C.J.L. (husband) v Margaret Ann Renaud (Family Court judge)
[1986] HCA 39
High Court of Australia
1986-01-01
cited 15×
Leading authority
Treatment by later cases (42)
14 positive
28 neutral
Citation timeline
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Applicant: C.J.L. (husband)
Respondent: Margaret Ann Renaud (Family Court judge)
Ratio
A judge must disqualify herself from hearing a case if she receives private communications from a court officer (here, a court counsellor who was a potential witness with a strong view on the disputed issue) concerning the case, in the absence of the parties, because this creates a reasonable apprehension that the judge will not bring an impartial mind to the resolution of the issues, even if the judge later discloses the communication to counsel.
Outcome
For applicant
granted
Authority signal
Leading authority
Signal-weighted score: 55.8
Derived from how later decisions have treated this case. Dark green = leading authority,
green = positively treated, grey = neutral or sparse data,
amber = caution, red = treated negatively.
Key facts · 13
- Custody proceedings concerning a 9-year-old child of a dissolved marriage
- Court counsellor Ms Bernet prepared a report strongly favouring the wife, describing the child as 'on the way to a severe anxiety neurosis'
- Second report became available to parties only during the hearing on 4 February 1986
- Parties agreed on 5 February that hearing could not proceed without further investigation of child's mental condition and adjournment was scheduled for May 1986
- Ms Bernet approached the judge privately during the luncheon adjournment on 5 February, expressing concern about the length of the adjournment
- Ms Bernet had previously spoken to the wife saying the adjournment was 'outrageous' and that she proposed to do something about it
- Ms Bernet discussed the matter with the Director of Court Counselling at Parramatta before seeing the judge
- Judge called counsel into chambers after meeting with Ms Bernet and had a discussion with Ms Bernet in the presence of counsel
- Judge stated 'The counsellor has said that she is a clinical psychologist' and said to the counsellor 'You think very strongly the child should be returned to her mother'
- Judge stated 'You are asking that the child be placed with the mother'
- Ms Bernet made recommendations for appointment of separate representative for child and supervision by Canberra Counselling Service
- Husband requested judge disqualify herself; judge refused
- Husband sought order nisi for prohibition
Factors
For
- The counsellor had formed a view strongly adverse to the husband before seeing the judge
- The counsellor expressed this adverse view in her report and in private to the judge
- The counsellor was a potential witness whose credibility and qualifications were in issue
- The counsellor approached the judge because she believed it would be detrimental to the child to remain with the husband
- The counsellor's approach was motivated by a desire to influence the judge's decision on the custody issue being litigated
- The counsellor's status as an officer of the court would enhance credibility in the judge's eyes
- No statutory authority existed for the counsellor to approach the judge privately
- The judge did not assure counsel that she would disregard completely what the counsellor had said
- The judge invited counsel to respond to the counsellor's recommendations, suggesting the judge treated them as requiring serious consideration
- The reference to the Director of Court Counselling suggested the counsellor's approach may have been endorsed by a court official
Against
- The judge promptly disclosed the private communication to counsel for both parties
- Both counsel were invited into chambers to hear the counsellor's recommendations directly
- Counsel were given an opportunity to obtain instructions before the hearing resumed
- The counsellor's views strongly favouring the wife had already been expressed in her written report, which was available to both parties
- The welfare of the child is a paramount consideration in family law proceedings, justifying some departure from ordinary adversarial procedures
- Court counsellors are officers of the court and may have a duty under s.62A(2) to bring other matters relating to child welfare to the court's attention
- The judge's subsequent conduct in calling counsel into chambers showed her intention to correct the situation
- No suggestion that parties were denied a fair opportunity to be heard on the matters raised
Dissenting judgments
Justices Wilson and Dawson dissented. Wilson J. (at paragraph 14) concluded that neither the parties nor any onlooker could reasonably be concerned that there might have been a denial of natural justice by reason of failure to be impartial or denial of the right to be heard, given that the judge called counsel into chambers so they could hear the counsellor's recommendations and seek instructions before the hearing resumed. Dawson J. (at paragraph 9) conceded that the judge wrongly saw the counsellor privately, but found that the judge's immediate corrective action in calling counsel into chambers and repeating the counsellor's recommendations in their presence adequately demonstrated the judge's intention to continue the hearing impartially and dispelled any reasonable apprehension of bias. Dawson J. also emphasised the special nature of family law custody jurisdiction where the child's welfare is paramount, permitting some modification of ordinary adversarial procedures.</dissenting_judgements>
</invoke>
Legislation referenced
- Family Law Act 1975 (Cth) s.4(1) (definitions of 'court counsellor' and 'marriage counsellor')
- Family Law Act 1975 (Cth) s.37
- Family Law Act 1975 (Cth) ss.14, 15, 16, 16A and 62
- Family Law Act 1975 (Cth) s.62A
- Family Law Act 1975 (Cth) s.62A(6)
- Family Law Act 1975 (Cth) s.63(2)
- Family Law Act 1975 (Cth) s.64(1)
- Family Law Act 1975 (Cth) s.64(1)(a)
- Family Law Act 1975 (Cth) s.64(1)(b)
- Family Law Act 1975 (Cth) s.64(1A)
- Family Law Act 1975 (Cth) s.64(5)
- Family Law Act 1975 (Cth) s.65
- Family Law Act 1975 (Cth) s.97(1) and (2)
- Family Law Act 1975 (Cth) s.97(3)
- Family Law Rules O.25 r.5
- Family Law Rules O.25 r.5(1)
- Family Law Rules O.25 r.5(2)
Concept tags · 3
Cases cited in this decision · 16
Cited
(1986) 161 CLR 342
(not in corpus)
"…Re JRL; Ex parte CJL [1986] HCA 39; (1986) 161 CLR 342 (30 July 1986) HIGH COURT OF AUSTRALIA Re: J.R.L.; Ex parte C.J.L. [1986] HCA 39 ; (1986) 161 CLR 342 F.C. 86/038 Courts and Judges - Family Law High Court of...…"
Cited
(1975) 10 SASR 476
(not in corpus)
"…re made - it is enough that they might do so: see Kanda v. Government of Malaya, at pp 337-338. Examples of a strict application of the principle are provided by R. v. Justices of Bodmin; Ex parte McEwen (1947) KB...…"
Cited
[1973] VicRp 10
(not in corpus)
"…lert not to receive any such communication (Kanda v. Government of Malaya [1962] UKPC 2 ; (1962) AC 322, at p 337). The responsibility of a judge in this respect was stated by McInerney J. in Reg. v. Magistrates'...…"
Cited
[1948] VicLawRp 33
(not in corpus)
"…tion of actual bias, the test of reasonable suspicion may be a difficult one to apply involving questions of degree and particular circumstances which may strike different minds in different ways: Re Shaw; Ex parte...…"
Cited
[1849] EngR 498
(not in corpus)
"…instant case. 8. The counsellor, whose report was clearly of great importance and whose opinion strongly favoured the wife's case, approached the judge and spoke to her privately about the case. In In re Dyce Sombre...…"
Cited
[1962] UKPC 2
(not in corpus)
"…annot know what has been said and so cannot be certain of the case which he has to meet. It may also undermine confidence in the impartiality of the judge and afford a reasonable basis for the apprehension of bias....…"
Cited
[1983] HCA 17
— Peter Martin Livesey v New South Wales Bar Association
"…ear a case if in all the circumstances the parties or the public might entertain a reasonable apprehension that he or she might not bring an impartial mind to the resolution of the questions involved in it: Livesey...…"
Cited
(1983) 151 CLR 288
(not in corpus)
"…all the circumstances the parties or the public might entertain a reasonable apprehension that he or she might not bring an impartial mind to the resolution of the questions involved in it: Livesey v. New South Wales...…"
Considered
(1969) 122 CLR 546
(not in corpus)
"…of judicial behaviour. But the whole of the circumstances must be considered and such a conclusion must be firmly established and should not be reached lightly: Reg. v. Commonwealth Conciliation and Arbitration...…"
Cited
[1976] HCA 39
— Margaret Rose Armstrong (ex parte) v Justice Watson
"…sidered and such a conclusion must be firmly established and should not be reached lightly: Reg. v. Commonwealth Conciliation and Arbitration Commission; Ex parte Angliss Group (1969) 122 CLR 546, at pp 553-554; Reg....…"
Cited
(1976) 136 CLR 248
(not in corpus)
"…a conclusion must be firmly established and should not be reached lightly: Reg. v. Commonwealth Conciliation and Arbitration Commission; Ex parte Angliss Group (1969) 122 CLR 546, at pp 553-554; Reg. v. Watson; Ex...…"
Cited
(1980) 55 ALJR 12
(not in corpus)
"…ached lightly: Reg. v. Commonwealth Conciliation and Arbitration Commission; Ex parte Angliss Group (1969) 122 CLR 546, at pp 553-554; Reg. v. Watson; Ex parte Armstrong [1976] HCA 39 ; (1976) 136 CLR 248, at p 262;...…"
Cited
[1963] UKHL 2
(not in corpus)
"…g an earlier lapse in the observance of proper procedures. It is clear that an initial failure to hear a party or to allow him to put his case may be cured by giving him an appropriate opportunity to be heard at a...…"
Cited
[1953] HCA 22
(not in corpus)
"…st or preconceptions existing independently of the case. Suspicion of bias of the latter kind, where there are grounds for it, may well be ineradicable. See Reg. v. Australian Stevedoring Industry Board; Ex parte...…"
Cited
(1953) 88 CLR 100
(not in corpus)
"…ions existing independently of the case. Suspicion of bias of the latter kind, where there are grounds for it, may well be ineradicable. See Reg. v. Australian Stevedoring Industry Board; Ex parte Melbourne...…"
Doubted
(1969) 16 FLR 211
(not in corpus)
"…tion arising from the purpose of the inquiry undertaken by the court. In the exercise of such a jurisdiction, some modification at least is required of the ordinary rules of evidence and procedure in order to achieve...…"
Subsequent treatment · 42
Positive treatment· 14
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[1991] HCA 25
High Court
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Cited / considered· 28
Cited
[2026] FWCFB 125
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Archived text (14666 words)
Re JRL; Ex parte CJL [1986] HCA 39; (1986) 161 CLR 342 (30 July 1986)
HIGH COURT OF AUSTRALIA
Re: J.R.L.; Ex parte C.J.L.
