United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2
[2018] VSCA 252
VSCA
2018-10-04
Tate And Priest Jja
Not yet cited by other cases
Applicant: United Firefighters Union of Australia
Respondent: Victorian Equal Opportunity and Human Rights Commission, [2
This case hasn't been analysed yet.
Sign in to analyse
Generate ratio, outcome, key facts, concept tags and cited-case edges. Takes ~15–30 seconds.
Authority signal
Not yet cited by other cases
Signal-weighted score: 0.0
Derived from how later decisions have treated this case. Dark green = leading authority,
green = positively treated, grey = neutral or sparse data,
amber = caution, red = treated negatively.
Concept tags · 3
Cases cited in this decision · 19
Cited
(1992) 174 CLR 219
(not in corpus)
"…). 10 Victorian State Government, ‘Government Response to the Report of the Victorian Fire Services Review: Drawing a line, building stronger services’ (March 2016) 5, (emphasis added). 11 Emphasis in original. 12...…"
Cited
(1970) 123 CLR 448
(not in corpus)
"…Fire Services Review: Drawing a line, building stronger services’ (March 2016) 5, (emphasis added). 11 Emphasis in original. 12 Emphasis added. 13 Reasons [90]. 14 (1992) 174 CLR 219 (State Bank). 15 Ibid 230–1...…"
Cited
(2013) 249 CLR 332
(not in corpus)
"…s Affairs v Nystrom (2006) 228 CLR 566 , 589 [59]. 27 See, eg,Anthony Hordern & Sons Ltd v Amalgamated Clothing and Allied Trades Union of Australia (1932) 47 CLR 1 , 7. 28 Emphasis added. 29 Reasons [146]–[148]. 30...…"
Cited
[2017] VSC 773
— United Firefighters' Union v VEOHRC
"…s 152 (action plans) did not loom large in the appeal. His Honour noted that there was no evidence of an action plan: Reasons [120]. 52 (2012) 248 CLR 1 , 16 [34] (AEU). 53 See ‘Analysis’ at [145]–[168] below. 54...…"
Cited
(1924) 35 CLR 449
(not in corpus)
"…4 See also [141]–[143] below. 65 This was in March 2016. 66 See [131] above. 67 The letter is dated 22 July 2016. 68 See [131] above. 69 (1932) 47 CLR 1 (Anthony Hordern). 70 Ibid 8. 71 Metropolitan Gas Co v...…"
Cited
(1985) 157 CLR 309
(not in corpus)
"…he letter is dated 22 July 2016. 68 See [131] above. 69 (1932) 47 CLR 1 (Anthony Hordern). 70 Ibid 8. 71 Metropolitan Gas Co v Federated Gas Employees’ Industrial Union (1924) 35 CLR 449 , 455; K & S Lake City...…"
Cited
(2012) 248 CLR 1
(not in corpus)
"…e Union concedes that the power under s 157 would encompass, incidentally, the power to publish a report of the research: See [119] and [141] above. 75 See [122]–[123] above. See further [160] below. 76 See [107] and...…"
Cited
(2003) 214 CLR 318
(not in corpus)
"…ncompass, incidentally, the power to publish a report of the research: See [119] and [141] above. 75 See [122]–[123] above. See further [160] below. 76 See [107] and [138] above respectively. 77 AEU (2012) 248 CLR 1...…"
Cited
(1932) 47 CLR 1
(not in corpus)
"…and [138] above respectively. 77 AEU (2012) 248 CLR 1 , 16 [34] (citations omitted). 78 (2003) 214 CLR 318 , 362 [124]. 79 Anthony Hordern (1932) 47 CLR 1 , 7. McTiernan J took a similar view. Starke and Evatt JJ...…"
Cited
(1989) 168 CLR 210
(not in corpus)
"…ntiff M70/2011 v Minister for Immigration and Citizenship; Plaintiff M106/2011 v Minister for Immigration and Citizenship (Malaysian Declaration Case) (2011) 244 CLR 144 , 177 [50] (French CJ) (the Malaysian...…"
Cited
(1992) 175 CLR 564
(not in corpus)
"…ff M106/2011 v Minister for Immigration and Citizenship (Malaysian Declaration Case) (2011) 244 CLR 144 , 177 [50] (French CJ) (the Malaysian Declaration Case). 87 O’Sullivan v Farrer (1989) 168 CLR 210 , 215;...…"
Considered
(1990) 169 CLR 625
(not in corpus)
"…on Case) (2011) 244 CLR 144 , 177 [50] (French CJ) (the Malaysian Declaration Case). 87 O’Sullivan v Farrer (1989) 168 CLR 210 , 215; Ainsworth v Criminal Justice Commission (1992) 175 CLR 564 , 575; Balog v...…"
Considered
(1949) 78 CLR 529
(not in corpus)
"…ion of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018] VSCA 252 88 (2006) 228 CLR 566 (‘Nystrom’). 89 Ibid 589 [59] (emphasis added) (citations omitted). The ‘cases considered above’...…"
Considered
(1979) 141 CLR 672
(not in corpus)
"…[2018] VSCA 252 88 (2006) 228 CLR 566 (‘Nystrom’). 89 Ibid 589 [59] (emphasis added) (citations omitted). The ‘cases considered above’ included R v Wallis (Wool Stores Case) (1949) 78 CLR 529 ; Leon Fink Holdings Pty...…"
Considered
(1991) 172 CLR 167
(not in corpus)
"…89 Ibid 589 [59] (emphasis added) (citations omitted). The ‘cases considered above’ included R v Wallis (Wool Stores Case) (1949) 78 CLR 529 ; Leon Fink Holdings Pty Ltd v Australian Film Commission (1979) 141 CLR...…"
Cited
(2015) 237 FCR 483
(not in corpus)
"…y Ltd (1991) 172 CLR 167 where by reason of matters of construction or statutory history it was appropriate to infer that there was only a restricted source of power available. 90 Nystrom (2006) 228 CLR 566 , 591...…"
Cited
(2011) 244 CLR 144
(not in corpus)
"…Sanofi (2015) 237 FCR 483 , 510 [106] (Kenny and Nicholas JJ). 91 Nystrom (2006) 228 CLR 566 , 585 [48] (emphasis added). 92 Ibid 571 [1]–[2]. 93 Ibid 616 [165] (emphasis added) (citation omitted). 94 (2011) 244 CLR...…"
Cited
(2006) 228 CLR 566
(not in corpus)
"…Ibid 616 [165] (emphasis added) (citation omitted). 94 (2011) 244 CLR 144 . 95 Migration Act s 198A. 96 (2011) 244 CLR 144 , 177 [50] (citations omitted). See also Gummow, Hayne, Crennan and Bell JJ at 191 [95] and...…"
Cited
[2012] QCA 299
(not in corpus)
"…(2011) 244 CLR 144 . 95 Migration Act s 198A. 96 (2011) 244 CLR 144 , 177 [50] (citations omitted). See also Gummow, Hayne, Crennan and Bell JJ at 191 [95] and Kiefel J at 231 [237]. 97 Nystrom (2006) 228 CLR 566 ,...…"
Archived text (21648 words)
United Firefighters Union of Australia v Victorian Equal Opportunity and Human
Rights Commission
CaseBase | [2018] VSCA
252 | BC201809153
UNITED FIREFIGHTERS’ UNION OF AUSTRALIA v VICTORIAN EQUAL
OPPORTUNITY AND HUMAN RIGHTS COMMISSION
BC201809153
Unreported Judgments Vic · 171 Paragraphs
Supreme Court of Victoria — Court of Appeal
Maxwell P, Tate and Priest JJA
S APCI 2018 0001
16 April, 4 October 2018
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission [2018] VSCA
252
Headnotes
ADMINISTRATIVE LAW — Judicial review — Ultra vires — Discrimination law —
Request to Human Rights Commission to conduct compliance review — Review directed at statutory
authorities responsible for fire services — Review of authorities’ programs and practices —
Whether review requested by person whose compliance was to be reviewed — Request made by
executive branch of Government — Separate legal personality of statutory authorities —
Review not authorised by request — Whether alternative source of power available — Appeal
allowed (by majority) — Equal Opportunity Act 2010 ss 151, 152, 155, 157.
Maxwell P and Priest JA.
