Australian Building and Construction Commissioner v Powell
Positively treated
Treatment by later cases (5)
3 positive
2 neutral
Citation timeline
2019
2026
Appellant: Australian Building and Construction Commissioner
Respondent: And: Michael Powell
Ratio
An official of an organisation exercising a right to enter premises conferred by a State OHS law (here, ss 58(1)(f) and 70 of the Victorian OHS Act 2004, permitting a health and safety representative to seek assistance and obliging the employer to allow access) must hold a permit under s 494 of the Fair Work Act 2009 (Cth). The right to enter premises in s 494(2) is not limited to union officials holding formal representational rights but extends to any right of entry conferred by State/Territory OHS laws, including derivative rights exercised by persons requested to assist health and safety representatives.
Outcome
Resolved
partial
Authority signal
Positively treated
Signal-weighted score: 6.0
Derived from how later decisions have treated this case. Dark green = leading authority,
green = positively treated, grey = neutral or sparse data,
amber = caution, red = treated negatively.
Key facts · 7
- Mr Powell, an official of the CFMEU, attended a construction site at the request of Mr Curnow, the elected health and safety representative, on four occasions in 2014
- Mr Powell had no permit under Part 3-4 of the Fair Work Act 2009 (Cth)
- Mr Powell asserted he was entitled to be on site under ss 58(1)(f) and 70 of the Occupational Health and Safety Act 2004 (Vic), which permit health and safety representatives to seek assistance and oblige employers to allow access
- On each occasion, Mr Powell refused to leave when asked and refused to produce a permit, asserting he needed no permit under the Fair Work Act
- The Australian Building and Construction Commissioner brought proceedings for civil penalty under s 494(1) of the Fair Work Act 2009 (Cth)
- The primary judge dismissed the proceedings, finding that ss 58(1)(f) and 70 did not confer a 'right to enter' within the meaning of s 494
- The Federal Court of Appeal allowed the appeal and remitted the matter for further hearing
Factors
For
- The plain language of s 494(1) and (2) is apt to cover rights to enter conferred by State OHS laws, including ss 58(1)(f) and 70, without limiting them to formal union representational rights
- Section 70 creates a statutory obligation on the employer to allow access to the person assisting, which constitutes a legal entitlement or authorisation to enter
- From a practical and commonsense perspective, distinguishing between different wordings of OHS entry rights (representational vs assistive) would create confusion at worksites and undermine the regulatory scheme
- Section 494 applies to any official exercising a right to enter conferred by State/Territory OHS law, regardless of whether the right is characterised as direct (to the official) or derivative (through the health and safety representative)
- The statutory object in s 480 of balancing organisations' rights to investigate contraventions with employers' right to conduct business supports a broad construction to cover all OHS-related entries
- Section 513 and 514, dealing with permit qualifications and disqualifications, do not suggest the permit is limited only to representational rights
Against
- Section 6(5) and s 478, the stated objects of Part 3-4, describe the Part as addressing 'rights of officials of organisations who hold entry permits to enter premises for purposes related to their representative role'
- The history of entry rights in Commonwealth and State legislation (as detailed by the primary judge) predominantly involved formal rights conferred on union officials for representational purposes
- Section 58(1)(f) and s 70 do not expressly use the words 'right of entry' or similar language, referring instead to a power to seek assistance and an obligation to allow access
- Section 70 provides statutory enforcement rights only to the health and safety representative, not to the person assisting, suggesting the benefit was not intended for the assistant
- As at 2009, no other State or Territory had substantially equivalent provisions; ss 58 and 70 were unique to Victoria (though similar provisions were later enacted in other jurisdictions)
Concept tags · 3
Principles · 8
articulates para 15
In interpreting civil remedy and civil penalty provisions in employment legislation, a necessary clarity of meaning should be striven for; entry provisions should be construed conformably with language used practically and with an eye to commonsense so they can be implemented clearly at worksites, avoiding fine distinctions that may lead to workplace confusion.
articulates para 45
Where a State OHS law imposes a statutory obligation on an employer to allow a person access to the workplace (as in s 70 of the Victorian OHS Act 2004), that obligation creates a legal entitlement or authorisation of the person to enter and be on the premises, which constitutes a right to enter for purposes of s 494.
articulates para 46
A right to enter premises can be exercised in a derivative sense by a person requested to assist a health and safety representative, such that the assistant's entry pursuant to the health and safety representative's power to seek assistance constitutes an exercise of a right to enter conferred by State OHS law.
articulates para 50
A right to enter premises conferred by State or Territory OHS law under s 494(2) of the Fair Work Act 2009 (Cth) is not limited to rights expressly granted to union officials for representational purposes, but extends to any legal entitlement or authorisation to enter and have access to premises created by State or Territory OHS laws.
cites para 48
The purpose or mischief rule in statutory interpretation does not necessarily lead to a reading down of general words to confine legislation only to the mischief; a particular problem that has triggered amendment does not mean words are incapable of extending beyond that particular matter.
cites para 48
An objects provision within a statute does not control clear statutory language but is properly considered as an aid in construing the statute.
cites para 48
A statement of legislative object does not definitively determine the meaning of statutory text but is an important assistance in interpreting the words of the statute as one aspect of considering the meaning and reach of words used by Parliament.
cites para 48
An objects provision does not control clear statutory language and is to be considered as an aid in construing the statute rather than to definitively determine the meaning of statutory text.
