Yu and Comcare
[2010] AATA 960
AATA
2010-12-01
cited 2×
Catchwords
Cited 2×
Treatment by later cases (3)
2 neutral
1 caution
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Concept tags · 10
[P]Public sector matter (general WAIRC jurisdiction post-PSAB)
[P]Dismissal while injured/on workers comp
[P]Workers compensation claim (WA)
[P]Psychological/psychiatric workplace injury
[P]Extension of time to file
[P]Time limits for filing
[P]Psychiatric/psychological injury
[S]Internal appeals (FB, FWCFB)
[S]Compensation for unfair dismissal
[S]Teacher / educator
Cases cited in this decision · 10
Cited
[1996] HCA 6
(not in corpus)
"…ection 5B, Safety, Rehabilitation and Compensation Act 1988 . [2] Section 7(4) , Safety, Rehabilitation and Compensation Act 1988 . [3] Section 5A , Safety, Rehabilitation and Compensation Act 1988 . [4] [1996] HCA 6...…"
Cited
(1996) 185 CLR 259
(not in corpus)
"…ty, Rehabilitation and Compensation Act 1988 . [2] Section 7(4) , Safety, Rehabilitation and Compensation Act 1988 . [3] Section 5A , Safety, Rehabilitation and Compensation Act 1988 . [4] [1996] HCA 6 ; (1996) 185...…"
Cited
[2007] AATA 1817
(not in corpus)
"…1988 . [3] Section 5A , Safety, Rehabilitation and Compensation Act 1988 . [4] [1996] HCA 6 ; (1996) 185 CLR 259 at 291. [5] [1996] HCA 6 ; (1996) 185 CLR 259 at 272. [6] Re von Stieglitz and Comcare [2010] AATA 263...…"
Cited
[2009] AATA 731
— Georges and Telstra Corporation Limited
"…988 . [4] [1996] HCA 6 ; (1996) 185 CLR 259 at 291. [5] [1996] HCA 6 ; (1996) 185 CLR 259 at 272. [6] Re von Stieglitz and Comcare [2010] AATA 263 at [67] ; Re Xirakis and Comcare [2007] AATA 1817 at [20] . [7] Re...…"
Cited
[2009] AATA 224
(not in corpus)
"…1. [5] [1996] HCA 6 ; (1996) 185 CLR 259 at 272. [6] Re von Stieglitz and Comcare [2010] AATA 263 at [67] ; Re Xirakis and Comcare [2007] AATA 1817 at [20] . [7] Re Georges and Telstra Corporation Ltd [2009] AATA 731...…"
Cited
(1997) 49 ALD 183
(not in corpus)
"…Re von Stieglitz and Comcare [2010] AATA 263 at [67] ; Re Xirakis and Comcare [2007] AATA 1817 at [20] . [7] Re Georges and Telstra Corporation Ltd [2009] AATA 731 at [22] ; Re Gilbert and Comcare [2009] AATA 224 at...…"
Cited
[2010] AATA 263
— Von Stieglitz and Comcare
"…Xirakis and Comcare [2007] AATA 1817 at [20] . [7] Re Georges and Telstra Corporation Ltd [2009] AATA 731 at [22] ; Re Gilbert and Comcare [2009] AATA 224 at [33] . [8] Re Inglis and Comcare (1997) 49 ALD 183 at 184....…"
Cited
[2010] AATA 777
(not in corpus)
"…orges and Telstra Corporation Ltd [2009] AATA 731 at [22] ; Re Gilbert and Comcare [2009] AATA 224 at [33] . [8] Re Inglis and Comcare (1997) 49 ALD 183 at 184. [9] Re von Stieglitz and Comcare [2010] AATA 263 at...…"
Cited
[1998] SASC 7056
(not in corpus)
"…TA 224 at [33] . [8] Re Inglis and Comcare (1997) 49 ALD 183 at 184. [9] Re von Stieglitz and Comcare [2010] AATA 263 at [67] . [10] Re Radulovic and Comcare [2010] AATA 777 at [78] - [81] ; Keen v Workers...…"
Cited
(1998) 71 SASR 42
(not in corpus)
"…] Re Inglis and Comcare (1997) 49 ALD 183 at 184. [9] Re von Stieglitz and Comcare [2010] AATA 263 at [67] . [10] Re Radulovic and Comcare [2010] AATA 777 at [78] - [81] ; Keen v Workers Rehabilitation and...…"
Subsequent treatment · 3
Caution· 1
Doubted
Cited / considered· 2
Cited
Cited
Archived text (11401 words)
Yu and Comcare [2010] AATA 960 (1 December 2010)
Last Updated: 1 December 2010
Administrative Appeals Tribunal
DECISION AND REASONS FOR DECISION
[2010] AATA 960
ADMINISTRATIVE APPEALS TRIBUNAL
)
) No 2009/4031
GENERAL ADMINISTRATIVE DIVISION
)
Re
JING YU
Applicant
And
COMCARE
Respondent
DECISION
Tribunal
Mr S. Webb, Member
Date
1 December 2010
Place
Canberra
Decision
The decision under review is set aside and in place thereof the Tribunal
decides that Ms Yu’s claimed injury is not the result
of reasonable
administrative action undertaken in a reasonable manner. Ms Yu is entitled to
compensation in relation to the injury
with a deemed injury date of 4 March
2008.
....................[sgd]..........................
Mr S. Webb,
Member
CATCHWORDS
WORKERS COMPENSATION - psychological injury
claimed - initial acceptance of liability overturned on reconsideration -
administrative
actions not reasonable - claimed injury not excluded - decision
set aside
Safety, Rehabilitation and Compensation Act 1988
s5A
,
5B
,
7
(4),
14
Public Sector Management Act 1994
(ACT)
Keen v Workers Rehabilitation and Compensation Corporation
[1998] SASC 7056
;
(1998) 71
SASR 42
Minister for Immigration and Ethnic Affairs v Wu Shan Liang
[1996] HCA 6
;
(1996) 185
CLR 259
Re Georges and Telstra Corporation Ltd
[2009] AATA 731
Re Gilbert and Comcare
[2009] AATA 224
Re Inglis and Comcare
(1997) 49 ALD 183
Re Radulovic and Comcare
[2010] AATA 777
Re von Stieglitz and Comcare
[2010] AATA 263
Re Xirakis and Comcare
[2007] AATA 1817
REASONS FOR DECISION
1 December 2010
Mr S. Webb, Member
Jing
Yu is a teacher. In the course of her employment she was required to participate
in school-based administrative processes. She
suffered an adjustment reaction
and claimed compensation. Initially, Comcare determined to accept her claim.
Some time later the
ACT Department of Education and Training asked Comcare to
reconsider the determination and to grant an extension of time in which
to
submit additional information. This was done. Subsequently, Comcare decided to
set aside the determination to accept liability
for Ms Yu’s claimed
injury. Ms Yu is not happy with that decision and applied for review.
At
the outset of the hearing I was informed that there is no dispute that Ms
Yu’s employment significantly contributed to cause
the adjustment
disorder, the
‘disease’,
[1]
Ms Yu claimed as an injury, and that the date of the injury is deemed to be 4
March 2008.
[2]
On the
evidence before me these conclusions are correct, and I will proceed on that
basis. The only issue in dispute is whether the
disease is an
‘injury’
[3]
for the purposes of the
Safety, Rehabilitation and Compensation Act 1988
(the Act).
In
Comcare’s submission the disease is not an ‘injury’ because it
is the result of ‘reasonable administrative
action undertaken in a
reasonable manner’ in respect of Ms Yu’s employment. Comcare asserts
that administrative actions
taken in relation to Ms Yu’s participation in
a ‘
Pathways to Improvement
’ process were reasonable
administrative actions and these actions were undertaken in a reasonable manner.
In Comcare’s
submission the concept of reasonableness requires
consideration of the overall context in which the particular actions are taken
and it does not require strict compliance with every aspect of the applicable
procedures and policies relating to the particular
action. Relying on a passage
from Kirby J’s judgement in
Minister for Immigration and Ethnic Affairs
v Wu Shan Liang,
[4]
Comcare says that it would be wrong to adopt a narrow approach, combing through
the actions taken with a fine tooth-comb in order
to find a procedural slip or
omission; such particularity is not necessary or appropriate. The proper test in
Comcare’s submission
is one of sufficiency: even though the particular
actions may not strictly conform to the detailed policy or procedural
requirements,
and could have been better done, they will still be reasonable if
they are sufficient to provide procedural fairness and natural
justice to the
subject party.
