Australian Rail, Tram and Bus Industry Union v Pacific National Queensland Coal Pty Ltd T/A Pacific National
Not yet cited by other cases
Applicant: Bus Industry Union
Respondent: Pacific National Queensland Coal Pty
Ratio
The FWC has jurisdiction to deal with the dispute under cl.30 of the enterprise agreement, as it raises a matter arising under the agreement (cl.9.2(m) regarding solo/sit shift rostering hours). Although the dispute involves an alleged inconsistency with the Rail Safety National Law Regulations, the absence of exclusive jurisdiction vested in the rail safety regulator (unlike workers compensation schemes) means the dispute is not excluded from the Commission's jurisdiction under s.26(1) and s.29 of the Fair Work Act.
Outcome
Against applicant
dismissed
Authority signal
Not yet cited by other cases
Signal-weighted score: 0.0
Derived from how later decisions have treated this case. Dark green = leading authority,
green = positively treated, grey = neutral or sparse data,
amber = caution, red = treated negatively.
Key facts · 7
- Pacific National Queensland Coal Enterprise Agreement 2014 permits rostering of solo/sit shifts for up to 12 hours (cl.9.2(m))
- Rail Safety National Law Regulations 2012 (amended) limit solo/sit shifts to maximum 9 hours (s.8(b) of Schedule 2)
- RTBU alleged that cl.9.2(m) is inconsistent with the amended RSNL Regulations
- Pacific National argued the dispute does not arise under the agreement but under the RSNL Regulations, placing it outside FWC jurisdiction
- The agreement's dispute settlement procedure (cl.30) requires FWC to deal with disputes 'relating to a matter arising under the agreement'
- RSNL Regulations establish the Office of the National Rail Safety Regulator (ONRSR) with investigation and enforcement powers
- Unlike workers compensation legislation, the RSNL does not explicitly vest exclusive jurisdiction in a statutory arbitrator to resolve disputes
Factors
For
- The dispute directly concerns the operation and application of cl.9.2(m) of the agreement
- Clause 30(a)(i) clearly confers FWC jurisdiction over disputes relating to 'matter[s] arising under the agreement'
- The agreement itself invokes the dispute resolution procedure, giving the Commission express authority
- The RSNL does not contain provisions explicitly excluding FWC jurisdiction or vesting exclusive jurisdiction in an alternative forum
- FWC has power to interpret enterprise agreement terms to discharge its dispute resolution function
- The disputes procedure in the agreement is presumed valid absent legal invalidity
Against
- The dispute concerns the interaction between the agreement and state legislation (RSNL Regulations)
- Resolving the dispute may require consideration of the application and interpretation of the RSNL Regulations
- The RSNL Regulations establish a self-contained regulatory regime with the ONRSR responsible for monitoring compliance and enforcement
- Section 29 of the Fair Work Act places enterprise agreements subject to state laws dealing with occupational health and safety (a non-excluded matter)
- The respondent argued the Commission lacks power to determine inconsistencies under s.29 or interpret Queensland legislation
Concept tags · 5
Principles · 9
articulates para 28
The FWC's power to deal with a dispute under an enterprise agreement depends on the terms of that agreement, and the parties may structure or limit the role of the Commission by the terms of the dispute resolution procedure.
articulates para 29
Once approved and in operation, an enterprise agreement is presumed to be valid until overturned on appeal or found invalid by a court; the various terms of an enterprise agreement are also assumed valid, except for unlawful terms which have no effect under s.253.
articulates para 31
The Commission is not restrained from interpreting the provisions of an enterprise agreement in the course of dispute resolution, as expressing a view as to the operation of agreement provisions is fundamental to discharging the Commission's role in the dispute resolution procedure.
articulates para 34
A dispute concerning an enterprise agreement provision does not lose jurisdictional competence merely because it involves an alleged inconsistency with state legislation, provided there is no explicit statutory provision vesting exclusive jurisdiction in an alternative forum.
articulates para 34
The presence of a state regulatory scheme with enforcement functions (such as the RSNL and ONRSR) does not, absent explicit statutory exclusion or vesting of exclusive jurisdiction in an arbitrator, divest the FWC of jurisdiction to deal with disputes arising under an enterprise agreement.
cites para 28
The Commission's power to deal with a dispute under an enterprise agreement depends on the terms of that agreement, and the parties to the agreement may structure or limit the role of the Commission or other person.
cites para 30
In exercising private arbitration power afforded by a dispute resolution procedure, the Commissioner is authorised to form conclusions as to the legal rights and liabilities of the parties and give a decision expressing a conclusion as to the operation of relevant terms of the agreement in order to resolve disputes.
cites para 31
Expressing a view as to the operation of provisions in enterprise agreements is fundamental to the Commission's role in the dispute resolution procedure to resolve disputes between the parties to the agreement.
