Industrial Relations Secretary on behalf of the Department of Primary Industries and Regional Development v Public Service Association and Professional Officers' Association Amalgamated Union of New South Wales (Work Bans by Fisheries Officers)
[2024] NSWIRComm 1065
NSWIRComm
2024-11-04
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Cited 1×
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Applicant: Industrial Relations Secretary on behalf of the Department of Primary Industries and Regional Development
Respondent: Public Service Association and Professional Officers' Association Amalgamated Union of New South Wales (Work Bans by Fisheries Officers)
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Concept tags · 5
Cases cited in this decision · 7
Cited
[2022] NSWIRComm 1042
(not in corpus)
"…nary. There is no presumption that in the face of industrial action an order under s 130 of the Act will be made: Industrial Relations Secretary v Public Service Association and Professional Officers’ Association...…"
Cited
(2022) 320 IR 249
(not in corpus)
"…ublic Service Association and Professional Officers’ Association Amalgamated Union of New South Wales [2022] NSWIRComm 1042 at [23] , cited in Secretary of the Ministry of Health v New South Wales Nurses and...…"
Cited
(2013) 235 IR 261
(not in corpus)
"…idered. The Commission might intervene to protect the public interest from the damaging effects of industrial action: Fire & Rescue New South Wales on behalf of the Department of Premier and Cabinet v Fire Brigade...…"
Cited
[2013] NSWIRComm 63
(not in corpus)
"…on might intervene to protect the public interest from the damaging effects of industrial action: Fire & Rescue New South Wales on behalf of the Department of Premier and Cabinet v Fire Brigade Employees’ Union of...…"
Cited
[2022] NSWSC 1178
(not in corpus)
"…JCC between October 2023 and 21 August 2024. The Department submitted that the PSA’s actions were contrary to the MOU regarding the JCC. As Walton J confirmed in Secretary of the Ministry of Health v New South Wales...…"
Cited
(2005) 141 IR 329
(not in corpus)
"…retary of the Ministry of Health v New South Wales Nurses and Midwives' Association [2022] NSWSC 1178 ; 320 IR 249 at [51] , by reference to Bluescope Steel Limited (formerly BHP Steel Limited) v The Australian...…"
Cited
[2005] NSWIRComm 36
(not in corpus)
"…ry of Health v New South Wales Nurses and Midwives' Association [2022] NSWSC 1178 ; 320 IR 249 at [51] , by reference to Bluescope Steel Limited (formerly BHP Steel Limited) v The Australian Workers' Union, New South...…"
Subsequent treatment · 1
Cited / considered· 1
Cited
[2025] NSWIRComm 1087
NSWIRComm
— Wright v Industrial Relations Secretary o_b Dept of Primary Industries and...
Archived text (16087 words)
Industrial Relations Secretary on behalf of the Department of Primary Industries and Regional Development v Public Service Association and Professional Officers' Association Amalgamated Union of New South Wales (Work Bans by Fisheries Officers) [2024] NSWIRComm 1065 (4 November 2024)
Industrial Relations Secretary on behalf of the Department of Primary Industries and Regional Development v Public Service Association
and Professional Officers' Association Amalgamated Union of New South Wales (Work Bans by Fisheries Officers) [2024] NSWIRComm 1065
(4 November 2024)
Last Updated: 4 November 2024
Industrial Relations Commission
New South Wales
Case Name:
Industrial Relations Secretary on behalf of the Department of Primary
Industries and Regional Development v Public Service Association
and
Professional Officers' Association Amalgamated Union of New South Wales (Work
Bans by Fisheries Officers)
Medium Neutral Citation:
[2024] NSWIRComm 1065
Hearing Date(s):
28 October 2024
Date of Orders:
4 November 2024
Decision Date:
4 November 2024
Jurisdiction:
Industrial Relations Commission
Before:
Commissioner McDonald
Decision:
Recommendation made - see paragraph [157]
Proceedings otherwise
dismissed
Catchwords:
EMPLOYMENT AND INDUSTRIAL LAW — Industrial disputes — Dispute
orders –– Safety concerns raised by Fisheries
Officers over many
years –– Imposition of work bans in respect of nighttime inspections
of commercial fishers ––
Objective of work bans to draw public
attention to the underlying safety issues and the legislative reform the Union
contends is
appropriate –– Public Interest Considerations
–– No persuasive evidence that work bans pose a serious risk
of
depletion of key fish stocks –– Evidence that WHS issues had not
been dealt with expeditiously –– Some
risk mitigation measures
sought by Union require legislative change, outside of the control of the
Employer –– No dispute
orders made
Legislation Cited:
Fisheries Management Act 1994
(NSW)
Industrial Relations Act 1996
(NSW),
ss 3
,
130
,
136
,
137
,
138
,
146
Marine Estate Management Act 2014
(NSW)
Work
Health and Safety Act 2011
(NSW),
ss 84
,
86
Cases Cited:
Bluescope Steel Limited (formerly BHP Steel Limited) v The Australian
Workers' Union, New South Wales (No 2)
(2005) 141 IR 329
;
[2005] NSWIRComm
36
Fire & Rescue New South Wales on behalf of the Department of Premier
and Cabinet v Fire Brigade Employees’ Union of New
South Wales
(2013) 235
IR 261
;
[2013] NSWIRComm 63
Industrial Relations Secretary v Public Service
Association and Professional Officers’ Association Amalgamated Union of
New
South Wales
[2022] NSWIRComm 1042
Secretary of the Ministry of Health v
New South Wales Nurses and Midwives’ Association
[2022] NSWSC 1178
;
(2022) 320 IR 249
Category:
Principal judgment
Parties:
Industrial Relations Secretary on behalf of the Department of Primary
Industries and Regional Development (Notifier)
Public Service Association and
Professional Officers' Association Amalgamated Union of New South Wales
(Respondent)
Representation:
Counsel:
L Meagher (Notifier)
L Saunders
(Respondent)
Solicitors:
Sally Moten, Lander & Rogers
(Notifier)
Ben Trainor, Public Service Association and Professional Officers'
Association Amalgamated Union of New South Wales (Respondent)
File Number(s):
2024/00351638
Publication Restriction:
None
DECISION
On
23 September 2024 the Industrial Relations Secretary on behalf of the Department
of Primary Industries and Regional Development
(Department) filed a Notification
of an Industrial Dispute pursuant to
s 130
of the
Industrial Relations Act
1996
(NSW)
(
IR Act
). The catalyst for the Notification was the
commencement of industrial action in the form of work bans by members of the
Public Service
Association and Professional Officers' Association Amalgamated
Union of New South Wales (PSA) who are employed within the Department
as
Fisheries Officers (FOs).
Broadly
speaking, FOs are charged with the responsibility of ensuring compliance with
the
Fisheries Management Act 1994
(NSW) (
FM Act
), and related
subordinate legislation and the
Marine Estate Management Act 2014
(NSW)
and related subordinate legislation.
The
work bans commenced at midnight on 11 September 2024. The bans concern
compliance inspections conducted by FOs. Specially, the
PSA directed its
membership to cease fisheries compliance inspections (except without direct
police assistance) as follows:
“(a) All Fisheries Officer members working in a coastal area, to cease
inspections of estuary trawlers and offshore trawlers
outside of daylight hours,
and the inspection of ocean hauling and estuary hauling operations outside of
daylight hours.
(b) All Fisheries Officer members working in an inland area, to cease the
inspection of all inland commercial fishing operations
outside of daylight
hours.”
On
28 October 2024, following the hearing and in circumstances I discuss at [
56
] below, the PSA issued
a clarification to its membership to the effect that inspections of trawlers at
port are not subject to the
bans and may continue to be performed.
The
dispute came before me on 25 September 2024 for conciliation. At that time the
PSA clarified (to the extent it had not been made
plain earlier) that the work
bans had been implemented due to work health and safety concerns and were
directed toward obtaining
four outcomes to ameliorate those concerns,
namely:
(1) that every vessel in the NSW commercial fishing fleet be fitted with a
Vessel Monitoring System (VMS);
(2) all crew members of commercial fishing vessels should be subject to a
‘fit and proper person’ test;
(3) that the identity of all crew members of commercial fishing vessels be
notified to the Department and the identity of commercial
fishing licence
holders be verified as part of the licensing process; and
(4) that FOs be authorised to carry oleoresin capsicum spray (OC Spray) as a
defensive tool.
In
this Decision I have referred to these proposed measures as the
“PSA’s Proposed Controls”.
The
matter failed to resolve at conciliation, however the Department needed time to
prepare its evidence and so directions were made
to have the matter arbitrated
on 18 October 2024. Due to one of the Department’s witnesses being ill,
the hearing was delayed
until 28 October 2024.
At
the arbitration on 28 October 2024 the Department sought the following orders
pursuant to s 137(1)(a) of the
IR Act:
(1) The Public Service Association of NSW (PSA), and its officers, employees,
agents and members employed as Fisheries Officers in
the Department of Primary
Industries and Regional Development (Relevant Employees), must immediately cease
organising, and refrain
from taking, industrial action in the form of:
(a) for all Fisheries Officers working in a coastal area – the cessation
of inspections (without direct police assistance)
of:
(i) estuary trawlers and offshore trawlers outside of daylight hours;
(ii) ocean hauling and estuary hauling operations outside of daylight hours; and
(b) for all Fisheries Officers working in an inland area – the cessation
of inspections of inland commercial fishing operations
outside of daylight
hours.
(2) Without limiting Order 1, the PSA must by no later than [time] on [date]
send by email to Relevant Members:
(a) a copy of these Orders;
(b) a direction to comply with these Orders, and to not engage in industrial
action in the form of a work ban contrary to these orders.
(3) The PSA, and its officers, employees, and agents, must not induce, advise,
direct, encourage, support, aid, or abet, Relevant
Members to take industrial
action contrary to Order 1.
(4) The Orders take effect immediately and remain in force until further order
of this Commission.
For
the reasons developed below I have decided not to make the orders sought by the
Department or any dispute orders regarding the
current work
bans.
The Evidence
The
Department read two statements of Dr Andrew Moriarty, Director Fisheries
Compliance, Fisheries &
Forestry.
[1]
The first statement was
37 pages long with 31 annexures comprising 358 pages. No objection was taken to
any part of the two statements,
however Dr Moriarty was cross examined. Dr
Moriarty gave evidence regarding:
(1) the nature of the commercial fishing industry in NSW, and importantly the
nature of the fishing activities referred to in the
PSA’s direction
regarding the work bans;
(2) the legislative and policy framework concerning commercial fishing and the
powers of FOs;
(3) the extent to which the PSA’s Proposed Controls have been adopted in
other States, the Territories and the Commonwealth;
(4) the impact of the work bans;
(5) the frequency of aggressive behaviour by stakeholders towards FOs;
(6) the measures the Department has implemented to mitigate the risk to FOs
arising from aggressive interactions with stakeholders;
(7) the outcome of an independent safety review conducted in 2021 and steps that
have been taken to implement the recommendations
of that review;
(8) the nature of the PSA’s Proposed Controls and his opinion as to their
effectiveness in mitigating the risk arising from
aggressive interactions with
stakeholders.