While
in general terms this principle may be accepted, one must carefully examine the
relevant legislation and other applicable instruments
and policy provisions, and
the particular circumstances. Properly formulated procedural requirements cannot
simply be by-passed or
ignored as a matter of convenience. In this case the
provisions of the
Public Sector Management Act 1994
(ACT) (the ACT Act)
and the ACT Department of Education and Training Teaching Staff Union Collective
Agreement 2007-2009 (the Collective
Agreement) have legal force and the relevant
provisions and procedures must be complied with. This is not a matter of legal
or technical
nicety. The principles set out by Kirby J (and by the
majority
[5]
) in
Wu
Shan Liang
, were directed to curial appellate review and the reasons given
by a tribunal in relation to a primary decision. To my mind, it is
not correct
to say that these principles, and what is said about different modes of
expression, particularity and errors of law,
provide a firm basis for the
proposition that it is not necessary to comply with administrative procedures
relating to underperformance
in a person’s employment; that, to my mind,
is an error of parallax. Furthermore, the Tribunal reviews administrative
decisions
on the merits; it is not an appellate court. The Tribunal is required
to make the correct or preferable decision on the materials
that are before,
proceeding
de novo
to make a fresh decision, standing in the shoes of the
person who made the decision under review. The present task is one of merits
review, at the heart of which lie events in the past; the decision of this
Tribunal will replace the earlier decision of Comcare.
Nevertheless,
the argument of sufficiency has force. Whether strict compliance or substantial
conformity with properly made procedures
is required will depend on the terms,
purposes and context of the particular provisions and the facts as found. As
will appear, it
is not necessary for me to go any further with this
consideration, as I am satisfied that the particular actions that were
undertaken
in respect of Ms Yu are not sufficient to satisfy a test of
substantial compliance.
Furthermore,
the provisions of the Act must be considered, as it is under these provisions
that Ms Yu’s claim must be decided.
When construing the definition of
‘injury’ in section 5A(1) of the Act one must look carefully at the
legislative context
and the overall purposes of the Act. As can be seen, even
though the Act provides a compensation scheme for injured employees, and
it is
beneficial in nature, the exclusionary aspects of the definition of
‘injury’ concerning reasonable administrative
action are privative.
In the usual course, an injured employee is entitled to recover compensation for
an injury (in the common meaning
of that word) that is caused by a particular
feature of employment. If, however, the injury is the result of reasonable
administrative
action undertaken in a reasonable manner it will not be an
‘injury’ for the purposes of the Act and the injured employee
will
not be entitled to recover compensation. To my mind, the exclusionary factor in
section 5A(1) of the Act requires an assessment
of reasonableness that is
commensurate with its privative effect in the overall compensation scheme.
The
issue of reasonableness arises in relation to the term ‘reasonable
administrative action’, which includes ‘anything
reasonable done in
connection with’ actions that are listed in paragraphs (a), (b), (c) or
(d) of section 5A(2) of the Act.
These include ‘a reasonable appraisal of
the employee’s performance’, ‘a reasonable counselling action
(whether
formal or informal) taken in respect of the employee’s
employment’ and ‘a reasonable disciplinary action (whether
formal or
informal) taken in respect of the employee’s employment’.
As
can be seen, the exclusion is subject to two tests of reasonableness – the
reasonableness of the particular administrative
action and the reasonableness of
the manner in which the action was undertaken. The plain meaning of the word
‘reasonable’
as set out in the Oxford Online Dictionary conveys,
generally, what is meant: proportionate; not irrational, absurd, or ridiculous;
just, legitimate; due, fitting; within the limits of what it would be rational
or sensible to expect; not extravagant or excessive;
moderate. A number of
relevant principles can be distilled from the settled cases. For the particular
action to be reasonable it
must be
lawful.
[6]
There must be
nothing untoward.
[7]
It
must be attended by circumstances of
fairness.
[8]
The
emotional state and psychological health of the employee are relevant
considerations.
[9]
Furthermore, the reasonableness of the particular action must be objectively
assessed in the context of the circumstances and knowledge
of those involved at
the time.
[10]
In
order to understand Ms Yu’s case, it is necessary to examine in some
detail the ‘
Professional Pathways
’ performance processes and
related administrative procedures applying to teachers in public schools in the
Australian Capital
Territory in 2007 and 2008. The
Professional Pathways
processes arise from the Collective Agreement, and previous agreements in
similar terms. Section P of the Collective Agreement sets
out the procedural
aspects of the
process.
[11]
The
procedures are further explained in
Professional Pathways
Guidelines
(“the
Guidelines”).
[12]
It should be noted that the
Professional Pathways
process has two
component parts: the
Professional Pathways
Plan and
Pathways to
Improvement
processes.
[13]
Provision is made for the resolution of disputes concerning
Professional
Pathways
in two stages: first, by consultation with the school principal or
manager and, second, by using the internal review procedures provided
by Section
G of the Collective
Agreement.
[14]
Employee grievance resolution procedures appear at T24 folios 188 to 198
inclusive.
The
Professional Pathways
Plan is an annual agreement between the teacher,
his or her supervisor (or an agreed replacement) and the school principal
“
for assessing and developing [the teacher’s] professional
performance and engaging in performance
feedback
”.
[15]
The matters the Plan is to focus on are set out in the Guidelines. These include
professional work performance, professional and
work related goals, professional
learning, pathways for development, personal growth and career development,
whole of school role
and responsibilities, and information technology and other
training needs. Matters that the teacher and the supervisor will have
regard to
are also set out in the Guidelines. These include the priorities of the
Department of Education and Training and other
relevant Departmental
initiatives; the needs of the school and the School Strategic Plan; the need to
enhance student educational
outcomes; curriculum, assessment and other relevant
data; the school setting, including whole of school roles and responsibilities,
management and team structures, the school community, and parents as partners;
other factors which may affect the teacher’s
circumstances, such as part
time work and leave arrangements; and the requirement for teachers to
participate in professional
development.
[16]
A
six-step process applies to the
Professional Pathways
Plan, including a
mid-cycle and an end-of-cycle review between the teacher and the supervisor,
with the end-of-cycle review taking
place prior to the end of each school year.
An evidence-based approach is required in these meetings, in which documentation
prepared
by the teacher is presented, considered, discussed and used as a basis
for assessment and feedback. It is clear enough that the reviews
are intended,
in part at least, to ascertain the extent to which
Professional Pathways
Plan goals have been met; areas of strength and achievement; adjustments that
need to be made; and areas of performance that need
improving and identification
of
strategies.
[17]
If
a teacher requires “
additional assistance to improve their professional
work performance
”, the second component of the
Professional
Pathways
process may be implemented:
Pathways to
Improvement
.
[18]
Pathways to Improvement
is described as “
an early intervention
program designed to assist teachers to improve their professional practice and
work performance in a positive,
constructive and non-threatening climate and
manner
”. It is for “
the purpose of addressing professional
performance issues
”, although personal and disciplinary issues are to
be dealt with “
through other
means
”.
[19]
Disciplinary procedures, for example, are set out in Section E of the Collective
Agreement.
[20]
I
note in passing the evidence of Ms Maguire, Ms Bruce and Ms Harman that the
Pathways to Improvement
process is
not
an underperformance
management process, but it is intended to support a teacher to improve his or
her professional practice in identified
areas. To my mind, however, the
essential character of the
Pathways to Improvement
process is a mechanism
for managing underperformance, albeit in a supportive manner. It is the first
step in a performance management
process that may ultimately lead to
disciplinary action. It is formal, and it carries potentially serious
consequences for the teacher
concerned. It is not correct to characterise the
Pathways to Improvement
process as something that is not related to
underperformance, when plainly it is, or that is informal, when plainly it is
not. That
approach, which is clear on the evidence to which I have referred,
carries with it the risk that proper procedures may not be followed
and
unfairness may result. Consequently,
Pathways to Improvement
processes
must be carefully and properly conducted in accordance with the applicable
procedures to ensure procedural fairness and
natural justice for the particular
teacher. Furthermore, the procedures specified in the Collective Agreement and
the Guidelines,
and the right to internal review of related decisions, perform
the important additional function of protecting against the arbitrary
exercise
of power without appropriate accountability.