[1986] HCA 39
; (1986) 161 CLR 342
F.C. 86/038
Courts and Judges - Family Law
High Court of Australia
Gibbs C.J.(1), Mason(2), Wilson(3), Brennan(4) and Dawson(5) JJ.
CATCHWORDS
Courts and Judges - Bias - Family Court of Australia - Judge approached in
private chambers by court counsellor - Absence of parties
- Counsellor
prospective expert witness - Views expressed favouring one party - Reasonable
apprehension that judge might not bring
impartial mind to matter.
Family Law - Family Court of Australia - Jurisdiction - Status of court
counsellor as officer of court - Improper private approach
by counsellor to
judge -
Family Law Act 1975
(Cth),
ss.37
,
62A
- Family Law Rules O.25, r.5.
HEARING
1986, June 10; July 30. 30:7:1986
PROHIBITION.
DECISION
GIBBS C.J.: This is an application to make absolute an order nisi for a writ
of prohibition directed to a judge of the Family Court
prohibiting her from
further proceeding in a matter in which competing applications had been made
by the prosecutor (the husband)
and the wife for an order for the custody of a
child of the marriage who was, at the time of the hearing, living with the
husband.
2. The applications came on for hearing in the Family Court on 4 February
1986. A court counsellor, Ms Bernet, had, pursuant to
a direction of the
court, furnished a report dated 28 August 1985. In November 1985 she had been
directed to prepare a further report
and her further report, dated 31 January
1986, became available to counsel only during the hearing on 4 February 1986.
The report
strongly favoured the wife; it stated that the child was "on the
way to a severe anxiety neurosis" and that if she remained living
with her
father her condition could be expected to deteriorate. At that stage of the
proceedings it was not known whether the counsellor
had any qualifications
that fitted her to make this diagnosis. It had never previously been
suggested that the child was affected
in this way, and the husband, who was
later shown the report, wished to have the child examined by a psychiatrist or
psychologist.
On the following day (5 February) counsel for both parties
agreed that the hearing could not proceed to a conclusion until investigations
had been made into matters raised in the report. The date on which the
hearing might be resumed was discussed - 27 May was suggested.
Both counsel
said that in the circumstances they did not wish to have the counsellor called
to give evidence that day and the judge
indicated that the counsellor could go
home. However, the hearing proceeded to enable a medical witness to be
examined and to enable
the course of further proceedings to be debated.
3. At some time on 5 February 1986 the counsellor approached the wife and
said that the proposed adjournment was outrageous and
that she proposed to do
something about it. She in fact discussed the matter with the Director of
Court Counselling at Parramatta
and then went to the judge's chambers during
the luncheon adjournment and had a conversation with the judge. Shortly
afterwards,
the judge called counsel for both parties into her chambers,
introduced them to the counsellor and told them that the counsellor
had some
recommendations in regard to the child. There then occurred a conversation,
substantially between the judge and the counsellor,
in the course of which the
judge said that the counselling service was extremely concerned about the
length of the adjournment and
the counsellor said that she thought that a
separate representative should be appointed for the child, and that there
should be supervision
by the Canberra Counselling Service. The judge made
certain remarks that appeared to indicate some of the matters which she had
earlier discussed with the counsellor. She said, "The counsellor has said
that she is a clinical psychologist." She said to the
counsellor, "What do
you think ought to be done? You think very strongly the child should be
returned to her mother. The earlier
she is returned emotionally it is better
for the child." Later, again the judge said to the counsellor, "You are
asking that the
child be placed with the mother." She also asked the
counsellor "Why did Norm see it as a possibility?" and the counsellor replied
"The time is seen as too long for the child." The judge's question may have
been directed to the possibility of separate representation
for the child, but
the reference to "Norm", who was the Director of Court Counselling at
Parramatta, shows that his views must have
been mentioned during the
conversation between the judge and the counsellor. When the hearing resumed
that afternoon, counsel for
the wife sought the appointment of a separate
representative for the child. Counsel for the husband asked the learned judge
to disqualify
herself from hearing the matter further but the judge refused to
do so. The judge ordered that a separate representative be appointed
to
represent the child, gave certain directions as to procedure and adjourned the
hearing.
4. It is a fundamental principle that a judge must not hear evidence or
receive representations from one side behind the back of
the other: see Kanda
v. Government of Malaya
[1962] UKPC 2
; (1962) AC 322, at p 337. McInerney J. stated the
practice as it is generally understood
in the profession in Reg. v.
Magistrates'
Court at Lilydale; Ex parte Ciccone
[1973] VicRp 10
; (1973) VR 122, at p 127, as
follows:
"The sound instinct of the legal profession -
judges and practitioners alike - has always been
that, save in the most exceptional cases, there
should be no communication or association between
the judge and one of the parties (or the legal
advisers or witnesses of such a party), otherwise
than in the presence of or with the previous
knowledge and consent of the other party. Once the
case is under way, or about to get under way, the
judicial officer keeps aloof from the parties (and
from their legal advisers and witnesses) and
neither he nor they should so act as to expose the
judicial officer to a suspicion of having had
communications with one party behind the back of or
without the previous knowledge and consent of the
other party. For if something is done which
affords a reasonable basis for such suspicion,
confidence in the impartiality of the judicial
officer is undermined."
not confined to representations made by a party or the legal adviser or
witness of a party. It is equally true that a judge should
not, in the
absence of the parties or their legal representatives, allow any person to
communicate to him or her any views or opinions
concerning a case which he or
she is hearing, with a view to influencing the conduct of the case. Indeed,
any interference with
a judge, by private communication or otherwise, for the
purpose of influencing his or her decision in a case is a serious contempt
of
court: see Halsbury's Laws of England, 4th ed., vol.9, par.28 and cases there
cited.
5. It is true that court counsellors are officers of the Family Court (see
the
Family Law Act 1975
(Cth), as amended ("the Act"),
s.4(1)
, definitions of
"court counsellor" and "marriage counsellor" and
s.37).
However, they are not
exempt from observance of these
fundamental principles. Broadly speaking,
court counsellors have three main
functions, all of which are important, but
none of which
are judicial. The first of these functions is to counsel
persons who intend
to marry, or who are married and are facing marital
difficulties or separation, divorce or annulment, or whose marriage has been
dissolved or annulled (see the definition of "marriage
counselling" in
s.4(1)
of the Act and ss.14, 15, 16, 16A and 62 of the Act). The advice which a
counsellor gives may assist the
parties to improve their
relations, or resolve
their differences, so that litigation either becomes unnecessary, or may be
settled
on terms acceptable to
all concerned. However once the Family Court
is called on to perform its judicial functions, it must perform
them
judicially. It
is quite antipathetic to and subversive of the exercise of the
judicial power that a judge should receive private
communications
from any
official, however well informed and well intentioned, even if the official is
an officer of the court.
6. The second role of a court counsellor is to furnish a report when in
proceedings under the Act the welfare of a child who has
not attained the age
of eighteen years is relevant and the Family Court has directed that a report
be furnished:
s.62A(1).
The
Family Court may order that the report be
furnished on such matters relevant to the proceedings as that court thinks
desirable
and
the court counsellor may include in the report, in addition to
the matters required to be included, any other matters that relate
to the
welfare of the child:
s.62A(1)
and (2). By
s.62A(6)
a report furnished to
the Family Court in accordance with a direction
given under
s.62A
may be
received in evidence in any proceedings under the Act. That means of course,
that it may be received in
evidence in the ordinary
way, in the presence of
the parties or their legal representatives. Section 63(2) provides that
where,
in proceedings for a decree
of dissolution of marriage, the Family
Court is in doubt whether the arrangements made for the welfare
of a child of
the marriage
are proper in all the circumstances, the Family Court may adjourn
the proceedings until a report has been
obtained from a court counsellor
regarding those arrangements. In the performance of this function the court
counsellor becomes
a potential witness - a court appointed
witness who is
perhaps in some respects analogous to an expert witness - but is not part
of
the court, and has no right to communicate
with a judge in relation to a
pending matter except through the medium of the report
if it becomes evidence
and by giving evidence
if the counsellor is called as a witness.
7. Thirdly, by s.64(5), when the Family Court makes an order under Pt.VII
with respect to a child, the Family Court may further
order that compliance
with the first-mentioned order shall so far as practicable be supervised by a
court counsellor or order that
a court counsellor give to any party to the
first-mentioned order such assistance as is reasonably requested by that party
in relation
to compliance with, and the carrying out of, the first-mentioned
order. In the performance of this function the counsellor plays
a part in
ensuring that the orders of the Family Court are enforced.
8. By O.25 r.5 of the Family Law Rules it is provided as follows:
"(1) The court or a Registrar of a Family Court may
order, in proceedings, the preparation by a
court counsellor or welfare officer of a
report in accordance with section 62A or
sub-section 63(2) of the Act.
(2) Where a report has been obtained under
sub-rule (1) the court may -
(a) furnish copies of the report to the
parties or their legal practitioners, or
to a legal practitioner separately
representing a child under section 65 of
the Act;
(b) receive the report in evidence;
(c) permit oral examination of the person
making the report; and
(d) give such directions as to the future
disposition of the report and any copies
of the report as it thinks fit."
9. The rule gives the Family Court the power either to receive the report in
evidence, or not to receive it, but quite clearly it
does not (even if it
validly could) give the court power to act on the report without receiving it
in evidence, or to admit it in
evidence without making it available to the
parties. The effect of O.25 r.5 is not directly in question in the present
case and it
is unnecessary to consider fully its effect and in particular
unnecessary to consider whether or not Asche S.J. was right in Mulcahy
v.