Subsequent treatment · 5
Positive treatment· 3
Applied
[2020] FWC 3020
FWC
— Odyssey Marine Pty Ltd v Construction, Forestry, Maritime, Mining and Energy Union
Applied
[2026] FWC 31
FWC
— Australian Institute of Marine and Power Engineers v ASP Ship Management Pty Ltd
Applied
Cited / considered· 2
Cited
Cited
Archived text (7198 words)
Australian Building and Construction Commissioner v Powell [2017] FCAFC 89 (2 June 2017)
Last Updated: 2 June 2017
FEDERAL COURT OF AUSTRALIA
Australian Building and Construction
Commissioner v Powell
[2017] FCAFC 89
Appeal from:
Director of the Fair Work Building Industry
Inspectorate v Powell
[2016] FCA 1287
File number:
VID 1361 of 2016
Judges:
ALLSOP CJ, WHITE AND O'CALLAGHAN JJ
Date of judgment:
2 June 2017
Catchwords:
INDUSTRIAL LAW
– right of entry
– entry by official of organisation to workplace after request to assist
by health and safety representative
under
s 58(1)(f)
of the
Occupational
Health and Safety Act 2004
(Vic) – obligation on employer to allow
assistant entry under
s 70
of the
Occupational Health and Safety Act 2004
(Vic) – whether assistant exercised “State or Territory OHS
right” within meaning of
s 494
of the
Fair Work Act 2009
(Cth)
Legislation:
Fair Work Act 2009
(Cth)
Pt 3
-
4
,
ss 6
,
478
,
480
,
481
,
483A
,
484
,
486
,
487
,
489
,
490
,
491
,
494
,
495
,
496
,
497
,
498
,
499
,
512
,
513
,
514
Workplace Relations Act 1996
(Cth) (repealed)
Pt 15
Fair Work Regulations 2009
(Cth) reg 3.25
Industrial Relations Act 1979
(WA)
Pt II
Div 2G,
ss 49H
,
49I
Interpretation of Legislation Act 1984
(Vic)
s 36
Occupational Health and Safety Act 1985
(Vic) (repealed)
Pt IV
, ss
30, 31, 32
Occupational Health and Safety Act 1989
(ACT) (repealed) Pt 5 Div
5.4, s 77
Occupational Health and Safety Act 2000
(NSW) (repealed)
Pt 5
Div 3,
s 77
Occupational Health and Safety Act 2004
(Vic),
Pt 7
,
Pt 8
,
ss 54
,
55
,
56
,
57
,
58
,
70
,
87
Workplace Health and Safety Act 1995
(Qld) (repealed) ss 90I,
90J
Workplace Health and Safety Act 2007
(NT) (repealed) Pt 4 Div 7, s
53
Explanatory Memorandum,
Workplace Relations Amendment (Work Choices) Bill
2005
(Cth)
Cases cited:
Commonwealth Custodial Services Ltd v Valuer
General
[2007] NSWCA 365
;
156 LGERA 186
CSL Australia Ltd v Minister for Infrastructure and Transport (No 3)
[2012] FCA 1261
;
297 ALR 289
Director of the Fair Work Building Industry Inspectorate v Powell
[2016] FCA 1287
Minister for Urban Affairs and Planning v Rosemount Estates Pty Ltd
[1996] NSWSC 348
;
(1996) 91 LGERA 31
Valuer General v Fivex Pty Ltd
[2015] NSWCA 53
;
206 LGERA 450
Date of hearing:
23 May 2017
Registry:
Victoria
Division:
Fair Work Division
National Practice Area:
Employment & Industrial Relations
Category:
Catchwords
Number of paragraphs:
61
Counsel for the Appellant:
Mr M Wheelahan QC with Mr R O’Neill
Solicitor for the Appellant:
Australian Government Solicitor
Counsel for the Respondent:
Ms R Doyle SC with Ms J Watson
Solicitor for the Respondent:
Slater & Gordon Lawyers
Counsel for the Intervener:
Mr R Niall QC SG with Mr A Palmer
Solicitor for the Intervener:
Victorian Government Solicitor’s Office
ORDERS
VID 1361 of 2016
BETWEEN:
AUSTRALIAN BUILDING AND CONSTRUCTION
COMMISSIONER
Appellant
AND:
MICHAEL POWELL
Respondent
JUDGES:
ALLSOP CJ, WHITE AND O'CALLAGHAN JJ
DATE OF ORDER:
2 JUNE 2017
THE COURT ORDERS THAT:
The
appeal be allowed.
The
order of the Court made on 3 November 2016 dismissing the proceedings be set
aside.
The
proceeding be remitted to the primary judge for further hearing in accordance
with these reasons.
Note: Entry of orders is dealt with in
Rule
39.32
of the
Federal Court Rules 2011
.
REASONS FOR
JUDGMENT
THE COURT:
This
appeal concerns the proper construction of
s 494
of the
Fair Work Act 2009
(Cth) (
the
FW Act
)
. A judge of the Court concluded that the
terms and operation of
ss 58
and
70
of the
Occupational Health and Safety Act
2004
(Vic) (
the
2004 Victorian Act
) did not, for the purposes
of s 494, confer a right to enter premises on Mr Michael Powell, an official of
an organisation, the Construction,
Forestry, Mining and Energy Union (
the
CFMEU
): see
Director of the Fair Work Building Industry Inspectorate v
Powell
[2016] FCA 1287.