Prior
to commencing a
Pathways to Improvement
process the supervisor is to have
“
on-going professional discussions with the teacher in relation to
his/her Professional Pathways Plan and any other professional work
related
matter
” whether or not these were included in the original Plan. These
discussions should be “
documented, (with times and dates) together with
any other evidence to support the initiation, or otherwise, of Pathways to
Improvement
” and
“
All parties should be provided with
copies of all written
information
”.
[21]
The Guidelines direct that the teacher “
must be given opportunities to
adequately prepare and respond to professional feedback provided by the
supervisor, and any other issues
that may
arise
”.
[22]
Probably for this reason, the Guidelines state that “
It is most
important that data is kept as evidence that a teacher needs support. This
information should be made available to the
teacher prior to any action being
taken and the teacher must be given time and opportunity to
respond
”.
[23]
Detailed procedures concerning the commencement and conduct of a
Pathways to
Improvement
process are set out in clauses 102, 103 and 104 of Section P of
the Collective
Agreement
[24]
and in
the Guidelines,
[25]
as
follows (in part):
1. The principal/manager makes the decision regarding implementation of the
Pathways to Improvement
process after discussion with the supervisor and
assessment of the written documentation and any other evidence.
The principal/manager must be satisfied that the teacher has received
feedback from the supervisor and has had the opportunity to
give feedback in
return.
The principal/manager must also ensure that all documentation is in order and
that the teacher has been provided with a copy. The
principal should retain
copies of all documentation pertaining to
Pathways to
Improvement
.
2. The principal/manager will inform the teacher personally that the
Pathways to Improvement
process is to be implemented. This decision
should also be given to the teacher in writing and should include identified
areas for
improvement...
At this stage the principal/manager will inform the Organisation Capacity
section in writing of the initiation of the Pathways to
Improvement process.
Complete
Pathways to Improvement
[Attachment 1: Pathways to Improvement
Initial Report]...
3. The teacher will be invited by the principal/manager to provide written
comments on the advice, including any reasons that may
have contributed to the
recent standard of work performance of the employee.
4. The principal/manager will convene a meeting and invite the teacher to
have a support person present. The supervisor should also
attend this meeting.
The meeting will include discussions as to the indicators of
improvement.
5. At this meeting, or very soon afterwards, a
Pathways to Improvement
Plan
(...) will be negotiated between the principal/manager, the supervisor
and the teacher and will include strategies to assist the teacher
improve their
professional performance.
...
An action and review timetable should be agreed at this meeting...
This meeting, including the Plan, should be clearly documented with a copy
given to the teacher. It is most important that the teacher
understands that
this is NOT the first step in an underperformance action. It is a supportive,
early intervention program put in
place in order to assist the teacher improve
their work performance and must be conducted in a sensitive, objective and fair
manner.
The teacher’s supervisor manages the
Pathways to Improvement
process in consultation with the principal/manager...
6. The teacher’s
Professional Pathways Plan
is deferred whilst
he/she is participating in
Pathways to Improvement
...
7. Regular meetings, as agreed, should occur between the supervisor and the
teacher... These meetings will provide constructive feedback
and establish the
extent to which the identified issues in the
Pathways to Improvement Plan
are being addressed. The effectiveness of the strategies put in place should
be assessed against the agreed performance measures and
documented on a regular
basis.
8. The teacher will be given the opportunity to provide written comments on
these assessments.
9. The supervising teacher will consult with the principal/manager about the
teacher’s progress.
The
principal has overall responsibility for ensuring that the process is conducted
in a professional, objective and fair
manner.
[26]
If a
teacher chooses to have a professional mentor to support and encourage them as
part of
Professional Pathways
, the mentor does not undertake the role or
the responsibilities of the
supervisor.
[27]
It
is against this framework of policies, procedures and guidelines that the
evidence concerning actions taken in Ms Yu’s case
must be considered in
order to address the ‘degrees of reasonableness’ proposition put by
Comcare.
THE FACTS AND THE EVIDENCE
At
this point it is appropriate to make some comments about the evidence of
witnesses who gave oral evidence and the state of the
documentary evidence.
I
found Ms Yu to be a witness of truth who gave her evidence in a forthright
manner, without guile or obfuscation. No serious attack
was made against Ms
Yu’s credit or the reliability of her evidence.
Ms
Vaughan, a Level 1 French language teacher at Belconnen High School, gave oral
evidence but experienced difficulty recalling key
aspects of detail concerning
the commencement of Ms Yu’s
Pathways to Improvement
process in
February 2008. This is perhaps understandable given the passage of time. It
appears, however, that Ms Vaughan did not
have the same difficulty recalling Ms
Yu’s alleged underperformance and her reluctance to participate in the
Pathways to Improvement
process. I note, too, that Ms Vaughan omitted to
mention anything about her supervision of Ms Yu in the latter part of 2007 when
she was questioned about her relationship (and an alleged conflict) with Ms Yu.
It must be said, in fairness to Ms Vaughan, that
this point was not squarely put
to her. Nevertheless, because of her difficulty recalling relevant events, I am
concerned about the
extent to which Ms Vaughan’s evidence may be relied
upon. I do not reject her evidence but I will proceed carefully to consider
the
weight it is to be given on controversial points.
Ms
Maguire, Principal of Belconnen High School at the relevant time, gave oral
evidence. As will appear, there are inconsistencies
in Ms Maguire’s
evidence concerning the commencement of Ms Yu’s
Pathways to
Improvement
process and the appointment of Ms Vaughan as a
mentor.
[28]
These
inconsistencies may be the result of the effluxion of time and the vagaries of
memory; Ms Maguire was responsible for 60 teaching
staff and 45 administrative
staff at Belconnen High School, and since 2008 she has moved onto other
employment at a senior level.
She was also absent from Belconnen High School for
a period in 2008, when Ms Bruce acted in her position as Principal. Whatever the
reason, I am concerned about the reliability of Ms Maguire’s evidence, and
I will proceed carefully to consider the weight
it is to be given on
controversial points.
Lastly
on this point, Ms Bruce (Deputy Principal), Mr Anderson (Level 2 teacher and Ms
Yu’s direct supervisor) and Mr Baker
(Level 1 library teacher), too,
experienced difficulty recalling precise details, concerning the dates and
content of meetings for
example. Much of Ms Bruce’s evidence related to
knowledge she obtained from Ms Maguire and others, as it appears that she was
not directly involved in key aspects of this case concerning the decisions and
processes leading to the initiation of Ms Yu’s
Pathways to
Improvement
process. Mr Anderson gave his evidence in an open and forthright
manner, without apparent favour for or against Ms Yu, although it
appears that
he, too, was not involved in the initiation of Ms Yu’s
Pathways to
Improvement
process. Mr Baker, too, gave his evidence in a straight-forward
manner, but he was not involved directly in the initial implementation
of Ms
Yu’s
Pathways to Improvement
process.
These
difficulties are compounded by the very poor state of the documentation
generated in relation to the circumstances surrounding
the planning and
implementation of Ms Yu’s
Pathways to Improvement
process in 2008.
Without proper records and documentation it is extremely difficult to determine
in retrospect the particular actions
that were taken and whether those actions
were reasonable. The importance of creating, compiling and retaining proper
records in
relation to administrative actions concerning a person’s
employment, especially when issues of under-performance, inter-personal
conflict
or poor conduct are alleged, must be emphasised. Failure to do so may lead to
contemporaneous unfairness and subsequent
difficulty establishing the relevant
facts, on review. Nevertheless, I will proceed to do the best with the evidence
adduced.