Mulcahy (1978) FLC 90-425 in receiving a report and making it available to
counsel but not to the parties.
10. There is nothing in any of these provisions to entitle the court
counsellor to interfere in the judicial process or to entitle
a judge to
receive a private communication from a court counsellor. I entirely agree
with Tonge J. in Ahmad v. Ahmad (1979) FLC
90-633 where he said, at p
78,304:
"Nowhere at all in the Act or Rules is there any
provision, other than perhaps sec.65, which would
allow a counsellor of his or her own motion to
approach a judge. No doubt the good motives which
the counsellors almost universally possess makes
the temptation to do so in certain cases great.
However, it is a temptation that they must overcome
as must the judges overcome the temptation to allow
such approaches. By virtue of the Act and
Regulations, counsellors and their reports stand in
an almost unique position in the law. However, the
Act and the Regulations provide for circumstances
in which their unique position can be availed of in
the interests of justice and there are no other
ways."
(See also per Asche and Marshall S.JJ., at p.78,297.) Section 65, to which
Tonge J. referred, allows the Family Court, in certain
circumstances, to order
that a child be separately represented. That section does not allow a
counsellor to approach a judge other
than in court in accordance with the
procedures provided by the Act and Rules. Further, the fact that the court,
in the proceedings
regarding the custody of the child, was required to regard
the welfare of the child as the paramount consideration (s.64(1)(a) of
the
Act) does not mean that the court is entitled to depart from fundamental rules
of judicial procedure.
11. In the present case it was wrong of the counsellor to attempt to
influence the judge and ill-advised for the judge to speak
to the counsellor
in private. Counsel for the prosecutor referred us to authorities which
establish that a judge should not sit to
hear a case if in all the
circumstances the parties or the public might entertain a reasonable
apprehension that the judge might
not bring an impartial and unprejudiced mind
to the resolution of the question involved in it: see Livesey v. New South
Wales Bar
Association
[1983] HCA 17
; (1983) 151 CLR 288, at pp 293-294. I rather think that
the present case is governed by an analogous
principle, that
justice must
not
only be done but must manifestly be seen to be done; when a judge has received
in private representations
concerning
a case,
the court will not inquire
whether the representations in fact worked to the prejudice of the party
against whose
interest
they were
made - it is enough that they might do so:
see Kanda v. Government of Malaya, at pp 337-338. Examples of a strict
application
of
the principle are provided by R. v. Justices of Bodmin; Ex
parte McEwen (1947) KB 321, at p 325 and Garrihy v. Wyatt
(1975) 10
SASR
476.
In the present case, the counsellor had formed a view adverse to the husband.
She had expressed that view, not
only in
her report,
but also in the presence
of counsel in the judge's chambers. She had gone to see the judge because she
believed
that
it would be
detrimental to the child to remain for long in the
husband's custody. The husband was entitled, not unreasonably,
to
fear that
the
counsellor may have made remarks adverse to him when she was alone with
the judge and that the judge might have
been
influenced by
them. Justice would
not be manifestly be seen to be done if in those circumstances the judge
decided the case.
The
judge should
not continue to hear the case and the
order nisi for prohibition should be made absolute.
MASON J.: A central element in the system of justice administered by our
courts is that it should be fair and this means that it
must be open,
impartial and even-handed. It is for this reason that one of the cardinal
principles of the law is that a judge tries
the case before him on the
evidence and arguments presented to him in open court by the parties or their
legal representatives and
by reference to those matters alone, unless
Parliament otherwise provides. It would be inconsistent with basic notions of
fairness
that a judge should take into account, or even receive, secret or
private representations on behalf of a party or from a stranger
with reference
to a case which he has to decide. This principle immediately distinguishes the
judicial branch from other branches
of government, except in so far as they
may be relevantly affected by the rules of natural justice. In conformity with
the principle,
every private communication to a judge made for the purpose of
influencing his decision in a case is treated as a contempt of court
because
it may affect the course of justice (In re Dyce Sombre (1849) 1 Mac & G 116,
at p 122;
[1849] EngR 498
; 41 ER 1207, at p 1209, per Lord
Cottenham
L.C.). Indeed, it is
regarded as a serious contempt.
2. A judge must therefore be alert not to receive any such communication
(Kanda v. Government of Malaya
[1962] UKPC 2
; (1962) AC 322, at p 337).
The responsibility of
a judge in this respect was stated by McInerney J. in Reg. v. Magistrates'
Court
at Lilydale; Ex parte Ciccone
[1973] VicRp 10
; (1973) VR 122, at p 127, in these terms:
"The sound instinct of the legal profession -
judges and practitioners alike - has always been
that, save in the most exceptional cases, there
should be no communication or association between
the judge and one of the parties (or the legal
advisers or witnesses of such a party), otherwise
than in the presence of or with the previous
knowledge and consent of the other party. Once the
case is under way, or about to get under way, the
judicial officer keeps aloof from the parties (and
from their legal advisers and witnesses) and
neither he nor they should so act as to expose the
judicial officer to a suspicion of having had
communications with one party behind the back of or
without the previous knowledge and consent of the
other party. For if something is done which
affords a reasonable basis for such suspicion,
confidence in the impartiality of the judicial
officer is undermined."
This proscription does not, of course, debar a judge hearing a case from
consulting with other judges of his court who have no interest
in the matter
or with court personnel whose function is to aid him in carrying out his
judicial responsibilities. The same standard
is applied in the Code of
Judicial Conduct for United States Judges, approved by the Judicial Conference
of the United States (see
Canon 3 and commentary).
3. As McInerney J. pointed out, the receipt by a judge of a private
communication seeking to influence the outcome of litigation
before him places
the integrity of the judicial process at risk. A failure to disclose that
communication will seriously compromise
the integrity of that process. On the
other hand, although the terms of a subsequent disclosure by the judge of the
communication
and a statement of its effect in some, perhaps many, situations
will be sufficient to dispel any reasonable apprehension that he
might be
influenced improperly in some way or other, subsequent disclosure will not
always have this result. The circumstances of
each case are all important.
They will include the nature of the communication, the situation in which it
took place, its relationship
to the issues for determination and the nature of
the disclosure made by the judge.
4. The problem is governed by the principle that a judge should disqualify
himself from hearing, or continuing to hear, the matter
if the parties or the
public entertain a reasonable apprehension that he might not bring an
impartial and unprejudiced mind to the
resolution of the issues (Reg. v.
Watson; Ex parte Armstrong
[1976] HCA 39
; (1976) 136 CLR 248, at pp 258-263; Livesey v. New
South Wales Bar
Association
[1983] HCA 17
; (1983) 151 CLR 288, at pp 293-294). This
principle, which has evolved from the fundamental
rule of natural justice that
a judicial
officer should be free from bias, reflects a concern with the need
to maintain public confidence
in the administration
of justice.
This concern
is expressed in the cognate principle that, not only must justice be done, it
must
be seen to be done.
5. It seems that the acceptance by this Court of the test of reasonable
apprehension of bias in such cases as Watson and Livesey
has led to an
increase in the frequency of applications by litigants that judicial officers
should disqualify themselves from sitting
in particular cases on account of
their participation in other proceedings involving one of the litigants or on
account of conduct
during the litigation. It needs to be said loudly and
clearly that the ground of disqualification is a reasonable apprehension that
the judicial officer will not decide the case impartially or without
prejudice, rather than that he will decide the case adversely
to one party.
There may be many situations in which previous decisions of a judicial officer
on issues of fact and law may generate
an expectation that he is likely to
decide issues in a particular case adversely to one of the parties. But this
does not mean either
that he will approach the issues in that case otherwise
than with an impartial and unprejudiced mind in the sense in which that
expression
is used in the authorities or that his previous decisions provide
an acceptable basis for inferring that there is a reasonable apprehension
that
he will approach the issues in this way. In cases of this kind,
disqualification is only made out by showing that there is a
reasonable
apprehension of bias by reason of prejudgment and this must be "firmly
established" (Reg. v. Commonwealth Conciliation
and Arbitration Commission;
Ex parte Angliss Group (1969) 122 CLR 546, at pp 553-554; Watson, at p 262;
Re Lusink;
Ex parte
Shaw
(1980) 55 ALJR 12, at p 14; 32 ALR 47, at pp
50-51). Although it is important that justice must be seen to be done,
it is
equally
important that judicial officers discharge their duty to sit and do
not, by acceding too readily to suggestions of
appearance of
bias, encourage
parties to believe that by seeking the disqualification of a judge, they will
have their case tried
by someone thought
to be more likely to decide the case
in their favour.
6. The present case must be determined against this background of general
principle and policy. However, it is necessary in the
first instance to
delimit with some precision the role of court counsellors under the
Family Law
Act 1975
(Cth) ("the
Act
") and Family
Law Rules ("the Rules"). The Principal
Director of Court Counselling, the Directors of Court Counselling
and other
court counsellors
are officers of the Family Court (s.37(1) and (8)). They
have three functions:
(1) marriage counselling and counselling in relation to the
welfare of a child - see the definitions of "court
counsellor", "marriage counsellor" and "marriage
counselling" in s.4 together with ss.14(2A), (4) and
(5), 15, 16(2), 16A and 62;
(2) furnishing a report to the court pursuant to a direction
given by the court (see ss.62A, 63(2) and O.25 r.5);
and
(3) supervising compliance with a court order under Pt VII
with respect to a child and assisting a party to comply
with and carry out the order (see s.64(5)).
7. It is only the second of these functions that has any relevance to the
present case. Where, in proceedings under the
Act
, the
welfare of a child is
relevant, the court may direct a court counsellor to furnish to the court a
report on such matters relevant
to the proceedings as the court thinks
desirable and may, if it thinks necessary, adjourn the proceedings until the
report is furnished
to the court
(s.62A(1)).