The
Department also read a statement of Ange Royal, Manager, Industrial
Relations.
[2]
The statement was 9
pages long with 18 annexures comprising 109 pages. No objection was taken to any
part of the statement, and Ms
Royal was not required for cross examination. Ms
Royal gave evidence regarding:
(1) a work ban that was implemented and ultimately lifted by the PSA in January
2023 following a recommendation being made by the
Commission (the terms of which
were not in evidence), during which the PSA had also called for FOs to be given
OC Spray and for commercial
fishing licence holders to satisfy a fit and proper
test, as well as other measures directed toward improving the safety of FOs;
(2) the establishment in April 2023 of a Fisheries Joint Consultative Committee
(JCC), comprising members of the PSA and the Department,
and the adoption by the
parties of terms of reference and a framework for consultation between the
parties on strategic industrial
relations issues within the Fisheries Compliance
Unit (FCU);
(3) matters covered by the JCC since its establishment; and
(4) the events leading to the notification of the present dispute.
The
PSA read a statement of David Potter, District Fisheries
Officer,
[3]
who exclusively works as
an inland-area based FO in the South West Zone which takes in the districts of
Hume, Riverina, Far West
and Snowy Mountains. The statement was 8 pages long,
with no annexures. No objection was taken to any part of the statement, however
Mr Potter was cross examined. Mr Potter gave evidence regarding:
(1) the nature of commercial fishing in inland areas;
(2) the duties of FOs in inland areas;
(3) the nature and frequency of inspections of commercial fishers in inland
areas;
(4) the risks to safety to FOs in inland areas; and
(5) his opinion as to how the PSA Proposed Controls would mitigate the risk to
FOs’ safety.
The
PSA also read a statement of Joseph Wright, Supervising Fisheries Officer, based
in the Far North Coast Zone.
[4]
The
statement was 27 pages long, with no annexures. No objection was taken to any
part of the statement, however Mr wright was cross
examined. Mr Wright gave
evidence regarding:
(1) the work of FOs;
(2) the operations of the FCU generally;
(3) the nature of inspections conducted of commercial fishing activities;
(4) the operations and regulation of the commercial fishing industry;
(5) the extent to which the PSA Proposed Controls have been adopted in other
States and Territories;
(6) the impact of the work bans and the reasons why they were imposed;
(7) the safety hazards presented by the work the subject of the work bans and
why the current measures for ameliorating the risks
are not adequate; and
(8) his opinion as to how the PSA Proposed Controls would mitigate the risk to
FOs’ safety.
As
will be evident from the details of the evidence set out above, the evidence was
extensive. A great deal of information was set
out in the evidence concerning
the work of FOs. That information was extremely useful in my understanding of
the dispute and the
matters that have given rise to it. It is not necessary
however, for me to set out all of that information in order to adequately
explain why I have decided not to make dispute orders and accordingly I have not
done so.
Applicable Principles and the Parties’
Submissions
Sub-sections
136(1) and 137(1) of the
IR Act
provide that the Commission may, in
dealing with an industrial dispute in arbitration proceedings, make a
‘dispute order’,
which includes an order that a person (as specified
in sub-s 138(1)) cease or refrain from taking industrial action.
It
is for the notifier to persuade the Commission that the relief sought should be
granted. The Commission’s power to grant
relief, including the making of
dispute orders, is discretionary. There is no presumption that in the face of
industrial action an
order under s 130 of the Act will be
made:
Industrial Relations Secretary v Public Service Association and
Professional Officers’ Association Amalgamated Union of New
South
Wales
[2022] NSWIRComm 1042
at
[23]
, cited in
Secretary of
the Ministry of Health v New South Wales Nurses and Midwives’
Association
[2022] NSWSC 1178
;
(2022) 320 IR 249
at
[36]
. Equally, however there is
no presumption against the making of dispute orders. The exercise of that
discretion will be informed
by the
IR Act
as a whole, noting in
particular ss 3 and 146, and the circumstances of the
case.
Section 146 of
the Act requires the Commission to take into account the public interest in the
exercise of its functions. Specifically,
s 146(2) provides:
(2) The Commission must take into account the public interest in the exercise of
its functions and, for that purpose, must have regard
to--
(a) the objects of this Act, and
(b) the state of the economy of New South Wales and the likely effect of its
decisions on that economy, and
(c) for the exercise of a function about public sector employees--the fiscal
position and outlook of the Government and the likely
effect of the exercise of
the Commission's function on the position and outlook.
While
the effect of on the economy, and in this case, which involves public sector
employees, the fiscal position and outlook of the
Government, are mandatory
considerations, the Commission is not limited to only considering economic or
fiscal impacts when considering
whether to make dispute orders. Broader
implications for the public should be considered. The Commission might intervene
to protect
the public interest from the damaging effects of industrial
action:
Fire & Rescue New South Wales on behalf of the Department of
Premier and Cabinet v Fire Brigade Employees’ Union of New
South
Wales
(2013) 235 IR 261
;
[2013] NSWIRComm 63
at
[41]
.
The
Department submitted that there are strong public interest considerations
supporting the making of dispute orders including:
“(a) serious risk of depletion of key fish stocks (with consequent
ecological, environmental, economic, and cultural effects);
(b) the fact that Fisheries Officers, and the PSA, unilaterally decided to
impose work bans on existing, long-standing work practices
even although there
were internal escalation mechanisms not used and the assistance of the
Commission could have been sought - but
was not;
(c) the public interest in ensuring that Governmental functions are not
disrupted by damaging industrial action which is not in accordance
with the
Award;
(d) the fact that a comprehensive suite of safety measures are already in place
which have been effective in minimising, as far as
practicable, the occurrence
of dangerous interactions with commercial fishers during night inspections (and
de-escalating such incidents
where they have occurred); and
(e) the fact the PSA and the Fisheries Officers are refusing to lift the Bans
until the Department makes changes which are not within
its control, some of
which have been debated for 20 years (and in circumstances where, even although
industrial action is occurring,
the exact extent of the changes sought remains
unclear in various respects).”
The
PSA disputes the first four of these of contentions and says that they are not
supported by the evidence. As for the final contention,
it says the fact that
the implementation of the PSA Proposed Controls is largely out of the control of
the Department, as they require
legislative changes, is precisely the reason why
the membership has resorted to industrial action. As the PSA submitted in its
written
Outline of Submissions (PSAS) at [7]:
“The bans are, in a sense, symbolic: their intent is to draw public
attention to the underlying safety issues and the legislative
reform the PSA
contends are appropriate.”
The
PSA also made clear in evidence and in submissions, that it will lift the bans
when the work the subject of the bans is made safe
- by whatever means that may
be achieved.
While
the PSA submitted that the safety of workers was in the public interest, and
that the objective of the work bans, namely the
implementation of the PSA
Proposed Controls was therefore also in the public interest, as I apprehend the
PSA’s submissions
it did not contend that the Commission should include
those matters, in favour of the PSA’s position, when assessing whether
it
is in the public interest to make the Dispute Orders sought. Were the Commission
to do so it would need to make an assessment
as to whether, and perhaps to what
extent, the PSA’s Proposed Controls would ameliorate the safety risk to
which the PSA asserts
the FOs are exposed. Rather, the PSA simply says the
Department has not established that it is in the public interest for the dispute
orders sought to be made. This being the case, it is unnecessary in this
decision to set out or otherwise address the extensive arguments
each side made
in evidence, as to the effectiveness of the PSA’s Proposed Controls in
reducing or eliminating risk to the health
and safety of FOs and I have not done
so.
Although
the PSA eschewed the need for the Commission to assess the work, health and
safety risks actually posed to FOs and the effectiveness
of the PSA’s
Proposed Controls to eliminate or reduce those risks, it did direct the
Commission’s attention to the documented
risks posed to FOs, and the
documented measures to be taken to address those risks, in two contexts.
First,
it raised the question as to whether the work bans in fact constitute
“industrial action” within the meaning of the
IR Act
in
circumstances where
s 84
of the
Work Health and Safety Act 2011
(NSW)
(
WHS Act
) provides that a worker may cease, or refuse to carry out work
if the worker has a reasonable concern that to carry out the work
would expose
the worker to a serious risk to the worker’s health or safety, emanating
from an intermediate or imminent exposure
to a hazard.
It
is convenient at this point to set out the salient aspects of the PSA’s
direction to its members, published on 10 September
2024:
“PSA direction to implement bans: All Fisheries Officers directed not
to undertake unsafe work
September 10, 2024 Bulletins - DPI Fisheries
All Fisheries Officer members across NSW will be taking industrial action
from Midnight Wednesday 11 September 2024.
All members who are Fisheries Officers are directed by the General Secretary
to implement the bans
.
The Fisheries Officers Vocational Branch (FOVB) of the PSA voted overwhelmingly
in support of taking immediate actions in their workplaces
to protect themselves
and their colleagues in the course of their work.
As of 11 September 2024, the membership are directed to cease fisheries
compliance inspections (except without direct police assistance)
of the
high-risk work functions as specified below;
(a) All Fisheries Officer members working in a coastal area, to cease
inspections of estuary trawlers and offshore trawlers outside
of daylight hours,
and the inspection of ocean hauling and estuary hauling operations outside of
daylight hours.
(b) All Fisheries Officer members working in an inland area, to cease the
inspection of all inland commercial fishing operations outside
of daylight
hours.
This action has been brought on by members’ extreme frustration at the
Government and the Senior Management of their Department
that have continued to
refuse to provide appropriate protective and self-defence capabilities.”
Ultimately
the PSA did not press an argument that the workers were not engaging in
industrial action. This was appropriate in light
of the clear identification in
the direction that the bans were implemented as “industrial action”;
and in light of the
fact that there was no evidence that the workers had given
notice to the Department that it had ceased work under Division 6 of the
Part 5
of the
WHS Act,
as required by s 86 of the
WHS Act.
However, it
was also noted in the PSAS (at [5]) that if Dispute Orders were made, the
workers may have a right to cease the work covered
by the work bans, pursuant to
s 84. Whether that is correct is not a matter I need to decide, although as will
become apparent from
the discussion below, there may be some force in that
argument.
Secondly
,
in demonstrating that the Department had not established the first, second and
third limbs of its public interest argument, the
PSA pointed to the content of a
Safe Work Method Statement (SWMS) and a risk assessmens and in particular a
review conducted in 2021/2022
in relation to the FCU’s WHS policies, risk
assessments, safety procedures, training programs and activities. I explain this
further below.
The Work Affected by the Bans
Before
explaining why I am not satisfied that the Department has made out its case for
dispute orders to be made, it is important
I explain the nature of the work
affected by the work bans.
The
bans concern “compliance inspections” of estuary trawlers, offshore
trawlers, ocean hauling, estuary hauling and “all
inland commercial
fishing operations” outside of daylight hours (and without police
assistance).