I
note in passing that, strictly, there is no onus of proof on either party in
proceedings before the Tribunal. There is, however,
a balance of persuasion and,
to some extent, an evidentiary obligation on the party seeking to disturb the
status quo
. The Tribunal must make the correct or preferable decision on
the evidence that is before it. In this case, Comcare initially accepted
Ms
Yu’s claim for compensation. The reconsideration decision that overturned
the original acceptance of liability arose from
a request by Ms Yu’s
employer and is based solely on the exclusionary aspect of the
‘injury’ definition at section
5A(1). It follows that the balance of
persuasion and any evidentiary burden is on Comcare. The poor state of the
contemporaneous
documentation and doubts concerning the reliability of key
aspects of the oral evidence are matters for consideration that weigh
in the
balance.
It
is necessary to set out and discuss the factual context. Ms Yu has been a
professional teacher for at least 18 years. She was employed
in the Languages
Other Than English (LOTE) faculty of Belconnen High School on a full time basis
from 1996. It appears that in or
about 2005 the demand for Chinese language
classes reduced and Ms Yu was required to teach other classes, such as relief
classes
for example, as well as Chinese language classes in order to maintain a
full time teaching load.
In
2006 the senior management of Belconnen High School changed; Ms Maguire
commenced duties as Principal and Ms Bruce commenced duties
as Deputy Principal.
It appears that Ms Maguire decided that Ms Yu should teach Studies of Society
and Environment (SOSE) classes
in addition to her Chinese language classes, as
the school was experiencing a shortage of SOSE teachers and LOTE classes were
becoming
smaller. Ms Yu was not happy about this and complained that she did not
have sufficient knowledge and training to teach SOSE. Nevertheless,
on the
evidence of Mr Anderson, Ms Bruce, Ms Maguire and Ms Yu, it appears that Ms Yu
undertook these tasks, albeit with some difficulty.
Mr Anderson’s evidence
is that he did what he could to assist and support Ms Yu, especially in relation
to unit outlines and
course content, but he was greatly concerned about her
difficulties teaching SOSE classes and informed the Principal, Ms Maguire.
Mr
Anderson asserts that he made it clear to Ms Maguire that he wanted a SOSE
teacher with relevant knowledge and expertise. Ms Yu
says that she offered to
teach Mathematics or Art classes, in which she had complementary teaching
abilities, or to relocate to another
school, but these offers were not accepted.
These
issues were on foot during 2007, at which time the ACT Government’s
Every Chance To Learn
education policy was being implemented. On the
evidence before me it appears that this policy change was intended to improve
student
outcomes, and it required teachers to produce additional or different
curriculum documentation, in the form of course or unit outlines,
that address a
framework of Essential Learning Outcomes (ELAs). On the evidence of Ms Maguire
these changes impacted upon the lesson
plans of teachers: lesson objectives, key
learning areas and the aims of the course were necessary for assessment
purposes.
[29]
Nevertheless, on the evidence of Ms Vaughan, Mr Anderson and Mr Baker, it was
not necessary for experienced teachers to produce detailed
lesson plans in the
form that Ms Yu was required to produce during her
Pathways to
Improvement
process so long as the ELA framework was properly
addressed.
It
is clear enough that issues relating to the implementation of the
Every
Chance To Learn
policy were the subject of discussion between Ms Yu and Mr
Anderson in her
Professional Pathways
mid-cycle review on 3 August
2007.
[30]
The
resulting document sets out Ms Yu’s ‘Areas for Development’:
“Keep up the good effort and strive to do better.
I will work with Ms Vaughan to develop the scope (range) and sequence of the
Yr 7 & 8 Chinese course using ELAs. This will require
much reading of the
curriculum renew booklet relating to languages – Every Chance To
Learn.
I will try to make some portfolios of work of students to trial evidence
based learning. I will look at the ACTTAB
results.”
As can be seen, there is no record of Ms Yu’s specific difficulties in
relation to teaching SOSE recorded in the mid-cycle review.
The same can be said
of the
Professional Pathways
end-of-cycle ‘Summative Review’
on 22 November
2007.
[31]
As these
documents form a significant part of the
Professional Pathways
performance processes applying to Ms Yu in 2007, it is surprising that no
substantive issues concerning Ms Yu’s specific difficulties
teaching SOSE
classes in 2007 are recorded. Additionally, as can be seen, the ‘Summative
Review’ refers to issues concerning
the
Every Chance To Learn
policy and the framework of ELAs in respect of Ms Yu’s Chinese language
classes and unit outlines. But no reference is made
to performance issues or
difficulties concerning Ms Yu’s preparation of lesson plans, or her
management of students in classes,
or her participation in collegiate and
faculty discussions, or in respect of complaints made about Ms Yu by students
and parents,
as alleged by Ms Maguire and Ms Bruce. I note in passing that no
probative documentary evidence concerning any such complaints was
adduced.
On
Mr Anderson’s evidence, he was absent on leave for a period in the latter
part of 2007 and Ms Vaughan acted in his position
as head of the LOTE and SOSE
faculties. During this period Ms Vaughan was Ms Yu’s direct supervisor. Mr
Anderson stated that
Ms Vaughan expressed “
professional
concerns
” about Ms Yu’s teaching practice and productivity on
his return. In his view, concerns about Ms Yu’s performance
gestated under
Ms Vaughan’s supervision while he was absent, and it was this gestation
that led to the formalisation of the
subsequent
Pathways to Improvement
process. Whether that is correct or not remains unclear. The matter was not
squarely put to Ms Vaughan and I make no such finding.
Nevertheless, Mr
Anderson’s evidence is that the
Pathways to Improvement
initiative
in respect of Ms Yu did not arise on his advice and he was not aware of it until
February 2008, when Ms Maguire directed
him to participate. I accept this
evidence and so find.
It
appears that on 29 November 2007, one week after completing her end-of-cycle
Professional Pathways
‘Summative Review’ with Mr Anderson, Ms
Yu commenced a period of long service leave that was approved by Ms Maguire.
Ms
Yu did not return to Belconnen High School until on or about 11 February 2008
– she was late returning because she suffered
an injury while travelling
in India.
Ms
Maguire informed me in oral evidence that she decided that Ms Yu would be placed
on a
Pathways to Improvement
process in November 2007. This evidence was
not challenged and I accept it. Ms Maguire could not recall whether or not she
had regard
to any documents, including the
Professional Pathways
documents concerning Ms Yu in 2007, prior to making that decision. She did not
discuss the matter with Ms Yu before the end of the
2007 school year, and she
took no formal action at that time. It is clear from Mr Anderson’s
evidence that Ms Maguire did not
discuss the matter with him at that time. In
her statement in Exhibit R1, Ms Maguire states that she first raised the
Pathways to Improvement
process with Ms Yu “
on her return from
China in 2007
”. But there is no evidence to corroborate this. To my
mind, Ms Maguire’s decision was made in a manner that did not conform
to
the procedures set out in the Collective Agreement and the Guidelines. I so
find. Furthermore, there is no evidence that Ms Maguire
formally notified Ms Yu
in writing of her decision and the reasons for it in November 2007 or in
February 2008. Once again, this
failure does not accord with the specified
procedures and Ms Yu was denied procedural fairness as a result.
When
Ms Yu returned to work on or about 11 February 2008, her regular Chinese
language classroom had been changed and her Chinese
language teaching resources
and materials had been packed away in a storeroom. Ms Yu was required to use a
different classroom that
was not well maintained and contained
graffiti.
[32]
Furthermore, her Chinese language teaching load was reduced from three classes
to two, one of which combined beginning and continuing
Chinese language
students, and her SOSE teaching load increased from two classes to three. Ms Yu
says that she was given no notice
of these changes. Mr Baker’s evidence
supports Ms Yu’s account. There is no evidence to the contrary, so I
accept Ms
Yu’s evidence on this point. I also accept that she found this
change without notice upsetting and concerning.
On
19 February 2008 Ms Maguire informed the Organisation Capacity section of the
Department of Education and Training that she had
decided to place Ms Yu on a
Pathways to Improvement
process.
[33]
It is not
clear whether she provided the Department with a copy of the
Pathways to
Improvement
Plan that is said to have been made on that
day.
[34]
This is a
matter to which I will return.
