Ludwig Lewis Cugura v Frankston City Council
[2012] FMCA 340
Federal Magistrates Court (former)
2012-01-01
O'Sullivan Fm
Not yet cited by other cases
Applicant: Ludwig Lewis Cugura
Respondent: Frankston City Council
Ratio
The applicant's general protections application under the Fair Work Act 2009 (Cth) s.351 was dismissed because, although the applicant established he had a physical disability (parathesia preventing seatbelt use), the respondent discharged its onus under s.361 of proving the real reason for dismissal was dissociated from the disability. The genuine and operative reason for termination was the applicant's gross misconduct in sending inappropriate emails to police, not his disability or alleged failure to accommodate it.
Outcome
Against applicant
dismissed
Authority signal
Not yet cited by other cases
Signal-weighted score: 0.0
Derived from how later decisions have treated this case. Dark green = leading authority,
green = positively treated, grey = neutral or sparse data,
amber = caution, red = treated negatively.
Key facts · 12
- Applicant employed by Frankston City Council as Senior Community Safety Officer from March 2009
- Applicant suffered from parathesia (numbness/tingling) affecting left side/torso following 2001-2005 cancer surgery, aggravated by wearing seatbelts
- Applicant signed health declaration form at commencement stating no pre-existing injuries or diseases affecting employment
- Throughout 2009 and 2010, applicant raised concerns about vehicle suitability due to his medical condition
- Respondent investigated modifications and alternative vehicles to accommodate applicant's needs
- On 24 August 2010, applicant informed he could not continue driving due to safety concerns and would be redeployed to administrative duties at Keys Street office
- On 25-26 August 2010, applicant obtained updated medical certificate indicating he could wear seatbelt with specified ergonomic vehicle modifications
- On 28 August 2010, applicant sent email to Victoria Police describing vehicle situation as a 'furphy' and complaining about Council management and lack of resources
- On 30 August 2010, respondent became aware email had been forwarded to Chief Inspector by Police; applicant suspended on full pay pending investigation
- On 2 September 2010, after investigation and hearing, applicant's employment terminated for gross misconduct
- Applicant claimed termination was because of his physical disability or failure to accommodate it
- Respondent's decision-maker (Ms Graves) testified termination was solely due to sending inappropriate emails to Police and breach of code of conduct, not disability
Factors
For
- Applicant clearly established existence of physical disability (parathesia) from medical evidence
- Respondent was aware of applicant's disability from November 2009 onwards
- Temporal proximity between disability-related decisions (no driving directive on 29 July and 24 August) and termination on 2 September
- Applicant's distress at being stood down from driving duties preceded sending of email to Police
- Applicant argued he would not have sent email but for disability-related stand-down and removal from position
Against
- Decision-maker Ms Graves explicitly and credibly testified termination was solely due to sending emails to Police; was not challenged on this evidence
- Applicant's own evidence demonstrated he was a difficult employee who refused to follow directions and regarded himself as 'a law unto himself'
- Investigation into misconduct was thorough and detailed, focusing on email conduct and breach of code of conduct
- Applicant falsely claimed he gave Ms King a lift in his vehicle; Ms King denied this and explained her car was serviced at depot
- Applicant's evidence was marked by lack of candour, deflection of blame, and inconsistency on key matters
- No evidence that applicant was prevented from doing his job before the email was sent; redeployment was temporary pending review of medical information
- Respondent made substantial efforts to accommodate applicant's disability through vehicle investigations and offering alternative administrative duties
- Respondent had legitimate occupational health and safety concerns about seatbelt non-compliance
- Temporal nexus between disability discussions and termination was explained by unrelated misconduct (email sending)
- Applicant failed to particularise family responsibilities claim and no evidence supported it
Legislation referenced
- Fair Work Act 2009 (Cth) s.336
- Fair Work Act 2009 (Cth) s.340
- Fair Work Act 2009 (Cth) s.341
- Fair Work Act 2009 (Cth) s.342
- Fair Work Act 2009 (Cth) s.351
- Fair Work Act 2009 (Cth) s.352
- Fair Work Act 2009 (Cth) s.360
- Fair Work Act 2009 (Cth) s.361
- Fair Work Act 2009 (Cth) s.370
- Fair Work Act 2009 (Cth) s.371
- Fair Work Act 2009 (Cth) s.544
- Fair Work Act 2009 (Cth) s.570
- Disability Discrimination Act 1992 (Cth) s.4
- Disability Discrimination Act 1992 (Cth) s.5
- Disability Discrimination Act 1992 (Cth) s.6
- Evidence Act 1975 (Cth) s.140(2)
- Occupational Health and Safety Act 2004 (Vic)
- Equal Opportunity Act 1995 (Vic)
- Local Government Act 1989 (Vic)
Concept tags · 9
[P]Dismissal for misconduct
[P]General protections (FW Act Pt 3-1)
[P]Adverse action
[P]Reverse onus — reason for action (s361)
[P]Discrimination — protected attributes
[S]Procedural fairness at dismissal stage
[S]Workplace right (definition + exercise)
[S]PCBU primary duty of care (WHS)
[M]Family-friendly working arrangements
Principles · 13
articulates para 151
The central question in a general protections application under s.351 is whether adverse action was taken 'because of' a proscribed attribute (such as physical disability), not whether the termination itself was fair or unfair.
articulates para 175
Where adverse action is alleged under s.351, the applicant must first prove the existence of objective facts (including that a disability exists) before the onus shifts to the respondent to prove the action was not taken because of that disability.
Test: Two-stage onus allocation
articulates para 178
The word 'disability' in s.351(1) should be understood according to its ordinary meaning as a particular physical or mental weakness or incapacity, and includes conditions which limit a person's movements, activities or senses, but does not include mere practical consequences of disability such as absence from work.
articulates para 189
Once a disability is established and adverse action proved, the respondent must show the real reason for the adverse action was 'dissociated' from the disability. The relevant issue is the decision-maker's motivation and whether it included the proscribed reason, not whether the information on which the decision was based was flawed.
articulates para 197
In determining whether the real reason for adverse action is dissociated from the disability, the Court must identify who was the real and effective decision-maker and accept their credible, unchallenged evidence as to their actual motivation.
Test: Decision-maker motivation test
articulates para 205
Mere temporal proximity between adverse action related to a disability and the ultimate termination does not establish a causal connection; the respondent may discharge its onus by showing the temporal link is explained by unrelated intervening events.
cites para 62
The 'real reason' for a person's conduct is not necessarily the reason the person asserts; it requires determination of what actuated the conduct, which may be conscious or unconscious. The search is for objective connection between the decision and the protected attribute, and the decision-maker's subjective belief about facts is not decisive if the objective legal facts differ.
cites para 62
In discrimination law, the relevant comparison is between the person with the protected attribute and a comparator without it behaving similarly. However, this comparative approach is modified in Fair Work Act general protections claims.
The crucial issue in a general protections application is the causal relationship between adverse action and the protected factor. Mere temporal connection between adverse action and the alleged protected factor does not require the conclusion that there was a causal connection.
cites para 149
Conduct which contravenes the Disability Discrimination Act does not, by reason of that contravention alone, also contravene the Fair Work Act s.351. Section 351(1) is not informed by the definitional or discriminatory treatment tests in the DDA; the relevant question is only whether disability was a reason for the adverse action.
cites para 168
Under s.351 of the Fair Work Act, except where adverse action is confined to discrimination compared with other employees, a comparative test is not appropriate. A contravention is established by showing the proscribed reason for the particular action without any added test of comparison with employees not having the relevant attribute.
cites para 181
In civil proceedings of a penal character under the Fair Work Act, the standard of proof is the balance of probabilities, but due regard must be given to the gravity of matters alleged, the seriousness of allegations, and the inherent unlikelihood of conduct, per Evidence Act 1995 (Cth) s.140(2).
cites para 193
If evidence is given by those responsible for dismissal that the employee was dismissed because of misconduct and that they were not influenced by the protected attribute, and that evidence is accepted, the onus of proving the protected reason will have been discharged.
Cases cited in this decision · 29
Cited
[2003] FCAFC 137
— Toben v Jones
"…ion to provisions in anti-discrimination legislation where, in a similar context, the word “ because ” is utilised: see in particular Purvis at [142]–[166] per McHugh and Kirby JJ and at [234]–[236] per Gummow, Hayne...…"
Cited
(2003) 129 FCR 515
(not in corpus)
"…n anti-discrimination legislation where, in a similar context, the word “ because ” is utilised: see in particular Purvis at [142]–[166] per McHugh and Kirby JJ and at [234]–[236] per Gummow, Hayne and Heydon JJ; and...…"
Cited
[2001] FCA 349
(not in corpus)
"…or dominant reason (see the Explanatory Memorandum at para 1458). But the drawing of distinctions between proximate or immediate reasons for conduct ( Greater Dandenong City Council v Australian Municipal,...…"
Cited
(2001) 112 FCR 232
(not in corpus)
"…n (see the Explanatory Memorandum at para 1458). But the drawing of distinctions between proximate or immediate reasons for conduct ( Greater Dandenong City Council v Australian Municipal, Administrative, Clerical...…"
Cited
(1986) 17 IR 122
(not in corpus)
"…to give sufficient attention to whether or not the reason was operative, and they also draw distinctions between a reason and a factor in a reason. As Gray J (with whom Woodward and Jenkinson JJ agreed) said in Lewis...…"
Cited
[2010] FCA 590
(not in corpus)
"…vely by reference to a legal standard, usually the rules of the association. [34] It is for an applicant to prove the existence of objective facts of the kind we have identified: see Construction, Forestry, Mining...…"
Considered
[2011] FCAFC 109
— Khiani v Australian Bureau of Statistics
"…see the Explanatory Memorandum at para 1400.” In addition to the decision in Barclay (supra) the legislative provisions relevant to this application have been considered in a subsequent Full Court decision in Khiani...…"
Cited
(1958) 3 LGRA 216
(not in corpus)
"…re it appears in s.351(1). If a term is used in different statutes in different contexts, then the definition of that term in one statute is unlikely to assist in interpreting that term in the other: M Collins & Son...…"
Cited
(1990) 20 NSWLR 72
(not in corpus)
"…(1958) 3 LGRA 216 per Sugerman J at 220. However, if the two statutes deal with related concepts then a definition in one may assist in the interpretation of the other although it will not fix the meaning of the term...…"
Cited
[2010] FCA 648
(not in corpus)
"…ise identification of the alleged disability is critical to an allegation of disability discrimination: Qantas Airways Ltd v Gama [2008] FCAFC 69 ; (2008) 167 FCR 537 at 567 [89] per French and Jacobson JJ; Stevenson...…"
Considered
[2011] FMCA 171
(not in corpus)
"…s, the employer can only escape contravention of s.351(1) by establishing one of the special defences under s.342(2). ...” His Honour then went on at paragraph 85 of his decision to refer to the decision of Cameron...…"
Cited
[2010] FCA 770
(not in corpus)
"…ents, activities, or senses’.” Given the nature of the applicant’s claim I note that Logan J explained the nature of the onus cast upon applicant in an application such as this in Liquor Hospitality and Miscellaneous...…"
Cited
[1938] HCA 34
— Briginshaw v Briginshaw
"…the nature of the subject matter of the proceeding; and the gravity of the matters alleged. That sub-section of the Evidence Act is a restatement of a well known passage in the judgment of Dixon J (as his Honour then...…"
Cited
(1938) 60 CLR 336
(not in corpus)
"…he subject matter of the proceeding; and the gravity of the matters alleged. That sub-section of the Evidence Act is a restatement of a well known passage in the judgment of Dixon J (as his Honour then was) in...…"
Cited
[2010] FCA 399
(not in corpus)
"…e satisfaction of the tribunal. In such matters ‘reasonable satisfaction’ should not be produced by inexact proofs, indefinite testimony, or indirect inferences.” I also note that Collier J in Jones v Queensland...…"
Cited
[1999] FCA 1531
(not in corpus)
"…re said to provide a basis for the alleged adverse action, before the onus shifts to the employer in respect of the prohibited reason, was explained by Branson J in Construction, Forestry, Mining and Energy Union v...…"
Cited
(1999) 140 IR 131
(not in corpus)
"…a basis for the alleged adverse action, before the onus shifts to the employer in respect of the prohibited reason, was explained by Branson J in Construction, Forestry, Mining and Energy Union v Coal and Allied...…"
Cited
[2008] FCA 1585
(not in corpus)
"…oal and Allied Operations Pty Ltd [1999] FCA 1531 ; (1999) 140 IR 131 at [161] - [162] and Moore J in Rojas v Esselte Australia Pty Ltd (No 2) [2008] FCA 1585 ; [2008] 177 IR 306 at 321-322 [49] - [50]. To paraphrase...…"
Applied
(1976) 51 ALJR 235
(not in corpus)
"…ns of Part 3.1 of the Act is the causal connection between adverse action and one or more of the factors mentioned in Part 3.1 of the Act. I note in Barclay (supra) the Full Court referred to the decision in General...…"
Cited
[2011] FMCA 195
(not in corpus)
"…unless the parties request otherwise in their submissions. I certify that the preceding one hundred and eighty-six (186) paragraphs are a true copy of the reasons for judgment of O'Sullivan FM Date: 24 April 2012 [1]...…"
Cited
[2010] FCA 1059
(not in corpus)
"…filed 14 October 2011 [37] see affidavit filed 14 October 2011 [38] see affidavit filed 14 October 2011 [39] see affidavit filed 14 October 2011 [40] see transcript 8 March 2012 p260 lines 26-28 [41] see also Khiani...…"
Cited
[2003] HCA 62
(not in corpus)
"…ons filed 16 February 2012 marked Exhibit R18. [43] Barclay Barclay –v- The Board of Bendigo Regional Institute of Technical and Further Education [2011] FCAFC 14at [35] [44] Purvis –v- State of New South Wales...…"
Cited
(2003) 217 CLR 92
(not in corpus)
"…ruary 2012 marked Exhibit R18. [43] Barclay Barclay –v- The Board of Bendigo Regional Institute of Technical and Further Education [2011] FCAFC 14at [35] [44] Purvis –v- State of New South Wales (Department of...…"
Cited
[2011] FMCA 117
(not in corpus)
"…Regional Institute of Technical and Further Education [2011] FCAFC 14at [35] [44] Purvis –v- State of New South Wales (Department of Education and Training) [2003] HCA 62 ; (2003) 217 CLR 92 at [12] , [221]-[225],...…"
Cited
[2011] FCAFC 14
(not in corpus)
"…epartment of Education and Training) [2003] HCA 62 ; (2003) 217 CLR 92 at [12] , [221]-[225], [273] [45] Hodkinson v Commonwealth [2011] FMCA 117. [46] Barclay –v- The Board of Bendigo Regional Institute of Technical...…"
Cited
[1998] VR 872
(not in corpus)
"…21]-[225], [273] [45] Hodkinson v Commonwealth [2011] FMCA 117. [46] Barclay –v- The Board of Bendigo Regional Institute of Technical and Further Education ( Barclay) [2011] FCAFC 14 at [23] , [28] and [30] [47] H.J....…"
Cited
[2008] FCAFC 69
(not in corpus)
"…7. [46] Barclay –v- The Board of Bendigo Regional Institute of Technical and Further Education ( Barclay) [2011] FCAFC 14 at [23] , [28] and [30] [47] H.J. Heinz Company Australia v Turner [1998] VR 872 at 882-883....…"
Cited
(2008) 167 FCR 537
(not in corpus)
"…- The Board of Bendigo Regional Institute of Technical and Further Education ( Barclay) [2011] FCAFC 14 at [23] , [28] and [30] [47] H.J. Heinz Company Australia v Turner [1998] VR 872 at 882-883. [48] see Qantas...…"
Cited
[2011] FMCA 448
(not in corpus)
"…1] FCAFC 14 at [23] , [28] and [30] [47] H.J. Heinz Company Australia v Turner [1998] VR 872 at 882-883. [48] see Qantas Airways Ltd v Gama [2008] FCAFC 69 ; (2008) 167 FCR 537 at [110] , [123]-[132] cited in...…"
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Cugura v Frankston City Council [2012] FMCA 340 (24 April 2012)
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Cugura v Frankston City Council [2012] FMCA 340 (24 April 2012)
Last Updated: 1 May 2012
FEDERAL MAGISTRATES COURT OF AUSTRALIA
CUGURA v FRANKSTON CITY
COUNCIL
[2012] FMCA 340
INDUSTRIAL LAW – General protections
applications – claim employment terminated due to physical disability or
family responsibilities
– burden of proof – application
dismissed.