Where a state law explicitly vests exclusive jurisdiction in a statutory arbitrator (such as s.176 of the Workers Compensation Injury Management Act 1981 (WA)), the FWC's jurisdiction to deal with disputes under an enterprise agreement is excluded because the agreement's terms are applied subject to that state law by operation of s.29 of the Fair Work Act.
Cases cited in this decision · 4
Cited
[2017] FWCFB 5032
— Australian Workers' Union, The (002N) v MC Labour Services Pty Ltd
"…[2016] FWC 7159 . [5] Submissions of Pacific National dated 9 February 2018 at paras 41 – 44. [6] Applicant’s Submissions on Jurisdiction dated 16 February 2018 at para 3. [7] Submissions for the Applicant dated 23...…"
Cited
[2016] FWCFB 2019
— Kentz (Australia) Pty Ltd v Communications, Electrical, Electronic, Energy,...
"…al dated 9 February 2018 at paras 41 – 44. [6] Applicant’s Submissions on Jurisdiction dated 16 February 2018 at para 3. [7] Submissions for the Applicant dated 23 January 2018 at paras 14 – 16. [8] [2017] FWCFB 5032...…"
Cited
[2016] FWC 7600
(not in corpus)
"…icant’s Submissions on Jurisdiction dated 16 February 2018 at para 3. [7] Submissions for the Applicant dated 23 January 2018 at paras 14 – 16. [8] [2017] FWCFB 5032 at [25] . [9] Ibid at [37]. [10] [2016] FWCFB 2019...…"
Cited
[2016] FWC 7159
— Nugent v City of Wanneroo
"…16 February 2018 at para 3. [7] Submissions for the Applicant dated 23 January 2018 at paras 14 – 16. [8] [2017] FWCFB 5032 at [25] . [9] Ibid at [37]. [10] [2016] FWCFB 2019 . [11] Ibid at [71] – [74]. [12] [2016]...…"
Archived text (5947 words)
Australian Rail, Tram and Bus Industry Union v Pacific National Queensland Coal Pty Ltd T/A Pacific National [2018] FWC 2458 (10 May 2018)
Last Updated: 13 June 2018
[2018] FWC 2458
FAIR WORK COMMISSION
DECISION
Fair Work Act 2009
s.739
- Application to deal with a dispute
Australian Rail, Tram and
Bus Industry Union
v
Pacific National Queensland Coal Pty
Ltd T/A Pacific National
(C2017/6545)
COMMISSIONER SPENCER
BRISBANE, 10 MAY 2018
Alleged dispute about any matters arising under the enterprise agreement
– dispute arising regarding application of amended
Rail Safety National
Law Regulations 2012 – inconsistent with provision of the enterprise
agreement – jurisdictional
objection.
INTRODUCTION
[1]
An application pursuant to
s.739
of the
Fair Work Act 2009
(the Act) was made by the Australian Rail, Tram and Bus Industry Union (the
Applicant) in relation to an alleged dispute arising under
the
Pacific
National Queensland Coal Enterprise Agreement 2014
(the Agreement) with
Pacific National Queensland Coal Pty Ltd T/A Pacific National (the
Respondent).
[2]
The Applicant stated that the dispute related to a provision of the
Agreement, dealing with the rostering length of solo/sit shifts,
purportedly in
contravention of the recently amended
Rail Safety National Law Regulations
2012
(the RSNL
Regulations).
[1]
The
Applicant submitted that RSNL Regulations were amended subsequent to the
approval of the Agreement and the regulations now differ
from the provision in
the Agreement dealing with the rostering of drivers on solo/sit shifts.
[3]
The Respondent raised a jurisdictional objection that the Fair Work
Commission (the Commission) did not have jurisdiction to deal
with the dispute,
as it was not “
a matter arising under the Agreement
.”
[4]
The matter was listed for conference however was unable to be
resolved. Directions were issued for the filing of material in relation
to the
jurisdictional objection and the jurisdictional matter was determined on the
papers, with the consent of the parties.
RELEVANT PROVISIONS OF THE ACT
[5]
Pursuant to ss.738 and 739 of the Act:
“
738 Application of this Division
This Division applies if:
(a) a modern award includes a term that provides a procedure for dealing
with disputes, including a term in accordance with section
146; or
(b) an enterprise agreement includes a term that provides a procedure for
dealing with disputes, including a term referred to in subsection
186(6);
or
(c) a contract of employment or other written agreement includes a term
that provides a procedure for dealing with disputes between
the employer and the
employee, to the extent that the dispute is about any matters in relation to the
National Employment Standards
or a safety net contractual entitlement;
or
(d) a determination under the
Public Service Act 1999
includes a term that
provides a procedure for dealing with disputes arising under the determination
or in relation to the National
Employment Standards.
739 Disputes dealt with by the FWC
(1) This section applies if a term referred to in section 738 requires or
allows the FWC to deal with a dispute.