Dr
Moriarty gave essentially undisputed evidence regarding each of these types of
commercial fishing.
Dr
Moriarty explained estuary or estuarine trawling as follows:
" Estuarine trawling is conducted in estuarine waters. The lower limits of
estuaries are generally considered to be where they converge
with the ocean. The
upper limit of an estuary is where there is no tidal influence, i.e. where it
becomes fresh water. Estuarine
waters include both brackish water (a mix of
fresh and salt water) and salt water (such as at or slightly outside the mouth
of the
estuarine system before the end of the break wall). The Hunter River,
Hawkesbury River, and Clarence River estuarial systems are
the three areas in
which commercial estuarial trawling occurs. The most common estuarial trawling
catch in NSW is prawns. Estuarial
prawn trawling is commonly conducted using
small fishing vessels. Such operations commonly commence at night, and may
continue into
the early daylight hours. Estuarial prawn trawling is generally
conducted using otter trawl nets fitted with required Bycatch Reduction
Devices.
Commercial estuarial trawling operators may also be separately endorsed to catch
other fish species using different fishing
methods in these estuaries (such as
mud crabs using pots/traps).”
[5]
Dr
Moriarty explained estuary or estuarine hauling as follows:
“Estuarine hauling is also conducted in estuarine waters and is a small
part of what is known as the 'Estuary General Fishery'
which involves many other
types of commercial fishing within estuaries. The term 'estuarine hauling' is
typically used to refer to
fishing for different types of fish including flat
head, whiting and bream. They do target prawns at certain times of the year and
crabs. Estuarine hauling is typically conducted from estuary vessels which are
larger punts. Estuarine hauling is also conducted
at different times of day,
depending on the nature of the operation with some operators working primarily
during the day, while other
types of operations occur wholly or partly at
night.”
[6]
Mr
Wright expanded on the nature of estuarine general fishing activities in his
evidence, explaining that estuarine fishing, includes:
“a. Mesh netting or gill netting of estuaries;
b. Fish and crab trapping;
c. Hand lining;
d. Prawn trapping (which is distinct from estuary prawn
trawling).”
[7]
According
to Mr Wright none of the above listed activities constitute estuary trawling or
estuary hauling.
In
cross examination Mr Wright stated that estuary trawling at night is only
permitted in the Hawkesbury River.
[8]
This was not contradicted by the Department.
I
conclude from the above evidence that both estuary trawling and estuary hauling
is usually conducted on fishing vessels. Estuary
hauling may take place at
night, and continue until morning, but estuary trawling at night may only take
place on the Hawkesbury
River.
Dr
Moriarty explained ocean trawling, noting there is a difference between ocean
fish trawling and ocean prawn trawling, as follows:
“Ocean fish trawling is conducted in ocean waters. The NSW Fisheries
regime covers ocean fish trawling operations conducted:
(i) up to 80 nautical
miles offshore north of Barrenjoey (and up to the Queensland border); but (ii)
only 3 nautical miles offshore
south of Barrenjoey (and down to the Victorian
border). Fishing in waters outside the 3 nautical mile limits south of
Barrenjoey
is regulated by the Commonwealth Government fisheries regime. North
of Barrenjoey, common primary ocean trawl fish catch types include
school
whiting (stout whiting and eastern red spot whiting) and tiger flathead. South
of Barrenjoey, primary ocean trawl fish catch
types include whiting and some
silver trevally (with flathead generally restricted). Other catch includes
snapper, leatherjackets,
bonito, kingfish, morwong, bass groper, blue-eye
trevalla, pink ling, bigeye ocean perch and gemfish. Ocean fish trawling is
conducted
exclusively from vessels.
Ocean prawn trawling is also conducted in ocean waters covered by the NSW
Fisheries regime. Ocean trawling is sometimes divided into
'inshore' trawling
and 'offshore' trawling. 'Inshore' trawling occurs at sea, but relatively close
to the coast. 'Offshore' trawling
occurs further out to sea. Operations
targeting school prawns commonly occur in inshore waters relatively close to the
coast, while
operations targeting red spot prawns will often occur further
offshore. Ocean prawn trawling uses otter nets and similar gear to
ocean fish
trawling, and some commercial fishing operators endorsed for ocean fish trawling
are also endorsed for ocean prawn
trawling.”
[9]
In
re-examination Mr Wright confirmed that ocean trawling could occur day or night,
but when it occurs at night, the vessel will usually
return to port shortly
after sunrise. He explained: “so we [FOs] get a lot of benefit out of
conducting the inspections upon
them returning to port because it's a more
controlled
environment.”
[10]
Dr
Moriarty explained ocean hauling as follows:
“Ocean hauling (or 'beach hauling') is mostly conducted as a shore-based
operation. It involves a net being run out from shore
(usually from a beach)
typically using a row boat, jet ski or small power boat to encircle a school of
fish. The net is then run
back to shore and pulled in, using a car or other
vehicle or by hand. Ocean hauling operations do not otherwise involve the use of
a fishing vessel. Ocean hauling operations may target up to 20 finfish species
(with the most common catch types being pilchards,
sea mullet, Australian
salmon, blue mackerel, and yellowtail scad). Ocean hauling operations commonly
involve an encampment located
at, or near, the beach from which the hauling it
to occur. The encampment may be in place for a period of days, or even months.
This
is because those involved in the operation will commonly have to wait for
fish schools to approach the fishing
place.”
[11]
From
the above evidence it is clear that all ocean trawling is conducted from
vessels, but other than when using a small vessel to
run a net out from shore,
ocean hauling is not conducted from a vessel. As I have already observed Mr
Wright confirmed that ocean
trawling can occur day or night. In cross
examination Dr Moriarty accepted that ocean hauling is “a daytime
activity”
although processing the catch could take until twilight or early
evening.
[12]
In
relation to inland commercial fishing, Mr Moriarty gave the following
evidence:
“Inland commercial fishing is conducted in fresh waters (such as rivers,
lakes, and dams). Common inland commercial catch types
include yabby and
European carp. Various different fishing methods are employed by inland
commercial fishers but typically carp is
fished using meshing nets and traps and
yabby fishing occurs from small vessels in impoundments (dams) using yabby
traps. On occasion,
inland fishing is
shore-based.”
[13]
According
to Dr Moriarty the sectors that are the subject of the work bans make up 70% of
the commercial fishing industry in
NSW.
[14]
Mr
Potter explained, and none of his evidence in this respect was contradicted,
that there are currently only 28 businesses who participate
in the commercial
fishing industry in the inland area and the businesses are only licensed to fish
carp and yabbies.
[15]
Carp is an
introduced and pest species and most of the product caught is sold onto other
businesses as pet food and fertiliser. When
fishing for carp the fishing
business or licence holder conducts these activities under “a section 37
permit under the FM Act.”
[16]
According to Mr Potter a section 37 permit holder fishing for carp is restricted
to daylight fishing activities only. The main focus
of compliance activity in
respect of commercial carp fishing is to ensure that native fish stocks are not
taken or harmed.
According
to Mr Potter when fishing for yabbies a commercial licence holder may use up to
one unlicensed crew and up to 100 opera
house yabby traps or hoops or lift nets
or a combination of the two. Commercial fishers targeting yabbies are not
restricted to daylight
hours.
[17]
From
the above evidence I understand that most inland commercial fishing occurs on a
vessel and that only yabby fishing may occur
at night.
In
summary, the only commercial fishing activities that may or are likely to occur
at night are:
(1) estuary trawling in the Hawkesbury River;
(2) ocean trawling;
(3) estuary hauling; and
(4) inland yabby fishing.
The
evidence also indicates that each of these four activities takes place most
commonly, and in the case of trawling, exclusively,
from vessels.
Mr
Wright explained that the operational duties of FOs include:
“a. Performing land based and water based patrols of fishers and marine
park users.
b. Inspections of commercial fishing activities, recreational fishing
activities, aquaculture facilities, fish processing facilities,
distribution
facilities, habitats and aquarium supply outlets.
c. Covert surveillance of ports and launching locations as well as fishing
grounds and locations at which illegal fishing activity
is believed to be taking
place.
d. Monitoring and covert surveillance of marine parks.
e. Monitoring of spatial, temporary, permanent and seasonal fishing
closures.”
[18]
As
already observed, the bans only concern one aspect of the second of the
enumerated duties – inspections of commercial fishing
activities.
Both
Mr Wright and Mr Potter gave uncontradicted evidence as to what was involved
when conducting an inspection. In short, and as
one would expect, they involve
the FO having personal contact with the fisher. Mr Wright explained that
inspections are typically
performed on the water or at boat launching or
retrieval sites.
[19]
Mr Potter gave
evidence that an inspection of a commercial fishermen on the Inland Restricted
Fishery will involve:
“a. ensuring fishing gear dimensions are compliant with the regulatory
specifications;
b. ensuring the number of nets, traps and techniques are compliant with
regulatory specificities;
c. ensuring bait being used is not unlawful (for example, that no redfin is
being used as bait);
d. ensuring gear is marked in accordance with regulations;
e. ensuring all permit conditions with a Section 37 permit are adhered to;
f. ensuring gear such as yabby traps are checked within a 48-hour time frame to
deter participants from having multiple sets of gear
across multiple locations
(reduction or limitation of effort to ensure sustainability);
g. ensuring that catch record data for both species (carp and yabbies) is up to
date via catch return audits; and
h. monitoring fish markets in larger cities including interstate and cross-
referencing catch record data, ensuring it aligns with
sale data obtained to
deter black marketing.”
[20]
Mr
Potter added to this list when giving his evidence in chief to
include:
“...monitoring the location of fishing gear and how it is used or set,
ensuring that yabbies are not carrying over and the
requirement to produce their
endorsement cards.”
The
evidence of Dr Moriarty and Mr Wright established that if an inspection occurs
on a vessel, a minimum of two FOs are required
as it involves using a boat
(referred to as a ‘FPV’) to come alongside the vessel to be
inspected and at least one FO
boarding the vessel while one FO continues to
master the FPV. According to Mr Wright it is common that there are only two FOs
to
conduct such an inspection and he has never been involved in a vessel
inspection which has had more than two boarding
officers.
[21]
Mr
Potter gave evidence that inspections in respect of all types of fishing
activity, not just in respect of commercial fishers, is
“the principal way
of ensuring compliance [with the FM
Act].”
[22]
However Mr Wright
explained that there are various methods of monitoring for non-compliance
including:
“a. Conducting audits of catch and effort returns. Every commercial fisher
is required to submit a catch and effort return
detailing their commercial
fishing activities. These reports indicate the dates on which a catch is caught,
the species in the catch
and the quantity of the catch. These reports form part
of the intelligence available to the FCU which may assist in indicating IUU
[illegal, unreported, unregulated] activities.
b. Conducting audits of records of sale and disposal of fish. These records
identify the species and quantities being sold by the
fisher to relevant buyers.