Fair Work Act 2009
(Cth)
ss.336
,
340
,
341
,
342
,
351
,
352
,
360
,
361
,
370
,
370
(2),
371
,
570
Disability Discrimination
Act 1992
(Cth)
ss.4
,
5
,
6
Evidence Act 1975
(Cth) s.140(2)
Cugura v Frankston City Council
[2011] FMCA
195
Khiani v Australian Bureau of Statistics
[2011] FCAFC
109
Hodkinson v The Commonwealth
[2011] FMCA 171
Barclay v Board
of Bendigo Regional Institute of Technical and Further Education
[2011] FCA
FC 14
Liquor Hospitality & Misc Union v Arnotts Biscuits Ltd
[2010] FCA 770
General Motors-Holden’s Pty Ltd v Bowling
(1976)
51 ALJR 235
Stephens v Australian Postal Corporation
[2011] FMCA
448
Purvis v State of New South Wales (Department of Education and
Training)
[2003] HCA 62
;
(2003) 217 CLR 92
Farah v Ahn & Anor
[2012] FMCA
44
Jones v Queensland Tertiary Admissions Centre Ltd (No.2)
[2010] FCA
399
Sallehpour v Frontier Software Pty Ltd
[2005] FCA 247
Applicant:
LUDWIG LEWIS CUGURA
Respondent:
FRANKSTON CITY COUNCIL
File Number:
(P)MLG 1724 of 2010
Judgment of:
O'Sullivan FM
Hearing dates:
5, 6, 7 & 8 March 2012
Date of Last Submission:
8 March 2012
Delivered at:
Melbourne
Delivered on:
24 April 2012
REPRESENTATION
Counsel for the
Applicant:
Ms S. Aufgang
Solicitors for the Applicant:
AED Legal Centre
Counsel for the Respondent:
Ms S. Bingham
Solicitors for the Respondent:
Macpherson & Kelley Lawyers
THE COURT ORDERS THAT:
(1) The application filed 27 April 2011 be
dismissed.
(2) The respondent file and serve any written submissions in relation to costs
within 14 days.
(3) The applicant file and serve any written submissions in reply 14 days
thereafter.
AND THE COURT NOTES:
(4) The question of costs will be determined on the papers unless otherwise
requested in
submissions.
FEDERAL MAGISTRATES
COURT OF AUSTRALIA
AT
MELBOURNE
(P)MLG 1724 of
2010
LUDWIG LEWIS CUGURA
Applicant
And
FRANKSTON CITY COUNCIL
Respondent
REASONS FOR JUDGMENT
Introduction
On
27 April 2011 Ludwig Lewis Cugura (“the applicant”) filed an
application with the Court alleging his employment with
Frankston City Council
(“the respondent”) had been terminated in breach of the
Fair Work
Act 2009
(Cth) (“the Act”).
The
applicant is over 45 years of age. The applicant commenced employment with the
respondent in March 2009 and his employment was
terminated in September
2010.
Procedural history
This
is not the first application filed by the applicant. In 2010 the applicant had
filed an application in relation to the termination
of his employment with the
respondent which was dismissed on jurisdictional
grounds.
[1]
The
current application is a
“general protections court
application”
as defined in s.370(2) of the Act. As a consequence,
s.371(a) of the Act required that the applicant must first bring his complaint
to Fair Work Australia (“FWA”) and it was accepted he did so. Those
proceedings failed to effect a conciliated outcome
and a certificate was issued
by Commissioner Roe on 21 April
2011.
[2]
The matter
proceeded on the basis the certificate was valid.
Upon
the issue of the certificate from FWA, proceedings in this Court may then be
brought, but subject to a time limit in s.371(2):
“Time
for application
(2) Despite
section 544, a general protections court application that requires a certificate
under section 369 must be made within
14 days after the cerficate is issued, or
within such period as a court allows on an application made during or after
those 14 days.”
It
was accepted that the applicant had filed this application within the requisite
period.
The
applicant claimed at item [25] of the Form 2 accompanying his application filed
27 April 2011 that s.344(c) and ss.351(ab) and
(b) of the Act were relevant to
his claim.
[3]
The
application was given a first return date of 9 June 2011. On that occasion the
applicant appeared in person and the respondent
was represented by Counsel.
Orders and direction were made listing the matter for a trial on 9 November
2011.
Before
the matter could come on for trial, and after the parties had been to mediation,
solicitors from the AED Legal Centre came
on the record for the applicant. By
that time the respondent had filed its material for the trial that had been
fixed for 9 November
2011. However, the applicant had not. Accordingly, and with
the consent of the parties, the matter was listed for a mention on 20
October
2011.
At
the mention on 20 October 2011 orders were made by consent which
provided:
“1. Paragraphs
6 and 8 to 10 of the orders made on 9 June 2011 be vacated and replaced with the
following orders.
2. The
parties exchange affidavits of documents, excluding those documents exhibited to
the Respondent’s affidavits filed 14
October 2011 by 7 November
2011.
3. Inspection
of documents to take place on or before
14 November 2011.
4. The
Applicant shall file and serve any affidavit material upon which he intends to
rely at the final hearing by
15 December 2011.
5. The
Respondent can seek leave to lead oral evidence in reply to the material filed
by the Applicant.
6. The
parties shall exchange a list of objections to affidavits together with grounds
and outline of submissions by
16 February 2012 ...
7. The
trial listed on 9 November 2011 be vacated.
8. The
proceedings be listed for trial on 5 March 2012
...”
In
the application the applicant claimed that the termination of his employment in
September 2010 was unlawful by reason of the breaches
of the Act referred to
above. The applicant sought relief by way of reinstatement, compensation and
penalty. The respondent opposed
that relief and sought that the application be
dismissed.
[4]
At
the commencement of the trial the applicant’s Counsel confirmed that the
applicant only pressed his claim in relation to
s.351 of the Act and abandoned
the claim in the application in relation to s.344 of the
Act
[5]
.
Background
In
what follows a statement of fact constitutes a finding of fact on the balance of
probabilities unless the context suggests otherwise.
The
applicant had surgery as a result of cancer between 2001 and 2005. The applicant
obtained a medical certificate in 2008 that said
he had
“
a large
scar left flank due to surgery to his left kidney, parathesia, especially when
external pressure applied.
” The medical certificate went on to state
“
wearing seat belt at the driver site
(sic)
makes his symptoms
worse
”. The applicant’s doctor diagnosed parathesia. This is
defined as any subjective sensation experienced as numbness tingling
or a
“
pins and needles
feeling
”.
[6]
The applicant didn’t wear a seat belt when driving as he believed he
wasn’t required to by either Vic Roads or Police.
The
respondent is a Council established under the
Local Government Act 1989
(Vic) in Melbourne’s Eastern suburbs. The respondent employs approximately
1,000 employees.
In
2009 the applicant applied for the position of Senior Community Safety Officer
– Security Cameras with the respondent.
In
March 2009 the applicant was offered employment with the respondent as Senior
Community Safety Officer – Security Cameras.
On
21 March 2009 the applicant signed a health declaration form that represented
that he had no existing or pre-existing injuries
or diseases that could affect
the nature of the employment being offered to him.
The
applicant was
inter alia
required to hold a current Victorian drivers
licence, be able to drive a motor vehicle in compliance with the laws of
Victoria, comply
with the respondent’s policies and
procedures
[7]
and follow
all reasonable and lawful directions.
There
were also terms and conditions of the applicant’s employment which
included
inter alia
that his conditions of employment would be in
accordance with the
Frankston City Council Enterprise Agreement
, and his
employment was subject to a probationary period.
The
applicant commenced employment on 23 March 2009 and after an induction process
in April the respondent provided the applicant
with a utility for the purpose of
carrying out his duties.
As
part of the respondents’ Community Safety Team, the applicant reported to
the Community Safety Coordinator and liaised with
police, other council
services, traders and other community groups to manage anti social behaviour in
the area.
In
or around May 2009,
the applicant requested
that the respondent
provide him with an alternative vehicle. The applicant was able to exchange
vehicles. A short time later the applicant
advised the respondent he would go
back to using the utility.
After
the expiration of his probationary period and in either October or November 2009
the applicant first told the respondent that
he had scar tissue on the side of
his body as a result of an operation for cancer.
This was after he raised
concerns he had with the vehicles provided to him by the respondent.
The
issue of an alternative vehicle for the applicant was raised again in late 2009
and not much appears to have been fed back to
the applicant on this issue until
April 2010. By this time, Ms King was the manager responsible for the applicant.
However whilst
the applicant may not have been told the respondent had
inter
alia
taken advice from solicitor on its obligations under the
Occupational Health and Safety Act 2004
(Vic) and from Vic Roads to find
alternatives to accommodate the applicant’s concerns.
By
April 2010 it is clear that the applicant’s behaviour had already begun to
present problems for the respondent. The applicant
had been directed by a number
of managers to ensure he:
referred
queries and requests to the relevant manager;
not
attend upon any potential offender;
not
use equipment unless he was appropriately trained and
certified;
not
bring his son to work or have his son accompany him whilst
working.
There
had also been directions issued to the applicant regarding working hours and
following manager’s requests.
Also
in April 2010, at the request of the respondent, the applicant was assessed by
an occupational therapist. The report prepared
as a result of this made a number
of recommendations for both the applicant and the respondent to implement.
In
late April 2010 the applicant advised the respondent that he would no longer be
driving the utility and returned the vehicle to
the respondent. Also in late
April 2010 the applicant was directed not to drive his personal vehicle for work
purposes.
In
either late April or early May
2010 the applicant
made a complaint
to the respondent. The complaint raised issues as to alleged bullying,
harassment and discrimination.
Mr
Eagles an industrial relations consultant, was engaged by the respondent to
investigate the complaint made by the applicant.
Mr Eagles provided a report
to the respondent which didn’t substantiate the applicant’s
complaint but included a recommendation
that the applicant be provided with a
suitable vehicle or be reimbursed for the costs or expense of using his own
vehicle.
In
May 2010 there were discussions with the applicant concerning his working hours
and the need to seek approval to work over time
and non standard hours.
In
late May 2010 the applicant was asked to provide his opinion on vehicles
appropriate to accommodate his needs and permit him to
carry out his duties. The
applicant provided a list of alternative vehicles and the respondent undertook
investigations into those
alternatives.
Mr
Dickson commenced with the respondent as the manager responsible for the
business unit in which the applicant worked in June 2010.
By
July 2010
the applicant was being directed by Ms King to complete a daily
log book. At or around this time it came to the respondent’s
attention
that the applicant had been using his private vehicle for work. Ms King again
directed the applicant not to use his private
vehicle for work and confirmed
that he would not be reimbursed for the private vehicle costs as he had not
complied with the respondent’s
requirements for him to do so. There had
also been occasion for the respondent to remind the applicant not to attend at
addresses
identified as
“hot spots”
for offending or anti
social behaviour and that this should be left to police.
In
late July 2010 and pending an assessment and report into alternative vehicles to
meet the applicant’s needs, the applicant
was directed not to drive for
work by Ms King and Mr Dickson.
On
19 August 2010 it was confirmed the respondent’s fleet vehicles were
unable to be safely modified to enable the applicant
to drive without a seat
belt and a risk assessment done by the respondent recommended that the applicant
should not be allowed to
drive.
On
24 August 2010, the respondent advised the applicant of this and that he would
be deployed to carry out administrative duties in
the respondent’s
Community Safety Team at the Keys Street office. After the meeting at which this
was conveyed, the applicant
went home sick. On 26 August 2010 Mr Henson, the
respondent’s Occupational Health and Safety Coordinator provided the
written
Hazard/Risk Assessment that was used to identify and assess risks
associated with the applicant not wearing a seatbelt and/or vehicle
modifications.
Between
25 August 2010 and 27 August 2010 the applicant was absent on sick
leave
.
During
this time the applicant informed the respondent that his general practitioner
had suggested that he
‘could’
wear a seatbelt while
performing his duties subject to specified modifications to the vehicle.
In
late August 2010, the applicant was requested to attend an examination to assess
whether the applicant was able to perform the
inherent requirements of his
position. The applicant believed he didn’t need to do so. Ultimately the
respondent didn’t
pursue the matter as a result of events that occurred
over the weekend of 28 and 29 August 2010.
After
receipt of the advice from the applicant about his doctor’s latest opinion
(and on 27 August 2010) Mr Dickson, advised
the applicant that the respondent
would need to assess the new information.
He confirmed his direction the
applicant attend the respondent’s office in Keys Street to perform office
duties upon his return
to work.
The
applicant informed Mr Dickson he would be returning to work on Monday, 30 August
2010 and that he would report for duty at the
respondent’s depot in Buna
Avenue.
Mr
Dickson confirmed with the applicant that his previous duties had been
reassigned on a short term basis. Mr Dickson again directed
the applicant to
report for work at Keys Street and informed the applicant upon his return to
work that he may be required to be
assessed by a medical practitioner.
On
28 August 2010 the applicant sent an email to a number of members of Victoria
Police. That email identified a member of the public
as a
“
graffitist
” and forwarded with it a series of internal
emails that had been sent to and from the applicant and various of the
respondent’s
managers.
[8]
The first
part of the email was:
“Hi
All,
It appears
I might be made the scapegoat for something (possibly CCTV which were purchased
before my time) that I am totally unaware
of – The vehicle issue relating
to seat-belts is a furphy, as I have found an engineering co. that specialises
in modifications
for people with disabilities and finally I have been able to
null and void the issue all together.
My doctor
has written a certificate that states that no structural modifications are now
necessary providing a few simple ergonomic
requirements are met when selecting a
vehicle for my use.
I have no
intention to be a martyr for Council and the memo below has been on going
dilemma of not being able to perform to the best
of my capacity – Other
draw-backs have been:
No colour
photocopier, No still camera, using my own vehicle since April without being
reimbursed for running costs, No funds being
made available for the brochures I
had produced...Including the Hoon Hotline brochure that I was printing at home
and the obvious
never-ending drama with the portable CCTV Cameras.
I thought
it was best to inform everyone in case I get shown the back door next week.
I hope I
was able to show and provide a small sample of Councils and my own personal
capabilities in supporting Police and service
to the community, I would like to
add that the members I dealt with from Frankston Police were all professional
and a pleasure to
work with. The candid humour at times during our meetings was
the icing on the relationship. PS, My last offering is a graffitist
which has
the tag name of ‘SHORTIE’ working/tagging Montery Blvd and Excelsior
Drive Frankston (Pines Area).
The
graffitist is located at [NAME REDACTED] and is a 18 year old female (you will
note that property is the only one not tagged).
My fingers
are crossed to last out next week and things pan-out positively!
Regards
[9]
”
On
30 August 2011 Ms King received, from Chief Inspector Cooke of the Victoria
Police, a copy of the email sent by the applicant referred
to above.
On
being made aware of the above the respondent decided to suspend the applicant on
full pay p
ending the outcome of a formal
investigation into his conduct in sending the emails. Mr Eagles was engaged to
conduct a formal investigation
into the conduct of the applicant.
Mr
Eagles and Ms Bentley (the respondent’s Human Resources
Coordinator)
then met with the applicant to inform him of the allegations against him.
On
2 September 2010 at a meeting attended by Ms Graves (the respondent’s
Manager for Organisation Development), Mr Eagles and
Ms Bentley and after having
given full consideration to the applicant's response to the allegations, the
applicant’s employment
was terminated for gross misconduct. The notice of
termination issued to the applicant provided:
“Dear
Ludwig,
Re: Notice
of Dismissal
I refer to
the meeting held on 2 September, 1010, with yourself, Juanita Graves –
Manager Organisation Development, Jennie
Bentley – Human Resources
Coordinator, and Michael Eagles.
A number of
serious allegations were put to you. You were given an opportunity to respond to
each of the allegations. We gave due
consideration to your explanation of
events. We have determined that your actions constitute gross misconduct under
the Council’s
Disciplinary Guidelines and are clearly in breach of
Council’s Code of Conduct.
Following a
full and thorough consideration of all the issues including tenure of
employment, in accordance with the provisions of
Part B, Clause 19.1.5 of the
Frankston City Council Enterprise Agreement (No.5) 2007, I confirm that your
employment with Frankston
City Council was terminated at the end of the meeting
with immediate effect.
...”
[10]
Upon
termination the applicant was paid outstanding salary and annual leave
entitlements.
The applicant’s claim
As
noted earlier the application filed 27 April 2011 only identified the sections
of the Act referred to therein as the basis for
his claim. Despite orders and
direction for the filing of contentions of fact and law, the only document that
identified the grounds
of the applicant was the submissions filed on behalf of
the applicant on 28 February 2012.
In that document it was
submitted:
“The
Applicant submits that in the circumstances set out in his Affidavit materials,
that he was dismissed from his employment
with the Respondent because of, or for
reasons that included, his disability, which constituted adverse action against
him in terms
of Section 342 (1) Item 1(a) of the
Fair Work Act 2009
(“the FWA”) and breached
section 351
(1) of the
FWA.
....