(2) The FWC must not deal with a dispute to the extent that the dispute is
about whether an employer had reasonable business grounds
under
subsection 65(5)
or 76(4), unless:
(a) the parties have agreed in a contract of employment, enterprise
agreement or other written agreement to the FWC dealing with the
matter;
or
(b) a determination under the
Public Service Act 1999
authorises the FWC
to deal with the matter.
Note: This does not prevent the FWC from dealing with a dispute relating
to a term of an enterprise agreement that has the same (or
substantially the
same) effect as
subsection 65(5)
or 76(4) (see also
subsection 55(5)).
(3) In dealing with a dispute, the FWC must not exercise any powers
limited by the term.
(4) If, in accordance with the term, the parties have agreed that the FWC
may arbitrate (however described) the dispute, the FWC may
do so.
Note: The FWC may also deal with a dispute by mediation or conciliation,
or by making a recommendation or expressing an opinion (see
subsection
595(2)).
(5) Despite subsection (4), the FWC must not make a decision that is
inconsistent with this Act, or a fair work instrument that applies
to the
parties.
(6) The FWC may deal with a dispute only on application by a party to the
dispute.
”
[6]
Section 595 of the Act relevantly states:
“
595 FWC’s power to deal with
disputes
(1) The FWC may deal with a dispute only if the FWC is expressly
authorised to do so under or in accordance with another provision
of this
Act.
(2) The FWC may deal with a dispute (other than by arbitration) as it
considers appropriate, including in the following ways:
(a) by mediation or conciliation;
(b) by making a recommendation or expressing an opinion.
(3) The FWC may deal with a dispute by arbitration (including by making
any orders it considers appropriate) only if the FWC is
expressly authorised to
do so under or in accordance with another provision of this Act.
(4) In dealing with a dispute, the FWC may exercise any powers it has
under this Subdivision.
(5) To avoid doubt, the FWC must not exercise the power referred to in
subsection (3) in relation to a matter before the FWC except
as authorised by
this section.
”
[7]
Section 26
of the Act provides that State and Territory industrial
laws are excluded from its operation:
“26 Act excludes State or Territory industrial laws
(1) This Act is intended to apply to the exclusion of all State or
Territory industrial laws so far as they would otherwise apply
in relation to a
national system employee or a national system employer.
(2) A State or Territory industrial law is:
(a) a general State industrial law; or
(b) an Act of a State or Territory that applies to employment generally
and as one or more of the following as its main purpose
or one or more of its
main purposes:
(i) regulating workplace relations (including industrial matters,
industrial activity, collective bargaining, industrial disputes
and industrial
action);
(ii) providing for the establishment or
enforcement of terms and conditions of employment;
(iii) providing for the making and enforcement of agreements (including
individual agreements and collective agreements), and other
industrial
instruments or orders, determining terms and conditions of employment;
(iv) prohibiting conduct relating to a person's membership or
non-membership of an industrial association;
(v) providing for rights and remedies connected with the termination of
employment;
(vi) providing for rights and remedies connected with conduct that
adversely affects an employee in his or her employment; or
(c) a law of a State or Territory that applies to employment generally and
deals with leave (other than long service leave or leave
for victims of crime);
or
(d) a law of a State or Territory providing for a court or tribunal
constituted by a law of the State or Territory to make an order
in relation to
equal remuneration for work of equal or comparable value; or
(e) a law of a State or Territory providing for the variation or setting
aside of rights and obligations arising under a contract
of employment, or
another arrangement for employment, that a court or tribunal finds is unfair; or
(f) a law of a State or Territory that entitles a representative of a
trade union to enter premises; or
(g) an instrument made under a law described in paragraph (a), (b), (c),
(d), (e) or (f), so far as the instrument is of a legislative
character; or
(h) either of the following:
(i) a law that is a law of a State or Territory;
(ii) an instrument of a legislative character made under such a law;
that is prescribed by the regulations.
(3) Each of the following is a general State industrial law:
(a) the
Industrial Relations Act 1996
of New South
Wales;
(b) the Industrial Relations Act 1999 of Queensland;
(c) the
Industrial Relations Act 1979
of Western
Australia;
(d) the Fair Work Act 1994 of South Australia;
(e) the Industrial Relations Act 1984 of Tasmania.
(4) A law or an Act of a State or Territory applies to employment
generally if it applies (subject to constitutional limitations)
to:
(a) all employers and employees in the State or Territory; or
(b) all employers and employees in the State or Territory except those
identified (by reference to a class or otherwise) by a law
of the State or
Territory.
For this purpose, it does not matter whether or not the law also applies
to other persons, or whether or not an exercise of a power
under the law affects
all the persons to whom the law applies”
[8]
Section 29 of the Act provides:
“
29 Interaction of modern awards and enterprise
agreements with State and Territory laws
(1) A modern award or enterprise agreement prevails over a law of a State
or Territory, to the extent of any inconsistency.