Summary1
[1] The Commission is a statutory authority which was continued in existence by s 154(1) of the Equal Opportunity
Act 2010 (the ‘Act’). The Commission’s general functions are defined by s 155(1) of the Act, as follows:
(a) to establish and undertake information and education programs;
(b) to promote and advance the objectives of this Act and to be an advocate for this Act;
(c) any other functions conferred on it by or under this Act or any other Act, including the Charter of Human Rights
and Responsibilities.
Page 2 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
Under s 155(2), the Commission has ‘all the powers necessary to enable it to perform its functions.
[2] This proceeding concerns the specific function conferred on the Commission by s 151 of the Act. That section is
headed ‘Commission may conduct review of compliance’. Subsection 151(1) provides as follows:
On request of a person, the Commission may enter into an agreement with the person to review that person’s programs
and practices to determine their compliance with this Act.
[3] The proceeding also concerns the cognate function conferred on the Commission by s 41(c) of the Charter of
Human Rights and Responsibilities Act 2006 (‘Charter’), which provides as follows:
41 Functions of the Commission
The Commission has the following functions in relation to this Charter—
…
(c) when requested by a public authority, to review that authority’s programs and practices to determine their
compatibility with human rights;
[4] In December 2015, the Secretary wrote to the Commission at the request of the then Minister
regarding behavioural issues and increasing workforce diversity within the Country Fire Authority and the Metropolitan Fire
and Emergency Services Board.
The letter stated as follows:
The government requests the [Commission] to undertake a review under section 151 of the [Act] and section 41(c) of the
[Charter]. This would include any relevant research in accordance with [the Commission’s] function under s 157 of the [Act].
[5] The Secretary’s letter enclosed draft terms of reference for the requested review, which listed the matters which
Page 3 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
the Commission should ‘review, report and make recommendations on’. The first two of the listed matters were as
follows:
(a) The nature and prevalence of discrimination, sexual harassment and victimisation amongst current [CFA] and
[MFB] personnel (paid and voluntary) and those who left in or after 2010.
(b) The drivers and impact of any discrimination, sexual harassment and victimisation amongst these CFA and MFB
personnel.
[6] As will appear, the Commission entered into detailed arrangements with the Department, and with each of the
CFA and the MFB, for the conduct of the review, which commenced formally in July 2016 (the ‘Review’). The Union
immediately raised concerns about the Review in correspondence with the Commission. Subsequently, in June
2017, the Union made a submission to the Commission, contending that the Review was not authorised by s
151(1). The Union argued that a review was only authorised under s 151(1) if the programs and practices to be
reviewed were those of the person requesting the review. In this case, the Union argued, the programs and
practices to be reviewed were those of the CFA and MFB. They were separate legal persons from the person — the
Government2 — which had made the request for the Review.
[7] The Union made application to the Trial Division for injunctions to restrain the Commission from carrying out the
Review, and a declaration that it was beyond the Commission’s power. That application was refused and the Union
now seeks leave to appeal to this Court from that refusal.
[8] For reasons which follow, we would grant leave to appeal and allow the appeal. In our opinion, there was no
authority under s 151(1) for the Commission to carry out the Review. Put shortly, it is unambiguously clear from the
terms of the Government’s request, and the proposed terms of reference, that the Commission was asked to review
the employment practices of the two statutory authorities, the MFB and the CFA. It is equally clear that neither the
MFB nor the CFA requested the Review.
[9] The Review was initiated because the Government was concerned about discrimination, sexual harassment
and victimisation in the workforces of the respective authorities. Under pt 3 of the Act, the MFB and the CFA as
employers had a duty to take reasonable and proportionate measures to eliminate discrimination, sexual
harassment and victimisation. The scope of the Commission’s Review under s 151(1) was — and could only have
been — to review compliance by those legal persons, as employers, with their obligations under the Act.
[10] It follows that the person requesting the Review was not the same as the person whose programs and
practices were to be reviewed for compliance with the Act. Accordingly, the Review fell outside the scope of the
statutory authority conferred on the Commission by s 151(1).
[11] In the alternative, the Secretary submitted that power to conduct the Review — or at least to publish a report
on it — could be found in other provisions of the Act which confer functions on the Commission. There is, however,
only one source of power to review a person’s programs and practices for compliance with the Act. That is s 151
and, as already stated, the power is only enlivened if that person requests a review.
[12] Finally, we wish to make clear, in the interests of informed public discussion, that this Court (like the trial
judge) is not concerned with, and expresses no view about, the desirability of the Commission conducting a
compliance review of the MFB and CFA. Whether such a review should take place is a matter for those agencies.
The courts play no part in evaluating the merits of such decisions.
Page 4 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
[13] The role of the courts in a case such as this is quite different. It is to ensure that government operates
according to law and, relevantly, to ensure that powers conferred on statutory bodies such as the Commission are
exercised within the legal limits imposed by Parliament. In this case, we have held that those legal limits were
exceeded, and hence that the Review was beyond the Commission’s power.
Background
[14] In July 2015, the then Minister for Emergency Services appointed Mr David O’Byrne to inquire into and report
on the resourcing, operations, management and culture of the MFB and the CFA. In his report, Mr O’Byrne raised
concerns about the presence of discrimination and sexual harassment within the ranks of those fire service
agencies.
[15] On 9 December 2015, the Secretary wrote to the Commission requesting it undertake the Review. On 14 June
2016, the Commissioner advised the Secretary of the Union that the Commission had been asked ‘to examine
discrimination, including bullying, and sexual harassment in the MFB and the CFA’. On 26 July 2016, the
Commission formally commenced the Review.
[16] On 9 June 2017, the solicitors for the Union wrote to the Commissioner, raising three concerns about the
Review: first, that it was not properly constituted; secondly, that the Commission was investigating matters beyond
its powers; and, thirdly, that the Review’s methodology was seriously flawed. The Union requested that the
Commission undertake not to publish the results of the Review until it had considered and responded to the Union’s
concerns. No such undertaking was given.
[17] Six days later, on 15 June 2017, the Union commenced proceedings in the Supreme Court, seeking
declarations and orders restraining the Commission from continuing to conduct the Review and from publishing ‘any
report of, arising from, or in connection with’ the Review. Three grounds were relied upon, namely, that the Review:
• was not properly constituted, under either s 151 of the Act or 41(c) of the Charter;
• was investigating matters which the Commission did not have power to investigate;
and
• included an online survey which was ‘so fundamentally flawed that no authority
acting reasonably could take account of it’.
[18] Ginnane J dismissed the Union’s application, holding that none of the grounds had been made out. His
Honour concluded that the Review was validly constituted. Further, in his Honour’s view, the Union had not
established that the Commission:
(a) was investigating matters which were beyond its statutory powers;3 or
(b) had placed, or would place, any reliance on an online survey (described below) that would be
unreasonable in the legal sense.4
Page 5 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
The power to conduct a review of compliance with the Act
[19] Section 151 of the Act provides:
151 Commission may conduct review of compliance
(1) On request of a person, the Commission may enter into an agreement with the person to review that person’s
programs and practices to determine their compliance with this Act.
(1A) An agreement to review may provide for payment of the Commission’s
reasonable costs of undertaking the review.
(2) If, after undertaking a review, the Commission gives the person advice about whether programs or practices
are compliant with this Act, the giving of that advice does not give rise to—
(a) any liability of, or other claim against, the Commission; or
(b) any right, expectation, duty or obligation that would not otherwise be conferred or imposed on the person
who has been given the advice; or
(c) any defence that would not otherwise be available to that person.5
[20] As noted earlier, the principal question for decision is whether the Commission has power under s 151 of the
Act and s 41(c) of the Charter to undertake the Review. (The alternative argument advanced by the Secretary,
based on other provisions of the Act, will be considered separately.) On the appeal, as at first instance, the parties’
submissions were almost entirely directed at the provisions of the Act.
[21] As can be seen, s 151(1) does not in terms empower the Commission to carry out a ‘review of compliance’.
Instead, it authorises the Commission to enter into an agreement with a person
to review that person’s programs and practices to determine their compliance with this Act.
It was common ground, however, that the power to enter such an agreement necessarily carried with it the power to
carry out the review.
[22] Importantly, the Commission has no power under s 151 to conduct a compliance review of its own motion.