These records assist in monitoring for quota evasion and unlawful sale of
prohibited fish (e.g. size,
species, etc).
c. Conducting inspections of receivers (e.g. commercial fisher cooperatives and
fish markets and other wholesalers). These inspections
provide an indication of
the catch that a fisher has actually caught and submitted to market. Any
inconsistencies with the catch
and effort returns or sales records may identify
IUU fishing activity or other FM Act contraventions.
d. Covert surveillance of fishing grounds and other waterway locations at which
IUU is believed to be taking place or where illegal
fishing gear is being or has
been set.
e. Monitoring the various use of and access to NSW Marine Parks to monitor for
compliance with the MEM Act.
f. Patrols of waterways, coastal areas, offshore trawl locations and marine
parks.”
[23]
According
to Mr Wright “auditing style work is possibly one of the most common ways
of detecting non-compliance in the trawl
fishery ... and another major one ...
is the inspection of vessels upon return to port after they’ve conducted
their fishing
activities, so they have all their catch on board, you can ...
monitor for the retention of species that, perhaps, shouldn’t
have taken,
you can check their quota reporting, you can check licensing, you can assess
their gear.”
[24]
Indeed,
as already observed at [
38
] above, Mr Wright was of the view that port based
inspections, which often occur at daybreak when nighttime trawl fishers returned
to port, were better than on-water vessel inspections for a number of
reasons:
“It's often a lot easier ... there are a lot of
components of trawl gear, and when you're out on the ocean trying to take
measurements and things like that of mesh sizes and lengths of lines, it's quite
challenging. In port you've got that added ‑
it's quite
off better for the ‑ for the commercial fisher as well because
they can be focused on what you're asking them to
do and what
you're ‑ what you're trying to check as opposed to having to run
a ship at the same time which often heightens
the level of stress for them, I,
no doubt, imagine.”
[25]
In
questions I posed to Mr Wright, he confirmed that the bans are not affecting
nighttime patrolling, surveillance or monitoring of
commercial fishers and their
activities, during which some evidence of non-compliance might be obtained,
although he accepted in
further cross examination that it was possible that
without conducting an inspection it may not be possible to gather enough
evidence
to successfully prosecute a possible
offender.
[26]
Mr
Wright also confirmed following further questions in re-examination, that
inspections of vessels, for example a trawler, could
occur at night after it
returns to port. Following this evidence counsel for the PSA advised the
Commission that the PSA would issue
a clarifying notice to ensure that there was
no ambiguity as to the ability of members to conduct inspections of trawlers at
port.
I understand this has now occurred.
One
area of factual dispute in this matter concerns the frequency of nighttime
inspections.
According
to Mr Potter inspections of commercial inland fishers is a rare occurrence with
no nighttime inspections having occurred
since 1 July 2019. His evidence is
borne out by a spreadsheet annexed to Dr Moriarty’s statement (AM-30)
which purported to
show the number of commercial inspections of the fisheries
affected by the bans since 1 July 2019. AM-30 showed that a total of 24
inspections had been conducted on Inland Commercial Fisheries since 2019 with
none having been conducted at night.
Mr
Potter explained that:
“The work ban has been imposed in respect of night-time commercial fishing
inspections inland merely out of collective solidarity
with the FOs in the
coastal area. Whether the ban was lifted in respect of the inland area or not,
night-time inspections do not
occur. Put another way, the work ban has no impact
on the inland fishing
industry.”
[27]
Nevertheless,
Mr Potter went on to give evidence as to why he considered it would nevertheless
be unsafe for inland FOs to perform
inspections at night on the water.
According
to Mr Wright it has been some years since any inspections concerning the
commercial fishing activities affected by the ban
have occurred. Again, this is
borne out by AM-30 which shows that since 2019 a total of 17 nighttime
inspections had occurred in
inspect of ocean trawling and ocean hauling. A total
of 2 nighttime inspections of ocean hauling had occurred in that time, both
being in 2019-2020.
AM-30
was a little unclear in respect of the statistics for nighttime inspections of
estuary trawling and hauling. AM-30 indicated
that there had been one nighttime
inspection of estuary prawn trawling in 2019-2020, with none having been
conducted since that time.
AM-30 also indicated however, that a total of 207
nighttime inspections of “Estuary General” had been conducted since
2019. As noted at [
32
]
above, Dr Moriarty evidence was that “Estuarine hauling is also conducted
in estuarine waters and is a small part of what
is known as the 'Estuary General
Fishery'. Mr Wright gave evidence that he was personally aware, and from
discussions with other
delegates, that inspections of estuary hauling activities
at night had been “very, very few in
number”
28
[28]
nd he was not
aware of estuary hauling being inspected at night for several years. Mr Wright
considered that the 207 nighttime inspections
referred to AM-30 concerned
estuary general activities that are not subject to the work bans,
including:
“a. Mesh netting or gill netting of estuaries;
b. Fish and crab trapping;
c. Hand lining;
d. Prawn trapping (which is distinct to estuary prawn
trawling).”
[29]
What
is clear is that no nighttime inspections of any of the activities affected by
the ban were conducted in 2023 – 2024 and
so far, no nighttime inspections
have taken place in 2024 – 2025.
Despite
Dr Moriarty giving evidence in chief that “commercial inspections at
nighttime are relatively
infrequent”
[30]
he attempted
in his reply evidence to demonstrate that a reasonable amount of non-compliance
occurs at night. Mr Moriarty annexed
to his reply statement a table (AM-33)
which he had had another staff member prepare which purported to show “the
sanctions
of commercial fishers in the previous 10 years in respect of the
fisheries affected by the Work Bans and whether the offence occurred
during the
day or at night.”
[31]
No
explanation was given as to the source of the data or how it was complied. The
table suggested that a total of 269 ‘sanctions’
had been issued in
respect of nighttime offences out of total number of sanctions issued during
that period of 944. 152 of the 269
nighttime offences resulted in a written
caution, from which I infer the offences were not serious. Notably Dr Moriarty
also stated
that “the offences recorded in AM-33 may not have arisen due
to inspections or the inspections may not have occurred at
night.”
[32]
He explained in
oral evidence that this may occur because “you detect an offence at night
and you pick them up in the co‑op
next day as part of a PHP
inspection.”
[33]
I note this
accords with Mr Wright’s evidence that effective inspections are often
conducted at port, at daybreak.
In
a further attempt to demonstrate the number of offences that occur at night, Dr
Moriarty annexed a further table to his reply statement
(AM-34) “prepared
by the Department which shows the prosecutions of commercial fishers in the
previous 10 years in respect
of the fisheries affected by the Work Bans and
whether the offence occurred during the day or night.” Again, no
explanation
was given as to the source of the data or how it was complied. AM-34
purported to show that some 18 offences out of a total of 192
offences had
occurred at night, with a further 62 nighttime ‘offences’ resulting
in no conviction.
I
do not consider AM-34 to be an accurate record of the number of the offences
that occurred at night over the past ten years. First,
as Dr Moriarty explained
in his evidence:
“A prosecution may relate to more than one offence and so, for the purpose
of creating the table in AM-34, I am informed that
the time of the first offence
was used to classify the offence as day or night in column
4.”
[34]
Secondly,
AM-33 indicated that there had been a total of 152 prosecutions brought in 10
years, for ‘offences’ occurring
in the day and the night, yet AM-34
indicates there was a total of 32 prosecutions brought in respect of total of
192 offences. Further,
AM-33 stated that there had been 66 prosecutions brought
in respect of nighttime offences, yet AM-34 indicated that a total of 8
prosecutions had been brought for 80 offences, including the 62 which resulted
in no conviction.
In
short, I do not consider AM-33 or AM-34 to be accurate records of nighttime
offending. At best they demonstrate that nighttime
offending has been detected
less frequently than daytime offending. Further, as has already been noted, a
nighttime offence did
not necessarily mean that a nighttime inspection had
occurred – the offence may have been detected through other means,
including
through a daytime inspection.
Given
the above evidence, it is difficult to understand the foundation for Dr
Moriarty’s statement that:
“Nighttime shifts are critical to the Department's responsibility to
promote compliance with the
Fisheries Management Act 1994
(NSW) and the
Marine Estate Management Act 2013
(NSW). This is because a substantial
proportion, even perhaps the majority, of total non-compliance occurs at
night.”
[35]
It
is also difficult to understand the foundation for Dr Moriarty’s statement
that:
“Approximately 40% of all inspections conducted by FOs (both general and
targeted) are performed at
night.”
[36]
If
I assume this statement is correct, noting that no data or report was tendered
in evidence to support it, and if I assume that
AM-30 is accurate, over 93%, and
perhaps 100% in the last year or so, of those inspections must be of fishers who
are not undertaking
commercial fishing affected by the work bans.
Lastly,
Dr Moriarty gave evidence of how the work bans, which commenced on 11 September
2024, had caused one particular operation
in October to be postponed. A fishing
trawler had been detected encroaching into a marine protected area in the
Batemans Marine Park.
According to Dr Moriarty:
“Because of the Work Bans, however, this operation has been postponed and
the suspected non compliance is likely to be continuing
as a
result.”
[37]
In
response to this evidence Mr Wright gave the following evidence:
“The work bans do not prevent officers performing patrols, at day or at
night. Additionally, the work bans do not prevent officers
from performing
inspections during the day or inspections at night with police presence.
Accordingly, if the Department is aware
of a vessel encroaching into a marine
protected area in Batemans Marine Park, then it is open to it to instruct
officers to conduct
a patrol to deter the vessel or to inspect the vessel with
police presence (at night) or without police presence during the day.
This
example is also illustrative of the benefits of the VMS system which would allow
for the remote tracking of the vessel to determine
whether it, in fact, entered
the marine protected area and would allow for officers to track and then inspect
the vessel during the
day.”
[38]
In
reply, Dr Moritary, who now stated the vessel was “in the Jervis Bay
Marine Park”
[39]
gave the
following evidence:
“a. I do not agree that “
conduct
[ing]
a patrol
[would]
deter the vessel”
in circumstances that the crew may know, because
of the work ban, no inspection is possible. Further, even if it did, the patrol
could
not practically be conducted every night to deter the vessel.
b. It was not practically open for me to organise police presence for this
inspection, because they are not available at short notice.
c. The illegal activity was occurring at night, such that I assess there was no
utility performing an inspection during the day.”
In
cross examination Dr Moriarty admitted that:
(1) no attempts were made to get police
assistance;
[40]
(2) they did not have a definite position of where the trawler was and would not
have sought police assistance until that was
known
[41]
- despite saying in his
reply statement that the Department “had sufficient intelligence to carry
out the inspection”
[42]
;
(3) the inspection didn’t go ahead “because we couldn’t
operate at night;”
[43]
and
(4) he has since become aware that the vessel had moved south, i.e. away from
the protected marine park
[44]
(hence
I infer that is no longer correct to say, if it ever was: “the suspected
non compliance is likely to be continuing”).