The court counsellor may include
in the report any other matters that relate to the welfare of the child
(s.62A(2)).
8. Section 63(2) provides that when, in proceedings for dissolution of
marriage, the court is in doubt whether the arrangements
made for the welfare
of a child are proper in all the circumstances, the court may adjourn the
proceedings until a report has been
obtained from a court counsellor regarding
those arrangements. Section 63(2) appears to proceed on the footing that the
report will
be obtained pursuant to a direction under
s.62A.
However, O.25
r.5(1) of the Rules provides that the court or a registrar may order,
in
proceedings, the preparation by a court counsellor
of a report in accordance
with
s.62A
or s.63(2).
Rule 5(2)
goes on to provide:
"Where a report has been obtained under sub-rule
(1), the court may -
(a) furnish copies of the report to the parties
or their legal practitioners, or to a legal
practitioner separately representing a
child under section 65 of the
Act
;
(b) receive the report in evidence;
(c) permit oral examination of the person
making the report; and
(d) give such directions as to the future
disposition of the report and any copies of
the report as it thinks fit."
9. The powers of the court in relation to a report furnished pursuant to a
direction given under
s.62A(1)
are to be gathered, not
only from O.25 r.5(2),
but also from
s.62A(6)
and s.64(1A). Section 64(1A) enables the court to
"have regard to anything contained"
in such a report "for the purpose of
complying
with the requirements of (s.64(1)(b))". That provision requires the
court, in proceedings
with respect to the custody, guardianship
or welfare of,
or access to, a child, to:
"... consider any wishes expressed by the child in
relation to the custody or guardianship of, or
access to, the child, or in relation to any other
matter relevant to the proceedings, and shall give
those wishes such weight as the court considers
appropriate in the circumstances of the case".
Section 62A(6)
provides that the report may be received in evidence in any
proceedings under the
Act
. There is at least an element
of duplication in
s.62A(6)
and O.25 r.5(2)(b). Whether these provisions enable the court, as
well as the parties, to introduce the
report into evidence is
not altogether
clear. However, as it is to be expected that the court, in order to comply
with s.64(1)(b),
would frequently wish
to "have regard to" anything in a
report relating to this topic, there is much to commend the view that the
court may put the report,
or part of it, in evidence. It is not to be
supposed in these circumstances that Parliament intended that
the court should
"have
regard to" the contents of a report unless it be put in evidence. And if
the report is to be put in evidence,
it must be put in evidence
at a hearing
at which the parties are present or represented.
10. The expression "have regard to" must mean "take into account" for the
purpose of determining a substantive issue in the case.
On the other hand the
court may need to peruse or read a report before it is put in evidence, as a
preliminary to exercising or
refusing to exercise the powers set out in O.25
r.5(2)(a) to (d). It is clear enough that "may" in the opening words of the
sub-rule
is discretionary, not mandatory. This is so notwithstanding that the
court would be justified in refusing to furnish copies of a
report to a party
or his legal representatives only in exceptional circumstances, if at all, and
that the court will apply the ordinary
rules of evidence in permitting oral
examination of a court counsellor who prepares a report. In this respect a
court counsellor
is in a position analogous to that of an expert who makes a
report. It may be that in some cases, as the Full Court of the Family
Court
suggested in Hall and Hall (1979) F.L.C. 90-713, at p.78,818, the trial judge
should, in the exercise of his discretion, allow
the report to be placed
before the court as a court document, treating the court counsellor as a
witness called by the court so as
to permit each party to cross-examine the
counsellor.
11. Be this as it may, three important points emerge from this review of the
provisions of the
Act
and the Rules. The first is
that a report is only to be
taken into account on the footing that it is evidence received at a hearing
in
the presence of the parties
or their legal representatives. The second is
that the court counsellor who prepares a report is
a potential witness. And
the third
point is that, although the counsellor is an officer of the court,
he is not authorized to make
any communication to the court with
reference to
the resolution of the issues in a case before the court, otherwise than by
means
of oral testimony or a report pursuant
to
s.62A
, s.63(2) or O.25 r.5.
He is not an officer of the court who has any function, except in the manner
indicated, to assist
a judge in
carrying out his judicial responsibilities.
As Tonge J. observed in Ahmad and Ahmad (1979) F.L.C. 90-633, at p.78,304:
"Nowhere at all in the
Act
or Rules is there any
provision, other than perhaps sec.65, which would
allow a counsellor of his or her own motion to
approach a judge ... By virtue of the
Act
and
Regulations, counsellors and their reports stand in
an almost unique position in the law. However, the
Act
and the Regulations provide for circumstances
in which their unique position can be availed of in
the interests of justice and there are no other
ways."
12. It follows that the approach made by Ms Bernet, the court counsellor, to
the judge in this case and the conversation which then
took place between Ms
Bernet and the judge in private chambers with respect to the proposed
adjournment, in the absence of the parties
and their legal representatives,
was not authorized by the
Act
or the Rules. It was a very serious departure
from the cardinal principle
which governs the hearing and determination of
cases in
courts of justice, though it is plain enough that the motive for the
departure
was concern on the part of Ms Bernet for the future
welfare of the
child. The seriousness of that departure was certainly alleviated
by the
judge's prompt and proper disclosure to
counsel for the parties of the
approach made by Ms Bernet and of the substance of
the discussion which
occurred in private chambers.
13. But the critical question is whether in all the circumstances the parties
or the public would reasonably apprehend that the
judge would not bring an
impartial and unprejudiced mind to a hearing and determination of the custody
proceedings between the parents
of the child. Or to put it another way, the
question is whether the principle that justice must be seen to be done
requires that
the judge be disqualified. In considering this issue the first
point to be made is that the view which Ms Bernet expressed to the
judge in
private chambers during the luncheon adjournment strongly favoured the wife.
It appears that she asked that the child be
placed with the mother and said
that the sooner that this took place the better it would be emotionally for
the child. It is true
that Ms Bernet had expressed a similarly strong view in
favour of the wife in her report dated 31 January 1986 which became available
to counsel during the hearing on 4 February. In that report Ms Bernet
described the child as being "on the way to a severe anxiety
neurosis".
However, this was the first indication that the child might be affected in
such a way. It excited a question as to Ms
Bernet's qualifications (which
were not known) to express such an opinion. It made it very likely that Ms
Bernet would be called
as a witness, more particularly because the husband
wished to have the child examined by a psychiatrist or psychologist. One
other
circumstance must be mentioned and it is important. Ms Bernet, before
seeing the judge, had spoken to the wife during the course
of proceedings on 5
February, saying that the proposed adjournment was outrageous and that she
proposed to do something about it.
In fact she discussed the matter with the
Director of Court Counselling at Parramatta before seeing the judge.
14. In this situation the discussion between the judge and Ms Bernet was
significant in several respects. It resulted from an approach
by a potential
witness who strongly supported the wife's case and seems to have expressed
that support to the judge. She apparently
informed the judge of her
qualifications and thereby indicated that her opinion was that of a qualified
expert, a matter which was
in question in the proceedings. Moreover, the
reference in the discussion to the Director of Court Counselling at Parramatta
suggests
the possibility, not negatived by the evidence, that Ms Bernet
claimed that her approach was endorsed by the Director. In disclosing
the
approach which had been made, the judge did not reflect adversely on it. On
the contrary the judge seems to have proceeded on
the footing that the
initiative taken by Ms Bernet required serious consideration by the court and
counsel for the parties. In effect
the judge invited counsel to respond to
the recommendations of the court counsellor and to obtain instructions to
enable them to
do so. The judge did not treat the court counsellor's approach
as irregular and did not assure counsel that she intended to disregard
completely what the court counsellor had said to her.
15. It is evident from what I have said that there is a firm basis for a
reasonable apprehension that the judge will not bring to
bear an impartial and
unprejudiced mind on the resolution of the custody issue. It is not to the
point to say that the prosecutor
has failed to establish the existence of any
bias on the part of the judge. The courts have always refused, for obvious
reasons,
to embark upon an inquiry whether a judge will determine the issues
impartially and with an unprejudiced mind. It would be idle
for this Court to
say that it is confident that the judge will act impartially. We have to ask
ourselves how the matter would appear,
viewed reasonably, to the public and
the parties. And when we ask this question the answer that immediately
presents itself is that
the judge, who in all probability would be called upon
to evaluate the correctness of the opinion of the court counsellor and her
credibility as a witness, had the unprecedented advantage of a private
discussion with her on the very issue for decision in the
case, the counsellor
being a convinced, and perhaps convincing, advocate of the wife's cause in the
case. The fact that the counsellor
is an officer of the court is a matter
which enhances, rather than diminishes, cause for concern. A fair-minded
observer, as well
as a concerned parent who is a party to the litigation would
naturally and rationally conclude that the counsellor's standing as
an officer
of the court would ensure that her opinion would carry weight with the judge.
The subsequent discussion between the judge
and counsel in private chambers
would have done nothing to dispel that cause for concern. The case is plainly
one in which the principle
that justice must manifestly be seen to be done
requires that the matter be heard by another judge (see Goold v. Evans & Co.
(1951)
2 Times LR 1189, at p 1191).
16. In reaching this conclusion I am conscious of the unique problem which
the Family Court has in accommodating the functions of
court counsellors to
the traditional principles governing the hearing and determination of cases
coming before the court. And I
am in general agreement with what the Full
Court of the Family Court has had to say on the subject of reports by court
counsellors
and the relationship between court counsellors and the Family
Court itself in Hall and Hall, at pp.78,819 - 78,820. To these comments
I
would add the observation that it is particularly important that litigants do
not gain the impression that court counsellors have
a part to play in deciding
cases outside the limited, albeit important, functions assigned to them by the
Act
and the Rules.
17. I would make the order nisi for prohibition absolute.
WILSON J.: This is the return of an order nisi for a writ of prohibition
addressed to a judge of the Family Court of Australia ("the
Judge"). The
prosecutor seeks to prevent the Judge from continuing to hear disputed custody
proceedings in the Family Court at Canberra
("the Court") on the ground that
the parties or the public would entertain a reasonable apprehension that the
Judge might not bring
an unprejudiced and impartial mind to a determination of
the issues involved in the matter.