Instead, as s 151(1) makes perfectly clear, the Commission can only (enter into an agreement to) review a person’s
programs and practices if requested by that person to do so. It was common ground that the phrases ‘a person’,
‘the person’ and ‘that person’ in s 151(1) and (2) all referred to the same person.
Page 6 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
[23] In the present case, the request to the Commission was made by the Government, in the person of the
Secretary writing on behalf of the Minister for Emergency Services. An agreement was subsequently entered into
between the Commission and the Government, the latter being identified in the agreement as the ‘Department of
Justice and Regulation’.
[24] The issue in dispute is whether the ‘programs and practices’ the subject of the Review are, as the Secretary
maintains, programs and practices of the Government, being the ‘person’ which requested the Review. As already
noted, that was the trial judge’s conclusion.
[25] The submission for the Union is that the subject-matter of the Review is the programs and practices of the
CFA and the MFB, which are legal persons separate and distinct from the Government. (That they have such
separate legal personality is not in dispute.) Since the Government was the person which had requested the
Review, it was not authorised by s 151(1).
[26] Before we turn to consider his Honour’s reasons and the competing submissions, it is necessary to set out the
evidence in more detail.
Establishing the Review
[27] In his report, Mr O’Byrne raised concerns regarding discrimination and sexual harassment within the fire
services, in these terms:
The Review heard descriptions of a bullying culture in both CFA and MFB, at all levels of the organisation. The Review did
not receive sufficient information to comment on the prevalence of such a culture but heard that many of those who
experience bullying prefer to suffer in silence than make a claim.6
…
Women and men in the fire services reported that women must work twice as hard to achieve the same level of acceptance
as men. The Review also heard instances of sexual harassment and threatening behaviour.7
[28] One of Mr O’Byrne’s recommendations was that:
the fire services take the lead in advancing the sector’s collective effort to increase diversity in the sector, through making a
genuine and public commitment to understanding and addressing harassment and discriminatory practices and behaviours
in their organisations, and launching a process for doing so.8
[29] In December 2015, the Commission published a report of a separate review which it had conducted, into
discrimination, sexual harassment and organisational culture in Victoria Police. The Commission reported that many
women in the police force experienced sexual harassment and an entrenched discriminatory culture.9
Page 7 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
[30] We set out earlier part of the December 2015 letter of request from the Secretary to the Commission. The rest
of the letter should now be set out in full:
The Minister would like an action plan developed in consultation with the fire services and other relevant stakeholders
similar to the work that [the Commission] has completed in relation to sex discrimination and sexual harassment within
Victoria Police.
I understand that you and Ken Lay, the former Chief Commissioner of Police, are supporting the Emergency Management
Commissioner, Craig Lapsley, on his work with key emergency management organisations aiming to identify where there
might be problems achieving gender equality and diversity in the sector, and the role leadership could play in bringing about
change. This work would inform [the Commission’s] formal consideration of these matters.
I have established a Secretariat within the department, to be led by Rossana De Martino (Assistant Director Ministerial
Services) who will be assisting Craig Lapsley and the Minister for Emergency Services on the government’s response to
the Report.
…
Please work with Rossana and Craig on settling the Terms of Reference. A draft is attached.
[31] Draft terms of reference were attached, as follows:
An Expert Panel, led by the Commissioner … will review, report and make recommendations on:
a. The nature and prevalence of discrimination,* sexual harassment and victimisation amongst current [CFA] and
[MFB] personnel (paid and voluntary), and those who left in or after 2010.
b. The drivers and impact of any discrimination, sexual harassment and victimisation amongst these CFA and MFB
personnel.
c. Strategies to promote and improve respect and safety, including addressing barriers to equity and diversity in the
CFA and the MFB.
d. Initiatives required to drive cultural and practice change, including the adequacy and effectiveness of existing
equity and diversity initiatives.
e. Any other matters the Panel considers appropriate that are incidental to the above terms of reference.
Subject to agreement, 18 months after the release of the Panel’s report and then again 12 months later a further
independent Report may be prepared which:
Page 8 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
— audits the implementation by the CFA and MFB of the recommendations in the Panel’s
Report;
— makes any further recommendations as necessary.
* Note: Workplace bullying on the basis of one or more of the 18 protected attributes, protected under the [Act] amounts to
discrimination under the [Act].
[32] In March 2016, just over three months after its request to the Commission, the Government released its
response to the O’Byrne Report. The response was entitled ‘Government Response to the Report of the Victorian
Fire Services Review: Drawing a line, building stronger services’. In its response, the Government restated its
admiration of the dedication and willingness of MFB and CFA members, but expressed concern at a number of the
findings relating to workplace relations and culture in the fire services.
[33] The response relevantly stated as follows:
The report found that culturally, Victoria’s fire services often fail to welcome diversity, foster innovation, support work-life
balance, provide ongoing training, recognise skills or encourage collegiate, respectful workplace relationships. The report
found repeated evidence of bullying, harassment and discrimination in Victoria’s fire services. The Government is deeply
concerned by these findings and does not accept that those wishing to serve our community in this fundamental way should
encounter or endure these conditions.
The Government’s first action on receipt of the report was to request the [Commission] to conduct a review
under s 151 of the [Act] and s 41(c) of the [Charter]. [The Commission] has been asked to investigate and report specifically
on workplace behaviour (specifically issues that may contribute to an environment of bullying and harassment), the lack of
gender diversity in the fires services and existing support services for staff who have been bullied or harassed. Secondly,
[the Commission] has been asked to recommend strategies and plans to remedy immediate problems and build a better
working environment. The government anticipates that these findings will assist in identifying the most effective flexible
employment arrangements to meet the fire services goal of a diverse and inclusive workforce. It is anticipated that [the
Commission] will provide a comprehensive report to the Government in the first half of 2017.10
[34] In May 2016, the Secretary and the Acting Commissioner entered into an agreement (the ‘Funding
Agreement’), which set out the respective roles and responsibilities of the Department and the Commission in the
establishment and conduct of the Review. The Department agreed to provide funding of $1.375 million for the
Review and to give the Commission a range of information, including ‘a confidential list of all current staff email
contacts so that an independent survey can be sent’.
[35] The Commission agreed to undertake ‘the project’, which was fully described in an annexure to the agreement
headed ‘Equity and diversity review of the Victorian Fire Services’. The ‘Background’ section of the annexure
referred to the O’Byrne Report and stated:
In March 2016, the Government responded to the [O’Byrne] review report, advising that the [Commission] will undertake an
Page 9 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
independent review to examine discrimination, including bullying based on a protected attribute, and sexual harassment in
the MFB and the CFA.
The review will be conducted under s 151 of the [Act] and s 41(c) of the [Charter]. This will include any relevant research
under s 157 of the [Act].
[36] The annexure also contained a detailed summary of the provisions of the Act, which began as follows:
The [Act] also requires that employers take proactive steps to eliminate discrimination, sexual harassment and victimisation
from occurring in the first place. The law reflects the growing recognition of the need to address the structural and systemic
barriers to inequality.
The [Act] contains definitions of discrimination, sexual harassment and victimisation.
[37] The annexure also included the following relevant sections:
Assumptions underpinning the project
— Discrimination and harassment occur at a societal, systemic and institutional level,
organisation level, and interpersonal level.
— Discrimination and harassment form part of a continuum. Lower level behaviours may
escalate and embed if the prevailing culture and environment allows this to occur.
— In order to succeed any response needs to address inequity and its symptoms across
the CFA and MFB. Any response needs to empower people to report, enable bystanders to interrupt and address
enabling culture more broadly.
— Although with a different remit, work undertaken by the Australian Human Rights
Commission in the Australian Defence Force, and by the [Commission] in relation to Victoria Police, provide
useful templates for methodology and for establishing the groundwork for policy, practice and cultural change
required. Central to this is the establishment of an expert panel to guide the work, promoting buy-in and
ownership by CFA and MFB personnel, and ensuring practicality of recommendations.
This work requires a phased approach, based on immediate action, building on the evidence base and long-term action and
monitoring. It is anticipated that within 18 months, the data collection and reporting phase will be completed and an action
plan developed, with organisational changes starting to be implemented.
…
Page 10 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
The elements in scope are:
— Structural and attitudinal barriers to change.
