in the interest of a fairer process in these
proceedings.”
[6]
I have considered the representation issue on the basis of these submissions. I have noted that, in a directions conference convened
on 9 January 2015, SA Water indicated that up to 20 witnesses might be called to give evidence in this matter. In the directions
issued on that same day I recommended that active consideration be given to a reduction in that very large number of possible witnesses.
[7]
In terms of s.596(2)(a) I am not satisfied that the content of the application is such that it gives rise to significant complexity.
Further, I do not consider that a grant of permission for legal representation in any way restricts SA Water from accessing legal
expertise to limit the number of witnesses to be called or the matters about which they may give evidence.
[8]
Consequently, I am not satisfied, on the material provided to me, that s.596(2)(a) provides a basis upon which a grant of permission
should be founded in this instance.
[9]
In terms of s.596(2)(b) I have noted that SA Water is a substantial South Australian employer. I am not satisfied that SA Water has
established that it is unable to represent itself effectively.
[10]
In terms of s.596(2)(c) I have taken the advice from Mr McDeed as confirming that he will not seek to be legally represented. Should
Mr McDeed’s position in this respect change, my conclusions about this matter will be reviewed. However, on the basis that
Mr McDeed is representing himself in the matter, I am not satisfied that s.596(2)(c) provides a foundation for a grant of permission.
[11]
Accordingly, the SA Water request for a grant of permission pursuant to s.596(2) is refused.
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