3. At all
material times the Applicant suffered from paresthesia associated with a large
scar, resulting from surgery to his left
kidney (“the disability”)
(paragraph 8). He had a letter from his doctor which enabled him to drive a
vehicle without
wearing a seat belt (paragraph 9). The Applicant also refers to
the Affidavit of Dr Cheng-Jie Gu dated
15 December 2011 filed and
served herein.
4. The
paresthesia constitutes a disorder, malformation or disfigurement of the
Applicant’s body and is a disability, physical
disability or impairment
for the purposes of the
Disability Discrimination Act 1992
(Commonwealth)
(“the DDA”), the
Equal Opportunity Act 1995
(Victoria)
(“the EOA”) and the FWA.
...
8. Although
the Respondent attempted to find the Applicant a suitable vehicle, it ultimately
failed to do so.
...
10. The
Applicant submits that, although the Respondent made attempts to provide an
alternative or modified vehicle, the Respondent
did not adequately explore
options open to it.
...
11. The
failure of the Respondent to provide reasonable accommodation of the disability
led it unnecessarily and unreasonably to
conclude that the Applicant could not
perform the inherent requirements of his position and told him so at the meeting
that took
place on 29 July 2010 by advising him that he could not drive a
vehicle for work (paragraph 29).
12. The
Respondent’s position regarding the Applicant not driving in connection
with his work for the Respondent was reinforced
by the Respondent at the meeting
that took place on 24 August 2010 and caused the Applicant reasonably to
conclude that his position
as Senior Community Safety Officer – Security
Cameras was effectively terminated at that stage (paragraphs 33 and 34). The
Applicant submits that this situation arose because of the disability and the
Respondent’s failure to accommodate it.
...
16. The
stand down by the Respondent of the Applicant from his normal duties was because
of the disability and the alleged inability
of the Respondent to accommodate the
disability and led to the Applicant becoming ill and requiring time off work.
The Applicant
was highly distressed and emotional at the action of the
Respondent in standing him down. In this state of mind he wrote to his
Police
colleagues in terms of the Police email.
17. It was
the effective removal of the Applicant from his position, with the excuse that
he could not perform the inherent requirements
of the position, that led
directly to the Police email.
...
19. A few
days after the Police email was sent the Respondent dismissed the Applicant,
giving the reason that the Applicant, by sending
the Police email, had engaged
in “gross misconduct”.
20. It is
submitted that the Applicant would not have been stood down from driving,
removed from his position with the Respondent
and subsequently dismissed had the
Respondent reasonably accommodated his disability by providing an alternative or
modified vehicle
or even been prepared to allow him to use his own vehicle with
an appropriate allowance. There is a direct link between the disability
and the
dismissal. The Applicant was, in the circumstances, dismissed because of the
disability, or for reasons that included the
disability, contrary to Section 15
of the DDA and Section 14 of the EOA. This constituted adverse action against
him in terms of
Section 342 (1) Item 1(a) of the FWA and breached Section 351
(1) of the FWA.”
The respondent’s position
In
the response filed 22 June 2011 the respondent’s position
was:
“1. The
Applicant’s employment was terminated by the Respondent for misconduct.
The conduct in which that Applicant engaged
was contrary to the
Respondent’s Staff Code of Conduct and constituted serious misconduct
under the Respondent’s Disciplinary
Guidelines.
2. The
Respondent did not engage in any conduct that was discriminatory in relation to
the Applicant’s employment, and the
Applicant’s termination was not
as a result of any such alleged discrimination.
3. The
Applicant’s application is without merit, has been instituted without
reasonable cause, alternatively the applicant’s
unreasonable acts or
omissions in commencing proceedings against the respondent have caused the
respondent to incur
costs.”
The trial
At
the trial the applicant was represented by Ms Aufgang of Counsel and the
respondent by Ms Bingham of Counsel.
The
applicant relied on:
his affidavit
filed 15 December 2011 marked exhibit A1;
the affidavit of
Dr Cheng-Jie Gu filed 15 December 2011 marked exhibit A2;
the affidavit of
Chief Inspector Ron Cooke filed 15 December 2011 marked exhibit A3;
the affidavit of
Inspector Cecily Allan filed, by consent, on 5 March 2012 marked exhibit A4;
and
the submissions
filed 28 February 2012 marked exhibit A7.
The
applicant also relied on a number of exhibits that were tendered to the
Court.
[11]
The
respondent relied on:
the affidavit of
Melissa King filed 14 October 2011 marked exhibit R10;
the affidavit of
Paul Twaites filed 14 October 2011 marked exhibit R11;
the affidavit of
Graham Hayden filed 14 October 2011 marked exhibit R12;
the affidavit of
Steve Dickson filed 14 October 2011 marked exhibit R13;
the affidavit of
Troy Henson filed 14 October 2011 marked exhibit R14;
the affidavit of
Jennie Bentley filed 14 October 2011 marked exhibit R15;
the affidavit of
Juanita Graves filed 14 October 2011 marked exhibit R16; and
the affidavit of
Mick Eagles filed 14 October 2011 marked exhibit R17; and
the submissions
filed 16 February 2012 marked exhibit R18.
The
respondent also relied on a number of exhibits that were tendered to the
Court
[12]
during cross
examination but ultimately these were not of any assistance in determining the
matter.
Evidence
A
lot of the evidence that was adduced at trial was principally directed to the
applicant’s history before his employment and
his interactions with other
employees during his employment. The parties also adduced evidence of
perceptions of how the applicant
discharged his duties. Evidence was also
adduced concerning the applicant’s relationships with members of the
Victoria Police.
Much
of that evidence that was taken up with contested assertions about the
applicant’s history, work performance, medical condition
and whether
modifications could have been made to the respondent’s vehicles. For
reasons that will become clear presently a
lot of that evidence was of marginal,
if any, relevance to the issues before the Court and was unhelpful.
Surprisingly
only limited time at trial was devoted to considering a number of incidents that
occurred in late July/August 2010. The
evidence that was adduced on these
matters (such as it was) was ultimately of considerable import to the
disposition of the application.
Given
the issues in the matter it is necessary to set out my assessment of credibility
of the witnesses for the applicant and the
respondent. The views that I express
were formed at the time of the hearing and confirmed upon reading the
transcript.
The applicant
The
applicant gave evidence and was cross examined. The applicant adopted his
affidavit referred to earlier.
A
lot of the applicant’s affidavit was devoted to events prior to those that
were ultimately central to the determination of
this application.
In relation
to those events in late July/August 2010 the applicant deposed:
“29. A
meeting then took place on 29 July 2010. The meeting was conducted by Melissa
King and Steven Dickson on behalf of the
Council. I was told that I should not
drive a vehicle for work. I said that basically, this meant that I could no
longer perform
my duties as at least 50% or more of my duties involved
interacting with the community via vehicle use.
It was clear to me
therefore that my services to Council as Senior Community Safety Officer were
very likely at an end.
...
32. In
about late July or early August 2010, I was directed by Melissa King to remain
in my office during working hours and to provide
a daily work activity brief and
not to conduct any Council activities on behalf of Council whilst commuting to
or from work at weekends.
This was further confirmation to me that my employment
with the Council was at an end along with the situation of not being permitted
by Counsel to drive without a seat belt and Council’s clear statement to
me that the seat belt modification was not possible
and that there were not
suitable alternative vehicles... I told Melissa King when this occurred, and
there was no objection from
her. What I did on leaving the office would always
then be discussed at the weekly meetings with Chief Inspector Cook and Inspector
Allan.
33. On
about Tuesday 24 August 2010, a meeting took place with Steven Dickson and
Melissa King in Steven Dickson’s office.
I was informed that I could not
do the role. They had looked for an alternative role and the only one available
was the Ambassador
role, which they also said I could not perform because I have
no saliva gland which requires me to take water constantly. They said
there were
no other roles available at Council and that I should go home after the meeting
and get back to them on the following
Friday regarding what direction I was
going to take.
34. I
clearly understood that my employment at Frankston City Council had come to an
end. I immediately sought legal advice via the
ombudsman and I wrote by email to
the ombudsman...
...
36. On 25
August 2010, I was reassessed by my physician and we were able to make
adjustments for seat belt use. I would be able to
wear a seat belt provided a
few ergonomic aspects on the vehicle were met; this meant that no structural
change was necessary to
any vehicle’s seat belt (initially it was going to
be an extension arm from the left of the seat that the seat belt connects
to.)
These are products available for the obese and pregnant women. The certification
was passed on to Council the very next day
via email. Now produced and show to
me and marked “LLC-20” is a true copy of the email that I sent to
Troy Henson, Steven
Dickson and others dated 26 August 2010 and which is marked
“SD-12” in the Affidavit of Steven Dickson.
37. In my
understanding and belief, my employment was already at an end, because of the
disability and the Council’s position
that the seat belt problem could not
be accommodated. I was in a state of distress and I wrote to my Police
colleagues about what
was happening by email dated 28 August 2010 (“the
Police email”). Now produced and shown to me and marked
“LLC-21”
is a true copy of the Police email.
38. In the
Police email, I also advised the Police of a suspect, in accordance with the
practice of mutual exchange of suspects referred
to in paragraph 4.
39. Council
required me to hand in my mobile phone, relocate to another address and to take
direction from the Co-ordinator regarding
alternative duties. I was also
directed to change my work commencement time with Council.
40. I am a
single parent with a prep age son at school. I could not comply with this
directive, as I had to take my son to school
in accordance with the arrangements
that had been in place throughout my employment. This arrangement was contrary
to the understanding
I had with Melissa King regarding my carer responsibilities
for my son. I sent an email about this to Steven Dickson and this email
is set
out as Exhibit “JB 31” in the Affidivit of Jennie Bentley filed in
this proceeding. Now produced and shown to
me and marked “LLC-22” is
a true copy of that exhibit.
41. On 30
August 2010, I handed over the mobile phone, noted that I could not access my
computer and my landline was redirected.
That afternoon, I was visited by the
Co-ordinator of Human Services, Jennie Bentley, and my Line Manager, Steven
Dickson. The discussion
was about the Police email. My reason for sending it was
that the Police were my colleagues and I had a close working relationship
with
them. I was telling them what was happening and how I felt. As regards the
reference to a suspect, that was part of my job.
After a somewhat heated
discussion, I was ordered to leave the premises and not return. I was informed
that I would be on leave with
pay.
[13]
”
Throughout
his evidence before the Court the applicant revealed an unwillingness to engage
candidly with questions Counsel for the
respondent. The refusal to engage
directly with suggestions in cross examination that his attitude or behaviour
was unreasonable
was particularly unedifying.
Put
simply the applicant’s evidence regarding the claims by the respondent of
a lack of candour on his part in completing the
health declaration form revealed
an unfortunate reticence to engage frankly with the facts.
The
applicant’s evidence was he hadn’t been wearing a seatbelt since
2002 and he didn’t deem it necessary to tell
the respondent when he
started. When asked in cross examination about Dr Gu’s diagnosis of
parathesia the applicant’s
response made clear he wasn’t aware of
that medical term or what it meant.
The
applicant’s evidence in cross examination was also notable for his answers
where he repeatedly sought to deflect blame to
others or where he sought to
dissemble in the face of what to him were no doubt inconvenient facts. The
applicant variously claimed
at times in his affidavit (and in submissions made
on his behalf) that his employment was at an end in late August 2010. Putting
to
one side that his own affidavit was inconsistent on this issue, his own evidence
before the Court belied the truth of this
claim.
[14]
Furthermore
the applicant’s own evidence made plain he had been issued with repeated
directions by the respondent. Ultimately
the applicant’s own evidence
corroborated that given by the witnesses for the respondent (to which I will
turn) that the applicant
was
“a law unto himself.”
There
were a number of points of conflict between the applicant’s evidence and
that given by the witnesses for the respondent.
One example will suffice to
illustrate why I prefer the evidence of the respondent’s witnesses where
there is such a conflict.
The
applicant did not dispute he had been given several directions not to use his
own vehicle. However the applicant vigorously maintained
the fact he continued
to do so had been effectively signed off on by Ms King. The applicant in his
evidence before the Court was
most insistent in offering the following as an
illustration of this claimed tacit approval:
“So
you were told not to drive and you were told Mr Cuthbertson should drive you if
you needed to go somewhere?---She also
said, You could drive as well.
And in
complete disregard for that directive, you drove your won vehicle, didn’t
you?--- With her knowledge.
Well, I put
it to you it wasn’t with her knowledge. You did things off your own bat
and then told people later?---I sent her
an
email.
[15]
...
Mr Cugura,
were you aware that you required prior authorisation for the use of a private
vehicle?---No.
NO, you
weren’t. NO. You just went off and used your vehicle in any event?--- No.
I told Melissa that I was going to drive
my own vehicle, because I had handed
back the council
one.
[16]
...
But, in any
event, Mr Cugura, you were told not to, weren’t you?---Not to
what?
Drive - -
-?---I have a lift to Melissa in my vehicle, as well. That’s not
true.
Ms King
will give evidence that she has never been inside your vehicle. In fact, the
issue about you not driving was reinforced by
Mr Dixon, wasn’t
it?---Correct”
[17]
Later
in re-examination his evidence was:
“You
stated yesterday that you gave Melissa King a lift, and my learned friend said
she would give evidence – not she
the learned friend, but Melissa King
would give evidence that she had never been inside your vehicle. What were the
circumstances?---
She needed – her car was being dropped off at the Mazda
dealership and she needed a lift back, and I said, “Yep, no worries,
I
will drive you back to your office”. And she wasn’t the only one
that was in my vehicle from Council
staff.”
[18]
In
her evidence before the Court Ms King was confronted with this allegation by the
applicant and the transcript of her evidence reveals
the following exchange on
that issue:
“Did
you ever rescind your directive to him to not to drive a vehicle? Did you ever
tell – did you ever give him permission
after- withdraw that. Did you ever
give him permission after you told him not to drive, to drive a
vehicle?---No.
It’s
alleged by Mr Cugura that on one occasion that you asked to be dropped to pick
up your car for servicing, in his affidavit?
And that he drove you in his
private motor vehicle. Do you recall that?---No, not at all. I don’t
remember that.
Where is
your car usually serviced?---It’s at the Buna Avenue office, and
that’s where Ludwig was working.
And why is
your car serviced at the Buna Avenue office?---All of our work vehicles are
serviced at that
location.”
[19]
This
exchange belies the veracity of the applicant’s claim that he gave a lift
to Ms King. It is inexplicable given how definitive
the applicant was in making
this claim that if the applicant had driven Ms King as he claimed he
wouldn’t have mentioned Ms
King’s car was serviced at the depot but
he didn’t do so. There was no explanation given in relation to this
disjunct
in his evidence and I don’t accept his claim in this regard. The
applicant’s claim on this issue was consistent with
a lot of his evidence
which contained many half assertions and where he frequently spoke in an oblique
way and left inferences hanging.
Having
had the opportunity to observe the applicant give evidence and be cross-examined
it is clear he regards himself as having been
unfairly dealt with by the
respondent. However his application before the Court was of a much more precise
and particular nature
and it is that issue only that the Court must
determine.
Dr Cheng-Jie Gu
Dr
Cheng-Jie Ghu swore an affidavit on which the applicant relied.
Dr Ghu gave
evidence and was cross examined. Dr Ghu adopted her affidavit. Dr Ghu’s
evidence was the applicant had been her
patient since 2008 and she was of the
opinion he had parathesia.
Dr
Ghu’s evidence did however make clear that the applicant’s
presentation and in particular what the applicant told her
was the principal
diagnostic tool on which she formed her opinion.
Chief Inspector Cooke
Chief
Inspector Cooke swore an affidavit on which the applicant relied. Chief
Inspector Cooke gave evidence and was cross examined.
Chief Inspector Cooke
adopted his affidavit. Chief Inspector Cooke’s evidence was necessarily
limited and ultimately of, subject
to what follows, little forensic assistance
to the Court in relation to the issues between the parties given the claim made
by the
applicant before the Court.
However
Chief Inspector Cooke’s evidence was notable in one respect when he said
in the course of cross examination he raised
the issue that he had received the
email sent by the applicant with Ms King as he was concerned about the
“inappropriateness involved in it”.
Inspector Allan
Inspector
Allan swore an affidavit on which the applicant relied. Inspector Allan gave
evidence and was cross examined. Inspector
Allan adopted her affidavit.
Inspector Allan’s evidence was also necessarily limited and like that of
Chief Inspector Cooke
was of little assistance in relation to the claim made by
the applicant before the Court.
Melissa King
Ms
King gave evidence and was cross examined. She adopted her affidavit referred to
earlier. Ms King is the co-ordinator responsible
for the area in which the
applicant worked and was the manager responsible for him in 2010.