— Current CFA and MFB personnel (both paid and volunteer) and former personnel who
left in or after 2010. While volunteers may not be considered ‘employees’ for all purposes under the Act, with the
exception of sexual harassment, [the Commission] will take a wide view on building evidence about the cultural
and structural barriers to broader diversity, including in the provision of goods and services.
— Building the evidence base on prevalence of discrimination, sexual harassment and
victimisation between personnel.
— Building the evidence base on barriers faced by CFA and MFB personnel to calling out
and reporting discrimination and sexual harassment and victimisation.
— Building the evidence base on organisational barriers to taking action.
— Building the evidence base on referrals and provision of formal and informal support to
CFA/MFB personnel who have experienced or witnessed discrimination, sexual harassment and victimisation.
— Identifying a comprehensive, sustainable and mutually reinforcing action plan to
promote equality, safety and respect in the CFA/MFB.
The elements out of scope are:
— Prevalence of discrimination and harassment towards community members not
considered employees or volunteers under the [Act].
— Prevalence of family violence where CFA/MFB personnel are alleged perpetrators or
victims.11
[38] Finally, under the heading ‘Governance’, the annexure stated as follows:
[The Commission] recommends a project governance group be established for the Review with membership from senior
representatives from [the Commission], the CFA, MFB, [Emergency Management Victoria (‘EMV’)] and [Department of
Justice and Regulation (‘DOJR’)] … The purpose of the group will be to provide project governance and to review budget
forecasting. It will not inform methodology or content of the Review.
The Commission will provide frank and fearless advice on the issues raised and actions that can be taken by the Victorian
Government, the EMV and the CFA and MFB to promote respect and protect the safety of personnel.
As an independent review, decision-making for the methodology, content, media engagement and release of information
rests with the Commission.
Page 11 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
As well as DOJR, both the CFA and MFB, as well as the Fire Services Ministerial Taskforce (and any other
agencies potentially affected by the Review’s recommendations), will be provided with an opportunity to review and
respond to the Commission’s findings, public reports and audits in advance of publication.
The Commissioner … has final approval on the content of Reports.
[39] The Funding Agreement set out the Commission’s methodology for the conduct of the Review. The
Commission agreed to:
(i) conduct a confidential online survey/portal offered to 100 per cent of the current paid and unpaid personnel;
(ii) conduct focus groups of a selection of current personnel;
(iii) conduct optional confidential interviews for a selection of current and former staff and
volunteers;
(iv) conduct data analysis (workforce data, incident data and comparative community
attitudes);
(v) observe a selection of work places; and
(vi) conduct a legislation and policy review.
[40] The Commission subsequently entered into a memorandum of understanding (‘MOU’) with the MFB and a
separate — but practically identical — MOU with the CFA. The relevant parts of the MOU with the MFB were in
these terms:
1. Background and purpose
1.1 The Commission has been engaged by the Victorian Government to
undertake an independent review into the [CFA] and the [MFB], under ss 151 and 158 of the [Act] and s 41(c)
of the Charter …
1.2 The MFB has agreed to provide information and workforce data to facilitate
the Review taking place. Some of this information is provided on a confidential basis.
1.3 This [MOU] sets out the agreement between the parties about collection,
storage, use and disclosure of all workforce data and information collected for the purposes of the Review.
…
Page 12 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
3. Provision of information and access by MFB
3.1 The MFB agrees to provide to the Commission the following:
(a) a list of all current staff email contacts in order for the Commission to send out a survey about workforce
behaviours, attitudes and experiences;
(b) copies of all organisational policies, supporting guidelines and procedures, and other organisational
documents (such as strategic plans and commitments) which are identified by the Commission as
relevant to the Review;
(c) access to MFB corporate offices, fire stations, training facilities and any other work site (MFB Work
Locations), in order for the Commission to conduct focus groups with MFB personnel and to observe
workplaces and workforce interactions; and
(d) aggregate organisational data, including a list of organisational levels/ranks of employees/volunteers and
order of hierarchy; representation, recruitment and retention data; workplace complaints data; and
relevant materials.
[41] There was an additional clause in the MOU with the CFA, as follows:
3.2 The CFA will distribute to all staff and volunteers, by email, a direct link to the
Commission’s Review survey on workforce, behaviours, attitudes and experiences.
[42] As noted earlier, the Commissioner advised the Secretary of the Union on 14 June 2016 that the Commission
would be conducting the Review. The letter said:
As you will be aware, in July 2015, the Minister for Emergency Services commissioned Mr David O’Byrne to review and
make recommendations concerning the resourcing, operations, management and culture of [Victoria’s MFB] and the [CFA].
The review made 20 recommendations, including:
that the fire services take the lead in advancing the sector’s collective effort to increase diversity in the sector, through
making a genuine and public commitment to understanding and addressing harassment and discriminatory practices
and behaviours in their organisations, and launching a process for doing so (recommendation 7).
Page 13 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
In March 2016, the Government responded to the review report, advising that the [Commission] will undertake an
Independent Review (Independent Review) to examine discrimination, including bullying, and sexual harassment in the
MFB and the CFA.
The Independent Review will be conducted under s 151 of the [Act] and s 41(c) of the Charter … This will include any
relevant research under s 157 of the [Act]. The Terms of Reference can be found in Attachment A. Please note that the
Terms of Reference are not yet publicly available. These will be made public very shortly.
[The Commission] is an independent statutory agency, and is the body responsible for ensuring that Victorians are
protected from discrimination, harassment and victimisation.
Both the CFA and the MFB perform a valuable community service and are crucial to ensuring the safety of
the community. [The Commission] is committed to ensuring that the agencies, and the community they serve, are safe,
inclusive and respectful.
The forthcoming Independent Review, which will be led by an Expert Panel, chaired by the Commissioner, Kristen Hilton,
will provide frank and fearless independent advice. The Independent Review will be conducted from June 2016 and a
report, containing an Action Plan, will be published in June 2017.
The Independent Review’s findings will be based on what it hears from employees and volunteers about their
experiences in the CFA and MFB — both positive and negative. We will be seeking input from all employees and all
volunteers, including former employees or volunteers who left the organisation in 2010 or later.
The Review will be hearing views from across Victoria, including regional and rural areas. There will be multiple ways to
participate in the Review, including an online portal, written submissions, confidential interviews and public information
sessions. In addition, the dedicated Review team will be making scheduled site visits with the purpose of gaining a
comprehensive overview of the day-to-day practice, operation and make up of worksites in different areas, of different sizes
and with different remits. Through these visits, we will be able to better understand the CFA and the MFB operating
environment. This will assist us to effectively consider strategies and actions for change that will resonate with the CFA and
MFB workforce.12
The decision at first instance
[43] The trial judge said that, in order to determine whether the Review was lawfully established, it was necessary
for him to decide
whether the programs and practices that the Commission was requested to review were programs and practices of the
Government of Victoria, which through the Secretary, made the request.13
Page 14 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
His Honour concluded that they were.
[44] The essential part of his Honour’s reasoning was as follows:
The significant words in s 151(1) are found in the phrase ‘that person’s programs and practices to determine their
compliance with this Act’. They refer to what the Commission is to review, but they also identify who may request the
Review. They direct attention to the person whose programs and practices are to be reviewed. On one view, in this case
they are the programs and practices of the MFB and the CFA because they are the statutory corporations which develop
and deliver programs and practices associated with the prevention and suppression of fire. But, on deeper analysis I
consider it significant that the programs and practices associated with the delivery of fire services to the community are an
essential responsibility of government and its executive branch in protecting the community. So, when the Department’s
Secretary informed the Commission that the Government requested a review of the programs and practices of the MFB and
CFA, the review requested was of services provided by those statutory corporations for the executive branch of government
and ultimately for the people of Victoria. The MFB and CFA do not operate in isolation or as independent silos. They
perform functions of the executive branch of the State Government and are ultimately responsible to the Government for
delivery of those services. As the High Court said in 1992, the activities of government are carried out not only through the
departments of government but also through corporations which are agencies or instrumentalities of government.