For
the reasons that follow, we respectfully disagree with his Honour’s
conclusion.
On
four occasions in 2014, a Mr Curnow, who was elected as the health and safety
representative on a construction project at Ringwood,
Victoria, asked Mr Powell
to attend the building site to assist him in dealing with health and safety
issues relating to various
matters. Mr Powell came on to the site. When
challenged and asked for his permit, he asserted that he was on the site to
assist
the “site rep” with “OHS issues” and did not need
a permit. More detailed reference to the events is made
below.
Mr
Powell had no permit under Part 3-4 of the
FW Act
. The Australian
Building and Construction Commissioner (
the Commissioner
) proceeded
against Mr Powell for a civil penalty for asserted contraventions of s 494(1) of
the
FW Act
.
Section
494(1) is in the following terms:
494 Official must be permit holder to exercise State
or Territory OHS right
Official must be permit holder
(1) An official of an organisation must not exercise a State or Territory OHS
right unless the official is a permit holder.
The
meaning of “State or Territory OHS right” is given by s 494(2) which
is in the following terms:
Meaning of
State or Territory OHS right
(2) A right to enter premises, or to inspect or otherwise access an employee
record of an employee that is on premises, is a
State or Territory OHS
right
if the right is conferred by a State or Territory OHS law, and:
(a) the premises are occupied or otherwise controlled by any of the
following:
(i) a constitutional corporation;
(ii) a body corporate incorporated in a Territory;
(iii) the Commonwealth;
(iv) a Commonwealth authority; or
(b) the premises are located in a Territory; or
(c) the premises are, or are located in, a Commonwealth place; or
(d) the right relates to requirements to be met, action taken, or activity
undertaken or controlled, by any of the following in
its capacity as an
employer:
(i) a constitutional corporation;
(ii) a body corporate incorporated in a Territory;
(iii) the Commonwealth;
(iv) a Commonwealth authority; or
(e) the right relates to requirements to be met, action taken, or activity
undertaken or controlled, by an employee of, or an independent
contractor
providing services for, any of the following:
(i) a constitutional corporation;
(ii) a body corporate incorporated in a Territory;
(iii) the Commonwealth;
(iv) a Commonwealth authority; or
(f) the exercise of the right will have a direct effect on any of the
following in its capacity as an employer:
(i) a constitutional corporation;
(ii) a body corporate incorporated in a Territory;
(iii) the Commonwealth;
(iv) a Commonwealth authority; or
(g) the exercise of the right will have a direct effect on a person who is
employed by, or who is an independent contractor providing
services for, any of
the following:
(i) a constitutional corporation;
(ii) a body corporate incorporated in a Territory;
(iii) the Commonwealth;
(iv) a Commonwealth authority.
The
assertion of Mr Powell (and the only basis of his (successful) defence of the
penalty proceedings before the primary judge) was
that the provisions of the
2004 Victorian Act
under which he came to be on the site (ss 58(1)(f) and
70) did not confer on him, and he was not exercising, a right to enter premises
that was conferred by the
2004 Victorian Act
(which is prescribed to be a
State OHS law by item 2 of reg 3.25 in the
Fair Work Regulations 2009
(Cth)).
The
2004 Victorian Act
provides for health and safety representatives (
HS
representatives
) in workplaces. Division 4 of Pt 7 contains provision for
their election by members of a designated work group (s 54), for their
term of
office (s 55), for their disqualification by the Magistrates’ Court for
various reasons (s 56), and for deputy HS representatives
(s 57). Division 5 of
Pt 7 is headed “Powers of health and safety representatives”.
Section 58 is likewise entitled.
Subsection 58(1) is in the following
terms:
(1) A health and safety representative for a designated
work group may do any of the following –
(a) inspect any part of a workplace at which a member of the designated work
group works –
(i) At any time after giving reasonable notice to the employer concerned or its
representative; and
(ii) immediately in the event of an incident or any situation involving an
immediate risk to the health or safety of any person;
(b) accompany an inspector during an inspection of a workplace at which a member
of the designated work group works;
(c) require the establishment of a health and safety committee;
(d) if a member of the designated work group consents, be present at an
interview concerning occupational health and safety between
–
(i) the member and an inspector; or
(ii) the member and the employer concerned or its representative;
(e) if the health and safety representative is authorised to represent a person
mentioned in section 44(1)(e) or 48(1)(e) and that
person consents, be present
at an interview concerning occupational health and safety between –
(i) the person and an inspector; or
(ii) the person and the employer concerned or its representative;
(f)
whenever necessary, seek the assistance of any person
.
(emphasis added)
The
“any person” in the words of s 58(1)(f) emphasised above could be,
and was in this case, a union official, or to
put it in the language of s
494(1), an official of an organisation. That assistance may or may not involve
the person coming on
to the work site, where the HS representative works. In
this case it did.
The
powers of the HS representative in s 58(1) may only be exercised for the
purposes set out in s 58(2), they being:
...