Ms
King had deposed
inter alia
that:
“69. After
Ludwig’s return from leave on or about 5 July 2010,
I requested
that Ludwig complete a daily log. There were a number of reasons for me doing
this. Firstly because of Council’s
community safety priority and the
mobile cameras were a politically sensitive area for Council, secondly the
mobile cameras were
something that Councillors often sought information about so
that they could supply information to the community and I was particularly
interested in obtaining the details from such a log because despite my never
having approved Ludwig to work on weekends, he continued
to do so contrary to my
directive and it would enable me to keep track of Ludwig’s day to day
movements as we worked out of
different offices. I initially discussed this
requirement to complete a daily log with Ludwig verbally. I then followed up our
verbal
discussion with an email asking for Ludwig’s comments on a draft
daily reporting sheet. Now produced and shown to me and marked
MK30 is a true
copy of my email to Ludwig as to the proposed daily reporting sheet dated 8 July
2010.
70. Approximately
90 minutes after I sent my email referred to in paragraph 69 above, Ludwig
responded. His email was critical and
openly negative. It read as follows:
“Hi Melissa, My Comments: Micro-managing 101 – it could be time
to hit the streets! This will backfire as it will highlight
inefficiencies with
the department; EG. Wanted to do XYZ, unable due to ABC. This is not a good
thing and doesn’t help with
time management, trust or respect of staff
– This will cause resentment and ramifications if our department
(Community Safety)
is singled out with this daily report monitoring. I strongly
recommend a monthly brief which we can improve on and forwarded [sic]
to
Councillors to read – it became quite clear that no one is reading these
briefs simply by the way HR reacted when I had
been interviewed recently. At the
moment I am disappointed with Frankston City Council and how it deals with some
basic requests
for me to excel in my role, not to mention the financial aspect
– I don’t want to be some sort of corporate martyr by
making do with
what’s on offer and continually having to stick my hand in my pocket, to
simply progress with my work / service
to the community. Regards, Ludwig”.
Now produced and shown to me and marked MK31 is a true copy of Ludwig’s
email to me of 8 July
2010.”
[20]
To
understand Ms King’s evidence on this issue, it is important to put it in
context. It will be recalled that the applicant
reported to Ms King. To
appreciate the import of her evidence on the difficulties she faced in managing
the applicant, it is also
necessary to refer to his evidence in reply.
Indicative of the applicant’s attitude generally was his evidence in
relation
to why he had refused to comply with the directions given by Ms King in
July 2010 that are referred to above.
Tellingly,
the applicant’s evidence in response to this was:
“As
regards the request referred to in paragraph 69 of Melissa’s Affidavit,
that I provide a daily log, I did not think
this would be a good idea, as it
would show the fact that I was largely restricted to doing very little and this
would reflect badly
on her management skills. That is what I was getting at in
my email in reply referred to in paragraph 70 of Melissa’s
Affidavit.”
[21]
In
relation to events in late August 2010, Ms King deposed:
“On
24 August 2010 Ludwig attended a meeting with Steve and I. At the meeting, the
following transpired:
94.1 Steve
said to Ludwig that Council was not able to modify a car to suit his personal
medical needs and which also satisfied
Council’s OH&S
responsibilities;
94.2 Ludwig
sat there with his arms crossed and said words to the effect of:
I
don’t agree. Council is just putting up obstacles;
94.3 Steve
said that Troy Henderson was presently compiling a written report as to
Council’s findings in relation to the vehicle;
94.4 Ludwig
said that he believed that Council had simply failed to find a solution to the
problem:
94.5 Steve
said to Ludwig that as he could no longer drive, he couldn’t perform the
duties of his role and that therefore an
alternative arrangement was necessary.
He said that at least in the interim, Ludwig would be required to report for
duties at the
Keys Street office where he would be assigned administrative
duties in line with his current physical work abilities and which would
be
consistent with his skills and current level of responsibility;
94.6 Steve
said to Ludwig that he could be redeployed at least temporarily into the
Ambassador position if he wanted it
.
Steve said that the position was a
Band 5 position but that his current pay level would be maintained for the role
if he wished to
accept it. Ludwig said to Steve and I that he would think
further about that option and Steve offered him until late on the coming
Friday
to advise as to whether he wished to undertake the Ambassador role. Steve also
told Ludwig that as the Ambassador role entailed
a lot of walking, he would need
to undertake a medical assessment prior to commencing in the
role.”
[22]
Mr
Dickson’s evidence to which I will refer shortly was to the same
effect.
[23]
In
her evidence before the Court Ms King’s evidence in response to several of
the allegations made by the applicant was:
“Ms
King, could you describe for his Honour Mr Cugura’s demeanour in
circumstances when you were giving him directives
in the course of his
employment?---Yes. I gave Ludwig a direction to complete a daily work sheet of
his tasks because I did not know
where he was and what he was doing during the
day. I wanted to, I suppose, have an idea of what his workload was, but also his
area
of CCTV cameras was a high priority for Council, and I asked on a number of
occasions. I actually even made up a sheet for him, a
running sheet, and when I
spoke to him he crossed his arms and said, “No, I’m not going to do
it”. I mean, if it
was something he didn’t agree with, then he
didn’t want to do that at all. So he refused that directive.
And how
would you describe your experience in managing Mr Cugura?---It was extremely
difficult. There were several things that I
had asked him to seek approval for
and I suppose his general practice was not to seek that approval; he would go
out and do things
anyway. He was basically a law unto
himself...”
[24]
I
accept the evidence of Ms King that the applicant refused to follow directions
and that he was very difficult to manage.
Paul Twaites
Mr
Twaites gave evidence and was cross examined. Mr Twaites adopted his affidavit
referred to
earlier.
[25]
Mr
Twaites is the respondent’s fleet services co-ordinator and gave evidence
of the respondent’s attempts to get a suitable
vehicle for the
applicant.
Mr
Twaites gave evidence of his involvement with, the applicant, and in
investigations into replacement vehicles for him between November
2009 and April
2010. Mr Twaites also gave evidence of his investigations into what options
could be explored with the respondent’s
fleet
suppliers.
Graham Hayden
Mr
Hayden gave evidence and was cross examined. Mr Hayden adopted his affidavit
referred to earlier. Mr Hayden is the physical services
manager for the
respondent and gave evidence of his direct involvement with the applicant. That
evidence made plain Mr Hayden at
least was able to ensure the applicant complied
with his directions.
Mr
Hayden gave evidence of amongst other things a meeting he had with the applicant
in April 2010 where directions were issued to
the applicant regarding his role
and responsibilities were
reinforced.
[26]
Steve Dickson
Mr
Dickson gave evidence and was cross examined. Mr Dickson adopted his affidavit
referred to
earlier.
[27]
Mr
Dickson is the safety and compliance manager for the respondent and was the
group manager responsible for the area in which the
applicant worked at the time
of his termination.
In
relation to the email sent by the applicant to police on 28 August 2010, as
noted earlier, the applicant in his affidavit hadn’t
denied sending the
email and had variously justified sending it on the grounds that the police were
his “
colleagues
” and he was “
telling them what was
happening and how
[he]
felt.”
[28]
Mr
Dickson’s evidence was on becoming aware of the email sent by the
applicant to Victoria Police on 28 August 2010 that:
“45. I
discussed the email that Ludwig had sent to Police with Juanita Graves (at the
time, Manager Organisation Development)
and Jennie Bentley (at the time,
Council’s HR Corodinator) a short time later. I said that we should meet
with Ludwig about
it right away. It was agreed that Jennie would accompany me
and Jennie and I then went to see Ludwig. We had to go to Buna Avenue
to see
him. When we arrived, we sat Ludwig down in his office and I told him that we
felt the email was inappropriate and that Council
had in fact done a lot of work
and were continuing to do so, to try and resolve the issue. I said that the
sending of the email was
contrary to Council’s expectations of a member of
staff and that it was damaging to Council’s reputation. Ludwig showed
no
remorse and became angry and, for the first time that I had seen, antagonistic.
He said words to the effect:
I don’t see the problem. I work closely
with the police. I can say whatever I think is appropriate to them. Council is
being
overly sensitive. You guys put your heads in the sand. I get no
recognition or support. You make it impossible.
It didn’t seem that
he had even listened to what we had said. He couldn’t at all see it from
our side. At the end of
the meeting, Jennie and I told Ludwig that he was stood
down on full pay until such time as Council had an opportunity to perform
a
review of the situation. Ludwig said words to the effect:
This is just
classic. Outrageous.
I felt that Ludwig had become quite testy and I said:
we need you to leave now.
I escorted Ludwig off Council’s premises.
My sense as I was doing so was that I should be careful where I stood in case he
took
a swing at me. He was so
angry.”
[29]
Contrary
to various and contradictory claims made in the applicant’s affidavit, Mr
Dickson’s evidence made clear that
the applicant was directed to attend
for work on 30 August 2010 and hadn’t been terminated. The applicant
grudgingly acknowledged
this during the course of cross
examination.
[30]
Mr
Dickson’s evidence before the Court on the issue of attempts made by the
respondent to accommodate and address the applicant’s
concerns and
continue to employ him whilst still meeting its occupational health and safety
responsibilities was consistent with
his affidavit where he had
deposed:
“30. Melissa
and I met with Ludwig later that day (namely 24 August 2010). At the meeting I
said to Ludwig words to the effect:
Look, Troy has reviewed the matter.
He’s looked at whether we can do down the path to modify a vehicle. We can
modify one but
if we do, it destroys the 5 star ANCAP rating as to safety. The
question then is, is that a problem for Council. The answer is yes
it is.
Ludwig seemed to become quite agitated and said words to the affect:
I
don’t agree with that. Troy is just not asking the right questions.
I
responded using words to the effect:
He has. We’ve looked into it and
if we modify the vehicle it does affect the safety of it and that result is
unacceptable.
Ludwig said words to the effect:
You’re not looking
for solutions.
I then said words to the effect:
Gee mate, we’ve
done a lot of work.
I then told Ludwig that Tony would be preparing a report.
Ludwig asked to see the report and I agreed that he would be provided with
a
copy of it.
31. I then
told Ludwig that because he could no longer perform the duties of his role, an
alternative arrangement was necessary and
that at least in the interim he would
be required to report for duties at the Keys Street office where he would be
assigned administrative
duties which would be in line with his physical work
abilities and which would be consistent with his skills and current level of
responsibility; and
...
37. On 26
August 2010 at 8.31am I received an email from Ludwig. It had been sent directly
to Troy but I had received a copy of it.
It read as follows:
“Hi
Troy/All, After being reassessed by my Doctor (see attached) we have ascertained
that I will be able to wear a seatbelt
providing the vehicle has the following:
Automatic transmission, lumbar support adjustments, ride height – seat at
hip level
for ease of egress and access, left bolster to be modified to
driver’s seat (as noted). These items can be obtained and modified
on
numerous vehicles on the market and should null and void any issue with
providing a vehicle to suit my physical/medical needs.
Obviously a goods
carrying vehicle with rigid suspension would not be appropriate. I await your
next direction – my home email
is
[email protected]
. Regards Ludwig.
Now produced and shown to me and marked SD12 is a true copy of Ludwig’s
email sent at 8.31am on 26 August 2010. This email
also attached a copy of a
letter from Ludwig’s doctor.
38. At
12.52pm on 27 August 2010, I sent a response to Ludwig as follows:
“Thanks Ludwig, this appears to be good news heading in the right
direction. We will need to assess this new information in
light of previous
statements and hope to do this over the next week. I note that you have not been
at work for this week and a medical
certificate should be provided to support
this absence upon your return. In the interim I would ask when you expect to
return to
work from your current period of sick leave? As discussed this week
when you return could you please attend the Keys Street office
as previously
advised. Duties will be allocated to you at this office pending a further review
of your position in line with this
new information that you have presented. I
appreciate your ongoing help in this matter Steve.”
Now produced and
shown to me and marked SD13 is a true copy of my email to Ludwig in this
regard.
[31]
39. At
1.58pm on 27 August 2010 I receive a response email from Ludwig as follows:
“Hi Steven, I welcome your response and expect to return to work on
Monday 30 August. So as we don’t compound the issue
of the vehicle, I will
park my personal vehicle at Buna Ave Seaford which has been the sole employment
address from my commencement
– this will avoid any added travel
(relocation) allowance or parking issues at the Keys Street location. Note: I
will not be
able to access any of the information that is currently stored on my
desktop computer at Buna Ave at the Keys Street location. It
will also cause
confusion with stakeholders (informants and residents supporting Council’s
community safety stance that I have
established a personal
relationship/partnership with – including Police) that call me directly on
the land-line. This relocation
will also not avail myself to support the needs
of Ian Cuthbertson and Done Bone. If I don’t hear otherwise, I will stick
to
this arrangement. Kind regards, Ludwig.”
Now produced and show to me
and marked SD14 is a true copy of the email I received from Ludwig in this
regard.
40. I
became quite frustrated with Ludwig’s response as this was effectively a
failure to follow a direction that I had issued
to him and was directly
contradictory to the discussion that Melissa and I had had with him during our
meeting on 24 August 2010.
At 2.59pm on 27 August 2010 I sent an email to Ludwig
as follows:
“Hi Ludwig, As we discussed last week your duties have
been reassigned from CCTV and related operations and accordingly Melissa
will
deal with any issues flowing from this change in responsibilities. In relation
to matters of phone contact your landline will
be call forwarded to another
officer who will be covering your duties on the short term. You should also hand
your mobile phone to
Melissa who will have your mobile phone monitored in the
same manner as the landline. I am sure we may have some difficulties in
this
change of responsibilities over the short term however we will deal with them as
they arise with your assistance. Accordingly
I restate that you should report
for duties at the Keys Street office at 8.20am on Monday 30 August 2010 for
discussion with Melissa/Paul
for your new interim period tasks. To ensure that
Council has undertaken all of its OHS responsibilities in relation to your
health
needs you may be required to attend a medical practitioner appointed by
Council to independently assess your specific working requirements.
I hope that
this can be arranged over the next week. Great to hear that you will be
returning to work on Monday!! Steve.
Now produced and shown to me and marked
SD15 is a true copy of my email sent to Ludwig in this
regard.”
[32]
Mr
Dickson appeared a conscientious manager and honest witness. He acknowledged
the applicant’s commitment to his work but
his evidence made clear he was
concerned about the applicant’s inability to accept and follow directions.
Mr Dickson’s
evidence was not shaken in cross examination and I accept his
evidence.
Troy Henson
Mr
Henson gave evidence and was cross examined. Mr Henson adopted his affidavit
referred to
earlier.
[33]
Mr Henson
is the respondent’s Occupational Health and Safety Consultant and gave
evidence of his investigations into and risk
assessment of the applicant and any
particular requirements needed to accommodate his disability.
Mr
Henson gave evidence that when he commenced with the respondent in May 2010 he
was made aware the applicant claimed he wasn’t
required to wear a seat
belt. Mr Henson gave evidence that as a result he was concerned the respondent
may be breaching its obligations
under the occupational health and safety law if
it allowed him to do so.
Mr
Henson’s evidence detailed his investigation into how the respondent could
meet its occupational health and safety obligations
and his opinion that the
respondent should not allow the applicant to drive for work purposes whilst the
applicant was not wearing
a seat
belt.
[34]
Mr
Henson’s evidence was particularly impressive in so far as it revealed the
considerable thought given to and investment in
trying to accommodate the
applicant’s needs and meet the respondent’s occupational health and
safety obligations.
Jennie Bentley
Ms
Bentley gave evidence and was cross examined. Ms Bentley adopted her affidavit
referred to
earlier.
[35]
Ms
Bentley is the respondent’s Human Resources Consultant and gave evidence
of her involvement with issues concerning the applicant
including the
investigation into and the meeting concerning the allegations of the
applicant’s misconduct in late August 2010.
Ms
Bentley gave evidence as to the reasons for creation of roles such as that
carried out by the applicant with the aim of reducing
rubbish dumping, asset
damage and anti social behaviour. Ms Bentley confirmed that the first the
respondent knew the applicant had
scar tissue that caused problems for him when
driving was around November 2009.
By
reference to documentation held by the respondent Ms Bentley confirmed the
applicant had been repeatedly warned about the need
to follow the
respondent’s policies and procedures.
Ms
Bentley gave evidence of the concerns raised with the applicant during the
course of its investigation into his conduct in sending
the police emails on 28
August 2010. Ms Bentley’s evidence was the concerns raised included
breaches of the respondent’s
email policy and code of conduct.
Ms
Bentley was not challenged in relation to much of her evidence relating to the
events in late August and early September 2010 and
I see no reason not to accept
her evidence.
Michael Eagles
Mr
Eagles gave evidence and was cross examined. Mr Eagles adopted his affidavit
referred to
earlier.
[36]
Mr
Eagles, who is an Industrial Relations Consultant, was engaged by the respondent
to carry out the two investigations into issues
related to the applicant
referred to earlier.