[45] His Honour here cited the High Court’s decision in Deputy Cmr of Taxation v State Bank (NSW) .14 (The
passage set out below was relied on by the Secretary as his ‘principal authority’ on this appeal.) The Court said:
Once it is accepted that the Constitution refers to the Commonwealth and the States as organisations or institutions of
government in accordance with the conceptions of ordinary life, it must follow that these references are wide enough to
denote a corporation which is an agency or instrumentality of the Commonwealth or a State as the case may be. The
activities of government are carried on not only through the departments of government but also through corporations which
are agencies or instrumentalities of government. Such activities have, since the nineteenth century, included the supply on
commercial terms of certain types of goods and services by government owned and controlled instrumentalities with
independent corporate personalities.15
[46] His Honour’s reasons continued:
The executive branch of the Victorian Government provides fire services through statutory corporations including the MFB
and CFA as well as through administrators employed in the Department. Those corporations have been created by the
Parliament, the legislative branch of government. But they operate under the ultimate direction of the Minister and the
executive branch of government. They implement programs and practices for the suppression and prevention of fire for the
executive branch of Government. Those programs and practices are programs and practices of the executive branch of
Government. The Secretary’s request to the Commission was for a review of the Government’s programs and practices,
particularly as they impacted on behavioural issues and increasing workforce diversity.
The scheme that emerges from the legislation makes it clear that the programs and practices of the CFA and MFB, namely,
the provision of fire and emergency services to the Victorian community, are synonymous with activities that fall within the
Page 15 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
province of action of the executive branch of government. Therefore, s 151(1) of the [Act] permitted the Commission to
accept the request and conduct the Review.
The conclusion I have reached reflects the way in which the executive branch of government now deliver essential
community services. But almost fifty years ago, in dealing with an application by the [Union] for federal registration as a
registered organization, Barwick CJ stated that while the services rendered by the firefighting authorities were not
essentially ‘governmental’:
in fact however the operations performed by the firefighting authorities are part of the services rendered by or on
behalf of the government to the community as a whole.16
Fire services would now be regarded, at least in substantial part, as one part of government services.
…
It is for the executive to decide through what structures the services will be delivered but, when delivered
through statutory corporations, which are responsible to the government, they are services and programs and practices of
government. The MFB and CFA implement programs and practices for, and of, the executive branch of Government, even
though they have devised or adopted those programs and practices. Section 151 does not say that the programs and
practices must be implemented by the person requesting the review or the ‘duty holder’ to use a term used in the hearing. It
is sufficient in my opinion that they are performed by or on behalf of the government. It was open to the Department
Secretary for the Minister would seek a review of the MFB and the CFA to see whether their programs and practices
comply with the [Act] and the Charter. Workforce behavioural issues and issues of workforce diversity are not issues only
related to the fire services, but are likely to affect all the services that the executive branch of government delivers to the
community.17
[47] Separately, his Honour addressed the question whether there was ‘an agreement’ within the meaning of s
151(1) between the Secretary and the Commission. In his Honour’s view, the Funding Agreement satisfied that
requirement because
[i]t extended beyond the provision of funding. It contained features commonly found in an agreement including for the
performance of the Review in exchange for the payment of funding.18
[48] His Honour rejected the Union’s argument that, in order to satisfy the statutory description, the agreement
must define the programs and practices which were to be the subject of the Review. This would be, his Honour
said, to read into s 151(1) a requirement that was not there. His Honour said:
If the agreement identifies activities that will enable the Commission to review and report on whether there has been
compliance with the [Act], such as discrimination in employment practices or the presence of sexual harassment or
Page 16 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
victimisation in the workplace, then that agreement satisfies s 151(1). The programs and practices that are to be reviewed
are any programs and practices that relate directly or indirectly to workplace and recruitment issues or behavioural and
workplace composition or diversity issues, or which may impact those issues. The Commission is unlikely in advance of
conducting the review to be able to define or nominate the relevant programs and practices. But that does not mean that a
review that nominates relevant issues is not a validly constituted review under s 151(1).19
Whose ‘programs and practices’?
[49] As can be seen from the extracts set out above, the judge accepted the Secretary’s submission that the
subject-matter of the Review was:
• ‘the programs and practices associated with the prevention and suppression of fire’;
and
• ‘the programs and practices associated with the delivery of fire services’.
In his Honour’s view, these were ‘programs and practices of the executive branch of Government’, delivered
through CFA and MFB.
[50] In this Court, the Union submitted that these findings were not supported by the evidence. On the contrary, it
was said, the evidence showed that
the focus of the review was … on internal recruitment and staffing matters which might be barriers to equity and diversity in
the composition of the workforces of the MFB and the CFA.
That this was the focus of the Review, it was said, was accurately captured by his Honour’s statement in the last of
the passages excerpted above, as follows:
The programs and practices that are to be reviewed are any programs and practices that relate directly or indirectly to
workplace and recruitment issues or behavioural and workplace composition or diversity issues, or which may impact on
those issues.20
The Union also relied on what were said to be the
frequent references in the materials concerning the Review about promotion of equity and diversity in the workforces of the
MFB and the CFA and the elimination of discrimination and sexual harassment …
Page 17 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
[51] For his part, the Secretary submitted that there was no distinction
between programs and practices associated with the delivery of fire services and the subject matter of the Review.
According to the written case:
The MFB, the CFA, and everything that each of them does, are programs and practices of the Executive Government of
Victoria. Any specific program or practice of the CFA and the MFB cannot be excised from the overall delivery of fire
services by those agencies. It follows that the review that was requested by the Secretary on behalf of Government was a
review of the ‘programs and practices’ of ‘the person’ who had made the request of, and the agreement with, the
Commission, namely the Executive Government of Victoria.
And again:
[T]he programs and practices of the MFB and the CFA are necessarily programs and practices of the Executive
Government of Victoria — the former is a subset of the latter.
[52] In oral argument, it was said that
the MFB and the CFA are themselves programs and practices of the State of Victoria, and everything that they do
connected with the delivery of [fire] services are also programs and practices of the State.
It followed, so it was said, that the Commission was not reviewing the programs and practices of the MFB and the
CFA but was reviewing the MFB and the CFA themselves, as programs and practices of the Government.
[53] In response to questions from the Court, Crown Counsel (who appeared for the Secretary) accepted that the
focus of the Review was indeed on the workplace practices of the MFB and the CFA. Counsel submitted, however,
that the effectiveness of the fire services, for which the State was ultimately responsible, was directly affected by
whether the workforce is subject to bullying, whether harassment is rife, whether they feel safe and respected in the sense
that is relevant to the [Act] and the Charter.
Page 18 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
[54] Counsel also accepted that the Act imposed a number of duties on employers in relation to employees and
that, for this purpose, the ‘primary duty holders’ were the MFB and the CFA. She submitted, however, that the
accessorial liability provision in the Act created a potential exposure for the Government, which gave it an interest in
ensuring compliance by the MFB and the CFA with the Act. The provision to which counsel was here referring was
s 105 of the Act, which provides as follows:
A person must not request, instruct, induce, encourage, authorise or assist another person to contravene a provision of Part
4 or 6 or this Part.
[55] In answer to questions from the Court, Crown Counsel confirmed that the Government did not ‘in terms’
request the Commission to review the Government’s own accessorial liability. She maintained, nevertheless, that s
151 was.
a tool for ensuring compliance … that can be deployed as much by a person who is in a position to exercise control or to
influence compliance of the primary duty holder, as by the primary duty holder.
Consideration
[56] With great respect to the trial judge, we consider that s 151(1) conferred no authority on the Commission to
carry out the Review. Put shortly, the person which made the request to the Commission — the Government — was
not the person whose programs and practices were to be, and became, the subject of the Review.
[57] The key lies, in our opinion, in the nature of the Review for which s 151 makes provision. It is, as s 151(1)
makes clear, a review to determine ‘compliance with this Act’. Self-evidently, questions of compliance with the Act
can only arise in areas of activity to which the Act applies, and in respect of obligations which the Act imposes.
[58] The relevant obligations in this case, as Crown Counsel conceded, are obligations which the Act imposes on
the MFB and the CFA in their capacity as employers. The relevant obligations are:
• under pt 3, to eliminate discrimination, sexual harassment and victimisation;
• under div 1 of pt 4 of the Act, not to engage in discrimination;
• under pt 6, not to engage in sexual harassment; and
• under pt 7, not to engage in victimisation.