(2) Despite subsection (1), a term of a modern award or enterprise
agreement applies subject to the following:
(a) any law covered by subsection 27(1A);
(b) any law of a State or Territory so far as it is covered by paragraph
27(1)(b), (c) or (d).
(3) Despite subsection (2), a term of a modern award or enterprise
agreement does not apply subject to a law of a State or Territory
that is
prescribed by the regulations as a law to which modern awards and enterprise
agreements are not subject.
”
[9]
Further, s.27 of the Act states:
“
27 State and Territory laws that are not excluded
by section 26
(1A) Section 26 does not apply to any of the following laws:
(a) the
Anti-Discrimination Act 1977
of New South Wales;
(b) the
Equal Opportunity Act 2010
of Victoria;
(c) the Anti-Discrimination Act 1991 of Queensland;
(d) the
Equal Opportunity Act 1984
of Western Australia;
(e) the
Equal Opportunity Act 1984
of South Australia;
(f) the Anti-Discrimination Act 1998 of Tasmania;
(g) the Discrimination Act 1991 of the Australian Capital
Territory;
(h) the Anti-Discrimination Act of the Northern Territory.
(1) Section 26 does not apply to a law of a State or Territory so far
as:
(b) the law is prescribed by the regulations as a law to which section 26
does not apply; or
(c) the law deals with any non-excluded matters; or
(d) the law deals with rights or remedies incidental to:
(i) any law referred to in subsection (1A); or
(ii) any matter dealt with by a law to which paragraph (b) applies;
or
(iii) any non-excluded matters.
(2) The non-excluded matters are as follows:
(a) superannuation;
(b) workers compensation;
(c) occupational health and safety;
(d) matters relating to outworkers (within the ordinary meaning of the
term);
(e) child labour;
(f) training arrangements, except in relation to terms and conditions of
employment to the extent that those terms and conditions
are provided for by the
National Employment Standards or may be included in a modern award;
(g) long service leave, except in relation to an employee who is
entitled under Division 9 of Part 2-2 to long service leave;
(h) leave for victims of crime;
(i) attendance for service on a jury, or for emergency service
duties;
(j) declaration, prescription or substitution of public holidays, except
in relation to the rights and obligations of an employee
or employer in relation
to public holidays;
(k) the following matters relating to provision of essential services or
to situations of emergency:
(i) directions to perform work (including to perform work at a
particular time or place, or in a particular way);
(ii) directions not to perform work (including not to perform work at a
particular time or place, or in a particular way);
(l) regulation of any of the following:
(i) employee associations;
(ii) employer associations;
(iii) members of employee associations or of employer
associations;
(m) workplace surveillance;
(n) business trading hours;
(o) claims for enforcement of contracts of employment, except so far as
the law in question provides for a matter to which paragraph
26(2)(e)
applies;
(p) any other matters prescribed by the regulations.
”
RELEVANT PROVISIONS OF THE AGREEMENT
[10]
The dispute settlement procedure is set out at cl.30 of the
Agreement:
“
30 DISPUTE RESOLUTION
a) If a dispute relates to:
i.
A matter arising under the agreement
; or
ii. The National Employment Standards;
This clause sets out procedures to settle the dispute.
b) An Employee who is a party to the dispute may appoint a representative
for the purposes of the procedures in this clause.
c) In the first instance, the parties to the dispute must try to resolve
the dispute at the workplace level, by discussions between
the Employee or
Employees and relevant supervisor. Where initial discussions cannot resolve the
dispute, the parties shall refer
it to the next level of management for
discussion. A matter that remains unresolved after further discussions can then
be referred
to the General Manager.
d) If the forgoing discussions at the workplace level do not resolve the
dispute, a party to the dispute may refer the matter to
FWC. FWC will attempt to
resolve the dispute as it considers appropriate, including by mediation,
conciliation, expressing an opinion
or making a recommendation;
e) If the dispute remains unresolved following d), the process is
exhausted unless all parties agree to have the dispute arbitrated
by FWC to make
a determination that is binding on the parties.
f) Note: If FWC arbitrates the dispute, it may also use the powers that
are available to it under the FW Act.
g) A decision that FWC makes when arbitrating a dispute is a decision for
the purpose of Div 3 of Part 5.1 of the FW Act. Therefore,
an appeal may be made
against the decision.
h) While the parties are trying to resolve the dispute using the
procedures in this clause:
i. An Employee must continue to perform his or her work as he or she
would normally unless he or she has a reasonable concern about
an imminent risk
to his or her health or safety; and
ii. An Employee must comply with a direction given by Pacific National to
perform other available work at the same workplace, or
at another workplace,
unless:
1. The work is not safe; or
2. Applicable occupational health and safety legislation would not permit
the work to be performed; or
3. The work is not appropriate for the Employee to perform; or
4. There are other reasonable grounds for the Employee to refuse to
comply with the direction.
i) The parties to the dispute agree to be bound by a decision made by FWC
in accordance with this clause.