2. The case is one between the parties to a marriage in respect of the
custody of a child of the marriage ("the child"). The marriage
has been
dissolved. The child is nine years old. The hearing of the matter commenced
on 4 February 1986. Three days had been set
aside in the hope that the
hearing would proceed to a conclusion. Prior to the hearing the parties had
received from the Court a
copy of a report dated 28 August 1985. The report
had been prepared by a Court Counsellor ("the Counsellor") attached to the
Counselling
Section of the Family Court at Parramatta in pursuance of a
direction given by the Court under
s.62A(1)
of the
Family Law Act 1975
(Cth)
as amended ("the
Act
"). In November 1985 the Court had directed that a
further report be furnished to the Court by the Counsellor.
This report only
became
available to the legal representatives of the parties in the course of
the hearing on 4 February. The contents
of the second report
were quite
disturbing. The Counsellor expressed the view that the child was developing a
severe anxiety neurosis
and recommended
a change of custody from the husband
to the wife. The development of such a condition had not been suggested
previously.
The implications
of the new material were discussed during the
hearing on the morning of 5 February. The Judge raised the question
of the
qualifications
of the Counsellor to make a diagnosis of anxiety neurosis and
asked counsel for each of the parties whether
it would be of assistance
to
lead evidence from the Counsellor of her professional qualifications. In the
course of the discussion
it became apparent that
further investigation of the
child's mental condition would be required and counsel for the husband
foreshadowed
an application designed
to facilitate such an investigation.
After a short adjournment counsel informed the Judge that the parties
had
agreed that the hearing
could not proceed until that further investigation had
been carried out and that the hearing should therefore
be adjourned. The
Judge was also informed that neither counsel wished to have the Counsellor
called at that stage. The Counsellor
was then given permission
to return to
Parramatta and the Court adjourned for lunch.
3. It appears from what transpired subsequently, that the Counsellor was very
concerned about the effect of an adjournment on the
welfare of the child. She
telephoned the Director of Court Counselling at Parramatta and was advised to
make certain recommendations
to the Judge with respect to matters consequent
upon the adjournment of the hearing. The Counsellor then sought and obtained
an
interview with the Judge in chambers. Shortly thereafter, both counsel
were called in. When the hearing resumed after lunch, the
Judge placed on
record that:
"during the luncheon adjournment, I asked counsel
for both parties to see me in the presence of the
counsellor who prepared the family report. That
counsellor made several recommendations on the
assumption that the matter was likely not to be
concluded today. Those recommendations were put to
both counsel, and, at the conclusion of that
meeting, ... I gave the opportunity to both counsel
to seek instructions ... ".
There were two recommendations upon which counsel were invited to seek
instructions. The first was that the Court should make an
order for the
separate representation of the child as provided for by s.65 of the
Act
. The
second was that in connexion with any
order the Court might make with respect
to the child there should be an order for supervision
by the Counselling
Service attached
to the Canberra registry. However, before those and other
matters of a procedural nature were
dealt with, counsel for the husband
moved
that the Judge disqualify herself on the ground of reasonable suspicion of
prejudgment
by reason of the private meeting in
chambers between the Judge and
the Counsellor. It was said that the Counsellor was likely to
be an important
witness in the proceedings.
Following an adjournment overnight and after
counsel for the wife had spoken in opposition
to the motion, the Judge
delivered reasons
in which she reviewed the circumstances and concluded that
no suspicion of prejudgment
could reasonably be engendered. The application
was therefore dismissed. Thereupon orders were made allowing each party to
arrange
for further investigation of the child's condition
and the Judge
acceded to a contested application by the wife for the appointment
of separate
representation for the child.
4. The principle of law governing this matter is not in doubt. It is that a
judge should not sit to hear a case if, in all the
circumstances, the parties
or the public might entertain a reasonable apprehension that he or she might
not bring an impartial and
unprejudiced mind to the resolution of the question
involved in it: Reg. v. Watson; Ex parte Armstrong
[1976] HCA 39
; (1976) 136
CLR 248, at pp
258-263; Livesey v. New South Wales Bar Association
[1983] HCA 17
; (1983) 151 CLR 288, at pp
293-294. It has been
recognized that in a case such
as the present, where
there is no allegation of actual
bias, the test of reasonable suspicion may
be
a difficult one to apply involving
questions of degree and particular
circumstances
which may strike different minds in different
ways: Re Shaw; Ex
parte Shaw (1980)
55 ALJR 12, at p 16; 3
[1948] VicLawRp 33
; 2 ALR 47, at p 54; Livesey, at p 294.
A court of review must be careful
not to exaggerate the significance
of
actions or statements
made by a judge in the course of a proceeding. There
must be "strong
grounds" (Reg. v. Australian Stevedoring
Industry Board; Ex
parte Melbourne Stevedoring Co. Pty. Ltd.
[1953] HCA 22
; (1953) 88 CLR
100, at p 116) for
inferring the existence of a reasonable
suspicion. In Shaw, Gibbs A.C.J., in
a judgment with which
three other
members of the court agreed, said at p.14 of
A.L.J.R.; pp.50-51
of A.L.R.:
"In that case (referring to Watson) it was pointed
out, at p.264, that it is not uncommon, and
sometimes necessary, for a judge, during argument,
to formulate propositions for the purpose of
enabling their correctness to be tested, and that
'as a general rule anything that a judge says in
the course of argument will be merely tentative and
exploratory'. However, in some cases the words or
conduct of the judge may be such as to lead the
parties reasonably to think that the judge has
prejudged an important question in the case, and
then prohibition may issue. Of course, the court
which is asked to grant prohibition will not
lightly conclude that the judge may reasonably be
suspected of bias in this sense; it must be
'firmly established' that such a suspicion may
reasonably be engendered in the minds of the
parties or the public, as was made clear by the
Court in Reg. v. Commonwealth Conciliation and
Arbitration Commission; Ex parte Angliss Group
(1969) 122 CLR 546, at pp 553-554, in the
passage cited in Reg. v. Watson; Ex parte
Armstrong, at p 262".
5. The prosecutor complains of the conduct of the Judge in allowing the
Counsellor to speak to her in private concerning the case
and then in
permitting, in the presence of counsel representing each of the parties, a
general discussion to proceed in her chambers
concerning procedural
arrangements attending the adjournment.
6. There is no transcript of any conversation that took place in the Judge's
chambers. However, although the Judge does not detail
in precise terms the
matters that were referred to, it does appear that before counsel were called
in the Counsellor told the Judge
that having spoken to the Director of Court
Counselling at Parramatta she wished to make the two recommendations to which
reference
has already been made. When counsel joined them, the Judge said
that the Counselling Service, having regard to the welfare of the
child, was
extremely concerned about the length of an adjournment and asked the
Counsellor to repeat the two recommendations that
she wished to make. In the
course of the discussion that followed the Judge mentioned that the
Counsellor's professional qualifications
were those of a clinical
psychologist. Reference was made to the Counsellor's recommendation,
expressed in her second report, that
it would be better for the child if she
were placed in the custody of the mother whereupon the Judge said, in effect,
that for that
to happen there would have to be a hearing of an application for
interim custody. With regard to the recommendation that separate
representation be provided for the child, counsel for the wife expressed
support for that view and foreshadowed an application to
that effect.
Although there is no suggestion that any other aspects of the case were
referred to in the private discussion between
the Judge and the Counsellor, it
remains an important fact requiring consideration, as counsel for the
prosecutor correctly submitted,
that the conversation occurred at all.
However the apprehension that might reasonably be generated by such a
happening can only be
determined in the light of all the circumstances
including the subsequent conduct of the Judge.
7. At the heart of the prosecutor's submission is the proposition that the
Act
does not confer any special status on a court counsellor.
In a case where
a counselling service has been required to prepare a report
for the court and
the report is received in evidence,
then the counsellor who prepared the
report may well be called as a witness,
as was most likely to happen in the
present case. But
that is the extent of the counsellor's role, so the argument
runs. If the parties
to a marriage are engaged in litigation over the
custody
of their child and agree upon an adjournment of the hearing and that
adjournment
is acceded to by the judge then the counsellor
has no business to
intervene, whether in open court or otherwise, even if that intervention
is
prompted by a concern as to the effect
of the adjournment on the welfare of
the child.
8. There are serious misconceptions involved in this submission. In the
first place, the court counsellor does have a special status
under the
Act
.
Section 37
makes it clear that a court counsellor is an officer of the court
and has such duties, powers and functions
as are provided, inter
alia, by the
Act
. As enacted in its original form, the
Family Law Act
provided that where,
in any proceedings
under the
Act
, the welfare of a child is relevant, the
Family Court may require a court counsellor to prepare a report on such
matters
relevant
to the proceedings as the court thinks desirable and may
receive the report in evidence: s.62(4). Such a provision was not
novel,
being
copied in substance from the Act's predecessor, the Matrimonial Causes Act
1959 (Cth), s.85(2). The court counsellor's
role
was expanded by the
Family
Law Amendment Act 1983
(Cth). That statute inserted a new section, s.62A,
which, inter alia, authorized
a court counsellor to include in a report
prepared
pursuant to a direction of the court, in addition to the matters
required to be
included therein, any other matters that relate to
the welfare
of the child: s.62A(2). It is true that this provision does not give
to a
court counsellor an unlimited right of access
to the court but it would seem
to give to a counsellor who has been required to
report to the court the duty,
power or function of
bringing to the attention of the court any other matter
relating to the welfare
of the child. That responsibility would normally
be
discharged by referring to such matters in the original report or if necessary
in a supplementary report. It will be noted that
the report is to be made to
the court and that it is for the court to decide whether
copies of the report
are to be furnished to
the parties or their legal representatives and to be
received in evidence: Family Law
Rules, O.25 r.5(2). In the event of an
unexpected
adjournment of the hearing which might affect adversely the welfare
of a child,
it would be consistent with the duty, power or function
of a court
counsellor under the Act who had been required to report to the
court with
respect to that child, to make a further report
to the court.