(a) representing the members of the designated work group, or persons mentioned
in section 44(1)(e) or 48(1)(e) whom the representative
is authorised to
represent, concerning health or safety; or
(b) monitoring the measures taken by the employer or employers in compliance
with this Act or the regulations; or
(c) enquiring into anything that poses, or may pose, a risk to the health or
safety of members of the designated work group, or of
persons mentioned in
section 44(1)(e) or 48(1)(e) whom the representative is authorised to represent,
at the workplace or workplaces
or arising from the conduct of the undertaking of
the employer or undertakings of the employers; or
(d) attempting to resolve (in accordance with section 73) with the employer
concerned or its representative any issues concerning
the health or safety of
members of the designated work group, or of persons mentioned in section
44(1)(e) or 48(1)(e) whom the representative
is authorised to represent, that
arise at the workplace or workplaces or form the conduct of the undertaking of
the employer.
Division
6 of Pt 7 of the
2004 Victorian Act
is entitled “Obligations of
employers to health and safety representatives”. Section 70 is within Pt 7
and is headed “Obligation
to persons assisting health and safety
representatives”. (It is to be noted that by
s 36(1)
and (2A) of the
Interpretation of Legislation Act 1984
(Vic) headings to Chapters, Parts,
Divisions and Subdivisions
(s 36(1))
, and sections (s 36(2A)) into which an Act
is divided form part of the Act.) Section 70 is in the following
terms:
70.
Obligation to persons assisting health and
safety representatives
(1) An employer, any of whose employees are members of a designated work group
must allow a person assisting a health and safety
representative access to the
workplace unless the employer considers that the person is not a suitable person
to assist the representative
because of insufficient knowledge of occupational
health and safety.
(2) If an employer does not allow a person assisting a health and safety
representative access to the workplace, the representative
may apply to the
Magistrates' Court for an order—
(a) directing the employer to allow that access; and
(b) specifying the terms and conditions of that
access.
The
position of the HS representative had its origin in Pt IV of the
Occupational
Health and Safety Act 1985
(Vic) (
the
1985 Victorian Act
),
which provided for the election of HS representatives for designated work groups
(s 30), for the functions of HS representatives
(s 31) and for assistants of HS
representatives (s 32). Section 32 broadly did the work of ss 58 and 70 in the
2004 Victorian Act
, and was in the following terms:
32. Provisions concerning assistants of health and
safety representatives
(1) A health and safety representative may for the purposes of performing a
function or duty under this Part seek whenever necessary
the assistance of any
person.
(2) An employer shall allow a person assisting a health and safety
representative access to the workplace unless the employer considers
that the
person by reason of a lack of knowledge of occupational health and safety is not
a suitable person to assist a health and
safety
representative.
The
legal characterisation of ss 58 and 70 will be discussed in due course. But it
is of utility to note at this point certain salient
features of the provisions:
Neither section is directed to or mentions union officials. Neither section
uses the word “right”,
but clearly enough, the HS representative has
a power under s 58(1)(f) to seek assistance and to request a union official to
come
to the work site to assist him or her. The employer owes an obligation to
“allow [the] person ... access to the workplace”,
unless the
employer considers the person unsuitable because of insufficient knowledge of
occupational health and safety. This obligation
is described by the heading to
the section as one owed to the person who is assisting. A statutory right of
direct enforcement is
given by s 70(2) to the HS representative.
From
these salient features, the outline of the debate can be perhaps anticipated:
that ss 58(1)(f) and 70 do not confer “a
right” on the
assistant within the meaning of s 494(1) of the
FW Act
. To understand
that debate it is helpful to do two things: first, say something as to what
happened to throw up this controversy
from the agreed facts; and, secondly,
describe the provisions of State, Territory and Commonwealth legislation that
provide for rights
of entry to workplaces, in particular as they existed at 2009
when the
FW Act
was passed.
Before
doing these two things, it is helpful to say something as to the approach to the
provisions, in both the
FW Act
and the
2004 Victorian Act
, and
indeed in the other legislation to be mentioned. First, to the extent that a
provision is a civil remedy or civil penalty provision
a necessary clarity of
meaning should be striven for, to the extent that is possible and conformable
with the language employed and
context legitimately available. Secondly,
notwithstanding the closely regulated environment of industrial and employment
legislation,
provisions as to entry on to work sites and the regulation thereof
should be construed conformably with the language used by Parliament
practically
and with an eye to commonsense so that they can be implemented in a clear way on
a day-to-day basis at work sites. The
legislation needs to work in a practical
way at the work site, and if at all possible not be productive of fine
distinctions concerning
the characterisation of entry on to a site.
The
facts relevant to this proceeding were agreed by the parties. Relevantly, they
may be summarised as follows. On 21 May 2014,
Mr Curnow contacted Mr Powell and
asked him to attend the site to provide assistance in relation to a safety
issue. Mr Powell entered
the premises later in the day. He was asked by a
representative of the employer what he was doing. He replied that he was there
“to assist the HSR” and quoted s 58 of the
2004 Victorian
Act
. He was asked to show his permit and he said “I don’t have
to as I am not attending under the
Fair Work Act
”. He was asked to
leave. He did not do so, and proceeded to carry out inspections related to the
request. This refusal to
leave was consistent with Mr Powell believing that he
had an entitlement to be on the land. Police were called. They refused to
remove Mr Powell. That was consistent with the police believing he had an
entitlement to be on the land.