Ms
Maguire asserts that on or before 19 February 2008 she discussed the
Pathways
to Improvement
process with Ms Yu, but could not recall when she had done
so. Her oral evidence is that this conversation occurred at some time
after Ms
Yu returned to work on 11 February 2008; prior to that, from 29 November 2007,
Ms Yu had been on leave and it had not been
possible to discuss arrangements
with her. It appears that Ms Harman accepted Ms Maguire’s version of
events when she undertook
an examination of these matters and reported on 11
September 2008.
[35]
Ms
Yu’s evidence is that this did not occur and the first she heard about
Pathways to Improvement
was during a meeting with Ms Maguire, Mr Anderson
and Ms Vaughan on 20 February 2008. She asserts that she was given no notice
about
the meeting, being informed of the requirement to attend on the day, and
she was not informed about the purpose or content of the
meeting before
attending. Nor was she invited to nominate or be accompanied by a support
person.
Which
of these accounts is correct is difficult to establish with any certainty.
Considering the evidence as a whole, it appears to
me more probable than not
that Ms Yu’s account is to be preferred. As will appear, the evidence as a
whole reveals a pattern
of poor communication, poor documentation and poor
adherence to proper procedures in relation to issues concerning Ms Yu’s
Pathways to Improvement
process in 2007 and 2008. The evidence of Mr
Anderson and Ms Vaughan is that early in Term 1 of 2008, prior to the meeting on
20
February 2008, they were directed by Ms Maguire to participate in Ms
Yu’s
Pathways to Improvement
process and panel. Neither Mr Anderson
nor Ms Vaughan could remember precisely when this occurred. Ms Maguire has given
different
accounts on this point over time. On or about 27 August 2008 Ms
Maguire stated that:
“I have asked Ms Yu continually if she was clear about the Pathways to
Improvement process and why we needed to go down this
path. Ms Yu was clear
about the process but initially declined to participate in the process. She was
counselled about what the consequences
could be and took some time to think
overnight. She returned the next day and told me she had determined to try but
declined to offer
the name of a peer for her [Pathways to Improvement] panel.
Consequently I appointed a LOTE/SOSE teacher to the
panel.”
[36]
In her statement dated 4 March 2010 Ms Maguire stated:
“2.41 When the Applicant’s PIP [Pathways to Improvement process]
began, I gave her numerous opportunities to choose a
support person herself for
the PIP panel. She never acted on this.
2.42 I eventually chose Ms Vaughan as the Applicant’s support person
because Ms Vaughan was also a Level 1 LOTE/SOSE teacher
and could therefore best
understand the Applicant’s needs and provide support accordingly.
Historically Ms Vaughan had always
been supportive of the Applicant and
genuinely interested in helping. They also shared the same staffroom. I felt she
was an ideal
choice for the panel.”
These accounts suggest an extensive consultative process that resulted in Ms
Maguire appointing Ms Vaughan to Ms Yu’s
Pathways to Improvement
panel. But that is not supported by documentary evidence and it is not
consistent with the facts arising from the whole of the evidence.
I am
reasonably satisfied that the meeting on 20 February 2008 was the first formal
meeting concerning Ms Yu’s
Pathways to Improvement
process. It is
abundantly clear to me that Ms Maguire appointed Ms Vaughan to Ms Yu’s
panel prior to the meeting and that during
the meeting she invited Ms Yu to
respond, allowing her time to think about it overnight. Ms Maguire’s notes
of that meeting
clearly refer to Mr Anderson and Ms Vaughan as Ms Yu’s
Pathways to Improvement
panel members; Ms Vaughan is described as Ms
Yu’s “
chosen mentor
” – “
at this stage
[Ms Yu] has not wanted to chose [sic] a mentor so I have chosen Sonja
Vaughan
”.
[37]
As I have said, I have some concerns about the reliability of Ms Maguire’s
evidence. To my mind, it is probable that Ms Maguire
did not formally or
‘continually’ consult Ms Yu about
Pathways to Improvement
processes, including the appointment of a panel, or about the purpose of the
meeting on 20 February 2008 in the period from 11 February
to 19 February 2008.
Nor is it established that Ms Maguire gave Ms Yu ‘numerous
opportunities’ to choose a support person,
or that she ‘eventually
chose Ms Vaughan’. Even if a conversation about these matters did take
place with Ms Yu on or
before 19 February 2008, and I am not persuaded that it
did, on Ms Maguire’s evidence, the conversation may have been casual
in
character, or in passing, and no record was made or kept. Once again, this is
not consistent with the procedures specified in
the Collective Agreement and the
Guidelines: written notification is required. The lack of proper documentation
and Ms Maguire’s
failure to adhere to the proper procedures resulted in
unfairness to Ms Yu and subsequently difficulty establishing the facts on
review.
There
is no evidence that an agenda for the meeting on 20 February 2008 was prepared
and circulated in advance and no minutes were
taken of the meeting. Once again,
the lack of proper documentation is a matter of concern. Ms Maguire’s
notes of the meeting
appear at T28 folios 207 and 208. I accept the evidence
that these notes were written soon after the meeting and that they reflect,
in
general terms, the content of the meeting even though elements of detail remain
in dispute. It is of concern that Ms Yu, Ms Vaughan
and Mr Anderson could not
recall being provided with copies of Ms Maguire’s notes and gave evidence
that they had not seen
the notes previously. This, too, does not conform to the
established procedures and gives rise to an issue of unfairness to Ms Yu.
It
appears that matters discussed during the 20 February 2008 meeting
included:
“issues around [Ms Yu’s] performance as a teacher, including
feedback given by her supervisor Warren Anderson, and Sonja
Vaughan. Discussion
was initially around outcomes for [Ms Yu] on a professional level and her
students [sic] learning outcomes in
2007. Areas outlined
were:
Quality of
unit outlines
Programming
and content within lessons
Assessment
issues
Student
management
Building
relationships
Class
environment”
[38]
There are a number of things to say about this. Firstly, the areas
outlined by Ms Maguire do not explicitly appear in any prior records
concerning
Ms Yu’s performance that I have seen. There is only scant contemporaneous
evidence of Ms Yu being engaged in discussions
about these issues with Mr
Anderson, in relation to the ELA framework for example. There is no documentary
evidence that Ms Vaughan
(when she was acting as Ms Yu’s supervisor during
Mr Anderson’s absence in 2007), Ms Bruce or Ms Maguire engaged in any
discussion with Ms Yu about these issues prior to 20 February 2008. The lack of
documentary evidence, once again, means that the
procedures set down in the
Collective Agreement and the Guidelines were not adhered to. This, again,
resulted in Ms Yu being denied
procedural fairness. There is evidence,
particularly that of Mr Anderson concerning Ms Yu’s
Professional
Pathways
Plan in 2007 and the implementation of changes as a result of the
Every Chance To Learn
policy, that it was necessary for Ms Yu to more
clearly address the ELA framework in her Chinese language units and classes in
2007.
Furthermore, it is very clear that from 2006 there were issues concerning
Ms Yu teaching SOSE classes, especially in relation to
her knowledge of the SOSE
curriculum and course content. Thus, the basis for raising the areas outlined
above as a formulation for
discussion and inclusion in the
Pathways to
Improvement
process is far from clear. There is not sufficient evidence for
me to determine to the reasonable satisfaction standard that Ms Yu
was aware of
and consulted about performance issues in the areas Ms Maguire identified prior
to the meeting on 20 February 2008.
Of course, it is possible that she was. One
may expect in a busy school environment that Ms Yu may have been involved in
discussions
about issues of curriculum, pedagogy and policy with other teachers
in her faculty and with her supervisor, as well as with the school
Principal and
Deputy Principal, from time to time. But that is beside the point. There is a
requirement for an appropriate degree
of formality and proper documentation when
raising issues of under-performance in a professional context in employment.