” [Emphasis added]
[11]
The dispute related to an alleged inconsistency between the RSNL
Regulations and cl.9.2 of the Agreement, as set out:
“
9.2 Methods of Arranging Ordinary Working
Hours
...
(k) Pacific National Queensland Coal may require the following crew
configurations to work up to a maximum of 12 hours of duty from
sign on to sign
off:
• Two Driver Class 1 or;
• One Driver Class 1 and a Driver Class 2 / Driver Assistant
(l) Pacific National Queensland Coal may require a Driver Class 1 to
undertake Driver Only Operations (DOO) working up to a maximum
of 9 hours of
duty from sign on to sign off with the appropriate control measures to manage
the risk of work-related fatigue.
(m) Pacific National Queensland Coal may require a Driver Class 1,
qualified in the relevant locomotive power, to work a solo/sit
shift for up to
12 hours with the appropriate control measures to manage the risk of
work-related fatigue.
...
”
[12]
Clause 12 of the Agreement classifies a Driver Class 1 as an
employee “
trained and qualified in locomotive operations to DOO
mainline standard and who leads a team (including mentoring Trainees, Driver
Assistants and Class 2 Drivers) and is responsible for safety standards. This
role will also be required to undertake locomotive
driving
operations.
”
[13]
Clause 7 of the Agreement states that a solo/sit shift
“
requires a Driver Class 1 qualified in the relevant locomotive power
to monitor a live locomotive/consist at a location where it is
not required to
move
.”
[14]
In contrast to the Agreement, which provides for rostering of 12
hours on a solo/sit shift, the RSNL Regulations (set out below) allow
for a
maximum of nine hours. Section 8 of Schedule 2 of the RSNL Regulations now
provides as follows:
“
8 Working hours for rail safety workers driving
freight trains
The following work scheduling practices and procedures apply to a rail
safety worker who drives a freight train:
(a) in the case of a 2 driver operation where the second driver is a
qualified train driver (including a qualified train driver who
is learning a
route or undergoing an assessment)—the maximum shift length to be worked
is 12 hours;
(b)
in the case of a 1 driver operation—the maximum shift
length to be worked is 9 hours;
(c) there is to be a break of at least 12 continuous hours between each
shift worked by the rail safety worker if the worker ends
a shift at the home
depot;
(d) there is to be a break of at least 8 continuous hours between each
shift worked by the rail safety worker if the worker ends
a shift away from the
home depot and the break is taken away from the home depot;
(e) in any 14 day period—the rail safety worker may work a maximum
number of 12 shifts and, in any event, not more than 132
hours.
”
[Emphasis added]
SUMMARY OF THE RESPONDENT’S SUBMISSIONS ON JURISDICTION
[15]
The Respondent submitted that the Commission did not have
jurisdiction to deal with the dispute as it was not a matter arising under
the
Agreement. The Respondent submitted that the Commission does not have power to
determine whether an inconsistency exists between
the RSNL Regulations and the
Agreement or otherwise exercise any power under s.29 of the Act to deal with any
inconsistency. Furthermore
it was submitted that the Commission does not have
jurisdiction to determine the meaning or application of a Queensland law.
[16]
It was submitted that the plain meaning of cl.9.2(l) and (m) enabled
the Respondent to roster an employee for up to 12 hours when
performing a
solo/sit shift. The Respondent submitted that the dispute related to
“
the application of the RSNL Regulations to work scheduling practices
for a shift where a Driver Class 1 qualified in the relevant
locomotive power to
monitor a live locomotive/consist at a location where it is not required to
move
.”
[2]
It
was submitted that there was no dispute concerning the terms of the relevant
clause.
[17]
The Respondent submitted that the RSNL Regulations do not apply to
these shifts as per the clause and that it is not in breach of
its scheduling
practices. The result being, the Respondent submitted, was that the dispute
arose under the RSNL Regulations and not
the Agreement.
[18]
The Respondent submitted that s.29 of the Act does not operate
where a prescribed State law is inconsistent with the terms of an
enterprise
agreement, and that an enterprise agreement cannot also deal with the same
subject matter as a State law. It was submitted,
“
[i]n order to
determine whether an inconsistency of the kind contemplated by section 29 of the
FW Act exists, the Commission would
necessarily need to make a finding as to the
application of the RSNL Regulations – this is simply something the
Commission
is not empowered to do under the FW
Act
.”
[3]
[19]
Similarly, the Respondent submitted that the RSNL Regulations did
not confer jurisdiction on the Commission to make a determination,
in respect of
compliance or enforcement of these regulations, and relied on the decision in
Nugent v City of Wanneroo
that considered a dispute arising in respect of
the
Workers Compensation Injury Management Act 1981
(WA)
.
[4]
Commissioner Williams held there was no jurisdiction to arbitrate the dispute,
as the relevant legislation to that dispute (the
Workers Compensation Injury
Management Act 1981
(WA)) conferred exclusive jurisdiction on the statutory
arbitrator to deal with matters relating to workers compensation and therefore,
finding otherwise would be in contravention of s.29 of the Act.