On
22 May 2014, Mr Powell returned to the site at Mr Curnow’s request. Once
again he was asked why he was there and to show
his permit. Once again he said
he was there “to assist the HSR” and refused. Once again he was
asked to leave. Once
again he refused. An inspector under the
2004
Victorian Act
came on site and after speaking with Mr Curnow and Mr Powell
informed them and representatives of the employer that Mr Curnow had
the right
to have the assistance of Mr Powell. Later, Mr Powell was removed from the site
by the police and charged under s 9(f)
of the
Summary Offences Act 1996
(Vic) for refusing to leave a private place without lawful excuse. That
charge was laid after advice to the police from the Commissioner.
The charges
were later withdrawn.
About
two months later, on 15 July 2014, Mr Curnow again requested Mr Powell to attend
the site to assist him. Mr Powell entered
the premises. He was asked whether
he had a permit, refused to produce one and said he was here under the
“OHS Act”.
He was asked to leave and refused. Police were called
again, but refused to remove him.
On
28 October 2014, Mr Curnow once again called Mr Powell and asked him to attend
the site. Mr Powell entered the site. Once again
he was asked what he was
doing to which he replied that he was there to “assist the site rep with
OHS issues”. He was
asked to leave because he did not have a permit. He
refused to leave, saying he was allowed to be on the premises.
Even
through the anodyne language of the agreed facts it is clear that Mr Powell
considered that he was authorised and entitled by
the
2004 Victorian Act
to enter and remain upon the site because he was assisting Mr Curnow. He
exercised that entitlement by entering the premises without
asking the employer,
and by refusing to leave when asked to do so, because he was authorised and
entitled to remain on the site.
The
2004 Victorian Act
and the
FW Act
deal with the rights of union
officials to enter premises under permits. Part 8 of the
2004 Victorian
Act
deals with “authorised representatives of registered employee
organisations” (
ARREOs
). Division 2 of Pt 8 concerns entry
permits. Division 3 of Pt 8 concerns entry by ARREOs. Section 87 provides that
if an ARREO
reasonably suspects that a contravention of the Act or the
regulations has occurred, he or she
may enter
the place during working
hours to enquire into the reputed contravention.
Division
2 of Pt 3-4 of the
FW Act
deals with entry rights under that Act. Entry
rights are given to permit holders (by the use of the expression “may
enter”)
to investigate suspected contraventions of the
FW Act
(s
481), to investigate suspected contraventions relating to the TCF award workers
(s 483A), and to hold discussions with employees
or TCF award workers (s
484).
The
primary judge undertook a detailed and careful discussion of the history of
rights of entry in awards and in Commonwealth legislation
in [37]-[54] of his
reasons. To this discussion can be added the existence in State and Territory
legislation as at 2009 of rights
of entry being given by statute to union
officials, generally under a permit regime, for various purposes including to
enquire about
or investigate into possible contraventions of occupational health
and safety laws, to investigate possible contraventions under
award payments or
to meet members. See, Div 3 of Pt 5 and in particular
s 77
of the
Occupational Health and Safety Act 2000
(NSW); ss 90I and 90J of the
Workplace Health and Safety Act 1995
(Qld); Div 2G of Pt II and in
particular ss 49H and 49I of the
Industrial Relations Act 1979
(WA); Div
5.4 of
Pt 5
and in particular s 77 of the
Occupational Health and Safety Act
1989
(ACT); Div 7 of Pt 4 and in particular s 53 of the
Workplace Health
and Safety Act 2007
(NT).
All
these provided for a statutory permission to enter (the words “may
enter” generally being used) to a union official
who held a permit, for
the purposes of, and with the powers and limitations contained in, each
statute.
As
at 2009, no other State or Territory had provisions in terms substantially the
same as ss 58 and 70 of the
2004 Victorian Act
or s 32 of the
1985
Victorian Act
(although since 2009 various such provisions have been enacted
under model legislation involving most States and the Territories).
In
argument, Ms Doyle SC, who with Ms Watson appeared for Mr Powell, submitted that
the phrase “right of entry” or “right
to enter” was a
term of art signifying a provision of an Act that was expressed as giving a
union official a right to enter
premises in certain circumstances, generally of
the kind set out in the awards and legislation discussed by the primary judge
and
referred to in the legislation referred to above. With respect, it is going
too far to call it a term of art, but it can be accepted
that some statutes
refer to “right of entry” such as, in particular,
Pt 15
of the
Workplace Relations Act 1996
(Cth) (
the
WR Act
) and Pt 3-4
of the
FW Act
. It is a phrase in a form that is apt at least to refer to
or identify the kinds of provisions to which we have referred.
Ms
Doyle submitted that when in s 494(2) (and so by incorporation s 494(1)) there
is a reference to “[a] right to enter premises”
it is a reference to
this class of State and Territory provisions. It is not apt, so it was
submitted, to refer to provisions of
the character of ss 58(1)(f) and 70 of the
2004 Victorian Act
which do not in terms grant “a right of
entry” or a “right to enter” (or some similar phrase) to union
officials
but operate in respect of the person requested by the HS
representative to assist under the power to ask “any person”,
who
may or may not be a union official. For various reasons, that was essentially
the conclusion of the primary judge.
It
is the legitimacy of this argument and the attendant consideration of the
content and operation of ss 58(1)(f) and 70 of the
2004 Victorian Act
and
Pt 3-4 of the
FW Act
to which we now turn.