9. The second misconception, closely related to the first, is reflected in
the emphasis placed by counsel for the prosecutor on
the rights of the parties
and hence on the adversary nature of the proceedings. In Watson, at
pp.257-258, Barwick C.J., Gibbs, Stephen
and Mason JJ., in a joint judgment,
had occasion to correct an observation made by the learned trial judge in
interlocutory proceedings,
to the effect that the proceedings were not
strictly adversary proceedings but were more in the nature of an inquiry
followed by
an arbitration. Their Honours said:
"It is impossible to allow that observation to pass
uncorrected. It indicated a basic misconception as
to the position of the Court in proceedings of this
kind under the
Family Law Act 1975
. Proceedings in
which a wife seeks an order for maintenance or the
settlement of property may involve a dispute as to
property of great value and will often be bitterly
contested on both sides. The order made
determining such proceedings may be of the utmost
importance to the future of both parties. The
judge called upon to decide proceedings of that
kind is not entitled to do what has been described
as 'palm tree justice'. No doubt he is given a
wide discretion, but he must exercise it in
accordance with legal principles ... These remarks
... are designed to make it clear that a judge of
the Family Court exercises judicial power and must
discharge his duty judicially" (my emphasis).
This is undoubtedly an important statement and nothing I have to say about it
is intended to minimise that importance. To the greatest
extent that is
possible, consistent with the nature of the proceedings, it should be treated
as a statement of general application.
Nevertheless, the statement itself
emphasizes that it is made in the context of maintenance and property
proceedings. Some modification
of the statement is necessary in its
application to custody proceedings. The course and conduct of those
proceedings cannot remain
wholly in the hands of the litigating parties. This
is because the Act declares an objective in custody proceedings which may
override
the wishes of the parties with respect both to the ultimate
conclusion of the case and to the manner in which it is conducted. Section
64(1)(a) provides that in proceedings with respect to the custody of a child
of a marriage the court shall regard the welfare of
the child as the paramount
consideration. It is in the pursuit of this objective that the court is
empowered, on its own initiative,
to create or gather material by directing
the preparation of a report by a court counsellor on those matters which,
being relevant,
the court thinks desirable, and may then decide whether that
material is to be received in evidence. It is plain that a judge may
receive
information from a court counsellor which is then not received in evidence
without his or her impartiality thereby being
called into question. That is
precisely what the Act and Rules contemplate.
10. The point is well made by Burbury C.J. in Sing v. Muir (1969) 16 FLR 211
when his Honour, referring to s.85(2) of the Matrimonial
Causes Act, said at
pp 213-214:
"But for myself I have no doubt that the court has
an independent discretion to obtain and admit a
welfare officer's report. ... In strictly inter
partes proceedings there might be much to be said
for reading down a provision of this kind to accord
with traditional adversary procedures. But
although custody proceedings are in form inter
partes the court has an overriding duty to regard
the interests of the children as the paramount
consideration and it is not merely deciding an
issue between two parties (see Re K. (1963) 1 Ch
381, at p 402, per Lord Upjohn). To my mind, the
clear purpose of the legislature in enacting
s.85(2) was to give to the court a robust
initiative exercisable of its own motion to make
further relevant inquiries through a welfare
officer in any case where it feels that the
evidence which the parties have chosen to adduce is
inadequate to enable a fully informed decision to
be made in the best interests of the children.
Section 85(2) is a recognition by the legislature
that in exercising a jurisdiction in which the
overriding principle is what is best for the
children of a broken-down marriage it is often
unrealistic and illusory for the court to attempt
to come to the proper decision only upon such
evidence as the warring parties choose to submit in
accordance with traditional adversary procedures
and rigid rules of legal admissibility".
11. But wherever possible the basic principles governing the conduct of
judicial proceedings will govern the situation. If the decision
is made to
receive the report in evidence then it follows that copies will be furnished
to the parties or their legal representatives
and oral examination of the
court counsellor permitted: O.25 r.5(2). If the decision is against receiving
the report in evidence
then the judge will be obliged to put its contents
entirely out of his or her mind and come to a decision only upon the evidence
that is before the court. Again, a judge will have constantly in mind that
basic rule which has been said correctly to be essential
to the preservation
of confidence in the judicial system, namely, the rule that the proceedings of
courts of justice should be conducted
"publicly and in open view": Scott v.
Scott (1913) AC 417, at p 441, and see ss.97(1) and (2) of the Act. In the
present case, with
all respect to the Judge, it is this rule which she
overlooked when acceding to the request for an interview from the Counsellor.
It is easy to be wise after the event, but the Judge should have required the
Counsellor to state her concern in open court when
the hearing resumed after
lunch. Even though counsel were called into chambers shortly after the
interview began, there was no reason
why the discussion could not have taken
place in open court. In my opinion, the report having been disclosed to the
parties, it
should have done so.
12. The thrust of the prosecutor's submission is that the parties or any
onlooker could entertain a reasonable apprehension that
the Judge might not
bring an impartial and unbiased mind to the matter. In order to warrant
intervention by this Court such an apprehension
must be firmly established.
But in my opinion the prosecutor has failed to discharge such an onus. From
the point of view of the
parties nothing that was said in chambers in the
presence of their counsel could have generated a reasonable apprehension that
the
Judge had prejudged any issue in the case. It was clear that the
Counsellor believed that the child's welfare required that she
be placed in
the custody of the wife but that belief had already been made plain in her
second report. The Judge made it clear that
before there could be a change of
custody there must be a hearing of an application for interim custody during
the adjournment.
In the event, no such application was made and consequently
the child has remained in the custody of the husband. Of the two
recommendations
made by the Counsellor, one (the separate representation of
the child) was the subject of an application in open court and the Judge
heard
submissions from both counsel before announcing a decision; the other
(supervision by the Counselling Service attached to the
Canberra registry) was
not raised by either counsel in open court and consequently was not pursued.
The ascertainment by the Judge
of the fact that the Counsellor was a clinical
psychologist could not sensibly give rise to any apprehension of bias or
prejudgment.
The Counsellor's report suggested that the child was developing
a form of psychiatric disorder. Such a suggestion obviously raised
a question
concerning the qualification of the Counsellor to make such a diagnosis. But
it remained a matter upon which the Counsellor,
when called as a witness,
would be examined in order to establish the weight to be given to the report.
In all the circumstances
it is impossible to identify any issue between the
parties as to which there could be any reasonable apprehension that the Judge
might already have made up her mind in advance of hearing the evidence.
13. In support of his submission for the prosecutor, counsel relied upon the
decision of the Privy Council in Kanda v. Government
of Malaya
[1962] UKPC 2
; (1962) AC 322.
This reliance suggests that counsel may wish to invoke both of the twin
pillars supporting the principle
of natural
justice. Their Lordships were at
pains to distinguish between the rule against bias on the one hand and the
right to
be heard on
the other, saying, at p.337, that they are separate
concepts and are governed by separate considerations. Kanda's case
concerned
the right to be heard. Inspector Kanda had been dismissed from the police
force following a disciplinary hearing in which
the tribunal
had access to a
report of a board of inquiry which severely criticized the inspector but the
contents of which were
not disclosed
to him. At pp.337-338, their Lordships
made plain the fundamental importance of the rule when they said:
"It follows, of course, that the judge or whoever
has to adjudicate must not hear evidence or receive
representations from one side behind the back of
the other. The court will not inquire whether the
evidence or representations did work to his
prejudice. Sufficient that they might do so. The
court will not go into the likelihood of prejudice.
The risk of it is enough. No one who has lost a
case will believe he has been fairly treated if the
other side has had access to the judge without his
knowing".
In the light of counsel's reference to Kanda, it is necessary to evaluate the
prosecutor's case on the basis that what is complained
of is the denial to a
party of the right to be heard. It could not be described as a case where one
side has had access to the judge
without the other side knowing. Although the
Counsellor's second report had favoured the wife, the Counsellor was not
identified
with either the husband or wife. Having been directed by the Court
to report to it with respect to the child's welfare the nature
and extent of
her participation unless and until called as a witness was determined wholly
by that direction. The complaint must
be that, by reason of the Judge speaking
to the Counsellor in her chambers before calling for the attendance of
counsel, the Judge
was denying to both parties their right to be heard. But
again, in my opinion, the submission cannot be accepted. Sufficient appears
from the circumstances to show that as soon as the Judge learned that the
Counsellor wished to make some recommendations with respect
to the adjournment
of the hearing, she called counsel in so that they might hear those
recommendations for themselves and be able
to seek instructions before the
hearing resumed. There was no denial of the right to be heard and no risk of
prejudice.
14. In summary, then, my opinion is that neither the parties nor any onlooker
who saw the Counsellor enter the chambers of the Judge
followed shortly
thereafter by a conference attended by counsel for each of the parties could
reasonably be concerned that there
might have been a denial of natural justice
either by reason of the Judge failing to be impartial or by reason of the
parties or
either of them being denied a right to be heard.
15. I would discharge the order nisi for prohibition.
BRENNAN J.: C.J.L. (the husband) and J.R.L. (the wife) were married in 1965.
There were five children of the marriage. A decree nisi
for the dissolution of
their marriage was pronounced by the Family Court of Australia on 16 July
1984. Proceedings were commenced
between the parties with respect to the
custody of four of the children but, at the time with which these proceedings
are concerned,
the litigation related to the custody of one child only, C.L.
(the child). Justice Renaud allocated three days - 4, 5 and 6 February
1986 -
for hearing the custody proceedings in Canberra.
2. An order had been made under
s.62A
of the
Family Law Act 1975
(Cth) ("the
Act
") directing a court counsellor to furnish to the
Court a family report in
respect, inter alios, of the child. In
August 1985 a report
was prepared.