Furthermore,
it is far from clear whether there was a substantial basis to the
under-performance areas outlined by Ms Maguire in her
notes. Ms Maguire, Ms
Bruce, Mr Anderson and Mr Baker were questioned about these issues. The evidence
of Ms Maguire and Ms Bruce
is that Ms Yu’s classes were associated with
disruptive student behaviour and that she failed to actively participate in
faculty
discussions, especially in relation to curriculum and pedagogy. The
evidence of Mr Anderson and Mr Baker is that issues concerning
student behaviour
increased generally in Belconnen High School over a period of years, and
disruptive student behaviour in relation
to classes was widespread and it was
not just associated with Ms Yu’s classes. Mr Baker gave evidence that Ms
Yu taught some
of the most difficult class groups in the school in 2007. Mr
Anderson explained that Ms Yu has a long record as an effective teacher,
including in relation to student behaviour, and that she is a quiet and
thoughtful person who struggled with teaching SOSE classes
and, to a lesser
extent, experienced difficulty addressing the requirements of the
Every
Chance To Learn
policy. His evidence points to Ms Vaughan gestating concerns
about Ms Yu’s performance and productivity in 2007, but, as I
have said,
this was not squarely put to Ms Vaughan. Nevertheless, even if there were
substantial reasons underlying Ms Maguire’s
concern about Ms Yu’s
performance in 2007, there is insufficient probative evidence to establish that
these concerns were properly
raised and addressed in accordance with established
procedures. As it appears to me they were not.
Finally
on this point, Ms Yu alleged that there was conflict between herself and Ms
Vaughan. But this is not established on the present
evidence. Ms Vaughan’s
participation in the 20 February 2008 meeting was as a panel member, and as a
support person and mentor
for Ms Yu, appointed by Ms Maguire. There are
questions concerning Ms Vaughan’s role as a panel member and whether her
relationship
with Ms Yu was consistent with her appointment as a support person
and mentor. Ms Vaughan had previously supervised Ms Yu and, on
the evidence of
Mr Anderson, harboured concerns about her performance and her productivity
(although this point has not properly
been tested). In February 2008, however,
Ms Vaughan was a Level 1 French teacher who was employed at the same level as Ms
Yu; she
did not have a supervisory role in relation to Ms Yu at the time.
Nevertheless, it is tolerably clear that Ms Vaughan perceived her
role in two
parts: mentoring and supervisory, of which, on her evidence, the latter was the
greater part. Ms Vaughan gave evidence
about the tension between her role as a
mentor and supervisory aspects of her role as a member of Ms Yu’s
Pathways to Improvement
panel. This is consistent with the documentary
evidence, such as it is, which suggests a focus on compliance with requirements
in
relation to performance issues, concerning lesson plans for example. On Ms
Bruce’s evidence it would not be appropriate for
one teacher to exercise
supervisory functions in a
Pathways to Improvement
process in relation to
another teacher at the same level. Ms Maguire’s evidence that the
Pathways to Improvement
process involves all panel members observing
classes conducted by the teacher and providing feedback on performance does not
address
the point concerning Ms Vaughan’s evidence concerning the
supervisory aspects of her role in respect of Ms Yu’s
Pathways to
Improvement
process. Nevertheless, Ms Maguire appointed Ms Vaughan to Ms
Yu’s panel prior to 20 February 2008 and Ms Vaughan was party
to the
discussion concerning Ms Yu’s performance in 2007 during that meeting. I
note that Ms Bruce did not attend the meeting
on 20 February 2008 even though
she, too, was appointed to chair Ms Yu’s
Pathways to Improvement
panel.
Following
the meeting on 20 February 2008, Ms Yu was required to inform Ms Maguire whether
or not she would participate in the
Pathways to Improvement
process. It
appears that she did so on 22 February 2008. It is alleged that subsequently Ms
Yu failed to attend
Pathways to Improvement
panel meetings to the extent
that she did not fully participate in the generative aspects of the initial part
of the
Pathways to Improvement
process, on 29 February 2008 for example.
In Comcare’s submission it was this that caused Ms Bruce to deliver to Ms
Yu a letter
in the form of a direction on 3 March
2008,
[39]
to which was
attached a copy of the
Pathways to Improvement
Plan dated 19 February
2008. The circumstances in which this occurred are not disputed – Ms Bruce
approached Ms Yu in her classroom
and handed her an envelope containing the
letter and the plan. There was no discussion about the contents at the time. I
accept Ms
Yu’s evidence that she read the letter and the attached plan and
became upset and concerned as a result. She ruminated about
it over night and
attended Dr La the following day, 4 March 2008 (the deemed date of Ms Yu’s
claimed injury). Dr La, it appears,
certified her as unfit for work as she was
experiencing anxiety.
As
can be seen, Ms Bruce’s letter does not contain information about any
right of review or any reference to the dispute resolution
procedures that are
set out in the Collective Agreement and the Guidelines. The
Pathways to
Improvement
Action Plan attached to the letter was served on Ms Yu without
notice and without providing her with an opportunity to respond. I
note that Ms
Bruce served the letter on Ms Yu 12 days after the initial formal meeting about
Ms Yu’s
Pathways to Improvement
process on 20 February 2008. To my
mind these actions do not accord with the procedures set out in the Collective
Agreement and the
Guidelines and they were not fair or just in the
circumstances.
There
are a number of things to say about this. The Plan that appears at T15 folios
107 to 109 purports to have been made on 19 February
2008. This date appears on
a different iteration of the Plan at T15 folios 105 and 106. The document is not
signed by any party.
The timeframe specified is “
from the beginning of
term 1
”, which precedes the purported date of the Plan. The evidence
of Mr Anderson is that the Plan was the product of collaborative
discussions
involving the members of Ms Yu’s
Pathways to Improvement
panel
after a meeting on 20 February 2008, although he was not present when the
document was written. Ms Bruce stated that she and
Ms Maguire drafted the Plan
following a discussion with Mr Anderson, and the draft plan was given to Ms Yu
for feedback. There is
no documentary evidence to support this, however, and Ms
Bruce could not recall precisely when this is said to have taken place.
Ms
Vaughan’s notes of a panel meeting on 28 February 2008 reveal that the
panel discussed action plans for Ms Yu’s
Pathways to Improvement
process. The notes do not include the names of participants, but it is tolerably
clear that Mr Anderson and possibly Ms Bruce were
present; it appears that Ms Yu
was not. Ms Yu’s evidence is that she first saw the Plan on 3 March 2008,
when it was handed
to her with a letter by Ms Bruce. Thus, in sum on this point,
it appears to me that the Plan was not in existence on 19 February
2008 and that
it was written on or soon after 28 February 2008. Even if I am not correct on
this point, and the Plan was in existence
on 19 February 2008, it is tolerably
clear that it was not the subject of any documented discussions involving Ms Yu
and it was not
provided to her at the meeting on 20 February 2008 or
subsequently until 3 March 2008.
Ms
Maguire, Ms Bruce and Comcare point to Ms Yu’s reluctance to participate
in the
Pathways to Improvement
process at the time in explanation of
this. But that is not established. The evidence, such as it is, establishes that
Ms Yu attended
the 20 February 2008 meeting and she agreed to participate in the
Pathways to Improvement
process, albeit reluctantly, on 22 February 2008.
There is no documentary evidence concerning the arrangement of subsequent
meetings
and the provision of notice to Ms Yu of any requirement for her to
attend in advance. It is not established that Ms Yu was required
and failed to
attend a panel meeting on 28 February 2008. Nor is it established that she was
required and failed to attend a meeting
on 29 February 2008 – the evidence
suggests that Ms Yu was approached by Ms Vaughan and Mr Anderson on 29 July 2008
and she
refused to engage in a discussion about the
Pathways to
Improvement
process at that time as she was busy with her teaching load. The
ad hoc
approach revealed by the present evidence that appears to have
been adopted in relation to these meetings suggests a lack of proper
regard to
the relevant procedures. This is not a matter of procedural nicety; it is a
matter of procedural fairness.
CONSIDERATION
On
that background, was Ms Yu’s claimed injury the result of reasonable
administrative action undertaken in a reasonable manner?
I am satisfied that it
was not. I am reasonably satisfied that the factors that significantly
contributed to Ms Yu’s claimed
injury, being the service on her of the
Pathways to Improvement
Plan on 3 March 2008 and preceding but related
events, were not within the meaning of ‘reasonable administrative
action’
and they were not undertaken in a reasonable manner.