I
do not accept that the Department was significantly impeded in its compliance
work in respect of the alleged trawler encroaching
on the Batemans (or Jervis
Bay as the case may be) Marine Park. The bans would not have prevented FOs
patrolling and observing the
trawler and confirming its location. That effort
alone may have deterred any illegal fishing. Attempts could have been made to
put
police on notice of a possible request for assistance and to have made such
a request if it was confirmed that the vessel was in
the restricted area and
appeared to be fishing. If police were not able to attend (and I accept that
obtaining police assistance
at short notice or at all, can be difficult) it may
have been possible to continue to monitor the vessel until daybreak, at which
time an inspection could have occurred, either on water or at port. If the
vessel had have returned to port at night, an inspection
could also have been
undertaken. None of those steps were taken. It seems no FOs were dispatched to
locate and monitor the vessel
because an erroneous view was taken that they
“couldn’t operate at night.”
The Fisheries
Joint Consultative Committee and Work Health and Safety Concerns
The
final aspects of the factual circumstances of this dispute that I need to
discuss, as they bear on four of the reasons why the
Department says dispute
orders should be made, concerns the Department’s current safety framework;
work the Department has
done – or not done – to ensure the safety of
FOs; the establishment of a Fisheries Joint Consultative Committee (JCC)
in
April 2023; the matters dealt with by the JCC since that time and the safety
concerns raised by the PSA and the timing of those
concerns.
In
terms of the chronology of events, the starting point is a review conducted by
Ian Henderson of the CERT Group in 2021 and early
2022, into the
“appropriateness and effectiveness of FCU policies, risk assessments,
safety procedures, training programs and
activities that support its approach to
ensuring the safety of its officers working in the field, with a particular
focus on dealing
with violent and aggressive stakeholders and abalone work on
the NSW South Coast (CERT
Review).”
[45]
The
CERT Review involved a desktop evaluation of all relevant safety procedures,
one-on-one interviews with FOs, a police officer
and a comparison of NSW
fisheries compliance with fisheries compliance organisations in other Australian
states.
The
CERT Review report dated April 2022 made 12 recommendations relating to safety
and operational improvements. According to Dr Moriarty
all the recommendations
were supported or supported in principle by the FCU. Dr Moriarty annexed to his
statement (AM-25) a copy
of the FCU's
"Fisheries Compliance Action Plan"
in response to the CERT Review as updated in September 2024.
AM-25
reveals that at least eight of the recommendations have not yet been fully
implemented, some 2 ½ years after the CERT Review
was completed. As I
apprehend it, it is this delay, combined with a lack of movement in respect of
other safety issues, that has
agitated the Fisheries Officers Vocation Branch of
the PSA (FOVB). While it is the case that the FOVB consider that the PSA’s
Proposed Controls would be effective measures to ensure the safety of its
officers working in the field, it is apparent that the
FOVB’s underlying
concern is that the safety of FOs is not being addressed adequately, both in
terms of delays in addressing
them, and in terms of the implementation of
suitable measures to mitigate the risks. As Mr Wright explained in his
statement:
“Ultimately, it is my view and the opinion of the FOVBE that if the
Relevant Inspections are safe to perform, the work will
be resumed irrespective
of how the notifier renders the work safe. That is, it is not necessary for the
respondent’s proposals
to be implemented in order for the FOVBE to support
the resumption of the Relevant
Inspections.”
[46]
A
number of the recommendations made in the CERT Review were focused on by the PSA
at the hearing.
The
first was the second recommendation which was as follows:
“The current SWMS for Dealing with Dangerous Clients – Safely
Measuring Catch would be improved by being broken into
the following separate
SWMS:
‐ Conducting inspections
‐ Operations in remote campsites
‐ Measuring fish (the risks associated with fish are standard to all fish
inspections, and not related to the risk of assault
from a client, or to dealing
with dangerous clients)
‐ Operations in identified high risk areas (e.g.: power stations)
‐ Reporting of incidents and dangerous clients/ high risk offenders (these
instructions would appear to be more appropriate
in the General Work
Instructions – the procedure of reporting incidents isn’t a
risk).”
Despite
the above criticisms of this particular SWMS, it still remains, some two and
half years later, the Department’s current
operative SWMS for dealing with
dangerous clients. It was put into evidence by Dr Moriarty (AM-17) as part of
the Department’s
safety framework to demonstrate that the
“Department takes the risks of aggressive stakeholder incidents very
seriously”;
that “the Department is genuinely concerned for
Fisheries Officers’ safety and wellbeing” and that the “the
Department has in place a comprehensive set of measures” to mitigate the
risk of aggressive interactions with
clients.
[47]
In
cross examination of Dr Moriarty, counsel for the PSA, Mr Saunders, successfully
established numerous other defects with AM-17,
including that it is was
difficult to understand how various activities which had death identified as a
consequence could be rated
using the applicable risk matrix as having a
consequence of only “serious injury- long term illness.” During
questioning
about this Dr Moriarty, who has been the chair of the Fisheries and
Forestry WHS Committee for 10
years
[48]
, demonstrated a concerning
lack of understanding as to how a risk to safety is assessed, insisting that he
would need to see the
data on how often a particular risk materialised in order
to assess the consequence, (as opposed to the likelihood), of a particular
hazard:
“If I was going to go through a risk assessment on this, I would want to
see the data to tell me how many times has this happened,
how many times has
somebody died undertaking this activity, if we're going to rate it as
"death".”
[49]
One
of the more significant issues Mr Saunders identified with AM-17 was that it
indicated that one of the control measures (indeed
the first identified control
measure) when interacting with a ‘client’, and also when measuring
fish, where the hazard
was identified as “Death by physical trauma severe
lacerations crush/impact injuries Sprains, strains, cuts and abrasions”,
was to maintain the “triangle of safety” which involved two FOs
standing as if at the two ends of the base of triangle,
with the
‘client’ at the apex. Dr Moriarty accepted that this cannot be
achieved if the FO is working
“one-out”.
[50]
As I have
detailed above, FOs conducting inspections of vessels ‘on water’,
most often board the vessel ‘one-out’,
meaning it is impossible to
use the ‘triangle of safety’. As I have also noted above, most of
the inspections the subject
of the Work Bans involve boarding vessels.
AM-25
indicated that a review and changes to the AM-17 were to have been completed by
the end of June 2022. AM-25 recorded and Dr
Moriarty further explained in cross
examination, that a Risk Assessment workshop was held at Port Macquarie in 2022
and a “detailed
risk assessment was developed and implemented across FCU
soon after the workshop.” In fact, what was implemented, in April
2023,
was a “Risk Assessment” (AM-27) which specifically dealt
with:
(1) “Inspections of aggressive Commercial fishers and crew involved in
hauling operations”;
(2) “Conflict between Ocean Hauling crews regarding rights of priority and
the expectation that FOs will adjudicate/manage
the conflict”;
(3) ‘Inspections of aggressive Commercial fishers and crew involved in
hand gathering”; and
(4) “Inspections of aggressive fish receivers, commercial fishers and crew
during post-harvest inspections.”
It
was established during cross examination of Dr Moriarty that no risk assessment
has been done for trawl operations, with no immediate
plans to do
one
[51]
; that AM-17 is still the
current operational document;
[52]
and the recommendation that AM-17 be broken into separate SWMS has not happened,
although “things are
moving”.
[53]
The
PSA submitted that the risk assessment comprising AM-27, reflected the position
its members were adopting with respect to the
Work Bans. The first
‘Operational and Dynamic Control’ identified with respect to the
risk posed by inspection of hauling
and hand gathering operations,
was:
“If Fisheries Officers can not identify the commercial fishers or any of
the crew members, they should assume that the inspection
is high risk and FOs
should not inspect unless other Operational & Dynamic controls have been
met.”
The
evidence supported the PSA’s submissions that only very rarely will a FO
be able to identify a commercial fisher before
making personal contact with them
and it would be very rare indeed that they would be able identify the crew
members as they are
not required to hold a licence or be identified in any FCU
record (hence one of the PSA Proposed Controls is the need for crew to
be
identified). That being the case, the FO has to implement other control measure
before conducting an inspection. In respect of
nighttime inspections of
commercial fishers engaged in hauling or hand gathering the risk assessment
prescribed the following as
the next control measure:
“Night-time inspections – collect evidence remotely (UAV [drone]
thermal) where possible, do not inspect unless NSW Police
present.”
Thus,
the PSA submitted that its Work Bans merely reflect safe practice according to
the risk assessment. In cross examination Dr
Moriarty was unable to provide any
persuasive reason why the hazard posed by nighttime inspections of unidentified
commercial fishers
and crew undertaking hauling or hand fishing would be
different for ocean or estuary trawling or why the operational and dynamic
controls to mitigate the hazard, would be substantively different.
The
second recommendation of the CERT Review focused upon by the PSA was,
recommendation 3:
“Review all SWMS which are broad in their scope and break these down into
more discreet job tasks. SWMS content should focus
on safety controls to manage
hazards with each procedural step of a discreet job task. Some of the guidance
in some SWMS is better
suited to inclusion in the relevant section of the
General Work.”
In
respect of this recommendation, made as I have observed previously, two and half
years ago, Dr Moriarty advised, in cross examination,
that a review of the risk
register commenced in the middle of this
year
[54]
and that the health and
safety team were “actually rewriting the risk register from
scratch.”
[55]
The expected
completion date is June 2025.
[56]
When asked why it took so long Dr Moriarty gave the rather unsatisfactory
response:
“Well, we wanted to make sure that we had some opportunity to review the
risk register and in line with all the other fisheries'
business unit's risk
registers.”
[57]
The
next recommendation of the CERT Review focused on by the PSA was the seventh
recommendation:
“The Act should be amended to (1) include a requirement for a person
required to provide their name and address to produce
verification of personal
details where the officer believes on reasonable grounds the details are false,
and (2) create an offence
to supply false or misleading details or
information.”
The
seventh recommendation was one of four recommendations requiring legislative
amendments. Each of the recommendations are supported
in principle by the
Department and AM-25 recorded in respect of three of them, that the Department
had sought support from the Minister
for the legislative changes to be made.
There was also evidence that the Department had sought support from the Minister
for legislative
changes to be made to require licence holders to meet a
‘fit and proper person test’, this being one of the PSA’s
Proposed Controls. There was no clear evidence however, as to when that support
had been sought, and no evidence as to what the timeframe
might be before a
decision will be taken by the Minister as to whether the proposed legislative
changes might be supported, let alone
the time frame for them to be tabled in
Parliament if they are supported.
In
respect of these recommendations, and those of the PSA’s Proposed Controls
that require legislative reform, the PSA submitted:
“Legislative and regulatory change can happen within government with
effort, including effort by the senior leadership of this
department. The
work bans are directed at encouraging that effort through, among other things,
attracting [media attention], which
they have
done.”
