1 Fair Work Act 2009 s.437 - Application for a protected action ballot order Australian Federation of Air Pilots v Lloyd Helicopters Pty Ltd T/A CHC Helicopters (Australia) (B2023/575) DEPUTY PRESIDENT HAMPTON ADELAIDE, 19 JUNE 2023 Proposed protected action ballot of employees of Lloyd Helicopters Pty Ltd. [1] This is an application by the Australian Federation of Air Pilots (AFAP) made under s.437 of the Fair Work Act 2009 (Act) for a protected action ballot order (PABO) in relation to certain employees of Lloyd Helicopters Pty Ltd T/A CHC Helicopters (Australia) (CHC)). The application was lodged on 14 June 2023 with supplementary material required by the Commission being provided on 15 June 2023. [2] The proposed agreement in is not a greenfields agreement, or a multi-enterprise agreement that is a cooperative workplace agreement, and this application is permitted.1 [3] There has also been a notification time for the proposed agreement, the present enterprise agreement has passed its nominal expiry date, and the application and accompanying documentation is in order. The application and proposed order have also been provided by the AFAP to CHC and the proposed protected action ballot agent. This meets various requirements2 for the making of a PABO. [4] The application was supported by a statutory declaration of David Stephens, the AFAP Senior Industrial Officer. [5] On 15 June 2023, the Commission was advised that CHC did not object to the application and did not wish to be heard on the question as to whether exceptional circumstances existed to enable the proposed protected action ballot agent to be appointed. [6] In the circumstances, I decided to determine the matter on the papers without holding a hearing. I have made the proposed PABO, largely in the terms as sought, and this was issued by the Commission on 16 June 2023. [7] Section 444 of the Act now relevantly provides as follows: [2023] FWC 1424 REASONS FOR DECISION [2023] FWC 1424 2 “444 Ballot agent and independent advisor … … Protected action ballot agent (1A) The FWC must, in accordance with subsections (1B) to (1D) of this section, decide the person or entity that is to be the protected action ballot agent for the protected action ballot. (1B) The person or entity must be the person or entity specified in the application for the protected action ballot order as the person or entity the applicant wishes to be the protected action ballot agent, unless: (a) the person or entity specified in the application does not meet the requirements of subsection (1C) (unless subsection (1D) applies); or (b) the FWC is satisfied that there are exceptional circumstances that justify another person or entity being the protected action ballot agent. (1C) The person or entity must be an eligible protected action ballot agent. (1D) Subsection (1C) does not apply in relation to a person if the FWC is satisfied that: (a) there are exceptional circumstances that justify the ballot not being conducted by an eligible protected action ballot agent; and (b) the person is a fit and proper person to conduct the ballot; and (c) any other requirements prescribed by the regulations are met. Note: Other than the Australian Electoral Commission, an entity that is not a person cannot be the protected action ballot agent for a protected action ballot.” [8] There are presently no eligible protected action ballot agents approved by the Commission beyond the Australian Electoral Commission (AEC), which is authorised directly by the Act. The AFAP propose that TrueVote Pty Ltd (TrueVote) be the ballot agent and, in effect, rely upon the exceptional circumstances contemplated in s.444(1D)(a) of the Act. TrueVote has agreed to be the ballot agent, and this has been confirmed in evidence that is before the Commission. [9] The operation of these provisions and the context for the assessment of exceptional circumstances has been discussed in a number of decisions.3 [10] I was satisfied that there were exceptional circumstances that justified the approval of the non-eligible ballot agent proposed in this matter. Those circumstances included the nature of the workforce and their roster arrangements and the efficiency and effectiveness of electronic voting in that particular context. [11] The proposed protected action ballot agent must also meet the requirements of s.444(1D)((b) and (c) of the Act. This involves an assessment of whether the proposed protected action ballot agent is a fit and proper person to conduct the ballot and whether they also meet the requirements established by the regulations, and in particular, reg 3.11. [2023] FWC 1424 3 [12] The Commission has found in another matter4 that TrueVote is a fit and proper person to act as a ballot agent.5 The material6 before the Commission also confirms that this remains the case and that TrueVote complies with all of these requirements. This material included details about the nature of the information and other systems to be used for the ballot, compliance with the Privacy Act and related principles, and steps that will be taken to ensure that the ballot is conducted fairly, democratically, and expeditiously by fit and proper individuals. [13] I have approved TrueVote to act as the protected action ballot agent in this matter under s.444(1D) of the Act. [14] No independent advisor for the ballot was proposed or appointed. [15] For the purposes of s.443(3)(c) and s.448A(2) of the Act, I have set the ballot period at 14 days by reference to the date of effect of the PABO (16 June 2023). [16] On the basis of the material before me, I was satisfied that the AFAP has been, and is, genuinely trying to reach an agreement with CHC. This meets the requirements of s.443(1)(b) of the Act. I was also satisfied that all of the other statutory requirements for the issuing of the PABO in this matter were met. Under s.443 of the Act, the Commission was then required to issue the PABO. [17] An order has been separately issued in PR763117. [18] This matter will be assigned to another Member of the Commission to conduct the s.448A conference and this Member will issue the Order requiring attendance at the conference. It is likely that Directions will also be issued to ensure that the parties attend the conference ready to conduct meaningful negotiations. DEPUTY PRESIDENT Printed by authority of the Commonwealth Government Printer <PR763148> [2023] FWC 1424 4 1 Act s.437(2). 2 Act ss.437, 438, 440. 3 AMWU v Otis Elevator Company Pty Limited T/A Otis Elevator Company [2023] FWC 1337; AMWU v UGL Rail Services Pty Limited [2023] FWC 1365 (AMWU v UGL); CEPU v UGL Rail Services Pty Limited [2023] FWC 1381 (CEPU v UGL); AMOU v Solstad Australia Pty Ltd [2023] FWC 1389. 4 Australian Rail, Tram and Bus Industry Union v Qube Logistics (Rail) Pty Ltd [2023] FWC 1417. 5 Including AMWU v Otis Elevator Company Pty Limited T/A Otis Elevator Company [2023] FWC 1337; AMWU v UGL Rail Services Pty Limited [2023] FWC 1365 (AMWU v UGL); CEPU v UGL Rail Services Pty Limited [2023] FWC 1381 (CEPU v UGL); AMOU v Solstad Australia Pty Ltd [2023] FWC 1389. 6 Including a Declaration of Mr Stephen Donaldson , Director and Owner of TrueVote.