Prior to the commencement of
the hearing on 4 February 1986, a further
direction was given under
s.62A
for the family report in respect of the child
to be updated.
An updated report was prepared by Ms Gisela Bernet, a court
counsellor,
dated 31 January 1986. The report was not available when
the
hearing commenced on 4 February but became available to the parties
during
that day. Ms Bernet reported, inter alia, that "the
results of the assessment
showed clearly that (the child) was in the
early stages of a neurotic
process". She reported:
" A neurotic process is usually precipitated by
excessive emotional pain which is prolonged
beyond the child's tolerance. In this case, it
is my view that the emotional pain experienced by
(the child) is attributable to her unmet need for
her mother's care and closeness."
3. The husband, who had custody of the child, wished to challenge the
correctness of and foundation for the counsellor's opinion
that the child was
in the early stages of a neurotic process and the counsellor's qualifications
to make that diagnosis. Counsel
for the parties, who treated the report as
having been received in evidence or as about to be received in evidence,
agreed that the
proceedings could not be concluded without the parties having
an opportunity to deal with the contents of the report.
4. Before the luncheon adjournment on 5 February the parties agreed that the
matter could not proceed further and that the counsellor,
who had come to
Canberra for the hearing, was at liberty to go home until resumed dates of the
hearing were set. No date was available
for resumption of the hearing until
May 1986. Ms Bernet approached the wife and is reported to have said that she
was outraged by
the adjournment and intended to do something about it.
5. It appears that the counsellor then contacted the Director of Court
Counselling at the Parramatta registry, Mr Norman Goodsell,
and that he gave
her some advice. The counsellor sought and was given an appointment with the
judge during the luncheon adjournment.
The counsellor suggested that a
special representative of the child should be appointed under s.65 of the
Act
and that the situation
during the adjournment should be supervised by a court
counsellor of the Parramatta or Canberra registry.
From a subsequent
discussion,
it appears that the counsellor informed the judge of Mr Goodsell's
view that the period of the adjournment
was "too long for the
child". Her
Honour immediately sent for counsel and had the counsellor repeat in their
presence the recommendations
which she had
made.
6. According to the common recollections of counsel (as deposed to in their
respective affidavits) the conversation in the judge's
chambers between her
Honour, Ms Bernet and counsel commenced with the judge informing counsel that
Ms Bernet had approached her during
the luncheon adjournment because the
counselling service was extremely concerned about the length of the
adjournment and the welfare
of the child during that period. Ms Bernet then
repeated the recommendations which she had made to the judge as to the
appointment
of a separate representative and supervision by the counselling
service. She reiterated Mr Goodsell's view that the period of the
adjournment
was too long. The judge informed counsel that the counsellor had told her that
she was a clinical psychologist. The
judge said to the counsellor: "What do
you think ought to be done? You think very strongly the child should be
returned to her mother.
The earlier she is returned emotionally it is better
for the child". The counsellor replied: "Even a bad parent can meet the
child's
needs. A parent can be a bad parent but still be meeting the child's
needs". At another stage of the conversation, the judge said
to the
counsellor: "You are asking that the child be placed with the mother".
Counsel for the husband stated that his client would
like to have the child
assessed by an expert whom he considered appropriate and counsel for the wife
proposed that the matter could
then be listed for mention and, depending upon
the assessment, an application could be made for interim custody.
7. When the Court resumed sitting after the luncheon adjournment, her Honour
put on record that recommendations had been made to
her by Ms Bernet and that
her Honour had had those recommendations put to counsel and had asked counsel
to seek instructions. Counsel
for the wife applied for the appointment of a
special representative of the child under s.65 of the
Act
, as the counsellor
had recommended.
Counsel for the respondent made an application to her Honour
that she should disqualify herself
from further sitting. Her Honour
declined
to do so. The principle which counsel for the husband invoked and which her
Honour held
not to be applicable is the principle
laid down in the majority
judgment in Reg. v. Watson; Ex parte Armstrong
[1976] HCA 39
; (1976) 136 CLR 248, at pp
258-263. That
principle, as restated
by the Court in Livesey v. New South
Wales Bar Association
[1983] HCA 17
; (1983) 151 CLR 288, at pp 293-294,
is -
" that a judge should not sit to hear a case if in
all the circumstances the parties or the public
might entertain a reasonable apprehension that he
might not bring an impartial and unprejudiced
mind to the resolution of the question involved
in it."
As this Court pointed out in Livesey (at p.294), the question whether a judge
at first instance should disqualify himself or herself
can be a difficult one
when the judge is confident of his or her own ability to determine the case
fairly and impartially. Nevertheless,
on the return of an order nisi for
prohibition directed to her Honour, we must determine on the materials before
us whether the principle
stated is applicable in the circumstances of the
instant case.
8. The counsellor, whose report was clearly of great importance and whose
opinion strongly favoured the wife's case, approached
the judge and spoke to
her privately about the case. In In re Dyce Sombre (1849) 1 Mac & G 116, at p
122
[1849] EngR 498
; (41 ER 1207, at p 1209)
Lord Cottenham L.C. said:
" Every private communication to a Judge, for the
purpose of influencing his decision upon a matter
publicly before him, always is, and ought to be,
reprobated; it is a course calculated, if
tolerated, to divert the course of justice, and
is considered, and ought more frequently than it
is, to be treated as, what it really is, a high
contempt of Court."
9. No doubt both Ms Bernet and Mr Goodsell were motivated by professional
concern for the welfare of the child, but that was the
issue being litigated
between husband and wife. It was the issue which the judge had to determine
and, in the absence of any statutory
provision authorizing the counsellor to
approach the judge, it was improper for her to raise privately with the judge
any aspect
of that issue. The function of counsellors under the
Act
is both
important and limited. The reports prepared by counsellors pursuant
to
directions under
s.62A
are no doubt of great assistance. They give the Court
an impartial assessment of situations which are frequently
fraught with
passion.
But the functions of counsellors under the
Act
and the Family Law
Rules do not include the intervention on
behalf of, or the representation of,
a child whose custody or access
is the subject of a proceeding before the
Court. The function
of a counsellor in preparing a report is akin to that of
an independent
witness. The report is not automatically received in evidence
and, when it is, the Court may permit oral examination of the counsellor:
see
O.25 r.5(2). The only initiative to approach the Court
which the
Act
assigns
to a counsellor is to report the failure of a party to attend a conference in
respect of which an order has
been made under
s.62(1): see s.62(3). The
Act
gives a counsellor no authority to seek to influence a judge in deciding upon
custody
and access except by the preparation of a report
and the giving of
evidence. Counsellors exceed their functions if they approach
judges on their
own initiative to discuss cases
pending in the Court. I respectfully agree
with the view of Tonge J. in Ahmad and
Ahmad (1979) F.L.C.90-633, at p.78,304;
5 Fam.L.R.15,
at p.34, that this "should never be permitted" so long as the
Act
remains in
its present form.
10. If a counsellor were given access to a judge to discuss privately a case
pending in the Court, the parties could have no confidence
that justice would
be done according to the impartial view of the judge on the evidence adduced
in the proceedings. The parties
to litigation are entitled to be present
during the hearing of their case not merely because they have an interest in
the proceedings
but because confidence in the Court could not be maintained if
the parties are left unaware or only partially aware of the matters
which
affect the Court's judgment. The
Act
has curtailed public scrutiny of the
administration of justice in the Family Court, but
it does not countenance the
administration
of justice in the absence of parties who may wish to be and are
able to be present. It
would require at least statutory authority
to permit a
judge to discuss with a counsellor out of court any question of substance
relating to an issue in proceedings for custody
pending before that judge.
Nor does the
Act
authorize a judge before whom proceedings
are pending for the
custody of a child of a marriage to discuss an issue in the proceedings
with a
counsellor and the legal representatives
of the parties meeting in private.
The jurisdiction to determine such a matter is
vested in the Family Court, and
it cannot be exercised
in the privacy of a judge's chambers. That is
incompatible with the intention
of the Parliament. To leave the parties -
typically
anxious parties - to learn by report what has happened in their
absence is to
foster any apprehension either party may have that
the
proceedings may not be judicially conducted.
11. Here, it is known that a counsellor whose views are antipathetic to the
husband's case, saw the judge privately and had a conversation
with her which
reinforced the counsellor's concern (as stated in the report) that the child
ought not be allowed to remain in the
husband's custody. The judge
ascertained Ms Bernet's qualifications to make a diagnosis that the child was
in the early stages of
a neurotic process. Ms Bernet made a submission to the
judge with reference to the order which the judge should make during the
adjournment, and that submission reinforced the view she had expressed in the
report that the wife should have the custody of the
child. The judge thus had
a private conversation with an expert witness whose opinion was to be
challenged, and it might reasonably
be thought that that conversation enhanced
the witness' credibility in the judge's eyes. Then a discussion took place in
the presence
of counsel in which the judge sought confirmation of the
counsellor's views that the child should be placed in the wife's custody
as
soon as possible. An impression that the judge was influenced by the
discussions she had had privately was strengthened by the
judge's request to
counsel to seek instructions on the recommendations which Ms Bernet had made.
12. It is reasonable for the husband to apprehend in those circumstances that
the judge will not be able, however conscientiously
she tries, to remove from
her mind the impermissible effect of the discussions she had in chambers and
thus to bring an impartial
and unprejudiced mind to the determination of the
matter pending in the Court. Acknowledging the good faith of all involved, it
is
nonetheless necessary to make absolute the order nisi. I would so order.
DAWSON J.: I do not think that there can be any doubt that it was wrong of
the trial judge in this case to have seen the court counsellor
privately in
her chambers during the luncheon adjournment. The counsellor had made a
report, favourable to one side, and the parties
had been given copies of it.
They would almost certainly have been given permission to cross-examine the
counsellor upon the report.
She was, therefore, in the position of a witness.