In
his affidavit and in relation to the meeting at which the decision to terminate
the applicant’s employment was made, Mr Eagles
deposed:
“38. I
discussed with Ludwig the behaviours and actions he had taken which were
unacceptable to Council, including:
(a) the
email;
(b) disobeying
lawful directions in driving his own vehicle on Council business when instructed
not to; and
(c) misleading
the Council on the health declaration for the purpose of employment.
Finally, I
said that Ludwig had refused to accept responsibility and gave no
acknowledgement of his actions. I said that he had left
Council wide open to
scrutiny. I said that he had shown no regret about sending the email and
therefore the trust between him and
Council was diminished. I also said that not
only had Council’s trust in him completely broken down, but his actions
had also
called into question whether the community could trust
him.”
[37]
In
his evidence before the Court Mr Eagles’ evidence in relation to the first
investigation concerning the applicant’s
complaints was they were
unsubstantiated. In relation to the second investigation concerning the
applicant’s conduct and sending
the emails on 28 August 2010
Mr
Eagle’s evidence was that the emails sent by the applicant were completely
inappropriate.
Mr
Eagles gave evidence he believed the applicant had breached directions given to
him and the respondent was left with little option
given this and the
information gathered during the investigation (including that the applicant had
misled that investigation) than
to terminate the applicant’s
employment.
Importantly,
Mr Eagles evidence was he did not make that decision and it was Ms Graves who
made the decision to terminate the applicant’s
employment. Mr Eagles was
not challenged on his evidence in relation to these matters and I see no reason
not to accept his evidence.
Juanita Graves
Ms
Graves gave evidence and was cross examined. Ms Graves adopted her affidavit
referred to
earlier.
[38]
Ms Graves
is the respondent’s Group Organisation Development Manager and the officer
responsible for making the decision to
terminate the applicant’s
employment.
In
her affidavit and in relation to the meeting at which the decision to terminate
the applicant’s employment was made, Ms Graves
deposed:
“23. ...Ludwig’s
answers to Mick’s questions indicated to me that he had no insight into
the fact that his conduct
was inappropriate and a serious breach of trust which
the Council placed in Ludwig. Further, the answers given and Ludgwig’s
demeanour in the interview were quite aggressive and his responses were cynical
about Council both in relation to its efforts to
find a resolution to the issue
with the motor vehicle and its approach in response to the email.
...
26. The
decision to terminate Ludwig’s employment related only to the matter of
him having sent the email. In making the decision
I had no regard to the
circumstances and issues relating to Ludwig’s use of a motor vehicle or to
his scar. Had Ludwig not
sent the email to Police on 28 August 2010, his
employment would not have been terminated. Council had taken significant steps
to
accommodate Ludwig’s physical requirements and when it became apparent
that it could not accommodate Ludwig’s physical
requirements and when it
became apparent that it could not accommodate that with a suitably modified
vehicle, it had made suitable
alternative arrangements to redeploy him in a
position that would accommodate his needs, maintain his salary and ensure that
Council
complied with its OH&S
obligations.”
[39]
In
her evidence before the Court, Ms Graves said her impression was that the
applicant did what he wanted to do and was
“a law unto
himself.”
Ms Graves’ was asked directly whether she was aware of
the applicant having family responsibilities or a
disability.
[40]
However Ms Graves was not challenged in relation to her affidavit evidence or
her evidence before the Court as to the reason why
the applicant’s
employment was terminated. Ms Graves evidence on the reason for the
applicant’s termination was unequivocal.
In
the absence of any challenge to her evidence on this issue I see no reason not
to accept that the reasons she gave in her evidence
for the termination of the
applicant’s employment alone were the reasons.
Relevant legislation
The Act
The
applicant’s claim is a general protections court application as defined in
s.370(2) of the Act to mean
“an application to a Court under Division 2
of Part 4-1 for orders in relation to a contravention of this Part.”
Section 370(2) is contained in Part 3-1 of the Act. For the purposes of this
application the following are the relevant legislative
provisions in the Act.
Section
336 of the Act provides:
“ The
objects of this Part are as follows:
(a)
to protect workplace
rights;
(b)
to protect freedom of association by ensuring that persons
are:
(i)
free to become, or not become, members of industrial
associations; and
(ii)
free to be represented, or not represented, by industrial
associations; and
(iii)
free to participate, or not participate, in lawful industrial activities;
(c)
to provide protection from workplace discrimination;
(d)
to provide effective relief for persons who have been discriminated against,
victimised or otherwise adversely affected as
a result of contraventions of this
Part.”
Section
340 of the Act provides:
“Protection
(1) A
person must not take adverse
action against another person:
(a)
because the other person:
(i)
has a workplace
right; or
(ii) has,
or has not, exercised a workplace
right; or
(iii)
proposes or proposes not to, or has at any time proposed or proposed not to,
exercise a workplace
right;
or
(b)
to prevent the exercise of a workplace
right by the other person.
Note:
This subsection is a civil
remedy provision (see Part 4-1).
(2)
A person must not take adverse
action against another person (the
second person
) because a third
person has exercised, or proposes or has at any time proposed to exercise, a workplace
right
for the second person's
benefit, or for the benefit of a class of persons to
which the second person belongs.
Note:
This subsection is a civil
remedy provision (see Part 4-1).”
Section
341 of the Act provides:
“Meaning
of workplace
right
(1)
A person has a workplace
right if the person:
(a)
is entitled to the benefit of, or has a role or responsibility under, a workplace
law, workplace
instrument or order made
by
an industrial
body; or
(b)
is able to initiate, or participate in, a process or proceedings under a workplace
law or workplace
instrument;
or
(c)
is able to make a complaint or inquiry:
(i)
to a person or body having the capacity under a workplace
law to seek compliance with that law or a workplace
instrument; or
(ii)
if the person is an employee--in
relation to his or her employment.”
Section
351 of the Act provides
“(1)
An employer
must not take adverse
action against a person who is an employee,
or prospective employee,
of the employer
because of the person's race, colour, sex, sexual preference, age, physical or
mental disability, marital status, family or carer's
responsibilities,
pregnancy, religion, political opinion, national extraction or social origin.
Note: This
subsection is a civil
remedy provision (see Part 4-1).
(2) However,
subsection (1) does not apply to action
that is:
(a) not
unlawful under any anti-discrimination
law
in force in the place where the action
is taken; or
(b) taken
because of the inherent requirements of the particular position concerned; or
(c) if the
action
is taken against a staff member of an institution conducted
in accordance with the doctrines, tenets, beliefs or
teachings of a particular
religion or creed--taken:
(i) in good
faith; and
(ii) to
avoid injury to the religious susceptibilities of adherents of that religion or
creed.
(3) Each of the following is an anti-discrimination
law:
(aa) the
Age Discrimination Act 2004
;
(ab) the
Disability
Discrimination Act 1992
;
(ac) the
Racial
Discrimination Act 1975
;
(ad) the
Sex
Discrimination Act 1984
;
(a) the
Anti-Discrimination
Act 1977
of New South Wales;
(b) the
Equal
Opportunity Act 1995
of Victoria;
(c) the
Anti-Discrimination
Act 1991
of Queensland;
(d) the
Equal
Opportunity Act 1984
of Western Australia;
(e) the
Equal
Opportunity Act 1984
of South Australia;
(f) the
Anti-Discrimination
Act 1998
of Tasmania;
(g) the
Discrimination
Act 1991
of the Australian Capital Territory;
(h) the
Anti-Discrimination
Act
of the Northern Territory.”
Section
360 of the Act provides:
“Multiple
reasons for action
For the
purposes of this Part, a person takes action
for a particular reason if the reasons for the action
include that reason.”
Section
361 of the Act provides:
“Reason
for action to be presumed unless proved otherwise
(1) If:
(a) in an
application in relation to a contravention of this Part, it is alleged that a
person took, or is taking, action
for a particular
reason or with a particular intent; and
(b) taking
that action
for that reason or with that intent would constitute a contravention of this
Part;
it is
presumed, in proceedings arising from the application, that the action
was, or is being, taken for that reason or with that
intent, unless the person
proves otherwise.
(2) Subsection (1)
does not apply in relation to orders for an interim
injunction.”
The
Disability Discrimination Act
The
applicant submitted that the
Disability Discrimination Act 1992
had
relevance to his claim under the Act.
Section
4
of the
Disability Discrimination Act 1992
provides:
"disability"
in relation to a person, means:
(a)
total or partial loss of the person's bodily or mental functions;
or
(b)
total or partial loss of a part of the body; or
(c)
the presence in the body of organisms causing disease or illness; or
(d)
the presence in the body of organisms capable of causing disease or illness; or
(e)
the malfunction, malformation or disfigurement of a part of the person's body;
or
(f)
a disorder or malfunction that results in the person learning differently from
a person without the disorder or malfunction;
or
(g)
a disorder, illness or disease that affects a person's thought processes,
perception of reality, emotions or judgment or that
results in disturbed
behaviour;
and
includes a disability
that:
(h)
presently exists; or
(i)
previously existed but no longer exists; or
(j)
may exist in the future (including because of a genetic predisposition to that
disability);
or
(k)
is imputed to a person.
To avoid
doubt, a disability
that is otherwise covered by this definition includes behaviour that is a
symptom or manifestation of the disability.”
Sections
5
and
6
of that Act provide:
“5. Direct
disability discrimination
(1) For the
purposes of this Act, a person (the discriminator) discriminates
against another person (the aggrieved person) on the
ground of a disability
of the aggrieved person if, because of the disability,
the discriminator treats, or proposes to treat, the
aggrieved person less
favourably than the discriminator would treat a person without the disability
in circumstances that are not
materially different.
(2) For the
purposes of this Act, a person (the discriminator) also discriminates
against another person (the aggrieved person) on
the ground of a disability
of the aggrieved person if:
(a) the
discriminator does not make, or proposes not to make, reasonable
adjustments for the person; and
(b) the
failure to make the reasonable
adjustments
has, or would have, the effect that the aggrieved person is, because of the disability,
treated less favourably than a person without the disability
would be treated in circumstances that are not materially
different.
(3) For the
purposes of this section, circumstances are not
materially different
because of the fact that, because of the disability,
the aggrieved person requires adjustments.
6. Indirect
disability discrimination
(1)
For the purposes of this Act, a person (the discriminator) discriminates
against another person (the aggrieved person) on the
ground of a disability
of the aggrieved person if:
(a) the
discriminator requires, or proposes to require, the aggrieved person to comply
with a requirement or condition; and
(b) because
of the disability,
the aggrieved person does not or would not comply, or is not able or would not
be able to comply,
with the requirement or condition; and
(c) the
requirement or condition has, or is likely to have, the effect of disadvantaging
persons with the disability.
(2) For the
purposes of this Act, a person (the discriminator) also discriminates
against another person (the aggrieved person) on
the ground of a disability
of the aggrieved person if:
(a) the
discriminator requires, or proposes to require, the aggrieved person to comply
with a requirement or condition; and
(b) because
of the disability,
the aggrieved person would comply, or would be able to comply, with the
requirement or condition only
if the discriminator made reasonable
adjustments for the person, but the discriminator does not do so or proposes
not to do so; and
(c) the
failure to make reasonable
adjustments
has, or is likely to have, the effect of disadvantaging persons with the disability.
(3) Subsection (1)
or (2) does not apply if the requirement or condition is reasonable, having
regard to the circumstances of the
case.
(4) For the
purposes of subsection (3), the burden of proving that the requirement or
condition is reasonable, having regard to the
circumstances of the case, lies on
the person who requires, or proposes to require, the person with the disability
to comply with
the requirement or
condition.”
Approach to legislative provisions
The
provisions in the Act that arise for consideration in these proceedings were
considered by the Full Court of the Federal Court
in
Barclay v Board of
Bendigo Regional Institute of Technical and Further Education
[2011] FCA FC
14
(“
Barclay
”). In that case the majority said (albeit in the
context of considering the provisions of s.346 in
Part 3
-
1
of the
Fair Work
Act
) at paragraphs [27] to [34] that:
“[27]
The
central question under
s 346
is why was the aggrieved person treated as he
or she was? If the aggrieved person was subjected to adverse action, was it
“
because
” the aggrieved person did or did not have the
attributes, or had or had not engaged or proposed to engage in the industrial
activities, specified by
s 346
in conjunction with
s 347.
[28]
The
determination of those questions involves characterisation of the reason or
reasons of the person who took the adverse action.
The state of mind or
subjective intention of that person will be centrally relevant, but it is not
decisive. What is required is
a determination of what Mason J in
Bowling
(at 617) called the “
real reason
” for the
conduct. The real reason for a person’s conduct is not necessarily the
reason that the person asserts, even
where the person genuinely believes he or
she was motivated by that reason. The search is for what actuated the conduct of
the person,
not for what the person thinks he or she was actuated by. In that
regard, the real reason may be conscious or unconscious, and where
unconscious
or not appreciated or understood, adverse action will not be excused simply
because its perpetrator held a benevolent
intent. It is not open to the
decision-maker to choose to ignore the objective connection between the decision
he or she is making
and the attribute or activity in question.
[29]
So
much is evident from the use of the word “
because
”. It is
also consonant with the objective and protective purposes of
s 346.
Further, it is consistent with the approach to construction taken in relation to
provisions in anti-discrimination legislation where,
in a similar context, the
word “
because
” is utilised: see in particular
Purvis
at [142]–[166] per McHugh and Kirby JJ and
at [234]–[236] per Gummow, Hayne and Heydon JJ; and
Toben v
Jones
[2003] FCAFC 137
;
(2003) 129 FCR 515
at
[31]
per
Carr J, [61]–[63] per Kiefel J and [151] per
Allsop J.
[30]
Section 360
continues the long-standing position that, where adverse action is taken against
a protected person, culpability will be established
if the reasons for that
conduct include a reason for conduct that is within the ambit of
s 346.
The
reason must be an operative or immediate reason and need not be the sole or
dominant reason (see the Explanatory Memorandum at
para 1458). But the
drawing of distinctions between proximate or immediate reasons for conduct
(
Greater Dandenong City Council v Australian Municipal, Administrative,
Clerical and Services Union
[2001] FCA 349
;
(2001) 112 FCR 232
at
[216]
), or
between the cause of conduct and the reason for conduct (
Greater
Dandenong
at [164]), is not helpful. Those distinctions fail to give
sufficient attention to whether or not the reason was operative, and they
also
draw distinctions between a reason and a factor in a reason. As Gray J
(with whom Woodward and Jenkinson JJ agreed) said in
Lewis Construction
Co Pty Ltd v Martin
(1986) 17 IR 122
at 125:
(i) The Act
and the authorities do not distinguish between a “
reason
” and
a “
factor
”; indeed, in
Bowling
, these terms are used
interchangeably.
[31]
Further,
that no distinction is to be drawn between the cause of conduct and the reason
for conduct is supported by our earlier conclusion
at [24] as to the
meaning of “
because
” and the interchangeable use by the
relevant provisions (ss 340, 346 and 360, 361) of cause and
reason.
[32]
The
onus cast by s 361 on the person taking the adverse action means that, to
succeed, that person has to establish that he or she
was not actuated by the
attributes or industrial activity which s 346 seeks to protect. As
Mason J said in
Bowling
at 617, that objective will not be achieved
unless the evidence establishes that the real reason for the adverse action lies
outside
the ambit of the provision — in this case s 346. The real
reason or reasons for the taking of the adverse action must be shown
to be
“
dissociated from the circumstances
” that the aggrieved
person has or had the s 346 attribute or has or had engaged in or proposes
to engage in the s 346 industrial
activity.
[33]
It
is important, however, to appreciate that not all of the circumstances specified
by s 346 (in conjunction with s 347) are circumstances
specified for
the purpose of identifying whether the causal link of an operative reason
exists. Objective facts, dependent on the
determination of questions of mixed
fact and law, have now been included in s 346 to a much greater extent than
they were in the
section’s predecessors. Section 347 is replete with
examples. For instance “
lawful activity
” in (b)(ii) and (iii)
and “
lawful request
” in (b)(iv). Whether a person is or is
not a member or officer of an industrial association is also a fact to be
ascertained
objectively by reference to a legal standard, usually the rules of
the association.
[34]
It
is for an applicant to prove the existence of objective facts of the kind we
have identified: see
Construction, Forestry, Mining and Energy Union v BHP
Coal Pty Ltd
[2010] FCA 590
at
[44]
and the cases there cited. The
specification in ss 346 and 347 of facts of this kind is designed to
delineate the area of protection
from adverse action afforded by s 346. For
instance, an employee is not protected by s 346 (in conjunction with
s 347(b)(ii)) where
the activity promoted for or on behalf of an industrial
association is not a lawful activity. However, it is not necessary that the
subjective belief held by the person accused of the adverse action about such a
fact should correlate with the legal conclusion as
to the existence or
non-existence of that fact. Thus a contravention of s 346 (in conjunction
with s 347(b)(ii)) may occur where
the activity promoted by the employee
was lawful, but where the employer taking the adverse action held a subjective
belief that
it was not. In such a case, a failure by the employer to establish
that the real reason for the taking of the adverse action was
dissociated from
the circumstance that the employee was promoting a lawful activity for or on
behalf of an industrial association
will result in a finding of contravention,
irrespective of the employer’s subjective belief that the activity was
unlawful.