On
the present evidence it is not established that the
Pathways to
Improvement
process was a reasonable administrative action to take in
respect of Ms Yu in early 2008. The
Pathways to Improvement
process and
related procedures that are described in the various documents to which I have
referred are, to my mind, anterior steps
to the disciplinary processes that are
set out in section E of the Collective Agreement. However the
Pathways to
Improvement
process is represented, as I have said, it is a formal process
for managing under-performance that is anterior to possible disciplinary
action
and carries potentially serious consequences the particular teacher. The
underperformance issues that are said to have warranted
initiation of the
process in respect of Ms Yu are not made out on the evidence before me. One can
accept that there were concerns
about Ms Yu’s ability or capacity to
address the requirements of the
Every Chance to Learn
policy and the ELA
framework, and that she experienced difficulty teaching SOSE classes. But the
documentation is not sufficient
to support the initiation of formal
underperformance action in the form of the
Pathways to Improvement
process. For this reason I am reasonably satisfied that the administrative
action of initiating this process in early 2008 was not
reasonable.
Even
if that is not correct, it does not change the outcome; the manner in which the
administrative action was taken was also not
reasonable.
As
I have said, it is not established to the reasonable satisfaction standard that
Ms Yu was properly apprised of issues concerning
her performance and she was not
given adequate opportunity to respond to the details of these issues prior to Ms
Maguire’s
decision in November 2007 to institute a
Pathways to
Improvement
process. To that extent she was denied procedural fairness. Even
if these matters were discussed with her by Ms Maguire, Ms Bruce
or Mr Anderson,
no documentation was produced setting out the evidence concerning Ms Yu’s
alleged underperformance.
I
am reasonably satisfied that Ms Maguire’s decision concerning Ms
Yu’s
Pathways to Improvement
process was made without proper regard
to proper process and adequate documentation concerning Ms Yu’s
performance. It appears
that Ms Maguire did not consult Mr Anderson about Ms
Yu’s performance and the need for a
Pathways to Improvement
process
prior to making her decision late in November 2007. It is not established that
Ms Maguire had regard to documentation compiled
by Mr Anderson, Ms Yu’s
supervisor, or anyone else for that matter, concerning the performance issues
that are said to have
warranted the initiation of the
Pathways to
Improvement
process. It is not established that adequate documentation
concerning Ms Yu’s alleged under-performance in 2007 was compiled.
The
legal procedures require that Ms Maguire ‘makes the decision regarding the
implementation of the
Pathways to Improvement
process
after
discussion with the supervisor and assessment of the written documentation and
any other evidence’. That did not occur in this
case.
Ms
Maguire is required to have been satisfied that Ms Yu received feedback from her
supervisor and was given the opportunity to give
feedback in return in relation
to the issues of underperformance levelled against her. The only documentation
of any such discussions
are those arising from Ms Yu’s
Professional
Pathways
mid-cycle and end-of-cycle reviews in 2007. As I have said, those
documents do not squarely address performance issues relating to
teaching SOSE
classes and other matters raised as performance issues by Ms Maguire in the
meeting on 20 February 2008.
Ms
Maguire is required to have ensured, at least to her own satisfaction, that all
documentation concerning alleged underperformance
issues concerning Ms Yu were
in order and that Ms Yu had been provided with a copy. Ms Maguire is required to
have retained copies
of these documents and other documents pertaining to the
Pathways to Improvement
process herself. It appears that this, too, did
not occur. The documentation in evidence is not sufficient for the purposes of
determining
whether or not it was reasonable to initiate a
Pathways to
Improvement
process. And it appears that Ms Yu was not provided with copies
of any documentation other than her
Professional Pathways
end-of-cycle
review prior to 20 February 2008. In this regard, Ms Yu was denied procedural
fairness.
The
established procedures require that Ms Maguire should have informed Ms Yu
personally and in writing of her decision to implement
a
Pathways to
Improvement
process and the identified areas for improvement prior to or
concurrent with the provision of information about her decision to the
Department. That should have occurred on or prior to 19 February 2008. The
present evidence is not sufficient to establish that Ms
Maguire informed Ms Yu
of her decision to implement a
Pathways to Improvement
process on or
before 19 February 2008, on which day she informed the Department; to my mind it
is likely that she did not and, certainly,
Ms Maguire did not inform Ms Yu in
writing of any such decision at that time or previously. There is no evidence
before me that Ms
Maguire provided Ms Yu with her decision to initiate the
Pathways to Improvement
process in writing, or that she provided any
written reasons for the decision, or that she formally notified Ms Yu of her
right to
seek review under the established procedures. As a result of these
failings, Ms Yu was denied procedural fairness.
I
am reasonably satisfied that Ms Yu was not forewarned about the meeting on 20
February 2008 and she was not provided with an opportunity
to nominate or be
accompanied by a support person. Furthermore, I am satisfied that Ms Maguire
initiated the
Pathways to Improvement
process and appointed the
Pathways to Improvement
process panel prior to this meeting. These
actions do not comply with the terms or the spirit of the
Professional
Pathways -
Pathways to Improvement
procedures. I am reasonably
satisfied that Ms Yu was denied procedural fairness in respect of the meeting on
20 February 2008.
There
is no evidence that Ms Yu was given the opportunity to provide any response in
writing to the performance issues raised against
her in the meeting on 20
February 2008. The only evidence of any such opportunity arises in relation to
the
Professional Pathways
Plan review processes. As I have said, these
processes did not explicitly address the particular issues identified as
performance
concerns in Ms Maguire’s notes of the 20 February 2008
meeting. In this regard, Ms Yu was denied procedural fairness.
I
am reasonably satisfied that Ms Yu did not fully participate in all scheduled
meetings during the initial stages of the
Pathways to Improvement
process, and that she disputed aspects of the process. Ms Yu did not pursue her
rights to review of Ms Maguire’s decision at
that time in February or
early March 2008. It was open for Ms Yu to investigate and pursue her rights
under the
Professional Pathways
policy and the Collective Agreement.
Nevertheless, to my mind, there is an obligation on her employer, whether
directly or through
her supervising principal at the time, to inform her of
those rights. This did not occur. Ms Bruce made no reference to any right
of
review in her letter of 3 March 2008.
The
approach adopted by Ms Maguire and Ms Bruce, in prosecuting compliance action
through the Department with the threat of disciplinary
action in the event of
non-compliance, simply underlines the formal nature of the process and the
importance of informing Ms Yu of
her right to seek review of Ms Maguire’s
decision. The appropriate course to follow in the case of a teacher failing to
participate
in a properly constituted
Pathways to Improvement
process is
either by direction requiring compliance, as occurred in Ms Yu’s case,
where continued failure may lead to formal
disciplinary action, or by
utilisation of the dispute resolution procedures that are provided for in the
Professional Pathways
policy documents. There is no evidence that Ms Yu
was informed at any time about her right to seek review of Ms Maguire’s
decision
to institute a
Pathways to Improvement
process. That is a
significant failing that goes directly to the issues of reasonableness that I
must decide.
To
my mind, the actions that led to the events on 3 March 2008 that significantly
contributed to cause Ms Yu’s claimed injury
were not in accordance with
the lawful procedures and policies that applied at the time, and they did not
accord procedural fairness
or natural justice to Ms Yu. From this distance I am
not able to determine with any certainty whether there were good and sound
reasons
that warranted the initiation of the
Pathways to Improvement
process. The present evidence is not sufficient to make any such finding. For
this reason I am compelled to conclude that the initiation
of the
Pathways to
Improvement
process in respect of Ms Yu is not established as a reasonable
administrative action. Furthermore, for the reasons already stated,
I am
reasonably satisfied that the actions undertaken in relation to the initiation
of the
Pathways to Improvement
process were not undertaken in a
reasonable manner.
It
follows that the decision under review must be set aside. I am reasonably
satisfied that Ms Yu’s claimed injury did not result
from reasonable
administrative action undertaken in a reasonable manner. Her claimed injury is
not within the terms of the exclusionary
elements of section 5A(1) of the Act
and she is entitled to compensation therefore.
Finally,
there is one additional matter to address concerning Ms Yu’s assertion
that it was not reasonable for Ms Maguire to
require her to teach SOSE classes
and that this was related to discontinuing the Chinese language course at
Belconnen High School.
I accept Ms Maguire’s evidence that she formed the
opinion that it was not viable for Belconnen High School to continue to
offer
three languages (French, Chinese and Indonesian) and that the Chinese language
course should be discontinued. Precisely when
that decision was made is not
clear, although it appears likely it was made after the events in issue in 2008.