The
relevant question is whether Mr Powell (as an official of an organisation as
defined in the
FW Act
) exercised a State or Territory OHS right.
Inserting the meaning of the phrase “State or Territory OHS right”
from s
494(2), the question is whether Mr Powell exercised a right to enter
premises that is conferred by the
2004 Victorian Act
.
The
answering of that question requires the
FW Act
, and in particular s 494
to be construed, but also requires ss 58(1)(f) and 70 of the
2004 Victorian
Act
to be construed and characterised to decide whether there is “a
right to enter premises” conferred by that Act, in accordance
with the
meaning of that phrase in the
FW Act
.
It
is here that the significance of Ms Doyle’s argument, and the substance of
the approach of the primary judge becomes relevant:
Is the “right to enter
premises...conferred by a State or Territory OHS law” to be understood as
a reference only to
the type of existing provisions in all State and Territory
OHS laws (as set out in reg 3.25) that conferred on union officials (variously
described) a right to enter premises (by the words “may enter”) in
various circumstances set out in the State and Territory
legislation?
Though
the principal task is to construe the
FW Act
, it is helpful to commence
with an analysis of ss 58(1)(f) and 70. The primary judge concluded that the
assistant did not have a
“right” under s 70 within the meaning of s
494(1) of the
FW Act
because that subsection requires the existence of
what his Honour referred to as a “strict legal right” that must be
enforceable
by the person on whom it is conferred. This was also the burden of
the submissions of Ms Doyle and Ms Watson for Mr Powell and of
the
Solicitor-General and with him Mr Palmer intervening. It was submitted that s 70
was intended to be for the benefit of the HS
representative who had the
statutory means of enforcement in s 70(2).
The
words of s 70(1), however, are tolerably clear: the employer has a statutory
obligation to the person of whom the HS representative
has requested assistance
to allow access to that person to the workplace. Undoubtedly, the HS
representative can enforce the efficacious
exercise of his power under s
58(1)(f) by the means contained in s 70(2). One may in the legal lexicon call
that a right. But also,
it is difficult to see how the statutory obligation
upon the employer to allow access to the person assisting is not a legal
authorisation
to, or a legal entitlement of, that person to enter the premises
and have access to the extent that it is necessary for his or her
giving of
assistance to the HS representative. That statutory entitlement or
authorisation would be a defence to any claim or charge
of civil or criminal
trespass. The statutory entitlement or authorisation can be legitimately
described as a right to enter and
be on the premises, that is the
workplace.
In
practical terms, there is little doubt that someone on the work site having been
asked by the HS representative to come to the
site to assist that representative
who was challenged about his or her presence there, could say, as a matter of
plain English: “You
are obliged by law to allow me to enter and have
access; I have an entitlement to access, and so an entitlement or right to enter
(unless you form the view that I am unqualified)”.
Alternatively,
or indeed in addition, the right can be seen as a right of the HS representative
to have the assistant enter. That
is a right to enter that can be exercised by
the assistant, albeit in a derivative sense (to use the phraseology of the
Solicitor-General’s
submissions), at the request of the HS
representative.
On
either of these views, the state OHS law confers a right to enter premises that
is exercised by the assistant.
The
critical question then is whether the right to enter premises in s 494 reaches
such a right or only reaches so far as to cover
the rights which are referred to
at [21] above: being rights conferred on union officials to enter premises for
the kinds of reasons
in the State and Territory legislation, of a
representational character. The answer to this question depends upon the proper
construction
of the
FW Act
.
Section
6 of the
FW Act
is entitled “rights and responsibilities of
employers, employees organisations etc.” It is a guide to purpose for
interpretation
and not an operative provision. Subsection (5) describes what Pt
3-4 “is about”, as follows:
Part 34 is about the rights of officials of
organisations who hold entry permits to enter premises for purposes related to
their representative
role under this Act and under State or Territory OHS laws.
In exercising those rights, permit holders must comply with the requirements
set
out in the Part.
There
are two ways to read this subsection. First, it could be read as:
Part 3-4 is about the rights of officials of
organisations who hold entry permits to enter premises for purposes related to
their
representative role
- under this Act and
- under State or Territory OHS laws ...
Secondly, it could be read as:
Part 3-4 is about the rights of officials of
organisations who hold entry permits to enter premises for
purposes:
- related to their representative role under this Act and
- under State or Territory OHS laws ...
If
read the first way, it is some support, though it is not conclusive, for the
view that s 494, as part of Pt 3-4, is directed only
to the kinds of rights of
entry granted to or conferred on officials of organisations, rather than a
provision such as ss 58(1)(f)
and 70 where the right to enter arises not by dint
of being a union official, but because of being a person who happens to be
requested
to assist by a HS representative.
The
better construction of s 6(5) is, in our view, the first construction. That
however does not take one far. It is true that that
is what the Part “is
about”. But that does not mean that it is
only
about that subject
or that the meaning of words should be read down to conform only with that
subject.
Section
478 is also a guide to Pt 3-4. It is in the following terms:
This Part is about the rights of officials of
organisations who hold entry permits to enter premises for purposes related to
their
representative role under this Act and under State or Territory OHS
laws.
Division 2 allows permit holders to enter premises to investigate suspected
contraventions of this Act and fair work instruments.
The Division makes special
provision in relation to TCF award workers. Division 2 also allows permit
holders to enter premises to
hold discussions with certain employees and TCF
award workers. In exercising rights under Division 2, permit holders must comply
with the requirements set out in the Division.