The “connection” between the adverse action and the
industrial activity will be sufficiently made out in those circumstances:
see
the Explanatory Memorandum at para 1400.”
In
addition to the decision in
Barclay
(supra)
the legislative
provisions relevant to this application have been considered in a subsequent
Full Court decision in
Khiani v Australian Bureau of Statistics
[2011]
FCAFC 109
, (“
Khiani
”) where at paragraphs [31] to [36] it was
said:
“31. ...A
general protections application is not intended to provide an opportunity for
the appellant to raise whatever issues
she wishes to about the validity of the
steps taken before her dismissal. The crucial issue in such an application is
the causal
relationship between adverse action and one or more of the factors
mentioned in the various provisions of Pt
3-1.
The issue is whether
the person who has taken the adverse action has done so
because the person against whom the adverse action has been taken has one
or
more of the relevant characteristics or has done one or more of the relevant
acts. In the present case, the question is whether
the respondent has taken
adverse action against the appellant because she had a workplace right to be on
sick leave, or because she
had exercised that right.
32. The
first question to be addressed in such a case is whether adverse action was
taken. Determining this question requires identification
of the adverse action
alleged. In the present case, the appellant’s further amended application
identified injury in her employment
“by workplace stress due to
underperformance action imposed and employment terminated”; alteration of
the appellant’s
position to her prejudice “by imposing
underperformance action”; and discrimination between the appellant and
other employees
of the respondent, the nature of which was not explained by
means of particulars or otherwise. To the extent to which the appellant
raised
allegations of adverse action prior to 1 July 2009, including the decision to
review her performance and the actions taken
in respect of that review, the
primary judge was correct to say that it was not open to the appellant to allege
adverse action, because
the
Fair Work
Act
is not retrospective in its application. The appellant could have
amended her claim to rely on the provisions of the Workplace
Relations
Act that continue to operate in respect of conduct prior to 1 July
2009, if she wished to contend that what was done in relation
to her performance
review prior to that date was adverse action. She did not do so. Accordingly, as
the primary judge said, it was
only the preliminary decision and the final
decision to terminate the appellant’s employment to which the appellant
could point
as adverse action.
33. To the
extent to which the appellant attempted to claim on appeal that the requirement
to respond within seven days to the preliminary
decision amounted to the taking
of adverse action, there is a question whether she was attempting to make a case
she had not made
before the primary judge. Although, at one point when she was
addressing the primary judge during the trial, the appellant said that
she was
asked to respond to the preliminary decision while she was on sick leave and
that she had responded, stating that she was
on sick leave, she did not appear
to be raising this issue as an aspect of adverse action. Her complaint was that
Ms Jones did not
give any consideration to the fact that she was on sick leave.
If the appellant were intending to raise this form of adverse action
by that
submission, she was doing so in final addresses, after Ms Jones had given
evidence. An attempt to raise the issue on appeal
has the effect of depriving
the respondent of the opportunity to call evidence specifically in relation to
it. As the respondent
carried the onus of proving, on the balance of
probabilities, of the absence of a causal connection between adverse action and
a
right to take, or the taking of, sick leave, pursuant to
s
361(1)
of the
Fair Work
Act
(with the exception of the interim injunction claim, which does not
appear to have been pursued in any event), the appellant ought
not to be
permitted to raise a new claim of adverse action on appeal.
34. The
question therefore is whether the adverse action to which the preliminary
decision and the final decision to terminate the
appellant’s employment
amounted was taken because the appellant had a right to sick leave or had
exercised it. The same question
arises in relation to sick leave as a workplace
right, pursuant to
s
340(1)
, or because of the direct ban on dismissal during temporary absence
from work because of illness or injury, pursuant to
s
352
of the
Fair Work
Act
. In each case, the respondent was required to prove that neither the
preliminary decision nor the final decision was taken because
the appellant was
on sick leave.
35. The
primary judge accepted that the written reasons for the preliminary decision,
and for the final decision, were the operative
reasons for those decisions. The
reasons for making those decisions did not include the fact that the appellant
was on sick leave.
36. At [64]
of her reasons for judgment, the primary judge said that the appellant had
“not established that the adverse action
against her was taken because of
a workplace right.” That conclusion involved a misstatement of the
incidence of the onus of
proof. Pursuant to
s
361
of the
Fair Work
Act
, the onus of proof as to causation fell on the respondent. Despite this
error, it is clear from what was said earlier in her Honour’s
reasons for
judgment that the respondent had discharged its onus in relation to both the
preliminary decision and the final decision.
The primary judge accepted the
evidence of Ms Jones as to what her reasons were. She did so in the context of
the circumstances of
the case, which would have made the opposite conclusion
remarkable. The fact that there was a temporal connection between the adverse
action and the taking of leave by the appellant did not require the conclusion
that there was a causal connection. In circumstances
in which the preliminary
decision and the final decision were the culmination of a long process of
attempting to review the performance
of the appellant, in which she failed to
achieve a satisfactory level of performance and otherwise frustrated the conduct
of the
process, makes it abundantly clear that the respondent was not simply
taking advantage of the fact that the appellant was on leave
in order to dismiss
her.”
Given
the applicant’s position in submissions, in relation to the provisions of
the
Disability Discrimination Act
, it is useful to consider what was said
by Cameron FM in
Hodkinson v The Commonwealth
[2011] FMCA 171
where in a
case that also considered an application under the Act similar to that presently
before the Court and where at paragraphs
[138] to [147] His Honour
said:
“138. Section
351 of the FWA relevantly prohibits an employer from taking adverse action
against an employee because of the
latter’s physical or mental disability.
Section
351(2) provides, amongst other things, that that prohibition does not apply
to action that is not unlawful under any anti-discrimination law in force in the
place where the action is taken. Section
351(3)
defines “anti-discrimination law” to include, relevantly,
the
Disability
Discrimination Act
.
139. The
applicant submitted that her dismissal was taken “for a reason which
included her physical disability, in a manner
which breaches the provision fo
[sic]
the DD Act”. She postulated some interaction between s.351
and the
Disability
Discrimination Act
, particularly its
ss.5
and
6
which, for the purposes of that Act, define direct and indirect disability
discrimination. Although the applicant’s submissions
concerning the
allegedly discriminatory conduct of the respondent, and the possible relevance
of the
Disability
Discrimination Act
to s.351, related principally to her allegations of
injury in employment, alteration of her position to her detriment and
discrimination
between employees, they are also relevant to her allegation that
her dismissal contravened s.351. Consequently, it is useful at this
point to
consider whether the interpretation of s.351 and its prohibition on adverse
action because of an employee’s disability
is affected or informed by the
content of the
Disability
Discrimination Act
, particularly as the applicant has also submitted that
that Act’s definition of disability should be taken into account when
interpreting that word where it appears in s.351.
140. Although
s.351 is headed “Discrimination” this heading is not to be taken as
part of the Act: s.13(3),
Acts
Interpretation Act 1901
. The section does not prohibit
“discrimination” as such but, rather, identifies conduct which is
generally considered
to be discriminatory. It is by demonstrating the occurrence
of adverse action and the fact that it was motivated for a reason prohibited
by
s.351(1), such as a person’s disability, that a contravention is proved.
The criteria found in s.351(1) rely in no way on
the
Disability
Discrimination Act
.
141. Further,
s.351 does not employ the word “discrimination” other than as a term
by which to identify other Acts which
provide exceptions to the operation of
s.351(1). The absence of that word from the list of prohibited reasons for
adverse action
found in s.351(1) means that there is no grammatical link between
that sub-section and
ss.5
and
6
of the
Disability
Discrimination Act
. There is, therefore, no term in s.351(1) whose proper
construction may be understood by reference to what is contained in
ss.5
and
6
of the
Disability
Discrimination Act
.
142. Additionally,
the fact that s.351(1)’s operation is limited by reference to exceptions
derived from anti-discrimination
legislation provides no basis to conclude that
other features of those Acts should also influence the operation of s.351.
Section
351(2) is dependent upon s.351(1) and is concerned with limiting
s.351(1)’s scope, not with expanding it. Consequently, the
fact that
certain conduct mentioned in the
Disability
Discrimination Act
is expressly excluded from the reach of s.351(1) does
not, in the circumstances, suggest that conduct mentioned in the
Disability
Discrimination Act
which is not so excluded is to be included in the
proscriptions in s.351(1) other than to the extent that the sub-section’s
express terms already prohibit it. That is to say, s.351(2)’s exclusion of
certain conduct from the operation of s.351(1) by
reference to, amongst others,
the
Disability
Discrimination Act
, is insufficient to incorporate into s.351(1) conduct
referred to in those Acts which is not excepted by s.351(2).
143. For
these reasons, conduct which contravenes the
Disability
Discrimination Act
does not, by reason of that contravention, also
contravene the FWA.
144. The
applicant’s allegation of disability discrimination also raises the
question of the proper interpretation of the word
“disability” where
it appears in s.351(1). If a term is used in different statutes in different
contexts, then the definition
of that term in one statute is unlikely to assist
in interpreting that term in the other: M Collins & Son Ltd v Bankstown
Municipal
Council
(1958) 3 LGRA 216
per Sugerman J at 220. However,
if the two statutes deal with related concepts then a definition in one may
assist in the interpretation
of the other although it will not fix the meaning
of the term in the second statute: R v Scott
(1990) 20 NSWLR 72
per Gleeson CJ at 77.
145. Disability
is defined in
s.4
of the
Disability
Discrimination Act
in the terms quoted above at [15]. That definition
appears to reflect the particular objects of the
Disability
Discrimination Act
. By contrast, nothing about the way the word
“disability” is used in s.351(1) suggests that it should be
understood other
than according to its ordinary meaning or that it should have
the extended meaning which it is given in the
Disability
Discrimination Act
. To the extent that the
Disability
Discrimination Act
defines “disability” in terms consonant with
the ordinary meaning of that word, it can assist in its interpretation where
it
appears in s.351(1). However, it is by reference to that ordinary meaning that
it should be understood. In that regard, the Macquarie
Dictionary (5th ed.)
relevantly defines “disability” as:
1. lack of
competent power, strength, or physical or mental ability; incapacity.
2. a
particular physical or mental weakness or incapacity.
Further,
the Shorter Oxford English Dictionary (6th ed.) relevantly defines
“disability” as:
3. An
instance of lacking ability; now spec. a physical or mental condition (usu.
permanent) that limits a person’s movements,
activities, or
senses.
146. Where
it is used in s.351(1), I conclude that the word “disability” should
be understood to refer to a particular
physical or mental weakness or incapacity
and to include a condition which limits a person’s movements, activities
or senses.
Examples can be found in the definition of disability in the
Disability
Discrimination Act
. Importantly, however, while physical or mental
limitations may be a disability or an aspect of a disability, their practical
consequences,
such as absence from work, are not. This distinction is
significant when a party is required to identify the disability said to be
the
reason of adverse action alleged to have been taken against them.
147. Allegations
that adverse action has been taken because of a person’s disability should
be made and particularised clearly.
In proceedings under the
Disability
Discrimination Act
, it has been held that the precise identification of the
alleged disability is critical to an allegation of disability discrimination:
Qantas Airways Ltd v Gama
[2008] FCAFC 69
;
(2008) 167 FCR 537
at 567
[89]
per French and Jacobson JJ;
Stevenson v Murdoch Community Services Inc
[2010] FCA 648
at
[87]
.
The same requirement should apply to allegations under the FWA that adverse
action has been taken because of an employee’s
disability.”
In
Farah v Ahn & Anor
[2012] FMCA at [70] to [75] Smith FM dealt with
s.351 of the Act, reveiwed the authorities referred to earlier in these reasons
and
at paragraph 75 said:
“As I
noted in
Stephens v Australian Postal Corporation
(No.2
) (sic)
[2011] FMCA 448
at
[83]
, their Honours in Barclay also pointed out the limited
role of a test of discriminatory treatment by comparison with other employees.
Subsection 351(1) raises only a test whether one of its specified attributed of
the employee provided one of the ‘real reasons’
for the particular
dismissal.
If it did, then the employer has contravened the section,
unless the action is found not to be unlawful under the anti-discrimination
legislation listed in s.351(3) or one of the other defences under s.351(2) is
established by the employer.”
As
was made clear in submissions before the Court at the conclusion of the trial
the respondent in this case does not seek to justify
the termination of the
applicant because of his disability. Rather, the respondent asks the Court to
find that his disability was
not the, or a, reason for his termination. The
respondent maintains the applicant was terminated because of misconduct.
However,
I note what was said by Marshall J, in
Sallehpour v Fronteir Software Pty
Ltd
[2005] FCA at [38], where his Honour pointed out that proceedings of
this sort do not call upon the Court to determine whether the
termination of the
applicant’s employment was in itself fair or
unfair.
[41]
Submissions
As
noted earlier the parties filed written submission on which they relied at
trial.
[42]
Applicant’s Submissions
In
the applicant’s written submissions filed on 28 February 2012 so far as is
presently relevant it had been submitted:
“The
Applicant submits that in the circumstances set out in his Affidavit materials,
that he was dismissed from his employment
with the Respondent because of, or for
reasons that included, his disability, which constituted adverse action against
him in terms
of section 342(1) Item 1(a) of the
Fair Work Act 2009
(“The FWA”) and breached
Section 351
(1) of the FWA.
...
3. At all
material times the Applicant suffered from paresthesia associated with a large
scar, resulting from surgery to his left
kidney (“the disability”)
(paragraph 8). He had a letter from his doctor which enabled him to drive a
vehicle without
wearing a seat belt (paragraph 9). The Applicant also refers to
the Affidavit of Dr Cheng-Jie Gu dated 15 December 2011 filed and
served
herein.
4. The
paresthesia constitutes a disorder, malformation or disfigurement of the
Applicant’s body and is a disability, physical
disability or impairment
for the purposes of the
Disability Discrimination Act 1992
(Commonwealth)
(“the DDA”), the
Equal Opportunity Act 1995
(Victoria) (“the
EOA”) and the FWA.
5. As a
consequence of the disability, the wearing of a seatbelt, whilst driving made
the symptoms of the disability worse (paragraphs
8 and 9 and the exhibit
“LLC-8” referred to therein and the said Affidavit of Dr Cheng-Jie
Gu) which manifestation of
the disability is hereafter called (“the
disability manifestation”).
6.
Initially it was not foreseeable that the disability manifestation would affect
his employment. It was not until the actual
experience of driving the vehicle
provided by the Respondent and the significant pain, this caused him, that he
first reported the
disability manifestation to the Respondent at the review of
his employment in September 2009. From that time, he Respondent knew
of the
disability and the disability manifestation (paragraphs 10 to 12).
7. The
Applicant sought the assistance of the Respondent in finding him a suitable
vehicle to avoid exacerbation of the disability
(paragraphs 10 to 12).
8.
Although the Respondent attempted to find the Applicant a suitable vehicle, it
ultimately failed to do so.
...
11. The
failure of the Respondent to provide reasonable accommodation of the disability
led it unnecessarily and unreasonably to
conclude that the Applicant could not
perform the inherent requirements of his position and told him so at the meeting
that took
place on 29 July 2010 by advising him that he could not drive a
vehicle for work (paragraph 29).
12. The
Respondent’s position regarding the Applicant not driving in connection
with his work for the Respondent was reinforced
by the Respondent at the meeting
that took place on 24 August 2010 and caused the Applicant reasonably to
conclude that his position
as Senior Community Safety Officer – Security
Cameras was effectively terminated at that stage (paragraphs 33 and 34). The
Applicant submits that this situation arose because of the disability and the
Respondent’s failure to accommodate it.
...
16. The
stand down by the Respondent of the Applicant from his normal duties was because
of the disability and the alleged inability
of the Respondent to accommodate the
disability and led to the Applicant becoming ill and requiring time off work.
The Applicant
was highly distressed and emotional at the action of the
Respondent in standing him down. In this state of mind he wrote to his
Police
colleagues in terms of the Police email.
...
20. It is
submitted that the Applicant would not have been stood down from driving,
removed from his position with the Respondent
and subsequently dismissed had the
Respondent reasonably accommodated his disability by providing an alternative or
modified vehicle
or even been prepared to allow him to use his own vehicle with
an appropriate allowance. There is a direct link between the disability
and the
dismissal. The Applicant was, in the circumstances, dismissed because of the
disability, or for reasons that included the
disability, contrary to Section 15
of the DDA and Section 14 of the EOA. This constituted adverse action against
him in terms of
Section 342 (1) Item 1(a) of the FWA and breached Section 351
(1) of the FWA.”