[20]
In relying on this proposition, the Respondent submitted that
similarly, the Rail Safety Regulator held a similar role:
“
41. The RSNL Regulations are published under section
265 of the Rail Safety National Law, on the NSW legislation website, and apply
in Queensland pursuant to sections 3 and 4 of the Rail Safety National Law
(Queensland) Act 2017.
42. The Rail Safety National Law establishes what could be described as
an [sic] self-contained and exhaustive regime for ensuring
compliance with the
RSNL Regulations:
(a) the Officer of the National Rail Safety Regulator (ONRSR) is
established under section 12;
(b) section 13 sets out the functions of ONRSR including,
relevantly:
13(1)(e) to monitor, investigate and enforce compliance with this
Law
(c) rail safety officers may be appointed under section 135 to exercise
the functions and powers conferred by section 140 including:
(i) providing information and advice about compliance with the
law;
(ii) requiring compliance with the law through the issuing of notices;
and
(iii) investigating contraventions of the law and assisting in
prosecution of offences;
(d) rail safety officers have enforcement powers under Part 5;
and
(e) any legal proceedings for an offence under the Rail Safety National
Law or the RSNL may only be taken by the Regulator of ONRSR,
or the Minister
according to section 220(2).
43. An overall reading of the Rail Safety National Law demonstrates that
compliance and enforcement matters are to be dealt with
exclusively within that
framework, including only by ONRSR or the Minister.
44. Accordingly, it is a matter for ONRSR to determine the meaning of
section 8 of part 2 of the RSNL Regulations; it is not a matter
which the
Commission is permitted to
determine.
”
[5]
SUMMARY OF THE APPLICANT’S SUBMISSIONS ON JURISDICTION
[21]
The Applicant agreed that the Commission does not have jurisdiction
to interpret the RSNL Regulations or otherwise to determine the
application of
those regulations. However, the Applicant submitted that the Commission is
“
charged with the responsibility to ensure that the clauses under the
EA are applied correctly and where necessary, rule on their
validity.
”
[6]
[22]
In this regard, the Applicant submitted that cl.9.2(m) of the
Agreement was now inconsistent with or superseded by the relevant occupational
health and safety law (that is, the amended RSNL Regulations) and therefore,
rendered cl.9.2(m) a “
non-allowable
” matter pursuant to s.29
of the Act.
[23]
In respect of this submission, the Applicant stated as follows:
“
14.
Section 29
of the
Fair Work Act 2009
clearly
articulates that an enterprise agreement prevails over State or Territory laws
to the extent of an inconsistency. However,
s29(2)
contains exceptions which
then refer to
subsection 27(1A)
,
27
(1)(b), (c) or (d). S
27
(1)(d)(iii) refers to
non-excluded matters.
15. Contained within the non-excluded matters list is “occupational
health and safety.”
16. Therefore, the RTBU submits that the
Fair Work Act 2009
supports our
position which is that by operation of the
Fair Work Act 2009
, the regulation to
restrict a DOO to 9 hours, overrides 9.2(m) of the Enterprise Agreement and
makes the provision
unenforceable.
”
[7]
[24]
The Applicant alleged that the Respondent’s current roster
arrangements are in breach of the RSNL Regulations (as interpreted
by the Office
of the National Rail Safety Regulator). The Applicant refuted that it was
seeking for the Commission to interpret the
RSNL Regulations, rather to
determine the application of a particular provision of the Agreement.
CONSIDERATION
[25]
This decision concerns a jurisdictional objection raised by the
Respondent, that a dispute filed by the Applicant, in relation to
an alleged
inconsistency between the provisions of a State law and the Agreement, was not a
matter arising under the Agreement in
accordance with the dispute settlement
procedure. The
Rail Safety National Law
is a harmonised piece of
legislation, each Australian State and Territory having adopted the
Rail
Safety National Law
, after it was first enacted in South Australia.
[26]
In summary terms, the Applicant alleged that a dispute arose that
invokes the application of s.29 of the Act, being the interaction
between
cl.9.2(m) of the Agreement (concerning the working hours of freight train
drivers) and the amended s.8(b) of Schedule 2 of
the RSNL Regulations. That is,
the Agreement allowed for rostering of solo/sit shifts up to 12 hours and the
regulation prescribes
solo/sit shifts of only up to nine hours. The Applicant
submitted, in accordance with s.29, in terms of the interaction between the
Agreement and State legislation, the Agreement should prevail over the level of
inconsistency, excluding where the State legislation
deals with matters related
to “
occupational health and safety
.”
[27]
The Respondent argued that the dispute was not jurisdictionally
competent for three substantive reasons: the dispute did not arise
under the
Agreement; the dispute required the Commission to determine whether there was an
inconsistency between the RSNL Regulations
and the Agreement, involving an
exercise of power under s.29 of the Act, which the Commission was not empowered
to do; and that the
dispute was beyond jurisdiction as it involved the
interpretation of a Queensland legislative instrument.