Those were, of course, the very matters identified in the draft terms of reference.21
Page 19 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
[59] All of the documentation, from the Secretary’s letter and the draft terms of reference through to the Funding
Agreement and the MOUs, made it perfectly clear that the Review was to investigate whether the employment
practices in the MFB and the CFA were, or were not, compliant with the Act. Crown Counsel accepted as much. On
no reasonable characterisation, in our view, could the employment practices of those independent legal entities be
characterised — for the purposes of s 151(1) — as the programs and practices of any other legal person. No other
person was the employer of those who worked for the MFB or the CFA. It is precisely because the Act imposes
obligations on an individual employer that the question of compliance to which a review under s 151(1) is expressly
directed is, necessarily, a question of compliance by that employer with its obligations.
[60] It may be accepted that the State of Victoria and, in particular, the responsible Ministers have an active
interest in both the effective delivery of fire services and the elimination of discrimination in the workplaces of the
statutory authorities through which those services are delivered. In the language of the State Bank case, it may be
accepted that the delivery of fire services is a governmental function and that, in Victoria, both the executive and the
legislature have decided that those services should be delivered — to a large extent — through the MFB and the
CFA as statutory authorities. It may also be accepted that the occurrence, or persistence, of discrimination or
harassment in the workplaces of those authorities can prejudice the effective delivery of fire services.
[61] None of those matters can, however, alter the fact that what was here requested was a review of the
employment practices of two employers for compliance with the Act. (Self-evidently, the Commission has no
jurisdiction to review the delivery of fire services.) When the employer in question is a statutory corporation with its
own legal responsibilities, s 151(1) does not allow a different legal person — in this case, the Government — to
request the Commission to review the employment practices of that employer.
[62] It seems clear enough that the policy underpinning s 151(1) is to encourage a person who has obligations
under the Act to seek the assistance of the Commission to improve its compliance with the Act. The provisions for
the development of work plans, under s 152(1), reinforce that clear legislative policy. But it is for the duty holder,
and the duty holder alone, to request the review.
The alternative argument under s 157
[63] Both at trial and on the appeal, separate arguments were directed to s 157 of the Act, which provides as
follows:
(1) The Commission may undertake research into any matter arising from, or incidental to, the operation of this Act
that it considers would advance the objectives of this Act.
(2) The Commission may collect and analyse data relevant to the operation and the objectives of this Act.
[64] At trial, the argument based on s 157 was advanced only in the alternative. As already noted, the Secretary’s
primary argument was that the Review was authorised by s 151(1), on the basis that it was ‘a review of programs
and practices of the executive government of Victoria’. The Secretary’s outline of submissions at first instance
developed that argument at considerable length, concluding as follows:
For these reasons, … the review was properly constituted under s 151(1) of the Act. This conclusion is sufficient to dispose
of the first ground of review.
Page 20 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
The outline then said:
Further or alternatively to the above, the Commission’s conduct of the review was in any event supported by
other functions and powers it has under ss 155, 157 and 152 of the Act.22
[65] As noted earlier, s 155 provides as follows:
Functions and powers of Commission
(1) The Commission has the following functions—
(a) to establish and undertake information and education programs;
(b) to promote and advance the objectives of this Act and to be an advocate for this Act;
(c) any other functions conferred on it by or under this Act or any other Act, including the Charter of Human Rights
and Responsibilities.
(2) The Commission has all the powers necessary to enable it to perform its functions.
(3) The Commission must exercise all its functions and powers in accordance with this Act and compatibly with the
Charter of Human Rights and Responsibilities.
[66] The Secretary’s trial outline contended that, in conducting the Review, the Commission was.
performing its function of promoting and advancing the objectives of, and being an advocate for, the [Act]. The review is
plainly directed at the identification and elimination of discrimination, sexual harassment and victimisation, and any
systemic causes thereof, in the MFB and the CFA.
[67] As to s 157, the Secretary submitted that the Review
involves the Commission undertaking research into matters arising from or incidental to the operation of the [Act] that it
Page 21 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
considers would advance the objectives of the [Act], and is collecting and analysing information and data relevant to the
operation and objectives of the Act.
[68] Finally, s 152 provides:
Action plans
(1) A person may prepare an action plan that specifies steps necessary to improve compliance with this Act.
(2) The Commission may—
(a) provide advice about preparing and implementing action plans; and
(b) set minimum requirements for action plans.
(3) An action plan is not legally binding, but a court or a Tribunal may consider an action plan if relevant to any matter
before the court or Tribunal under this Act.
[69] The trial outline contended that, as set out in the Secretary’s letter of 9 December 2015, the Minister
wanted an action plan developed in consultation with the fire services and other relevant stakeholders similar to work that
the Commission had completed in relation to sex discrimination and sexual harassment within Victoria Police.
[70] The judge upheld these submissions in part. His Honour concluded that, even if s 151(1) did not authorise the
Review, power was nonetheless conferred by s 157. His Honour said:
Even if I were to find that the Review was not supported by s 151(1) of the [Act], the Commission’s review would be valid if
it is supported by another power. I consider that the Commission’s work to date is supported by s 157 because that work
has been in the nature of research and falls squarely within that section 157. It has not yet completed the Review, but s 151
authorises its completion. Therefore, s 151 in combination with s 157 provide additional legislative support for the
Commission’s review.
I do not accept the Secretary’s submission that the Review could be otherwise published if the Review were invalidly
requested and therefore not supported by s 151(1). Section 157, although a broad and enabling research power, does not
confer upon the Commission the power to publish the findings of any research it may undertake pursuant to that section.
There is a difference between information gathering to determine compliance with the Act, and reporting on and publishing
that information.23
Page 22 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
[71] In this Court, the Secretary filed a notice of contention in these terms.
1. The learned primary judge erred in holding … that the Review could not be published if the Review had been
invalidly requested and was therefore not supported by s 151(1) of the [Act].
2. The learned primary judge should have held that, whether or not the Review had been validly requested under s
151(1) of the Act or s 41(c) of the [Charter], publication of the First Respondent’s report of the Review is
supported by the functions and powers of the First Respondent under ss 155, 157 and 152 of the [Act].
[72] The Secretary’s written case in response to the Union’s contentions maintained that his Honour was correct,
for the reasons he gave, in concluding that ‘the Review was properly constituted under s 151(1)’. The written case
filed in support of the notice of contention did not advance — as the Secretary’s trial submission had — the
proposition that other provisions of the Act ‘in any event’ empowered the Commission to conduct the Review. The
proposition stated in the written case was simply that
publication of a report of the Review is supported by the Commission’s functions and powers in ss 155, 157 and 152 of the
Act.
[73] The supporting argument was expressed somewhat more broadly, however, as follows:
[Section] 151 is not the, or the only, source of the Commission’s power to gather and analyse information about compliance
with the [Act] and to prepare and publish a report of its conclusions. Rather, s 151 enables a person to request the
Commission to conduct a compliance review, with an agreed scope and outcomes, and to pay for the Commission to do so.
There is nothing particular about the language of ss 151, 152, 155 and 157 that indicates that they are to be construed as
mutually exclusive powers, or as subject to the fulfilment of conditions in any one of them. There is also nothing about the
context of those sections that indicates they should be construed in that way. Indeed the context suggests otherwise; they
form part of a suite of generally expressed, overlapping and non-coercive powers conferred on the Commission to promote
compliance with the [Act]. There is also nothing about the purpose of the [Act] that supports such a construction. Again, to
the contrary, the beneficial and remedial objects of the [Act] suggest that, in the absence of express language, the
provisions are to be construed broadly and not as impliedly limiting one other.24
[74] In oral argument, Crown Counsel also advanced a broader submission. She contended that ‘far too much
significance’ had been attached to s 151, which was ‘not the only source of power that the Commission had to
conduct the Review’. The Commission’s powers were ‘much more broad-ranging’, counsel submitted, and the
validity of the Review ‘really turned’ on ss 155 and 157. Section 151 was thus to be viewed as.
Page 23 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
a way, but not the only way, for the Commission to exercise its research functions, and its general advocacy functions.
[75] According to the submission, the research function under s 157, and the advocacy function under s 155(1)(b),
were independent functions of the Commission. Independently of s 151, they provided authority for the carrying out
of the online survey and — by implication — for the publication of the results.
Consideration
[76] We would also reject these submissions. In our opinion, there is no other source of power in the Act for the
conduct of the Review, or for the publication of any report of the Review. As both the Government and the
Commission recognised from the outset, a compliance review could only be conducted under the authority of s 151.
The significance attached to that section, both in the commissioning paperwork and in these proceedings, is wholly
unsurprising.