[58]
Turning
now to the JCC, Ms Royal gave undisputed evidence regarding the establishment of
the JCC. In short, her evidence disclosed
that:
(1) prior to April 2023 the FOVB typically communicated concerns to the FCU or
the Department through informal and ad hoc methods;
(2) in January 2023 the PSA implemented a work ban related to safety concerns
arising from illegal diving for abalone and cultural
fishing practices – a
dispute was filed with the Commission resulting in the Commission recommending
that the work ban be lifted,
which it subsequently was;
(3) after the 2023 work ban matter was resolved, the general consensus amongst
the Department and the FOVB was that the previous
model of agitating issues was
not working;
(4) in March 2023 the Department engaged CoSolve to run a workshop to train all
parties in how to collaboratively work together to
resolve disputes;
(5) during the workshop it was determined that the JCC should be established;
(6) in April 2023 the FCU and the FOVB developed a Memorandum of Understanding
(MOU) as to how the JCC would be run. The MOU contains,
inter alia, mutual
commitments from parties to consult in good faith, in a climate of mutual trust
and to raise issues in a timely
way. The MOU provides: “Where the parties
have failed to reach an agreement this undertaking does not limit any party from
taking whatever industrial action is available under existing legislation in
relation to matters under consideration by the JCC.
Where such industrial action
is proposed, the relevant party must immediately bring it to the attention of
the other party.”
[59]
Ms
Royals’ evidence, which included minutes of meetings, was that at each of
the meetings of the JCC held in 2023 the issue
of FO’s safety when
engaging with commercial fishers was raised. Notably:
(1) it was agreed at a meeting held on 4 April 203 that the risk assessment
comprising AM-27 would be implemented across the State;
(2) the implementation of VMS and having on onus on the authorised fisher to be
accountable for the crew were discussed at the meeting
on 1 May 2023;
(3) at the meeting held on 12 July 2023:
(a) the Department confirmed that it was committed to proposing legislative
change regarding a fit and proper person test for commercial
fishing licence
holders;
(b) the collection of personal information in respect of unlicenced crew was
discussed;
(c) the Department advised that the Police Minister had been asked to support a
regulation change to permit FOs to carry OC spray;
(4) at the meeting held on 5 October 2023:
(a) the implementation of OC Spray and the need for Ministerial approval was
discussed;
(b) the Department advised draft legislation requiring licence holders to meet a
fit and proper person test was being developed;
(c) the FOVB tabled items regarding:
(i) FOs self-defence capability;
(ii) an administrative sanctions policy for dangerous and aggressive commercial
fishing industry participants;
(iii) FO capability to run vessel registration checks;
(iv) unlicensed crew/unlicensed commercial fishing industry participants; and
(v) body worn video.
Ms
Royal explained that after October 2023 most of the members of the JCC branched
out into a sub-group called the Fisheries Award
Working Group to use a mutual
gains approach to the development of a new award. As a result the JCC did not
meet again until 21 August
2024. At that meeting the “Department was
informed of the current unrest”.
According
to Ms Royal the Department members of the JCC said they would organise a meeting
with Mr Sean Sloan, Deputy Secretary for
Fisheries and Forestry, and Dr Moriarty
was tasked with organising another session with the FOVB to gather more
information.
The
Department became aware of the proposed work bans on or about 9 September 2024,
although not directly from PSA.
Upon
becoming aware of the proposed work bans Ms Royal wrote to the PSA on 9
September 2024, requesting a detailed outline of the
issues and an opportunity
to respond. Her email also included the following:
“There has been some progress on various fronts. By way of example, last
week, the minister approved drafting of amendments
to the
Fisheries Management
(General) Regulation 2019
and other regulations to ensure that NSW commercial
fishing licence holders meet a 'fit and proper person" requirement. We want to
ensure you and the FOVBE are fully informed of these developments. We are also
mindful that one of the actions from the recent JCC
was to set up a meeting to
discuss these concerns further. In the spirit of resolving this matter at the
Department level, we propose
meeting this week to discuss these concerns further
once we have a clearer understanding of the
matters.”
[60]
I
note that in FOVB had been advised in October 2023, i.e. 11 months earlier, that
draft legislation requiring licence holders to
meet a fit and proper person test
was being developed.
Mr
Shane Howes, an industrial officer for the PSA responded to Ms Royal on 9
September 2024 setting out in some detail the FOVB concerns.
His email
commenced:
“We appreciate the effort that Fisheries undertaken however we are now
mindful that the FOVB and DPI Fisheries have discussed
some of these issues for
now at least 2.5 years since our meeting in Port Stephens. The concern is that
the PSA has exhausted our
ability to move matters forward with the agency as
these are decisions, in these cases lack of decisions, of Government.
There has been little movement on fit and proper person Regulation. Drafting
with Parliamentary Counsels Office could take many more
months to completion.
...”
[61]
The
Department was formally advised of the work bans to commence at midnight 11
September 2024, at 5:01pm on 10 September 2024. Mr
Sloan wrote to Mr Howes of
the PSA at on 1:34pm proposing a meeting with the FOVB at 2:20pm on 12 September
2024. The meeting occurred
but no resolution was reached. It seems that during
this meeting the FOVB were told for the first time that the Police Minister had
denied the application by the Department for FOs to be equipped with OC spray.
At the meeting the Department requested the PSA to
set out “the genuine
safety issues specifically related to the workban/night time activities and what
needs to be addressed.”
This request was followed up by an email sent by
Ms Royal to Mr Howes on 13 September 2024.
The
PSA wrote an eight and half page letter to Mr Sloan setting out their concerns
regarding safety, the lack of information as to
efforts the Department had made
to try and secure legislative change for those safety measures requiring
legislative change (e.g.
lobbying to permitted OC Spray); the lack of
information and progress with respect to a trial of VMS; and its view as to
factors
that make nighttime inspections of the commercial fishers the subject of
the work bans unsafe and how the PSA’s Proposed Controls,
as well as other
measures, would make such inspections safer. The letter also set out concerns
regarding inadequacies in legislation
to enable FOs to effectively investigate
possible breaches of the
FM Act.
Mr
Sloan responded to the PSA by letter dated 18 September
2024.
[62]
In that letter Mr Sloan
set out 12 ‘highlights’ of progress that he considered had been made
in respect of improvements
to the workplace, including with respect to safety
and in response to concerns of FOs. Only eight of those 12 highlights appear to
directly relate to the safety of FOs. At least five of the so-called highlights
concerning safety had been or is the subject of criticism
by the PSA.
Mr
Sloan first referenced: “A comprehensive and independent Fisheries Officer
Safety Review - conducted in May 2022 with all
recommendations and
actioned.” In fact, as explained at [
81
] above, only four of the 12 recommendations of the
CERT Review have been fully implemented; the SWMS comprising AM-17 remains
current
despite the CERT Review recommending extensive reform of it; and that
work to implement the recommendation that all SWMS be reviewed
and broken down
into different and separated SWMSs had only recommenced in the middle of 2024
and is not due to be completed until
June 2025.
Mr
Sloan also referenced: “A 12 month trial of OC (capsicum) Spray on the NSW
South Coast.” The evidence showed that the
trial had finished over a year
earlier. As explained above, after over a year of being told that the Police
Minister had been asked
by the Department to support a regulation change to
permit FOs to carry OC spray, the FOVB were told, on or about 12 September 2024,
after the implementation of the work bans, that that request has been declined.
It seems no explanation has been provided to the
FOVB as to why the request has
been declined, nor has the Department indicated what efforts, if any, they will
now make to try and
obtain a more positive outcome.
Mr
Sloan also referenced: “A detailed Risk Assessment for Commercial Fishing
client interaction completed and implemented.”
As noted at [
88
] no risk assessment
has been done for trawl operations, with no immediate plans to do
one
63
[63]
Further the risk assessment
stipulates as a control measure that nighttime inspections only occur with
police assistance if the crew
cannot be identified, which the evidence
established will invariably be the case. Thus, the work bans essentially
reflects the work
method recommended in the risk assessment adopted in April
2023.
Mr
Sloan also referenced: “Approval by the Minister for Agriculture to draft
a broader Fit and Proper Person regime for inclusion
in the Fisheries Management
(General) Regulations”. As noted at [
102
] – [
103
], the FOVB has been informed this had occurred in or
around October 2023, yet a year later the change has still not be
implemented.
Lastly
Mr Sloan referenced: “Establishment of a data access arrangement with the
Australian Maritime Safety Authority (AMSA)
to access vessel information. A
trial of this arrangement has recently been conducted and was very effective.
Wider ranging arrangements
will be implemented over the coming months.” Mr
Wright gave evidence that: “officers do not have the practical ability
to
search AMSA records in respect of a commercial vessel when performing
inspections on the water and the AMSA record do not identify
the master or crew
aboard the vessel, or other important information necessary to risk assess the
inspection.”
[64]
Dr Moriarty
addressed this evidence in his reply statement, but notably did not contradict
Mr Wright’s
assertion.
[65]
Mr
Sloan also addressed the issue of the installation of VMS on commercial fishing
vessels stating:
“With respect to the rollout of the VMS project, which spans fisheries
data collection, fisheries stock assessment, fisheries
management and compliance
objectives, the responsibility for determining how and where such projects are
managed lies with senior
leaders and the Fisheries Executive. These leaders are
fully committed to ensuring the effective implementation of all projects while
maintaining alignment with operational priorities and will continue to engage
with all parts of the Fisheries business including
the Fisheries Compliance
Unit.”
Leaving
aside the fact that this paragraph appears to contradict other evidence to the
effect that the rollout of VMS requires legislative
reform, I do not consider
that this paragraph contains any commitment to engage in a clear strategy to
determine whether and how
VMS ought to be rolled out, let alone a commitment to
actually implement VMS, as sought by the PSA. With respect to the Deputy
Secretary,
this paragraph is one Sir Humphrey of ‘Yes Minister’
would be proud.
Mr
Sloan’s letter requested that, in light of the ‘commitments’
set out in his letter, that the work bans be lifted
by 5pm on 19 September 2024.
The
PSA responded to Ms Sloan’s letter by letter dated 20 September 2024,
raising issues with each of the matters referred to
by Mr Sloan, including 11 of
the 12 alleged ‘highlights’. It not necessary for me to set out the
content of the PSA’s
letter. It is sufficient to record that very many of
the observations made in the letter are supported by the evidence tendered in
this proceeding. The letter also discussed the PSA’s concerns regarding
the need for legislative reform to improve compliance
enforcement and the
perceived failure of the Department to fill position vacancies in a timely
manner. The letter concluded with
the PSA requesting the Department’s
commitment to:
“1. Advertise each and every DFO vacancy by 5:00pm Friday 26 September.
2. Provide the PSA/FOVB of briefings to Government on the means to review and
contemporise
Part 9
Fisheries Management Act
.
3. Supply material on how CERT recommendations classed as
‘supported’ have been actioned.
4. Supply material on DPI Fisheries requests to the NSW Police Minister to
permit OC Spray for Fisheries Officers.
5. Supply material on DPI Fisheries requests to the NSW Attorney General to
review the various Surveillance Acts that relate to the
DPI Fisheries
operations.