At
the conclusion of the evidence the applicant through his Counsel confirmed he
relied on those submissions. Tellingly, Counsel for
the applicant acknowledged
it had never been put to the respondent’s witnesses (and in particular the
decision maker, Ms Graves)
that the applicant’s employment had been
terminated because of or for reasons including a physical disability or family
responsibilities.
In
relation to the applicant’s reliance on the proscribed reason of physical
disability, Counsel for the applicant claimed the
disability in this case was
the applicant was
“unable to have things close to that part of his
torso”
and was
“unable to wear a seat belt as a
result”.
Counsel
for the applicant acknowledged the applicant had admitted sending the emails
after which the respondent had stood him down
and (following an investigation)
terminated his employment. However Counsel for the applicant argued the
applicant had sent the
emails because the respondent could not find the
applicant a car and the applicant who was
“passionate”
about
his position had been
“removed”
from his role. It was
submitted it was “
understandable”
(at the time of sending the
emails) for the applicant to think his employment was at an end.
Notwithstanding
the failure to put this to the respondent’s witnesses Counsel for the
applicant in reference to the emails sent
by her client attempted to argue that
there was a nexus between the applicant’s physical disability and his
termination by
contending that the applicant sent the emails in a
“state of mind brought on by the disability that didn’t enable
him to wear a seatbelt”.
Counsel
for the applicant, in a submission that was difficult to follow, argued that but
for the action taken against the applicant
(the claimed removal from the
position and what was said to be the applicant’s
“not unnatural
reaction”)
the applicant would not have sent the emails.
Counsel
for the applicant argued the emails provided the respondent with the opportunity
to solve the problem of providing the applicant
with a car or what to do with
him.
Counsel
for the applicant, understandably in light of the evidence made no submissions
before the Court in relation to the issue of
family
responsibilities.
Respondent’s submissions
The
respondent’s written submissions filed on 16 February 2012 it was
submitted:
“...
54. It is
not disputed that the applicant was dismissed by the respondent, it is although
submitted that the termination of the applicant’s
employment was for
reasons other than a physical disability, namely that he engaged in gross
misconduct.
55. Section
342(1) Item (1)(d) is the only adverse action circumstance which contemplates a
comparator.
[43]
That
is, a comparison between the Applicant and another employee without the
attribute, who behaved in a similar manner to the
Applicant.
[44]
...
63. An
applicant must adequately identify the physical disability from which he alleges
he suffers
[45]
. On
the material filed by the applicant it would appear that the disability is
described as parathesia.
64. If the
applicant discharges the onus upon him, the onus of proof then shifts to the
respondent to show that it did not engage
in adverse action
“because” of the disability which the applicant describes as
parathesia.
65. It is
submitted that the real or operative reason for
dismissal
[46]
of the
applicant by the respondent was gross misconduct constituted
by:
(a) the
sending out of the content of the email referred to in paragraphs 43 and
44;
(b) the
failure to comply with the respondent’s code of conduct;
(c) the
failure to comply with all reasonable and lawful directions in the course of his
employment;
(d) general
insubordination.
66. In so
far as it is alleged that the respondent discriminated between the applicant and
other employees (which is specifically
denied), it is submitted
that:
(a) it took
all reasonable steps to accommodate the applicant’s requirements;
(b) the
applicant’s requirements could not be met due to occupational health and
safety requirements in the workplace;
(c) it
treated the applicant in the same manner as any employee who sought
accommodations in the workplace;
(d) it
treated the applicant in the same manner as it would any employee who engaged in
conduct of a similar or like nature to that
in which the applicant engaged in,
namely:
i. the
sending of and the content of the email referred to in paragraphs 43 and
44;
ii. failing
to comply with the respondent’s code of conduct;
iii. failing
to comply with reasonable and lawful directions in the course of his
employment.
67. It is
submitted that the respondent has gone to great lengths to attempt to
accommodate the disability alleged to be suffered
by the applicant including
extensive research into potential accommodations and providing alternative
duties. It was a primary concern
to the respondent that it met both statutory
and internal occupational health and safety requirements.
68. The
respondent sought advices on its occupational health and safety obligations to
an employee particularly in regard to modifying
a vehicle or giving the
applicant dispensation to drive without a seatbelt. In considering the
interaction between an employer’s
obligations under the
Equal
Opportunity Act 1995
(Vic) (
EO Act
) and the
Occupational Health
& Safety Act
(Vic) (
OH&S Act
) the Court of Appeal held as
follows:
“Although
the matter is not free from difficulty, I have formed the view that Mr Kaye's
submissions are correct. S21(4)(d)
of the EO Act assumes that the discrimination
to which it refers has occurred. The only question is whether it is authorized
by or
under a law of Victoria. Where an employer has introduced, pursuant to
obligations imposed upon it by the law of Victoria, a regime
of work practices
Appropriately designed to secure, inter alia, the health and safety of a
category of employees, it must, in my
view, be authorized by that law to
implement that regime without concern as to whether such implementation is
operating discriminately
or not. It is true, as his Honour remarked, that the EO
Act is concerned with individuals and whether those individuals have been
discriminated against on the ground of status; but it is equally true that the
EO Act is not concerned with discrimination per se
but with whether such
discrimination is unlawful. In dealing with the issue of alleged "discrimination
in employment", s21 requires
the Tribunal to be satisfied not only that
discrimination has occurred but that the discrimination is unlawful in the
sense, inter
alia, that it is not authorized by a law of the State. In
circumstances where an employee is contending that he has been discriminated
against by the application of a policy which has been developed by his employer
in conformity with its legal obligation to safeguard
persons, including that
employee, against risks to their health, it seems to me that it could scarcely
have been the legislative
intention that it was for the Tribunal to determine
whether the policy operated in an unlawfully discriminatory way depending upon
its view of whether the policy should have been applied to a particular
individual. For otherwise it would mean in the long run that
employers are
powerless to introduce safety standards for specific work practices because a
tribunal of fact, which has no legal
responsibility for setting those standards,
can effectively modify them in respect of particular individuals and can, thus,
expose
the employer to future liability to those individuals in the event that
harm befalls them. One can conceive of many circumstances
in which an employer
of a large work-force might wish to set safety standards, albeit potentially
discriminatory in nature, to protect
a particular class of that work-force in
fulfilment of the obligations which the law imposes upon it as an employer. It
would, in
my view, be wholly destructive of those obligations if the Tribunal,
constituted by the EO Act, were free to conclude, as a matter
of fact, that the
application of the standards was not authorized in respect of a particular
member of the class. Indeed, if the
question to be asked in each case is whether
the Tribunal, on the facts, is satisfied that the employer's policy could not
apply
to the claimant, rather than whether it is satisfied that the employer, in
good faith, applied its policy to the claimant, then it
seems to me that the
existence and purpose of the policy, as an instrument of authorized
discrimination, becomes meaningless, as
does the application of
s21(4)(d).”
[47]
69. It is
submitted that the decision of the Court of Appeal gives rise to a defence at
section 351(2)(a) of the FW Act namely that
the discrimination (which is
specifically denied) was not unlawful under the EO Act as the respondent was
complying with its obligations
under the OH&S Act.
70. Further
it is submitted that the applicant was unable to perform the inherent
requirements of his job at the time he was stood
down because he was unable to
comply with the respondent’s occupational health and safety requirements
with respect to driving
a motor vehicle while undertaking his duties. It is the
evidence of the applicant that he was only able to perform 50 percent of
his
duties if he was unable to drive a motor vehicle. Accordingly it is submitted
that section 351(1) does not apply to the respondent’s
action by reason of
section 351(2)(b).
71. In so
far as it is alleged that the respondent discriminated between the applicant and
other employees (which is specifically
denied), it is submitted
that:
(a) the
respondent took all reasonable steps to accommodate the applicant’s
requirements;
(b) the
applicant’s requirements could not be meet due to occupational health and
safety requirements in the workplace;
(c) the
respondent treated the applicant in the same manner as any employee who sought
accommodations in the workplace;
(d) the
respondent treated the applicant in the same manner as it would any employee
who engaged in conduct of a similar or like
nature to that in which the
applicant engaged in, namely:
i. the
sending of and the content of the email referred to in paragraph 43 and
44;
ii. failing
to comply with the respondent’s code of conduct;
iii. the
failure to comply with reasonable and lawful directions in the course of his
employment.
72. It is
submitted that by reason of the matters referred to, the applicant’s claim
pursuant to section 351 of the FW Act
must be
dismissed.”
In
oral submissions before the Court at the conclusion of the evidence Counsel for
the respondent submitted by reference to the authorities
referred to above that
the applicant bore the onus to establish the prescribed attribute (i.e.
disability and family responsibilities).
Counsel for the respondent noted the
applicant had to indentify the disability with particularity and it was
submitted that the applicant
had failed to do so. It was submitted in so far as
the applicant had sought to rely on family responsibilities the applicant had
not led to evidence capable of establishing this particularly given the evidence
of Ms King and Mr Dickson.
Counsel
for the respondent with reference to the Full Courts decision in
Khiani
(supra) submitted that the reason for the termination of the applicant’s
employment was not because he had family responsibilities
or a physical
disability. By reference to the evidence of Ms Graves, Mr Eagles and the
applicant’s own evidence it was submitted
that the operative reasons for
the termination of the applicants employment were
“dissociated”
from his physical disability or family
responsibilities.
Counsel
for the respondent by reference to the evidence of Ms King, Mr Dickson, Ms
Bentley, Mr Eagles and Ms Graves submitted that
any temporal nexus between the
applicant’s physical disability and the termination was broken by the
events in late August
and early September 2010.
Accordingly
it was submitted the Court should find the reason for the termination of the
applicant’s employment was not for
and did not include a physical
disability or family responsibilities.
Consideration
I
have not recited, nor do I intend to recite all of the evidence that was
presented at hearing, although all of that evidence has
been considered and
taken into account.
A
number of matters that were raised in evidence and put in submissions by both
parties had little or no bearing on the matter before
the Court and so
won’t be rehearsed further.
As
Smith FM said in
Stephens v Australian Postal Corporation
[2011] FMCA 448
under s.551 of the Act the factual issues are to be determined in accordance
with the rules of evidence, including the
‘balance of
probabilities’
standard of satisfaction in civil proceedings, but
taking into account the matters identified in
s.140(2)
of the
Evidence Act
1995
(Cth).
[48]
Whilst
the evidence was the applicant had been at times commended for his work, it was
also clear, that the applicant regarded himself
as unique and behaved
accordingly. This behaviour ranged from how he responded to requests or
directions from his managers to how
he believed he could interact with
police.
The
applicant may very well have been an enthusiastic employee however the evidence
also discloses someone who bridled against being
made accountable for his
actions or compliance with the respondent’s policies and procedures and
repeatedly failed to follow
directions which didn’t suit him.
Whilst
it wasn’t entirely clear from the evidence before the Court the applicant
believed he didn’t have to wear a seatbelt
due to the parathesia referred
to in Dr Gu’s medical certificate. The respondent, as the evidence of its
witnesses (including
Ms King, Mr Dickson, and Mr Henson) made clear had concerns
about its ability to meet its occupational safety obligations both in
relation
to the applicant’s stated concerns about the suitability of vehicles
provided to him, any modifications it could make,
and irrespective of these
matters the applicant driving (even his own vehicle) without a seatbelt.
It
was not until 26 August 2010 that the applicant presented the respondent with a
medical certificate from Dr Gu (the second such
certificate)
[49]
that
the applicant claimed allowed him to wear a seatbelt subject to certain
conditions.
Ms
King and Mr Dickson made clear in their evidence that the applicant was being
redeployed whilst the respondent reassessed the situation
in light of the latest
advice from Dr Gu but that the applicant had work to do at Keys Street and other
opportunities that could
be pursued and that he had not been terminated.
The
uncontroversial evidence is after being advised by Mr Dickson that on his return
to work he was expected to carry out duties at
the Key Street office as part of
the Community Safety Team that the applicant sent the emails referred to
earlier.
Whilst
a great deal of time at trial was devoted to questioning whether the emails
(which were copies of those sent by the applicant
on
28 August 2010
exhibited to Ms King’s affidavit) had been altered the applicant did not
deny sending the emails to the police.
The
submission on behalf of the applicant made at the conclusion of the trial
attempted to deal with the applicant’s acknowledgment
that he sent the
email by claiming that he sent the emails in a state of mind brought on by the
disability that didn’t enable
him to wear a seatbelt.
As
set out earlier the respondent’s key witness and the person who made the
decision to terminate the applicant’s employment
denied that the action it
took against the applicant (i.e. the termination) was for the reason or for
reasons including his physical
disability or family responsibilities.
There
is no dispute that the action taken against the applicant (the termination) and
alleged by the applicant to constitute adverse
action occurred as a matter of
fact and was adverse action within the meaning of that term as set out in s.341
of the Act.
In
Stephens v Australia Postal Corporation
[2011] FMCA 448
at paragraph 83
Smith FM was called on to consider the same provisions of the Act presently
under consideration in the context of
a general protections claim before him.
His Honour said:
“83. It
is important to note the relevance to s.351 of observations in
Barclay
,
which limited the confining effects under some discrimination laws of the High
Court’s reasoning in
Purvis
(supra). As they observed, the
categories of ‘adverse action’ defined in s.342 only raise a test of
discriminatory treatment
by comparison with other employees
, where that
action alone is alleged as the adverse action. They noted:
35. The
central question in Purvis was whether a disabled child whose disability caused
him to behave violently at school had been
discriminated against, in
contravention of
s
5(1)
of the
Disability
Discrimination Act 1992
(Cth), by being excluded from the school. The High
Court held that the relevant comparison, for the purposes of determining whether
such a contravention had occurred, was between the child concerned and another
child without the disability, but who had behaved
in a similarly violent way.
See Gleeson CJ at [12], Gummow, Hayne and Heydon JJ at [221]-[225] and Callinan
J at [273]. With the
exception of para (d) of item 1 of the table in s 342,
which extends the concept of adverse action by an employer against an employee
to discrimination between that employee and other employees of the employer, the
provisions of Divs 3 and 4 of
Pt
3
-
1
of the
Fair Work
Act
do not require that any comparison be undertaken between the treatment
of the employee in question and any other employee or employees,
actual or
notional, who acted in the same way as the employee in question. The provisions
focus on the protection of the person who
has a particular attribute, or engages
in particular activity, without regard to how others might be treated if they
did not have
the benefit of the protection afforded by the provisions. It is not
to the point to say that any other employee who acted in the
same way would have
been subject to the same discipline.
36. In
applying the provisions of
ss
341
and
346
of the
Fair Work
Act
, except when the adverse action alleged is confined to discrimination
when compared with other employees of the employer, a comparative
test of the
kind dealt with by the High Court in
Purvis
is not
appropriate.
84. These
observations have particular pertinence to the application of
s.351(1)
,
since they point out that the section does not raise any comparison test, except
where the ‘adverse action’ which is
alleged to have occurred for the
purposes of
s.351(1)
was adverse action defined under
s.342(1)
item 1(d). Where the adverse action is alleged, for example, to have been
‘dismisses the employee’ within item 1(a),
a contravention is
established by showing the proscribed reason for the particular action, without
any added test of comparison with
employees not having the relevant attribute.
Even if that adverse action was non-discriminatory by comparison with other
employees,
the employer can only escape contravention of
s.351(1)
by establishing one of the special defences under
s.342(2).
...”
His
Honour then went on at paragraph 85 of his decision to refer to the decision of
Cameron FM in
Hodkinson v The Commonwealth
[2011] FMCA 171
at paragraphs
145-146 and then continued:
“86. I
respectfully agree that, in the absence of any statutory definition, the word
should be construed by reference to its
ordinary meaning. However, that meaning
is to be considered in the context of the statutory objects of the provision,
which is to
proscribe adverse action when taken because the employee has one of
a variety of personal attributes which are specified in the section.
The section
operates in a real world, where an employer might otherwise be tempted to take
adverse action by reason of one of these
attributes, motivated by a variety of
considerations including irrational prejudices or a rational belief that the
employer’s
business would benefit materially by removing a person with
that attribute from its workforce.
The underlying motive for the
proscribed action is irrelevant to the existence of the contravention –
all that is needed is
the requisite ‘reason’ in the sense explained
in
Barclay
(supra).
87. Where
it is intended that a ‘physical or mental disability’ may be one of
these attributes, it would not, in my opinion,
be a proper construction of the
words to limit them in an overly refined way to the underlying diagnosed medical
or physiological
or psychological condition. Some of the inherent consequences
of the underlying condition on the personal capacities of the disabled
person,
including some of the inherent consequences of the medical condition bearing on
the employee’s presentation as a person
and his or her work performance
must be intended to be part of the employee’s ‘disability’. So
much, in my opinion,
would be consistent with the dictionary definitions’
references to ‘incapacity’ and ‘that limits a person’s
movements, activities, or senses’.”