[77] There is no doubt that the Commission’s research and advocacy functions are conferred in very wide terms.
But it is, in our view, a fundamental mischaracterisation of the Review to describe it as either ‘research’ or
‘advocacy’. The true characterisation appears from the Secretary’s letter to the Commission and, in turn, the
Commission’s letter to the Secretary of the Union:
The Independent Review will be conducted under s 151 of the [Act] and s 41(c) of the [Charter]. This will include any
relevant research under s 157 of the [Act].25
[78] Both the government as requestor, and the Commission as the recipient of the request, well understood that it
was s 151(1) which was being invoked. This is hardly surprising, since it was the employment practices of the MFB
and the CFA which were to be reviewed for compliance with the Act, and s 151 is the exclusive source of power for
such a review. It is equally unsurprising that both government and Commission intended that the research function
under s 157 would be engaged as an incidental power, in aid of the review to be carried out under the authority of s
151.
[79] If there is no power to conduct a compliance review, because s 151(1) has not been complied with, a general
power to conduct research cannot supply an alternative source of power for such a review. The statute ‘confers only
one power to take the relevant action’.26 Parliament has specified in s 151 the circumstances in which, and the
conditions on which, a compliance review may be conducted. The crucial condition is, of course, that the employer
whose compliance with the Act is to be reviewed must have requested the review. On well-established principles, a
general power like s 157 cannot be relied on to authorise a compliance review free of that condition.27
[80] Nor can the survey be viewed as somehow separate from the Review. It was the first step in the Review, as
identified in the Funding Agreement, and it could only be carried out because MFB and CFA agreed to provide their
employees’ email addresses for the purposes of the Review. The survey was, moreover, an essential step in
ascertaining the extent of compliance with the Act, as the Commissioner explained in her letter to CFA members
about the survey:
Page 24 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
I am pleased to let you know that [the Commission] has now started the Independent Review into equity and diversity within
CFA and MFB.
The Independent Review will look at how to build and strengthen each organisation to make sure your workplaces are safe,
inclusive and free from discrimination.
We want to hear from all of you about what works and what may need to change in your organisation to make sure there is
zero tolerance for discrimination, including bullying, and sexual harassment.
On 21 July 2017, the Commission confirmed to the Union’s solicitors that ‘amongst other things, the Commission
has conducted a survey as part of the Review’.28
[81] A related argument advanced on behalf of the Secretary was that s 151 did not itself confer powers or
functions on the Commission but, rather, enlivened powers and functions conferred by other provisions. With
respect, this misreads s 151(1). The compliance review function is a distinct function, with its own source of
statutory authority. The provision contemplates that the terms of the review will be determined by agreement
between the Commission and the person requesting the review. Precisely because the review is done on request,
no question of the exercise of coercive powers is likely to arise.
[82] As we said earlier, s 151 gives the Commission power, as a matter of necessary implication, to do a
compliance review of the programs and practices of the person requesting the review. In the same way, s 151(2)
contemplates — and hence impliedly authorises — the Commission giving advice to that person, following the
review, about whether its programs and practices are, or are not, compliant with the Act. It is precisely because the
giving of such advice is the logical corollary of the conduct of a review that the legislature considered it necessary to
provide expressly for an immunity against liability arising from the giving of that advice.
[83] Given that a compliance review takes place by agreement, the person requesting the review can agree to the
Commission undertaking whatever research is necessary for the conduct of the review. Alternatively, the
Commission can rely on its express research power under s 157. On no view, however, does s 157 authorise the
Commission to conduct a compliance review of a person’s programs or practices, nor does it authorise the
publication of the results of a survey conducted as part of such a review.
[84] For these reasons, we would uphold the first two grounds of appeal. On that basis, the decision at first
instance must be set aside and, in its place, orders made restraining the Commission from proceeding with the
Review and publishing any report of it. In those circumstances, we can deal much more briefly with the remaining
grounds of appeal.
Grounds 3 and 4: scope of review not confined to ‘compliance’
[85] At first instance, and again in this Court, the Union advanced an alternative argument that if, contrary to its
primary argument, the Review was authorised by s 151 of the Act, the Commission’s investigation had travelled
beyond the legitimate scope of a ‘compliance review’. Specifically, it was said, the Review had impermissibly
encompassed an investigation of ‘safety, respect, inclusion and bullying generally’ at the workplaces of the MFB
and the CFA. Further, it was said, the Commission was.
conducting a general review of workplace behaviour and culture at the MFB and the CFA.
Page 25 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
[86] The trial judge rejected these arguments, expressing his conclusion in these terms:
The review function is broad and can consider organisational practices and programs generally to obtain an accurate
picture of those areas of the work environment where discrimination, sexual harassment and victimisation may occur.
The material before the Court, particularly the Terms of Reference, do not indicate that the Commission acted beyond
power. The Review and its survey can legitimately harvest a large pool of information and extract information relevant to its
inquiry. The Commission has broad investigatory powers. Often to obtain information that is relevant to a topic a wide array
of information must be assembled and assessed.
To take by way of example the word ‘safety’ which is contained in the Terms of Reference, it should be read as safety from
discrimination or sexual harassment, as an employee who is subject to workplace incidents of these kinds is likely to feel
unsafe at work. The use of the word ‘safety’ does not mean that the Review is reviewing workplace safety generally, but
reviewing workers’ safety from matters such as discrimination, sexual harassment or victimisation that might be associated
with bullying.29
[87] We respectfully agree. These grounds must be rejected.
Grounds 5–7: the online survey and unreasonableness
[88] At first instance and again on this application, the Union contended that the decisions of the Commission to
conduct the online survey and then to rely on its results, despite what were said to be serious methodological flaws,
were unreasonable in the Wednesbury sense.30 Both sides led evidence before the judge going to the question of
the survey methodology. His Honour summarised the effect of that evidence, and the submissions of the parties, in
his reasons. He rejected the unreasonableness submission, expressing the relevant conclusions in these terms:
The survey purpose was to permit employees and volunteers of the MFB and CFA to participate in the Review. The data,
although not establishing prevalence, may give a picture of work practices and whether there are instances of
discrimination, sexual harassment or victimisation that fall within the Terms of Reference. For example, if the analysis of
responses reveal that employees or members or volunteers feel unsafe in a workplace, further inquiry and consideration
may also reveal that people may have experienced discrimination, sexual harassment or victimisation at that workplace.
Those who experience discrimination, harassment or victimisation are unlikely to feel safe at work. Findings from the survey
data may aid the development of programs and practices of the MFB and CFA on ‘safety at work’ and assist in
development of a ‘safe’ work environment. In that way, the survey may assist the Commission perform the Review in
accordance with the Terms of Reference, and more broadly, fulfil its role under s 151 of the [Act] and s 41(c) of the Charter.
The Commission’s agreement to conduct matters confidentially affected the way it would undertake the survey.
Any limitations in the data obtained from the surveys can be assessed, acknowledged and taken into account in any
resulting analyses and reporting of the data. The Commission as a public body with important functions would be expected
to clearly state those limitations.31
Page 26 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
[89] In this Court, the unreasonableness submission was only faintly pressed. Like his Honour, we would reject it.
His Honour’s reasons are cogent and compelling, and we respectfully agree with them. These grounds must also
be rejected.
Tate JA.
Introduction and summary
[90] I have had the advantage of reading in draft form the judgment of Maxwell P and Priest JA (‘the joint reasons’).
I agree with their Honours, for the reasons they give, that s 151(1) of the Equal Opportunity Act 2010 (the ‘Act’)
does not confer authority on the Victorian Equal Opportunity and Human Rights Commission (‘the Commission’) to
carry out the review that it undertook into the programs and practices of the Metropolitan Fire Brigade (‘the MFB’)
and the County Fire Authority (‘the CFA’) (‘the Review’). For those reasons I would grant leave with respect to
grounds 1 and 232 and uphold those grounds.33 I also agree, for the reasons their Honours give, that grounds 3
and 4,34 and 5 to 7,35 are without merit and should be rejected.