6. The expansion of the VMS to all commercial vessels as a matter of
priority.”
The
work bans were not lifted and the Department filed its Notification of
Industrial Dispute on 23 September 2024.
Consideration
As
outlined at [
19
]
above, the Department articulated five matters which it submitted indicated that
dispute orders should be made. I address each of
those in
turn.
Serious risk of depletion of key fish stocks (with
consequent ecological, environmental, economic, and cultural effects)
It
may be readily accepted that enforcement of the
FM Act
and related
legislation is essential for ecological, environment, economic and cultural
reasons. Dr Moriarty gave extensive evidence
regarding these matters. I accept
this evidence and it is not necessary for me to repeat that evidence in this
decision. I also accept
that the serious depletion of key fish stocks, would
have a very deleterious impact on the ecology, the environment, the economy
of
NSW and the cultural practices of Aboriginal fishers and their communities.
The
question is however whether the work bans pose a ‘serious risk of
depletion of key fish stocks’. There is no persuasive
evidence that this
will be the case.
The
evidence shows that no nighttime inspections of commercial fishers the target of
the work bans have occurred since 2022-2023 and
since 2019 very, very few
nighttime inspections have occurred at all. There is no evidence of any
nighttime inspections of inland
commercial fisheries having being conducted
since 2019. The evidence also showed that while nighttime offending by
commercial fishers
does occur, it is detected significantly less often than
daytime offending (either because it happens less often or because enforcement
activities are less at night) and it is a very small fraction of the overall
nighttime offending (i.e. offending by non-commercial
fishers), which is
otherwise not affected by the work bans. The evidence also indicates that it is
likely that some nighttime offending
by commercial fishers is detected other
than through nighttime inspections, with daybreak inspections at port being one
way detection
may occur.
Counsel
for the Department accepted in final submissions that “nighttime
inspection have been occurring relatively infrequently
over the last few
years”
[66]
and that the
Department was “certainly not suggesting that the world will fall in
overnight”
[67]
however he
pointed to the fact that the work bans had received significant media attention
and that as a result there was a risk
that the illegal fishing activities might
increase. Dr Moriarty gave evidence that this risk was posed because:
(1) “persons involved in commercial fishing operations, once becoming
aware of the work bans, are more likely to opportunistically
participate in IUU
[illegal, unreported and unregulated] fishing of a type covered by the
night-time inspection
bans”
[68]
;
(2) “members of the public may misunderstand media articles or be left
with an incomplete understanding as a result of skim-reading
or only reviewing a
headline. Thus, members of the public, including recreational fishers, may come
to believe (even if incorrectly)
that the work bans go further than they
actually do”
[69]
, including
that the bans include inspections during the day, and hence may be “more
likely to opportunistically participate
in IUU fishing during the day –
and even in sectors in which no work bans are in
place.”
[70]
Dr
Moriarty’s evidence as to the possible risk is pure speculation. While I
accept that it may be reasonable speculation, there
is no evidence at all that
the Department has taken any step to ameliorate this perceived risk. As Mr
Saunders, counsel for the PSA
submitted: “the Department has taken no
steps to issue media of its own to clarify the bans or clarify the important
regulatory
work that is still going
on.”
[71]
Important
regulatory work is indeed still going on, including work that has the potential
to detect IUU by commercial fishers operating
at night, as explained by Mr
Wright and as I have outlined at [
53
] above.
The
only evidence of any actual impact of the work bans in the six weeks that have
elapsed from their introduction to the date of
the hearing, namely the alleged
encroachment of a fishing trawler into a protected marine park does not support
the Department’s
case that the bans are and will pose a ‘serious
risk of depletion of key fish stocks’. In that case, no attempt was made
to survey the trawler, to monitor its activities, to request police assistance
with a nighttime inspection or to attempt an inspection
during daylight hours at
sea or at port. All of those activities, which may have produced a positive
outcome, are permitted under
the work bans.
The
Department has not established that the work bans pose a serious risk of
depletion of key fish stocks with consequent ecological,
environmental,
economic, and cultural effects.
The work bans were imposed even
although there were internal escalation mechanisms which were not used and the
assistance of the Commission
could have been sought - but was not.
The
Department submitted that the PSA ought to have escalated their safety concerns
via the Fisheries Compliance Health and Safety
Committee (Fisheries HS
Committee) or followed the Department’s WHS Dispute resolution
procedure.
Under
the constitution of the Fisheries HS Committee, where a matter cannot be
resolved or the solution for an issue is found to be
unacceptable, the Fisheries
HS Committee may request the ‘DRNSW WHS Unit’ to arbitrate. Dr
Moriarty gave the following
evidence as to what this means in
practice:
“...In practice, this means that an employee representative or the Chair
will contact the Department's Director of Health and
Wellbeing, or a senior
manager in his team. They will consider if we can try to resolve the matter
locally or refer the matter to
the Department of Primary Industries and Regional
Development Safety and Wellbeing Steering Committee (
Department Safety
Steering Committee
).
The purpose of the Department Safety Steering Committee is to act as the peak
consultative body for safety and wellbeing across the
Department and to provide
strategic health and safety advice and guidance to the Department. The
Department Safety Steering Committee
is made up of nominees of the Executive
Leadership Committee.
To the best of my knowledge, the controls that are the subject of dispute in
these proceedings have never been escalated to the Department
Safety Steering
Committee.”
[72]
Dr
Moriarty also gave evidence that to the best of his knowledge the issues giving
rise to the dispute have not been otherwise escalated
in accordance with the
Department’s WHS dispute resolution procedure contained in the policy
document titled
"WHS Consultation Arrangements"
. According to Dr
Moriarty:
“The WHS dispute resolution procedure prescribes the following process:
a. The issue should first be tried to be resolved locally
b. If the issue is not resolved, the issue should be reported to the relevant
work group HSC/HSR where appointed or the line manager
c. If the issue remains unresolved the issue should be reported to the Health
& Safety team who will pursue resolution in consultation
with the work group
and NSW WHS Regulator as required.
d. Matters that cannot be resolved at the local level may also be escalated to
the Department Safety Steering Committee.”
The
Department also submitted that the JCC had been established to allow for
collaborative workshopping and consultation about workplace
issues, including
WHS issues, and that the FOVB had not raised any issues through the JCC between
October 2023 and 21 August 2024.
The Department submitted that the PSA’s
actions were contrary to the MOU regarding the JCC.
As
Walton J confirmed in
Secretary of the Ministry of Health v New South Wales
Nurses and Midwives' Association
[2022] NSWSC 1178
; 320 IR 249 at
[51]
, by
reference to
Bluescope Steel Limited (formerly BHP Steel Limited) v The
Australian Workers' Union, New South Wales (No 2)
(2005) 141 IR 329
;
[2005]
NSWIRComm 36
at 330
[4(2)]
(Wright J, President, Walton J, Vice-President, and
Marks J) and other decisions of the Commission, the Commission may take into
account provisions in awards about dispute resolution processes when determining
whether to make a dispute order (and by extension,
any relief in respect of a
dispute), "because it would be inconsistent with the objects of the Act to "turn
a blind eye" or disregard
terms or obligations under an industrial instrument
made under the Act."
However,
the Department did not assert that the PSA had failed to follow obligations
under an industrial instrument made under the
IR Act.
Rather, it asserted
that it was in the public interest for the Commission to make dispute orders in
circumstances where the FOVB had
failed to refer its concerns regarding WHS to
the Fisheries WS Committee or the ‘Health and Safety Team’. In the
same
breath the Department says that the JCC was established to deal with WHS
issues and complains that the FOVB had not sufficiently
raised its WHS concerns
in the JCC forum before implementing work bans.
It
seems to me, given the commendable decision of both parties to establish the
JCC, founded on collaborative and cooperative principles
in order to deal with
workplace issues, including long-standing WHS issues affecting all FOs, it was
both unnecessary and potentially
counter-productive, for the FOVB to duplicate
their concerns by raising them in forums outside of the JCC. I do not accept
that it
is in the public interest to make dispute orders simply because the
FOVB’s safety concerns were not raised with Fisheries WS
Committee or the
‘Health and Safety Team’. Given the MOU, the JCC was clearly the
most appropriate forum for the FOVB
to raise its concerns.
Further,
as the Department was at pains to the stress, the Department does not have
ultimate control over some of the requests being
made by the FOVB, which require
legislative amendment or approvals or additional funding. It is difficult to see
how referring the
safety concerns to more internal committees would assist
matters at all. And there is no reason to expect, given what has occurred,
that
the outcomes would be any different.
The
Commission would be concerned if the FOVB had, as the Department’s
evidence and submissions suggested, “unexpectedly”
raised at the JCC
meeting held on 21 August 2024, “issues about the safety implications
associated with the powers of Fisheries
(including inspection and surveillance
powers)”
[73]
and then moved
almost immediately to industrial action, particularly given the stated goals of
the JCC and the commitments made by
both parties in the MOU. However, that is
not what occurred.
As
I have detailed above, the CERT Review, which concluded in April 2022 detailed
numerous defects and issues with the FCU’s
WHS framework, in particular
with how that framework addresses risks associated with violent and aggressive
stakeholders. Two and
half years later only four of the recommendations have
been fully implemented and concerningly, it seems work on two of them only
commenced a few months ago.
Following
the CERT Review the JCC was established, which was clearly a commendable step in
the right direction and the FOVB continued
to raise its concerns and discuss
solutions in that forum.
While
it is true that the FOVB did not raise safety issues with the JCC during the
period October 2023 to August 2024, the evidence
shows the JCC did not meet
during that time as its members were busy dealing with award reform. Given the
issues has been canvassed
at length in meetings of the JCC up to October 2023
and the CERT Review had identified many matters requiring attention, it was
reasonable
for the FOVB to assume during the JCC’s hiatus that the
Department was making progress toward implementing the recommendations
of the
CERT Review and the matters raised by the FOVB. It is entirely understandable
that they were disappointed to discover at the
JCC’s first meeting of
2024, held in August, that almost no progress had been made since their meeting
in October 2023 and/or
the Department did not inform them what progress had been
made, if any, and instead proposed yet another meeting to discuss their
concerns.
The
seemingly leisurely approach to implementing the recommendations of the CERT
Review is concerning. While I have no doubt that
responsible officers within the
Department do intend to do all they can to ensure and improve FOs safety, more
can and should be
done to hasten the process. I agree with Mr Saunder’s
submission that what emerges from the minutes of the JCC meetings “is
the
department clearly thinks the lengthy consultation process is going well and the
PSA considers that it's been two and a half
years and are concerned that they've
exhausted their ability to move matters
forward.”
[74]
In
the circumstances, and noting that the MOU expressly does not limit any party
from taking whatever industrial action is available
under existing legislation
in relation to matters under consideration by the JCC where agreement has not
been reached, I do not consider
the PSA’s actions in implementing the work
bans to be contrary to the MOU.
There
is some force in the Department’s argument that the PSA ought to have
brought its concerns to the Commission rather than
engage in industrial action.