Given
the nature of the applicant’s claim I note that Logan J explained the
nature of the onus cast upon applicant in an application
such as this in
Liquor Hospitality and Miscellaneous Union v Arnotts Biscuits Limited
[2010] FCA 770
as follows:
“13.
Subject to the operation of
s 360
and
s 361
of the
Fair Work Act
, the Union
carries the burden of proving the alleged contraventions. While the proceedings
are civil in character, they are nonetheless
penal. Thus, though the Union must
prove the contraventions on the balance of probabilities,
s 140(2)
of the
Evidence Act
1995
(Cth) (Evidence Act) requires that; due regard
be given to the nature of the cause of action or defence; the nature of the
subject
matter of the proceeding; and the gravity of the matters alleged. That
sub-section of the
Evidence Act
is a restatement of a well known passage in the
judgment of Dixon J (as his Honour then was) in
Briginshaw v Briginshaw
[1938] HCA 34
;
(1938) 60 CLR 336
at 362 in relation to considerations which
intrude in deciding whether the standard of proof in civil proceedings has been
met, “the
seriousness of an allegation made, the inherent unlikelihood of
an occurrence of a given description, or the gravity of the consequences
flowing
from a particular finding are considerations which must affect the answer to the
question whether the issue has been proved
to the reasonable satisfaction of the
tribunal. In such matters ‘reasonable satisfaction’ should not be
produced by inexact
proofs, indefinite testimony, or indirect inferences.”
I
also note that Collier J in
Jones v Queensland Tertiary Admissions Centre Ltd
(No.2)
[2010] FCA 399
said as follows:
“That
the employee is required to first prove the existence of objective facts which
are said to provide a basis for the alleged
adverse action, before the onus
shifts to the employer in respect of the prohibited reason, was explained by
Branson J in
Construction, Forestry, Mining and Energy Union v Coal and
Allied Operations Pty Ltd
[1999] FCA 1531
;
(1999) 140 IR 131
at
[161]
-
[162]
and Moore J in
Rojas v Esselte Australia Pty Ltd (No 2)
[2008] FCA 1585
;
[2008] 177 IR
306
at 321-322
[49]
- [50]. To paraphrase observations of Moore J in
Rojas
[2008] FCA 1585
;
[2008] 177 IR 306
at 322, it is not sufficient for
Ms Jones to simply allege that she had a workplace right and that she was
the subject of adverse
action – rather on the assumption that
Ms Jones is able to prove these allegations, the burden is then cast on to
QTAC to prove
that adverse action was not taken against Ms Jones because of
her workplace right for the purposes of s 340 and s 361 of the
Act.”
Counsel
for the respondent submitted that the applicant had not established any
condition which could be characterised as a
‘disability’
with
sufficient particularity. I accept that the applicant has the onus of proof of
this threshold element in s.351, but I do not
accept that he failed to meet it
at least in relation to the allegation concerning the physical disability. In my
opinion, and adopting
the ordinary meaning referred to in the above authorities,
the
‘physical disability’
which the applicant asserts was
clear and well known to the respondent, and there was ample evidence to prove
its existence was acknowledged
between the parties in July and August 2010.
The
evidence demonstrates that during the course of 2009 and 2010 the applicant
raised issues related to his medical condition and
his inability to drive with a
seat belt with a number of officers of the respondent.
The evidence is also
that attempts were made by the respondent to investigate those issues and make
any appropriate adjustments including
by way of either modification to or
replacement of existing vehicles or provision of alternative duties to the
applicant due to his
physical disability. Then, and as a result of the
applicant’s emails sent on 28 August 2011 and the investigation that was
commenced by the respondent as a result of the applicant’s action coming
to its attention, on 2 September 2010 the respondent
terminated the
applicant’s employment.
The
applicant’s submissions filed prior to the trial failed to indentify a
claim based on family
responsibilities.
[50]
Aside from the application itself this was the only document that set out the
basis for the applicant’s claim and any allegation
in relation to the
issue of family responsibilities was not identified with any particularity in
the applicant’s
affidavit.
[51]
The
only identification of the basis for such a claim was by the applicant’s
Counsel when appearing before the Court when reference
was made to a direction
that the applicant attends for work on 30 August
2010.
[52]
As matters
transpired the applicant’s evidence before the Court also didn’t
identify with the requisite degree of particularity
a claim in this regard.
The
evidence however does not support a finding in relation to family
responsibilities. There was no specific evidence led that the
applicant was not
able to meet family responsibilities because of the respondent’s
requirements or that the respondent took
action against him because of those.
The applicant failed to particularise the claimed family responsibilities.
Moreover the applicant
did not claim he hadn’t been provided with
flexibility to accommodate child care responsibilities or lead evidence
demonstrating
he had been disadvantaged as compared to other employees. This
allegation was also not put to the respondent’s
witnesses.
[53]
Ms
King and Mr Dickson in their evidence before the Court made plain there was
flexibility available to accommodate family responsibilities
but all employees
were expected to comply with approval, directions and reporting
requirements.
[54]
In
any event, neither Ms King nor Mr Dickson were involved in the decision to
terminate the applicant’s employment.
Accordingly,
the evidence in this matter then reveals the necessary facts to engage the
operation of s.361 of the Act but only in
relation to the issue of physical
disability. That is the Court is to presume that the adverse action was taken
against the applicant
for the proscribed reason that he had a physical
disability.
As
was acknowledged by Counsel for the respondent upon that finding the onus then
shifts to the respondent to satisfy the Court that
the adverse action taken
against the applicant was not for the proscribed reason.
Section
361 of the Act which casts the onus on the respondent is concerned with the
motivation for the allegedly contravening conduct.
The provision which the
applicant alleges the respondent contravened and for which s.361 has relevance,
is s.351 of the Act. The
section essentially provides that a person must not
engage in the conduct identified elsewhere in Part 3.1
“
because
” of certain circumstances or characteristics
peculiarly relevant to a person who is the object of that conduct. In this case,
that is the applicant’s physical disability.
In
order to meet the onus the respondent who is alleged to have contravened the
provision in which the word
“because”
is found (in this case
s.351) must establish that the real reason for the adverse action (in this case
the termination) did not include
the proscribed reason. To do so, the real
reason or reasons for taking the adverse action must be shown to be
“dissociated”
from the proscribed reason alleged to have led
to the adverse
action.
[55]
The
relevant issue is the decision-maker’s motivation and whether it included
a proscribed reason, not whether the information
on which the decision to take
adverse action was based was flawed or the reasons why that information might
have been flawed.
The
relevant provisions of the Act upon which the applicant relied do not prevent
the termination of an employee. As the Full Court
in
Khiani
(supra)
[56]
notes the crucial issue in an application under the provisions of Part 3.1
of the Act is the causal connection between adverse action
and one or more of
the factors mentioned in Part 3.1 of the Act.
I
note in
Barclay
(supra) the Full Court referred to the decision in
General Motors-Holden’s Pty Ltd v Bowling
(1976) 51 ALJR 235
(“
Bowling”
). In considering whether the onus of proof that
applied in those proceedings had been discharged Mason J looked at the evidence
and
who were the real and effective decision makers.
Gibbs
J agreed with Mason J’s reasons for judgment in
Bowling.
He
added a number of observations, one of which is pertinent in this case at
[239]:
“If
in the present case evidence had been given by
[those]
responsible that
the employee was dismissed because he was guilty of misconduct or because his
work was unsatisfactory, and that
in dismissing him they were not influenced by
the fact that he was a shop steward or indeed that he was dismissed in spite of
that
fact, and that evidence had been accepted, the onus would have been
discharged.”
Whilst
the allegation was not put to Ms Graves or to the respondent’s other
witnesses the applicant’s case (leaving to
one side his own evidence) was
that the stated reason for his termination was not the true reason.
It was
the applicant’s position that it was because of his physical disability.
There was no claim, argument or submission made
that there should be a
comparative test applied in this regard, nor was there any evidence led, that
would support such a finding
even if it had been.
The
evidence reveals that neither Ms King nor Ms Dickson was involved in the
decision to terminate the applicant’s employment.
The only person whose
motivation ultimately counts in this case is Ms Graves and she denied
terminating the applicant on account
of, or for reasons including, his physical
disability and she was not challenged on this.
The
difficulty facing almost all of the submissions made on behalf of the applicant
(where they were not otherwise at odds with his
own evidence) is the weight of
evidence to the contrary. Notwithstanding the attempts by and on behalf of the
applicant to find sinister
undertones in all aspects of the respondent’s
conduct I am satisfied on the balance of probabilities that the respondent saw
itself faced with a serious problem in late August and early September 2010
caused by the applicant’s conduct and it commenced
on its investigation
into him sending the emails to Victoria Police on 28 August 2010.
The
evidence of Ms Bentley, Mr Eagles and Ms Graves confirms the decision to
terminate the applicant’s employment was a considered
one and was not a
foregone conclusion. The decision to terminate the application was only taken
after the investigation had been
completed and the applicant’s responses
considered. That evidence also made clear the respondent did not have regard to
the
applicant’s physical disability in doing so and the investigation was
focused on the applicant’s conduct and sending
of the emails to Victoria
Police.
In
this case there was overwhelming evidence regarding the reasons for the decision
to terminate the applicant’s employment.
The evidence before the Court is
that Ms Graves was the real and effective decision maker and her evidence as to
the reason for termination
was not challenged. Ms Graves’ evidence which I
accept was
“[t]he decision to terminate
[the applicant’s]
employment related only to the matter of him having sent the email. In making
the decision I had no regard to the circumstances and
issues relating to
[his
disability]
”.
[57]
I
find the reasons advanced by the respondent for the applicant’s
termination credible. Moreover, the temporal proximity between
the termination
and the discussions regarding issues in relation the applicant’s physical
disability and the respondent’s
inability to provide a modified vehicle
and decision to move the applicant to alternative duties is a matter that is
explained by
the evidence adduced on behalf of the respondent.
As
the Full Court in
Khiani
noted just because there is a temporal link does
not mean there was a causal
link.
[58]
The
applicant’s submissions which played on the claimed existence of a
temporal link failed however to deal with the uncontradicted
evidence as to what
were the reasons or reasons for the termination.
Ms
Graves’ evidence was that any disability the applicant had played no part
in (the decision to or) the termination of the
applicant’s employment. The
evidence given by Ms Graves was unequivocal. I accept it as to the real and
operative reason. I
am satisfied the decision to terminate was
‘dissociated’
[59]
from any physical disability of the applicant.
In
this case having regard to the claims made in the application on the evidence
before the Court I am satisfied the respondent has
discharged the onus of proof
under s.361 of the Act.
Conclusion
The
Court has come to the view on the evidence that the applicant was terminated for
reasons dissociated from his disability it follows
his application should be
dismissed. Given the provisions of s.570 of the Act if the parties are unable to
agree on appropriate orders
as to costs then they have liberty to make any
submissions in writing on that question.
In
that event submissions are to be filed within 14 days by the respondent. The
applicant will have a further 14 days to respond.
Those submissions should
not exceed five pages in length.
The question of costs will be determined on
the papers unless the parties request otherwise in their
submissions.
I certify that the preceding one hundred and
eighty-six (186) paragraphs are a true copy of the reasons for judgment of
O'Sullivan
FM
Date: 24 April 2012
[1]
Cugura v
Frankston City Council
[2011] FMCA
195
[2]
Whilst the
respondent raised a jurisdictional issue, in submissions filed before the trial,
ultimately Counsel for the respondent
couldn’t take the matter further.
The respondent hadn’t pursued an appeal in relation to the decision of the
Commissioner
or the issue of the certificate and accepted the certificate on its
face was valid and was content for the matter to proceed on that
basis.
[3]
The latter
appears to be a reference to ss.351(3)(ab) and 351(3)(b) of the
Act.
[4]
see response
filed 22 June
2011.
[5]
see
transcript 6 October 2012, p21 lines 37-38 and p24 lines
7-9.
[6]
see Mosbys
Medical Dictionary 8
th
Edition
2009.
[7]
see for
example Staff Code of Conduct Exhibit JB35 to affidavit of Jennie Bentley filed
14 October 2011
[8]
see Exhibit MK50 to affidavit of Melissa King filed 14 October 2011
[9]
ibid
[10]
see
Exhibit JG6 to affidavit of Juanita Graves filed 14 October
2011
[11]
see
Exhibit A5 – original of emails at annexures MK50 and MK51 to affidavit of
Melissa King filed 14 October 2011 and Exhibit
A6 extracts from ANCAP and
Carbuddy
websites.
[12]
see
Exhibit R1 notes from Dr McGovern, Exhibit R2 Notes from Dr Gu, Exhibit R3
Professor Jefferies report to Dr Gu, Exhibit R4 letter
from applicant to Dr Gu,
Exhibits R5-R9 extracts from affidavits of applicant in proceedings
(P)MLC2663/2008.
[13]
see affidavit filed 15 December
2011
[14]
see
paragraphs 34 and 39 of the applicant’s affidavit filed 15 December
2011
[15]
see
transcript 6 March 2012 p81 lines
31-38
[16]
see
transcript 6 March 2012 p83 lines
31-36
[17]
see
transcript 6 March 2012 p84 lines
1-6
[18]
see
transcript 7 March 2012 p140 lines
5-11
[19]
see
transcript 7 March 2012 p154 line
4-16
[20]
see
affidavit filed 14 October
2011
[21]
see
paragraph 57 of the applicant’s affidavit filed 15 December
2011
[22]
see
affidavit filed 14 October
2011
[23]
see
paragraphs 30-35 of Dickson affidavit filed 14 October
2011
[24]
see
transcript 7 March 2012 p153 line
33-47
[25]
see
affidavit filed 14 October
2011
[26]
see
exhibit GH4 to affidavit filed 14 October
2011
[27]
see
affidavit filed 14 October
2011
[28]
see
paragraph 41 of the applicant’s affidavit. This evidence of the applicant
was at odds with the submissions made on the
applicant’s behalf in closing
which sought to recast that evidence. The submission was the applicant was in a
state of mind
when sending the email forced on him by his disability (see
transcript 8 March 2012 p298 line
9-10)
[29]
see
paragraph 45 affidavit filed 14 October
2011
[30]
see
transcript 6 March 2012 p87 lines 30-31 and p90 lines
30-33
[31]
see
affidavit filed 14 October
2011
[32]
see
affidavit filed 14 October
2011
[33]
see
affidavit filed 14 October
2011
[34]
see
exhibit TH5 of affidavit filed 14 October
2011
[35]
see
affidavit filed 14 October
2011
[36]
see
affidavit filed 14 October
2011
[37]
see
affidavit filed 14 October
2011
[38]
see
affidavit filed 14 October
2011
[39]
see
affidavit filed 14 October
2011
[40]
see
transcript 8 March 2012 p260 lines
26-28
[41]
see also
Khiani v Australia Bureau of Statistics
[2010] FCA 1059
at
[8]
[42]
see
applicant’s submissions filed 28 February 2012 marked Exhibit A7 and
respondent’s submissions filed 16 February 2012
marked Exhibit
R18.
[43]
Barclay
Barclay –v- The Board of Bendigo Regional Institute of
Technical and Further Education
[2011] FCAFC 14at
[35]
[44]
Purvis
–v- State of New South Wales (Department of Education and Training)
[2003] HCA 62
;
(2003) 217 CLR 92
at
[12]
, [221]-[225],
[273]
[45]
Hodkinson v Commonwealth
[2011] FMCA
117.
[46]
Barclay –v- The Board of Bendigo Regional Institute of Technical and
Further Education
(
Barclay)
[2011] FCAFC 14
at
[23]
, [28] and [30]
[47]
H.J.
Heinz Company Australia v Turner
[1998] VR 872
at
882-883.
[48]
see
Qantas Airways Ltd v Gama
[2008] FCAFC 69
;
(2008) 167 FCR 537
at
[110]
,
[123]-[132] cited in
Stephens v Australian Postal Corporation
[2011] FMCA
448
[49]
It
appeared in this second certificate only minor amendments had been made to the
certificate issued in
2008.
[50]
see
exhibit A7
[51]
see
exhibit A1
[52]
see
transcript 5 March 2012 p-17 line
31
[53]
see
transcript 6 March 2012 p-84 line 20 and p-86 line
4-6.
[54]
see
transcript 7 March 2012 p-182 line
5-7
[55]
see
Barclay v Board of Bendigo Regional Institute of Technical & Further
Education
at
[32]
[56]
see
paragraph 31 in
Khiani
(supra)
[57]
see
affidavit filed 14 October
2011
[58]
see
paragraph 36 in
Khiani
referred to at paragraph 123
above
[59]
see
Barclay
(supra) at paragraph 32 referred to at paragraph 61 above
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