In any event, as Ms
Harman stated, this is a legitimate management decision for
the school. In those circumstances one might expect the teachers affected
by the
decision to be redeployed or transferred. It is abundantly clear that at various
times from 2006 Ms Maguire directed Ms Yu
to teach SOSE classes and
progressively reduced the number of Chinese language classes. Whether or not
this was reasonable is moot.
It is clear that Ms Yu possessed specialist
knowledge and experience as a teacher of Chinese language and she did not
possess any
detailed knowledge or training in relation to SOSE curriculum
content. There are two relevant issues to consider.
The
first is an issue of policy concerning the terms of employment of Level 1
teachers as generalists or specialists and the powers
of a principal to direct a
teacher to teach any particular subject. The second is a matter of practicality
concerning the particular
arrangements for a teacher to teach a subject in which
they have little knowledge, training or interest. Ms Maguire gave evidence
that
any Level 1 teacher is expected to be able to teach any subject on the basis
that, as I understand her evidence, most teaching
skills are generic and
knowledge of subject matter can be learned on the job. Ms Bruce gave oral
evidence that a Level 1 teacher
is expected to be able to teach any subject with
which they are “
reasonably familiar
”, indicating an approach
that requires, at least, some level of knowledge and familiarity with the
particular subject. I am
not able to resolve these differences without access to
policy documents that are not in evidence. I note, however, that Ms Harman
addressed Ms Yu’s grievance concerning the requirement that she teach SOSE
classes in the following manner:
“9. Ms Yu claims that since 2005 the school has reduced the number of
Chinese language classes from five to two and that she
has been given SOSE
classes despite not having ‘teaching abilities’ in the area. The
school reports that over the last
two years the number of students electing to
study Chinese has decreased significantly. This may be in part due to the school
offering
two other languages which compete with Chinese for students. The school
is also experiencing a decrease in enrolments for 2009 and
needed to reconsider
the number of courses offered. The school board has determined that in 2009
Chinese will no longer be offered.
This is a legitimate management
action.
Recommendation
The school board approves changes to curriculum options available to
students. The decision to discontinue Chinese language is a legitimate
management action and therefore no further action should be
taken.”
[40]
As can be seen, Ms Harman’s response does not address the second aspect
of Ms Yu’s complaint, concerning the requirement
on her to teach SOSE
classes, and it does not squarely address her assertions about the reduction in
Chinese language classes from
2005 on the basis of evidence.
In
the absence of relevant policy documents and evidence, I am not able to address
the policy issue, other than to observe that the
whole notion of teaching is
predicated on the transfer of knowledge. It is difficult to understand how a
person with little or no
knowledge of a subject could reasonably be expected to
teach that subject to high school students. But that is a matter for others
with
relevant knowledge and expertise to consider. Nevertheless, in this case, it
appears that, on the one hand, the objective of
the
Every Chance To Learn
policy is to improve student outcomes and, on the other hand, a policy requiring
a teacher to teach a subject in which they have
little or no knowledge may have
the opposite effect.
Insofar
as arrangements for a teacher with little knowledge of a subject to teach that
subject are concerned, it appears to me reasonable
for the particular teacher to
be given support and guidance, if not formal training, in relation to the
particular subject. While
knowledge of pedagogy may enable a teacher to conduct
a class in a new subject, it appears to me that unless the teacher has some
relevant knowledge of the subject and the relevant curriculum it may not be
reasonable to direct them to teach that subject. I accept
Ms Bruce’s
evidence in that regard. In Ms Yu’s case it appears that Mr Anderson
provided guidance and support in relation
to aspects of the SOSE curriculum in
2007 and 2008. Nevertheless, on the present evidence, this support did not
extend to any allowance
of extra time for Ms Yu to acquire additional relevant
knowledge – she was required to continue with her full teaching load,
as
well as the additional requirements flowing from implementation of the
Every
Chance To Learn
policy. There are three things to say about this. Firstly,
if it is reasonable to direct a teacher with little or no knowledge of
a subject
to teach that subject and the direction is properly and fairly made, but the
teacher refuses, that is a matter for discipline
or transfer. Secondly, if the
teacher accedes to the direction it is reasonable for him or her to expect
sufficient support, including
training and the allowance of time that is
reasonably required to acquire the relevant knowledge; that is a matter for the
school
to address. Thirdly, if the teacher has been provided with sufficient
support, but does not achieve the required level of performance
within a
reasonable time, then it may be appropriate to commence underperformance action.
The present evidence is not sufficient
to make any finding in relation to these
points or to determine whether Ms Maguire’s decision requiring Ms Yu to
teach SOSE
classes was reasonable. What can be said is that it appears likely
that in Ms Yu’s case the difficulty arose in relation to
the second point
– she was not provided with sufficient support, including training and
time, in respect of SOSE teaching requirements,
and she experienced progressive
stress, distress and, ultimately, an injury that, otherwise, may have been
avoided.
DECISION
The
decision under review is set aside and in place thereof the Tribunal decides
that Ms Yu’s claimed injury is not the result
of reasonable administrative
action undertaken in a reasonable manner, and she is entitled to compensation in
relation to the injury
with a deemed injury date of 4 March 2008.
Ms
Yu represented herself and there are no orders for costs at this stage. Parties
have 14 days in which to file submissions in relation
to costs. If no
submissions are received, no order will be made.
I certify that the 62 preceding paragraphs are a true copy of
the reasons for the decision herein of Mr S. Webb, Member
Signed:
..........
[sgd]
......................................................................
H. Choi (Associate)
Date/s of Hearing 18 & 19 November 2010
Date of Decision 1 December 2010
Solicitor for the Applicant Self Represented
Counsel for the Respondent Mr Ben Dube
Solicitor for the Respondent Sparke
Helmore
[1]
Section 5B,
Safety, Rehabilitation and Compensation Act
1988
.
[2]
Section
7(4)
,
Safety, Rehabilitation and Compensation Act
1988
.
[3]
Section
5A
,
Safety, Rehabilitation and Compensation Act
1988
.
[4]
[1996] HCA 6
;
(1996)
185 CLR 259
at
291.
[5]
[1996] HCA 6
;
(1996) 185
CLR 259
at 272.
[6]
Re von Stieglitz and Comcare
[2010] AATA 263
at
[67]
;
Re Xirakis and
Comcare
[2007] AATA 1817
at
[20]
.
[7]
Re
Georges and Telstra Corporation Ltd
[2009] AATA 731
at
[22]
;
Re Gilbert
and Comcare
[2009] AATA 224
at
[33]
.
[8]
Re
Inglis and Comcare
(1997) 49 ALD 183
at
184.
[9]
Re von
Stieglitz and Comcare
[2010] AATA 263
at
[67]
.
[10]
Re
Radulovic and Comcare
[2010] AATA 777
at
[78]
-
[81]
;
Keen v Workers
Rehabilitation and Compensation Corporation
[1998] SASC 7056
;
(1998) 71 SASR 42
at
44-45.
[11]
Exhibit
R3.
[12]
T15 folios
61 to 82.
[13]
T15
folio 64.
[14]
T15
folio 74 and Exhibit R3 at clause
106.1.
[15]
T15
folio 66.
[16]
T15
folio 67.
[17]
T15
folio 70.
[18]
T15
folio 64 and folio
78.
[19]
T15 folio
78.
[20]
See also
T15 folios 84 to
89.
[21]
T15 folio
78.
[22]
T15 folio
79.
[23]
Ibid.
[24]
Exhibit
R3.
[25]
T15 folios
80 to 82.
[26]
T15
folio 73.
[27]
T15
folio 66.
[28]
See
T15 folio 119, T28 folios 207 and 208, Exhibit R1 and oral evidence, for
example.
[29]
Exhibit R1,
p4.
[30]
T28 folio
224.
[31]
T28 folio
225.
[32]
Exhibit
A1, p2 and Exhibit
A3.
[33]
T28 folio
228.
[34]
T15
folios 105 and 107
refer.
[35]
T24
folio 178.
[36]
T15
folio 120.
[37]
T28
folio 207.
[38]
T28
folio 207.
[39]
T28
folio 232.
[40]
T24
folio 182.