While there is also some force to the PSA’s submission in response to the
effect that the PSA’s
concerns are not “well-suited to being dealt
with by the Commission”
[75]
due to the underlying public policy issues and requirements for legislative
reform, I consider the PSA should have first tried to
get some movement by
notifying a dispute with the Commission. However, I also accept the PSA’s
submission that its industrial
action has been carefully “designed not to
have a direct impact or even an indirect impact on the compliance operations of
the department.”
[76]
I
do not consider that the PSA’s failure to notify the FOVB’s safety
concerns to additional internal WHS committees; to
engage in further meetings
with members of the Department or the JCC; or its failure to notify a dispute to
the Commission, before
implementing the work bans, in the particular
circumstances of this matter, warrant the making of dispute
orders.
The public interest in ensuring that Governmental
functions are not disrupted by damaging industrial action which is not in
accordance
with the Award;
It
is not in dispute that under the Crown Employees (Department of Regional NSW)
Fisheries Employees Award (the Award) FOs are required
to work night shift,
performing such duties as required.
The
Department submitted that the bans are inconsistent with the Award and
“are clearly causing disruption to Government functions,
which are
themselves contrary to the public
interest.”
[77]
There
is no evidence that the work bans are causing “disruption to Government
functions”. The FOs continue to work at
night, including in the field, and
are continuing to perform valuable compliance work. They are continuing to
conduct inspections
at port, including at night. They will conduct inspections
of commercial fishers at daybreak. Importantly, they will continue to
conduct
nighttime inspections with police assistance.
Further,
there is no evidence that nighttime inspections of the commercial fishers the
subject of the bans have been conducted by
the Department over the last year or
two in any event, and even when they have been conducted they are very, very few
in number.
This may be, as submitted by the PSA, because the risk assessment
comprising AM-27 directs that a nighttime inspection should not
occur where the
crew cannot be identified. In short, the PSA ban is simply reflecting the
extent to which the Government, in the
form of the FCU, has in fact been
functioning.
It
may be accepted that there is strong public interest in having public servants
perform the job for which they paid. However, the
mere fact members of a public
sector union are engaging in industrial action and therefore not performing some
or even all of their
duties, cannot by itself indicate that dispute orders
should be made, otherwise as Mr Saunder’s submitted, it would be a
“default
position” that dispute orders would always be made. In
other words, it would result in a presumption in favour of dispute orders.
More
than that is required.
In
the circumstances of this dispute, where the members are continuing to work
their night shifts; where the evidence indicates that
the work they are doing
during the night is exactly the same as the work they were doing over the last
couple of years, and where
they are continue to conduct nighttime inspections
with police inspections, there is no case for dispute orders to be
made.
The fact that a comprehensive suite of safety measures are
already in place which have been effective in minimising, as far as practicable,
the occurrence of dangerous interactions with commercial fishers during night
inspections (and de-escalating such incidents where
they have occurred)
I
have discussed above the inadequacies of the Department’s safety measures
as identified in the CERT Review and the fact that,
two and half years later,
only four of the recommendations of the CERT Review have been fully implemented.
In light of the findings
of the CERT Review regarding the “suite of safety
measures” I do not consider the existence of the said ‘suite’
to be a reason to make dispute orders.
The
Department led evidence of the number of recorded incidents with aggressive
stakeholders since 2017. The evidence, which Mr Moriarty
accepted in cross
examination could potentially not be a full
record,
[78]
showed a very
significant number of incidents, including at least one where a FO had been shot
at with a firearm and another where
the Departmental car was struck by an
offender’s car. The majority of incidents involved abuse and threats,
including in some
instances, death threats. So far as I could ascertain there
were few physical injuries to FOs, however plainly the incidents pose
a
significant risk of psychological harm.
It
was agreed that no FO has died due to an incident while performing their duties,
however that does not mean that the risk is not
present. Indeed, it is
identified as a risk in the Department’s SWMS comprising AM -17 and the
risk assessment comprising AM
– 27.
It
is not possible to conclude, as the Department has invited me to, that the
‘suite of safety measures’ has “been
effective in minimising,
as far as practicable, the occurrence of dangerous interactions with commercial
fishers during night inspections”.
What I can conclude is that a safety
expert was critical of the ‘suite of safety measures’ and made
twelve recommendations
for improvements and two and half years later most of
those recommendations have not been fully implemented, despite apparent support
for the recommendations from the Department.
In
the circumstances, I do not consider dispute orders should be made on the
strength of the Department’s ‘suite of safety
measures’.
The fact the PSA and the Fisheries Officers are
refusing to lift the Bans until the Department makes changes which are not
within
its control.
This
is not a fair characterisation of the PSA’s position. As Mr Wright
explained in evidence, which I set out at [
81
], the PSA has made it clear that it is not necessary
for the PSA’s Proposed Controls to be implemented in order for the FOVB
to
support the resumption of the relevant inspections. It is clear that what the
PSA is seeking on behalf of its members is a more
timely and comprehensive
response to the safety issues perceived by its membership, many of which were
identified in the CERT review.
It is the case the PSA would like to see the PSA
Proposed Controls implemented and its membership genuinely believe that they are
reasonably practicable measures to reduce or eliminate the risks they face,
however, as Mr Wright explained “... if the Relevant
Inspections are safe
to perform, the work will be resumed irrespective of how the notifier renders
the work safe.”
Conclusion
The
Department has failed to make a sufficient case in support of dispute orders
being made and I decline to make the dispute orders
sought by the Department.
Depending on the events that unfold in the future, it is possible that the
circumstances may change and
the Department may have a cogent case for dispute
orders to made, but that is not the case at this moment.
Nevertheless,
it is a rather unsatisfactory state of affairs to have public servants refusing
to perform duties which are, at least
in theory, part of their role description.
That situation should not continue for longer than needs be.
In
order to assist in bringing the work bans to an end I make the following
recommendations:
(1) The Department should, as a matter of priority, take all steps within its
control to implement the recommendations of the CERT
Review dated April 2022.
(2) The Department should provide a report to the PSA setting out each of the
steps it has taken and will, or will not, take to:
(a) implement the recommendations of the CERT Review dated April 2022;
(b) to obtain approval for FOs to carry OC Spray;
(c) to obtain approval for the rollout of VMS on the commercial fishing fleet
including the expected timeframes for any future steps to be taken.
(3) The PSA should consider lifting the work bans upon receipt of the report
referred to in recommendation 2, if not before.
I
should also add that the parties should continue to discuss safety issues at the
JCC in the spirit in which that body was established,
and if need be, approach
the Commission for its assistance.
The
proceedings are otherwise dismissed.
Janet McDonald
Commissioner
**********
[1]
Ex DPI 1 and Ex DPI
2.
[2]
Ex DPI
3.
[3]
Ex PSA
1.
[4]
Ex PSA
2.
[5]
Ex DPI 1
[8].
[6]
DPI 1
[9].
[7]
Ex PSA 1
[42].
[8]
Tcpt, 28 October 2024, p
65(31).
[9]
Ex DPI 1 [10] and
[11].
[10]
Tcpt, 28 October 2024,
p 72 (29) – (32).
[11]
Ex
DPI 1 [12].
[12]
Tcpt, 28 October
2024, p 18 (41) –
(45).
[13]
Ex DPI 1
[6].
[14]
Ex DPS 1
[68].
[15]
Ex PSA 1
[10].
[16]
Ex PSA 1
[12].
[17]
Ex PSA 1
[14].
[18]
Ex PSA 2
[12].
[19]
Ex PSA 2
[37].
[20]
EX PSA 1
[18].
[21]
Tcpt, 28 October 2024,
p 69(40) – (50).
[22]
Ex
PSA 1 [17].
[23]
EX PSA 2 [38];
Tcpt, 28 October 2024, pp 65(7) – (10), 71(24) –
(31).
[24]
Tcpt, 28 October 2024,
p 71(37) – (44).
[25]
Tcpt,
28 October 2024, pp 71(45) – 71
(2).
[26]
Tcpt, 28 October 2024,
p 77 (4) – (8).
[27]
Ex PSA
1 [22].
[28]
Ex PSA 2
[43].
[29]
Ex PSA 2
[42].
[30]
Ex DPI 1
[166].
[31]
Ex DPI 2
[9(c)].
[32]
Ex DPI 2
[9(c)].
[33]
Tcpt, 28 October
2024, p 52(5)-(6).
[34]
Ex DPI 2
[9(d)].
[35]
[36]
DPI 1
[66].
[37]
DPI 1
[97].
[38]
Ex PSA 2
[47].
[39]
Ex DPI 2
[25].
[40]
Tcpt, 28 October 2024,
p 14(40).
[41]
Tcpt, 28 October
2024, pp 14(47) –
15(14).
[42]
Ex DPI 2
[23(a)].
[43]
Tcpt, 28 October
2024, p 15(17).
[44]
Tcpt, 28
October 2023, p 14(31)-(34).
[45]
Ex DPI 1 [142].
[46]
Ex PSA 2
[120].
[47]
Ex DPI 1
[108].
[48]
Tcpt, 28 October
2024, p 26(19)-(20).
[49]
Tcpt,
28 October 2024, p 26(9) –
(14).
[50]
Tcpt, 28 October 2023,
p 38(6).
[51]
Tcpt, 28 October
2024, pp 45(35) –
46(10).
[52]
Tcpt, 28 October
2024, pp 19(44)- 20 (1).
[53]
Tcpt, 28 October 2024, p
38(1)-(10).
[54]
Tcpt, 28 October
2024, p 38(36).
[55]
Tcpt, 28
October 2024, p 38(24).
[56]
Tcpt, 28 October 2024, p 38(42) –
(46).
[57]
Tcpt, 28 October 2024,
p 38(39)-(40).
[58]
Tcpt, 28
October 2024, pp 7(49) –
8(3).
[59]
DPI 3, AR-3, p
4.
[60]
Ex DPI 3,
AR-10.
[61]
Ex DPI 3,
AR-11.
[62]
Ex DPI 3,
AR-17.
[63]
Tcpt, 28 October
2024, pp 45(35) –
46(10).
[64]
Ex PSA 2
[30].
[65]
Ex DPI 2
[17].
[66]
Tcpt, 28 October 2024,
p 77(30)-(31)
[67]
Tcpt, 28
October 2024, p 79(26).
[68]
Ex
DPI 1 [102].
[69]
Ex DPI 1
[103].
[70]
Ex DPI 1
[104].
[71]
Tcpt, 28 October
2024, p 84(45)-(46).
[72]
DPI 1
[131] – [133].
[73]
Outline
of Submissions on behalf of Notifier
[21].
[74]
Tcpt, 28 October 2024,
p 88(23)-(26).
[75]
PSAS
[7].
[76]
Tcpt, 28 October 2024,
p 88(31)-(32).
[77]
Outline of
Submissions on behalf of Notifier
[25].
[78]
Tcpt, 28 October 2024,
p 33(3)-(4).