2. It is fundamental in judicial proceedings of the ordinary kind that during
the conduct of a case a judge should not communicate
privately with a party or
a witness. If it can ever be justified, it certainly cannot without the prior
knowledge and consent of
all parties. The basic principles of natural justice
establish the right of each party to put his case and to be heard by an
impartial
judge. To hear one party or a witness in his cause behind the back
of the other party is to deny to the latter the right to be heard
because he
cannot know what has been said and so cannot be certain of the case which he
has to meet. It may also undermine confidence
in the impartiality of the
judge and afford a reasonable basis for the apprehension of bias. See Kanda v.
Government of Malaya
[1962] UKPC 2
; (1962)
AC 322, at p 337. It is the latter possibility
which is important in this case because it is not suggested that the parties
did not,
in the events which transpired, have an opportunity to be heard. What
is suggested by the husband is that he is reasonably
entitled
to entertain an
apprehension of lack of impartiality on the part of the judge. If that is so,
then it is enough to vitiate
the proceedings
because it is established that a
judge ought not to hear a case if in all the circumstances the parties or the
public
might entertain
a reasonable apprehension that he or she might not
bring an impartial mind to the resolution of the questions involved
in it:
Livesey
v. New South Wales Bar Association
[1983] HCA 17
; (1983) 151 CLR 288, at pp 293-294.
3. It is an understandable tendency to assume the existence of a reasonable
basis for supposing bias where there is, as in this
case, an apparent
departure from the proper standards of judicial behaviour. But the whole of
the circumstances must be considered
and such a conclusion must be firmly
established and should not be reached lightly: Reg. v. Commonwealth
Conciliation and Arbitration
Commission; Ex parte Angliss Group (1969) 122 CLR
546, at pp 553-554; Reg. v. Watson; Ex parte Armstrong
[1976] HCA
39
; (1976) 136 CLR 248, at
p
262; Reg. v. Lusink; Ex parte Shaw (1980) 55 ALJR 12, at p 14; 32 ALR 47, at
pp 50-51. Moreover, the
whole
of the circumstances are
not confined to the
conduct said to afford reasonable grounds for suspecting a lack of
impartiality.
They
include what was done
by the judge subsequently, which may
be sufficient to eradicate any reasonable apprehension of bias notwithstanding
an earlier lapse
in the observance of proper procedures. It is clear that an
initial failure to hear a party or to allow him to
put his case may
be cured
by giving him an appropriate opportunity to be heard at a later stage. See
Ridge v. Baldwin
[1963] UKHL
2
; (1964) AC 40, at pp 99, 101,
125, 129. It seems to me to
follow that it must also be possible to remove an apprehension of bias
on the
part of a judge which
might otherwise arise out of the failure to hear a
party. After all, that kind of bias is not bias
through interest or
preconceptions
existing independently of the case. Suspicion of bias of the
latter kind, where there are grounds
for it, may well be ineradicable.
See
Reg. v. Australian Stevedoring Industry Board; Ex parte Melbourne Stevedoring
Co. Pty. Ltd.
[1953] HCA 22
; (1953) 88 CLR 100, at p 116. Here
the suggested bias is an
inability to act impartially which is said to have been
demonstrated
by the
fact that representations were
made to, or evidence was heard before, the
judge in the absence of the parties.
Remembering
that both parties were
absent at the
time, it does not seem to me to have been a situation which was
necessarily incapable
of correction
either as regards fairness or
as regards
the appearance as well as the fact of impartiality.
4. The learned judge took steps to correct the situation which had arisen and
I shall refer to these in a moment, but I should first
observe that the
conduct which is called in question took place in a somewhat special
situation. The court counsellor, although
in the position of a witness, was
not in the position of an ordinary witness to be called by one side or the
other. She was an officer
of the court (Family Law Act 1975 (Cth) s.37
sub-ss.(1) and (8)) performing a function akin to that of an expert witness
who might
be called by the court. That did not, in my view, justify the
private approach which she made to the judge, but it does at least
differentiate the situation from one in which she may have been in the camp of
one side or the other.
5. The counsellor had delivered a report to the court, presumably having been
directed to do so under s.62A(1) of the Act. Her
report was not necessarily
restricted to matters upon which she was directed to report but might have
included any other matters
that related to the welfare of the child in
question: s.62A(2). Under Order 25 Rule 5 of the Family Law Rules the parties
were furnished
with copies of the report. Subsequently the court might have
received it in evidence and might have permitted oral examination of
the
counsellor. It is to be observed that the trial judge was not required to
receive the report in evidence, although clearly she
would need to have read
it in order to determine what course she should take. The Act and Rules
contemplate that a judge should
be able to consider a report by a court
counsellor and, if it is not received in evidence, to put it out of his or her
mind for the
purposes of the case in hand. It has not been suggested that a
judge would be unable to do so or that in these circumstances there
would be
any foundation for an accusation of lack of impartiality on the part of a
judge. I must confess that, having regard to
the expectation that a judge
might read a report favourable to one side or the other and be able to put it
out of his or her mind
if it is not received in evidence, it is a somewhat
unreal proposition to me that a judge would be unable to do the same with any
representation made to him or her orally by a court counsellor. But even if I
am wrong in that, it seems to me that the action taken
by the judge, upon
realizing the situation which had arisen, would have dispelled any reasonable
apprehension that the judge would
as a consequence of that situation favour
one side unfairly in the subsequent hearing. Before turning to that, I should
add that
there is one additional consideration, difficult to evaluate, which
should be mentioned as part of the surrounding circumstances
of this case.
6. I spoke earlier of judicial proceedings of the ordinary kind. Proceedings
in the Family Court in relation to the custody, guardianship
or welfare of, or
access to, a child are, in an important respect, not of the ordinary kind.
Under s.64(1) of the
Family Law Act
the court is required in such proceedings
to regard the welfare of the child as the paramount consideration and under
s.43(c)
the
court is required generally in exercising its jurisdiction under
the Act to have regard to the need to protect the rights of
children
and to
promote their welfare. Thus the jurisdiction being exercised in this case,
whilst essentially judicial, was not
entirely
inter partes because the
paramount consideration was the welfare of the child. In this respect it was a
jurisdiction analogous
to
the jurisdiction of the Court of Chancery in
wardship cases which was of a special kind, permitting procedures which would
not
be
permitted in judicial proceedings of the ordinary kind. See In re K.
(Infants) (1965) AC 201. The very procedure laid down by
the
Family Law Act
with respect to the compilation of reports by court counsellors at the
direction of the court where the welfare of
a child is relevant
(see
s.62A(1))
and the reception of those reports in evidence demonstrates the special nature
of the jurisdiction
arising from the purpose of the
inquiry undertaken by the
court. In the exercise of such a jurisdiction, some modification at least
is
required of the ordinary
rules of evidence and procedure in order to achieve
that purpose. See Sing v. Muir (1969) 16 FLR 211.
7. It follows that the proceedings in this case were different from other
proceedings under the
Family Law Act
, such as proceedings
between a husband
and wife with respect to property or maintenance, which are truly inter partes
and in which
the duty to act judicially
is of the ordinary kind. Cf. Reg. v.
Watson; Ex parte Armstrong at pp 257-258. Nevertheless these proceedings
remained judicial proceedings.
Neither their special nature nor the
requirement in
s.97(3)
that the court should proceed without undue formality
relieved the court
of the obligation to observe, where applicable, the
procedures
which are followed by courts acting judicially in order to ensure
impartiality and fairness. It is for this reason I think that,
notwithstanding that the proceedings concerned the welfare of a child,
the
learned trial judge acted wrongly in seeing the court
counsellor privately,
but I do not think that the special nature of the
jurisdiction which she was
exercising can be disregarded
in considering whether the whole of the
circumstances justified an apprehension
that the judge might unduly favour one
side.
8. I turn now to the steps taken by the trial judge when she realized, as she
clearly did, that the court counsellor was making
representations to her which
ought not to have been made in the absence of the parties or their legal
representatives. She called
counsel for both parties to her chambers and
requested the court counsellor to repeat, in their presence, the
recommendations which
had been made to her. This, of course, revealed the
previous communication between the court counsellor and the judge; it is not
suggested that this step taken by the judge was not intended by her to reveal
to counsel everything of significance that had taken
place between her and the
court counsellor. Counsel were given an opportunity to obtain instructions and
when the hearing of the
matter was resumed after the luncheon adjournment the
judge announced that recommendations by the court counsellor had been put to
both counsel in her chambers and that they had been given the opportunity to
seek instructions.
9. In those circumstances I think that it was beyond question that the
parties were given a fair opportunity to be heard upon the
matters raised in
chambers by the court counsellor. That, of course, is not the point taken,
but it is very much related to the
point in issue which is whether, having
regard to the whole of the circumstances, the parties or one of them could
reasonably apprehend
that the trial judge could no longer bring an impartial
mind to the hearing of the matter. With the greatest of respect to those
who
have reached a different conclusion, I cannot think that it would be
reasonable to entertain such an apprehension. The judge
took a step which it
may be conceded was taken wrongly. The judge herself realized this and
immediately moved to correct the situation.
What was a few moments before a
private communication by a person in the position of a witness, ceased to be a
private communication
and was made available to the parties to contest as they
saw fit; it was no longer, if it ever was, something done behind the back
of
either party. If it could be suggested that the judge did not act with the
intention of revealing all that had taken place between
her and the counsellor
in her chambers, then there would be some foundation for an apprehension of
bias. No such suggestion was
made nor, upon the material before us, do I
think it could be made. The course taken by the judge adequately
demonstrated, in my
view, that she intended to continue the hearing of the
matter in an impartial manner. There is no question of her capacity to do
so.
10. I would discharge the order nisi.
ORDER
Make absolute the order nisi for a writ of prohibition directed to the
Honourable Margaret Ann Renaud prohibiting her from proceeding
further in
matter number C 746 of 1984 in the Family Court of Australia.
Order that there be no order as to costs.