[28]
The Full Bench in
The Australian Workers’ Union v MC Labour
Services Pty Ltd
(
MC Labour Services
) held that the
Commission’s power to deal with a dispute under an enterprise agreement
“
depends on the terms of that agreement, and that the parties to the
agreement may structure or limit the role of the Commission (or
other
person)
.”
[8]
[29]
Clause 30(a)(i) of the Agreement confers jurisdiction on the
Commission to deal with disputes relating to “
matter[s] arising under
the agreement
.” In
MC Labour Services
, in considering the
validity of the steps in a disputes procedure, the Full Bench stated:
“
...Once in operation, the agreement is presumed to be
valid, until such time as the decision of the Commission to approve the
agreement
is overturned on appeal, or the agreement is otherwise found by a
court to be invalid. The various terms of an enterprise agreement
are also
assumed to be valid, with the exception only of unlawful and certain other
terms, which have no effect as a result of s.253
of the FW
Act
.”
[9]
[30]
This can be distinguished from cases where the Commission is tasked
with interpreting the provisions of an enterprise agreement in
the course of a
private arbitration, as was the case in
Kentz (Australia) Pty Ltd v
Communications, Electrical, Electronic, Energy, Information, Postal, Plumbing
and Allied Services Union
of Australia
(
Kentz
).
[10]
In
Kentz
, the issues in dispute were provisions in the
Kentz
(Australia) Pty Ltd Ichthys Onshore Construction Greenfields Agreement
relating to notice of termination and rest and recreation. The Full Bench
held:
“[
71]
In exercising the power of
private arbitration afforded to the Commission, the Commissioner had power to
arbitrate an outcome to
resolve the dispute over matters arising under the Kentz
Agreement. In doing so she was authorised to form conclusions as to the
legal
rights and liabilities of the parties to the Kentz Agreement and give a decision
expressing a conclusion as to the operation
of the relevant terms of the Kentz
Agreement, in order to discharge her role in the dispute resolution procedure to
resolve disputes
between the parties to the Kentz Agreement, in furtherance of
the objective of the parties of avoiding the escalation and providing
prompt
resolution of disputes or grievances.
[72]
Commissioner Bissett received submissions and
evidence in relation to the issues in contention, considered them and made
findings
in relation to the matters of fact and interpretation in dispute, in
order to discharge her responsibility in private arbitration
to resolve the
dispute. The Commissioner was authorised to make findings in the course of the
private arbitration concerning the
operation of the relevant provisions of the
Kentz Agreement for the purpose of resolving the dispute. The Commissioner was
not “declaring
[an] opinion about the legal position and only doing that
for its own sake”.
[73]
The Commissioner’s conclusions were not a
binding declaration of rights. The findings involved the formation of an opinion
on a matter of interpretation required in discharging the arbitral function
afforded to her by the parties for the purpose of resolving
the dispute before
her. The Commissioner did not seek to or purport to make a judicial
determination. The dispute was clearly one
in respect of a matter arising under
the Kentz Agreement and, in our view, the Commissioner did not consider any
matters outside
the jurisdiction reposed in the Commission by the dispute
settlement procedure in clause 18 of the Kentz Agreement.
[74]
The decision of the Commissioner arising from the
arbitration is not a conclusive or legally binding determination of the rights
and obligations of the parties in the Kentz Agreement by way of a judicial
determination reserved for a Chapter III Court. Having
been made on the basis of
a power of private arbitration afforded to her by the agreement of the parties,
the Commissioner’s
decision is not binding of its own force. Rather, its
effect, depends on the law which operates with respect to it, having regard
to
the terms of the Kentz
Agreement
.”
[11]
[31]
In dealing with the dispute application, there is no jurisdictional
basis for the Commission to find that the provisions of the Agreement
are
invalid. This would necessarily involve the exercise of judicial power. That is
not to say however, that the dispute is not “
a dispute that relates to
a matter arising under the
agreement”. In accordance with these
authorities, the Commission is not restrained from interpreting the provisions
of the Agreement.
As articulated in
“Automotive, Food, Metals,
Engineering, Printing and Kindred Industries Union” known as the
Australian Manufacturing Workers’
Union (AMWU) v Unilever Australia
Trading
Limited
,
[12]
expressing a view as to the operation of provisions in enterprise agreements is
fundamental “
in order to discharge the Commission’s role in the
dispute resolution procedure to resolve disputes between the parties to the
Agreement
.”
[13]
Currently the Applicant submits that the dispute has arisen, given the
operationally different maximum shift lengths for solo/sit
shifts, as per the
Agreement and the regulation.