Division 3 sets out requirements for exercising rights under State or Territory
OHS laws.
Division 4 prohibits certain action in relation to the operation of this
Part.
Division 5 sets out powers of the FWC in relation to the operation of this
Part.
Division 6 deals with entry permits, entry notices and certificates.
Division 7 deals with accommodation and transport arrangements in remote
areas.
The
first paragraph of s 478 is in the same terms as the first sentence of s 6(5).
Its repetition does not add to the force of s
6(5). As in s 6(5), it is a
correct statement. The question is whether the Part is only about such matters,
or, put another way,
whether the guide controls the limits of construction of
provisions within the Part.
Section
480 sets out the statutory object of the Part, in the following terms:
The object of this Part is to establish a framework for
officials of organisations to enter premises that balances:
(a) the right of organisations to represent their members in the workplace,
hold discussions with potential members and investigate
suspected contraventions
of:
(i) this Act and fair work instruments; and
(ii) State or Territory OHS laws; and
(b) the right of employees and TCF award workers to receive, at work,
information and representation from officials of organisations;
and
(c) the right of occupiers of premises and employers to go about their
business without undue inconvenience.
The
balance referred to is of competing “rights”. Certainly the
“right” in para (c) is not a strict legal
right. Importantly
perhaps, and it is a matter relied upon by Ms Doyle, the “right” in
para (a) is “of organisations”
to do certain things including
“investigate suspected contraventions of State or Territory OHS
laws”. Certainly the
expression of the matter in para (a) is support for
the proposition that the object of the Part was to balance rights one of which
was that of unions, through their officials, to come on to premises for purposes
of the kind dealt with in State and Territory legislation
that in terms
conferred rights on union officials to enter premises for the kinds of purposes
referred to in para (a) in s 478 and
in the legislation to which we have
referred.
It
goes without saying that the purpose or object of an Act or Part of an Act is
important to the process of ascription of meaning
to any provision in the Act or
Part of the Act. For instance, if there were two constructions available from
the words, one of which
fulfilled the object fully, the other of which did not
fully do so, that would provide a reason or a consideration to prefer the
former. But it does not follow that words that have a meaning that go beyond
the object, and so can be seen to fulfil the object,
should be read down to
conform only with the boundaries or parameters of the stated object. As
Spigelman CJ (with whom Santow JA
agreed) said about the operation of the
mischief rule in
Commonwealth Custodial Services Ltd v Valuer General
[2007] NSWCA 365
;
156 LGERA 186
at 191
[16]
:
... [T]he purpose of the introduction of the predecessor
of s 6A(2) was to overcome a particular problem that had arisen. However,
the
words chosen are not necessarily limited to that situation. The mischief rule is
a valid approach to statutory interpretation
so as to ensure that the purpose of
the legislature is achieved. It does not necessarily lead to a reading down of
general words,
so as to confine the legislation to the mischief alone. Merely
because a particular problem has been the trigger for a statutory
amendment does
not lead to the conclusion that the words are incapable of extending beyond the
particular matter which caused the
amendment.
See
also
Valuer General v Fivex Pty Ltd
[2015] NSWCA 53
;
206 LGERA 450
at 459
[41]
-
[42]
.
Relatedly,
an “objects” provision within a statute “does not control
clear statutory language” but, rather,
is properly to be considered as an
aid in construing the statute:
Minister for Urban Affairs and Planning v
Rosemount Estates Pty Ltd
[1996] NSWSC 348
;
(1996) 91 LGERA 31
at 78 per Cole JA;
CSL
Australia Pty Ltd v Minister for Infrastructure and Transport (No 3)
[2012]
FCA 1261
;
297 ALR 289
at 314
[99]
per Robertson J. Such a provision does not
definitively determine the meaning of the statutory text. This is not, however,
to say
that a statement of the legislative object is not an important assistance
in interpreting the words of the statute; it is one aspect
of considering the
meaning and reach of the words used by Parliament.
The
Solicitor-General referred to para 2481 of the Explanatory Memorandum to the
Workplace Relations Amendment (Work Choices) Bill 2005
concerning the Part
dealing with the Right of Entry in the
WR Act
that stated the
following:
State and Territory OHS laws contain their own
limitations and obligations for permit holders for when they seek to exercise
OHS right
of entry. These limitations would continue to
apply.
Once
again, this does not provide a foundation for reading down the meaning of s
494.
Division
2 of Pt 3-4 deals with “Entry rights under this Act”. Sections 481
to 483AA (Subdiv A) concern entry to investigate
suspected contraventions of the
Act. Under s 481 a “permit holder may enter”. Sections 483A to
483E (Subdiv AA) concern
entry to investigate suspected contraventions relating
to TCF award workers. Under s 483A a “permit holder may enter”.
Section 484 (Subdiv B) deals with entry to hold discussions with employees or
TCF award workers . Under it a “permit holder
may enter”. Sections
486 to 493 (Subdiv C) deal with requirements for permit holders. Those
requirements include notice being
given to the occupier before entry (s 487),
the production on request of the permit (s 489), the requirement only to enter
in business
hours (s 490), compliance with reasonable occupational health and
safety requests (s 491). It is to be noted that the requirements
in ss 486,
487, 489 and 490 are directed expressly to exercising a right under Subdivisions
A, AA or B.