[32]
In
Nugent v City of Wanneroo
(as referred to by the
Respondent),
[14]
Commissioner Williams declined to exercise the jurisdiction of the Commission
with regard to the interpretation of an enterprise
agreement, as a provision of
the
Workers Compensation Injury Management Act 1981
(WA), explicitly
stated that the type of dispute filed by Mr Nugent, could only be considered by
the statutory arbitrator. The Commissioner
held:
“
[58]
Consequently both clause
9−Dispute Resolution Procedure and subclause 30.6 of the Agreement, in the
context of this dispute,
apply subject to the Workers Compensation Act.
[59]
Section 176 of the Workers Compensation Act states that
any proceedings for the determination of a dispute as provided for in 176(1)
is
not capable of being brought other than under the Workers Compensation Act and
that the arbitrators established under the Workers
Compensation Act have
exclusive jurisdiction to hear and determine all such disputes. Section 29 of
the Act in this case requires
that the terms of the Agreement are applied
subject to this law of the State. For the Commission to determine the dispute
before
it would be inconsistent with this State law. These provisions of the
State law therefore exclude the Commission hearing and determining
a dispute as
to whether or not Mr Nugent was injured at work.
[60]
Consequently I uphold the jurisdictional objection of
the respondent and this application will be
dismissed
.”
[15]
[33]
In
Wanneroo
, disputes concerning workers compensation were
explicitly
excluded by the operation of s.176 of the
Workers
Compensation Injury Management Act 1981
(WA), which stated:
“
176. Exclusive jurisdiction of arbitrators
(1) In this Part—
dispute means —
(a) a dispute in connection with a claim for compensation, or the
liability to pay compensation, under this Act;
(b) a dispute in connection with an obligation imposed under Part
IX;
(c) any other dispute or matter for which provision is made under this Act
for determination by an arbitrator.
(d) any other matter of a kind prescribed by the regulations.
(2) A proceeding for the determination of a dispute is not capable of
being brought other than under this Part.
(3) Subject to this Act, arbitrators have exclusive jurisdiction to
examine, hear and determine all disputes
.
” [emphasis added]
[34]
In the present matter, the Respondent similarly argued that on an
“
overall reading
” of the
Rail Safety National Law
demonstrates that it is an exclusive jurisdiction. This submission was
supported by reference to the statutory appointment of rail
safety officers and
their functions. Importantly however, there are no provisions providing for an
exclusive arbitrator for rail
disputes or
explicitly
excluding or
limiting the resolution of disputes by means outside of the
Rail Safety
National Law
legislative framework. In the absence of a provision in the
relevant statute (prescribing an alternative exclusive jurisdiction for
settling
such disputes) the present matter can be distinguished from
Wanneroo
.
CONCLUSION
[35]
Importantly, this dispute relates to a matter arising under
cl.9.2(m) of the Agreement; that being the maximum allowable rostered
shift
length of solo/sit drivers. The application of the rostering of drivers’
solo/sit shifts is set as 12 hours in cl.9.2
of the Agreement. The dispute
relates to the operation of this clause and its relationship with the RSNL
Regulations: the differing
shift lengths set out in cl.9.2 and s.8(b) of
Schedule 2 of the RSNL Regulations give rise to a dispute that relates to the
operation
of “
a matter arising under the Agreement
,” as per
cl.30. The regulation provides for a maximum shift length of 9 hours for
“
1 driver operations
.” The jurisdiction to deal with a
dispute, as per the disputes procedure is clear, as it raises a dispute relating
to a matter
arising under the Agreement (that is, cl.9.2(m)). The jurisdiction
in relation to this dispute must be considered in conjunction
with s.26 of the
Act, which states that a provision of an enterprise agreement prevails where it
is inconsistent with a State law,
except as per s.27, in respect of
“
non-excluded matters
”, which include matters of
“
occupational health and safety
.” On this basis, there is a
live dispute over the continuation of rostering of solo/sit drivers for 12
hours, as per the Agreement.
[36]
For the aforementioned reasons, the Respondent’s
jurisdictional objection is dismissed. The jurisdiction to deal with the dispute
is upheld, in accordance with cl.30 of the Agreement. The matter will be listed
for conference.
[37]
I Order accordingly.
COMMISSIONER
<
PR606756
>
[1]
Rail Safety
National Law (Queensland)
s.265.
[2]
Submissions of
Pacific National dated 9 February 2018 at para 18.
[3]
Ibid at para
36.
[4]
[2016] FWC
7159
.
[5]
Submissions of
Pacific National dated 9 February 2018 at paras 41 – 44.
[6]
Applicant’s
Submissions on Jurisdiction dated 16 February 2018 at para 3.
[7]
Submissions for
the Applicant dated 23 January 2018 at paras 14 – 16.
[8]
[2017] FWCFB
5032
at
[25]
.
[9]
Ibid at [37].
[10]
[2016] FWCFB
2019
.
[11]
Ibid at [71]
– [74].
[12]
[2016] FWC
7600
.
[13]
Ibid at
[86].
[14]
[2016] FWC
7159
.
[15]
Ibid at [58]
– [60].
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