Division
3 deals with State or Territory OHS rights. Subsections 494(1) and (2) are set
out above. Section 495 deals with giving
notice of entry; s 496 deals with
complying with conditions on his or her permit; s 497 deals with producing the
permit for inspection
when requested; s 498 limits the exercise of a State or
Territory OHS right to working hours; and s 499 deals with compliance with
occupational health and safety requirements.
Division
6 of Pt 3-4 deals with entry permits, entry notices and certificates. Section
512 permits the Fair Work Commission to issue
permits to an official if it is
satisfied that he or she is a fit and proper person to hold the entry permit.
Section 513 sets out
various mandatory considerations, as follows:
(1) In deciding whether the official is a fit and proper
person, the FWC must take into account the following
permit qualification
matters
:
(a) whether the official has received appropriate training about the rights
and responsibilities of a permit holder;
(b) whether the official has ever been convicted of an offence against an
industrial law;
(c) whether the official has ever been convicted of an offence against a law of
the Commonwealth, a State, a Territory or a foreign
country, involving:
(i) entry onto premises; or
(ii) fraud or dishonesty; or
(iii) intentional use of violence against another person or intentional
damage or destruction of property;
(d) whether the official, or any other person, has ever been ordered to pay a
penalty under this Act or any other industrial law
in relation to action taken
by the official;
(e) whether a permit issued to the official under this Part, or under a similar
law of the Commonwealth (no matter when in force),
has been revoked or suspended
or made subject to conditions;
(f) whether a court, or other person or body, under a State or Territory
industrial law or a State or Territory OHS law, has:
(i) cancelled, suspended or imposed conditions on a right of entry for
industrial or occupational health and safety purposes that
the official had
under that law; or
(ii) disqualified the official from exercising, or applying for, a right of
entry for industrial or occupational health and safety
purposes under that
law;
(g) any other matters that the FWC considers relevant.
(2) Despite paragraph 85ZZH(c) of the
Crimes Act 1914
, Division 3 of
Part
VIIC
of that Act applies in relation to the disclosure of information to or by,
or the taking into account of information by, the FWC
for the purpose of making
a decision under this Part.
Section
514 identifies circumstances when the Fair Work Commission must not issue a
permit:
The FWC must not issue an entry permit to an official at
a time when a suspension or disqualification, imposed by a court or other
person
or body:
(a) applies to the official's exercise of; or
(b) prevents the official from exercising or applying for;
a right of entry for industrial or occupational health and safety purposes under
a State or Territory industrial law or a State or
Territory OHS
law.
None
of the provisions of Div 6 lead to the conclusion that the permit is limited to
rights to enter when conferred in terms upon
officials of an organisation such
as in Div 2 of Pt 3-4 or as in the State or Territory laws to which reference
has been made.
The
words of s 494(1) prohibit an official of an organisation (Mr Powell is such a
person) from exercising a right to enter premises
if the right is conferred by a
State OHS law (the
2004 Victorian Act
is such a law). Those plain words
are apt and ample to cover the matters in para (a) of s 480, the objects clause;
but they reach
also to apply to the official of an organisation exercising his
or her right to enter and have access to the premises or the HS
representative’s
right to have him or her enter and have access to the
premises, he or she having been the person asked by the HS representative for
assistance.
To
apply the words of s 494(1) and (2) to the operation of ss 58(1)(f) and 70 of
the
2004 Victorian Act
in no way undermines the statutory object of s 494
and Pt 3-4 set out in s 480. Indeed it reinforces it. The plain purpose is to
regulate by permit the lawful entry of officials of organisations on to
workplace sites in respect of rights of entry given by Commonwealth,
State or
Territory legislation. There is no reason of policy or commonsense why one
would distinguish between differently worded
conditions that by their operation
provided a right to enter premises for occupational health and safety reasons,
to require a permit
if the official has a reasonable suspicion of a
contravention of a State or Territory or Commonwealth law about occupational
health
and safety, but not to require a permit if the official is asked to
assist an HS representative deal with an issue about occupational
health and
safety, which may or may not have a connection with such a contravention.
To
make such a distinction would lead to practical confusion at the workplace site
in circumstances where such confusion may lead
to allegations of trespass and
the involvement of the police, as occurred here. Such practical confusion would
tend to reduce the
utility of Part 3-4.
The
plain words of s 494(1) and (2) and the construction of ss 58(1)(f) and 70 of
the
2004 Victorian Act
mean that Mr Powell as an official of an
organisation required a permit under the
FW Act
to enter the premises
because he was exercising his right to enter the premises or the HS
representative’s right to have him
enter the premises to assist the HS
representative in his task.
The
primary judge concluded that only strict legal rights of a representational
character were encompassed by the phrase “right
to enter”. For the
reasons set out above, we are respectfully of the view that there was the
exercise of a so-called strict
legal right, however analysed and we are of the
view that the right does not have to be characterised as strictly
representational,
as his Honour found.
We
would allow the appeal, set aside the orders of the primary judge and remit the
matter for further hearing in accordance with these
reasons.
I certify that the preceding sixty-one (61)
numbered paragraphs are a true copy of the Reasons for Judgment herein of the
Honourable
Chief Justice Allsop and Justices White and
O’Callaghan
.
Associate:
Dated: 2 June 2017