[91] However, I consider that what the joint reasons describe as ‘the alternative argument under s 157’, raised in
the Notice of Contention filed by the second respondent, the Secretary to the Department of Justice and Regulation
(‘the Secretary’), should be accepted. In my view, although s 151 does not confer authority on the Commission to
conduct the Review, I consider that s 151 is not relevantly an exclusive source of power. A review requires the
exercise of the general powers of the Commission. These can be enlivened in various ways and not only by the
making of a request under s 151. In my view, the Commission has the power to conduct, and complete, the Review
and publish its report by reason of s 157 and associated provisions of the Act.
[92] It is necessary to consider in a little detail the statutory scheme of the Act.
The statutory scheme
[93] Section 157 of the Act appears in pt 11 of the Act which provides for the continuation of the Commission and
otherwise sets out the functions and powers of the Commission. The heading to pt 11 is ‘Victorian Equal
Opportunity and Human Rights Commission’ and div 1 is headed ‘The Commission’. Division 1 of pt 11 consists of
ss 154–160.
[94] Section 154 continues the Commission as a body corporate that may do all acts and things that a body
corporate may, by law, do. Section 155 is the primary section that identifies the functions of the Commission,
namely as the undertaking of education programs and advocating for the promotion of the objectives of the Act.
Section 155 also acknowledges that the Commission has ‘other functions’ conferred on it including other functions
conferred by the Act. This would include the ‘other function’ of reviewing a person’s programs and practice for
compliance with the Act under s 151(1). It would also include another function that aims to ensure compliance with
the Act, namely the function under s 152(2), of providing advice about the preparation and implementation of ‘action
plans’ by persons, an ‘action plan’ being a plan ‘that specifies steps necessary to improve compliance with this Act’.
The preparation of action plans is not linked to the conduct of reviews under s 151. Sections 151 and 152 both
appear in pt 10 of the Act, headed ‘Practice guidelines, reviews and actions plans’ but in separate divisions, divs 2
and 3 respectively.
[95] By s 155(2), the Commission is given all the powers necessary to enable it to perform its functions.
[96] Section 155 provides:
Page 27 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
155 Functions and powers of Commission
(1) The Commission has the following functions—
(a) to establish and undertake information and education programs;
(b) to promote and advance the objectives of this Act and to be an advocate for this Act;
(c) any other functions conferred on it by or under this Act or any other Act, including the Charter of Human
Rights and Responsibilities.
(2) The Commission has all the powers necessary to enable it to perform its functions.
(3) The Commission must exercise all its functions and powers in accordance with this Act and compatibly with
the Charter of Human Rights and Responsibilities.
[97] The statutory benchmark for all of the Commission’s functions is the promotion and advocacy of the objectives
of the Act. The objectives of the Act include the elimination of discrimination and sexual harassment ‘to the greatest
possible extent’ and to encourage ‘best practice and facilitate compliance with [the] Act by undertaking research,
educative and enforcement functions’.36 The aim of compliance with the Act permeates its provisions.
[98] The objectives of the Act are set out in s 3:
3 Objectives
The objectives of this Act are —
(a) to eliminate discrimination, sexual harassment and victimisation, to the greatest possible extent;
(b) to further promote and protect the right to equality set out in the Charter of Human Rights and Responsibilities;
(c) to encourage the identification and elimination of systemic causes of discrimination, sexual harassment and
victimisation;
(d) to promote and facilitate the progressive realisation of equality, as far as reasonably practicable, by
recognising that —
Page 28 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
(i) discrimination can cause social and economic disadvantage and that access to opportunities is not
equitably distributed throughout society;
(ii) equal application of a rule to different groups can have unequal
results or outcomes;
(iii) the achievement of substantive equality may require the making
of reasonable adjustments and reasonable accommodation and the taking of special measures;
(e) to enable the Victorian Equal Opportunity and Human Rights Commission to encourage best practice and
facilitate compliance with this Act by undertaking research, educative and enforcement functions;
(f) to enable the Victorian Equal Opportunity and Human Rights Commission to resolve disputes about
discrimination, sexual harassment and victimisation in a timely and effective manner, and to also provide
direct access to the Victorian Civil and Administrative Tribunal for resolution of such disputes.
[99] The ‘review’ function in s 151 is not separately identified in the objectives of the Act. There is no definition of a
‘review’ under the Act. Importantly, as I discuss below, there are no special or distinctive powers associated with
conducting a review.
[100] Section 156 provides that the Commission ‘must undertake programs to disseminate information and
educate the public with respect to … the objectives of [the] Act’.37
[101] Section 157 of the Act confers a broad power on the Commission to undertake research and collect data.
The research function is linked to ‘any matter arising from, or incidental to, the operation of [the] Act’ that it
considers would advance the objectives of the Act. The touchstone at all times remains an assessment of what
would promote or advance the objectives of the Act. Section 157 relevantly provides:
157 Commission’s research functions
(1) The Commission may undertake research into any matter arising from, or incidental to, the operation of this
Act that it considers would advance the objectives of this Act.
(2) The Commission may collect and analyse information and data relevant to the operation and the objectives of
this Act.
[102] Section 158 empowers the Commission to report to the Attorney-General on any matter arising from the
performance of its educative or research functions:
Page 29 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
158 Commission may report on educative or research functions
The Commission may, at any time, submit a report to the Attorney-General on any matter arising from the
performance of the Commission’s functions under section 156 or 157.
[103] In addition to its educative and research functions, the Commission is empowered, pursuant to s 159, to
intervene, with the leave of the court, in legal proceedings involving ‘issues of equality of opportunity, discrimination,
sexual harassment or victimisation’. The Commission may also appear, pursuant to s 160, with the leave of the
court, as amicus curiae in proceedings that ‘may significantly affect the right to protection against discrimination of
persons who are not parties to the proceedings’.
[104] The Commission also has the function of offering services designed to facilitate resolution of a dispute.38 A
‘dispute’ means a dispute ‘about compliance with [the] Act’.39 Whether or not a person has brought a dispute to the
Commission for dispute resolution, the person may apply to the Victorian Civil and Administrative Tribunal (‘the
Tribunal’) under s 122 in respect of an alleged contravention of the prohibitions on discrimination in employment
and employment-related areas, in education, in the provision of goods and services and disposal of land, in
accommodation, by clubs and club members, in sport and in local government40 or an alleged contravention of the
prohibition of sexual harassment41 or of the prohibition of victimisation.42
[105] In certain circumstances, pursuant to pt 9 of the Act, the Commission can conduct an ‘investigation’ if there
are reasonable grounds to suspect that one or more contraventions of the Act have occurred and the matter cannot
reasonably be expected to be resolved by dispute resolution or by an application to the Tribunal,43 or if the Tribunal
refers a matter to the Commission.44 In the conduct of an investigation, the Commission may apply to the Tribunal,
pursuant to s 131, for an order requiring a person to provide information or relevant documents or for an order,
pursuant to s 134, compelling a person to attend before the Commission.45 There are specific requirements in
relation to the production of a report of an investigation, its content, and how findings are to be dealt with.46 An
outcome may involve a referral to the Tribunal,47 prompting an inquiry by the Tribunal,48 or an agreement on action
that is required to be taken to achieve compliance.49 The agreement may be registered with, and enforced or
supervised by, the Tribunal.50
[106] These compulsory powers are dependent on orders made by the Tribunal. They are not exercisable by the
Commission during the performance of its other functions, including its educative and advocacy functions, its
research function or its function of conducting a review.
The alternative argument — alternative sources of power to prepare and publish report
[107] In this Court the submission made for the Secretary by Ms Richards QC, Crown Counsel (as her Honour then
was), is that the judge below ought to have found that the Commissioner’s conduct of the Review, even if not
supported by s 151, is in any event supported by functions and powers it has under ss 155, 157 and 152 of the
Act.51 The Secretary submits that s 151 is not the only source of the Commission’s power to gather and analyse
information about compliance with the Act and to prepare and publish a report of its conclusions. The Secretary
relies on the principle, derived from Australian Education Union v Dept of Education and Children’s Services,52 that
a mistake by an administrative authority as to the source of its power does not invalidate its actions if the actions
are supported by another source of power (‘the AEU principle’). I will return to examine the AEU principle more
closely below.53
A preliminary point — no appeal on critical finding (that all work ‘to date’ was supported by
research power)
Page 30 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
[108] The Secretary also relies upon a critical finding made by the judge below that the work that had been done
on the Review to the date of the trial before his Honour is supported by the research power, s 157, alone. The
finding that the Commission’s work to the date of the trial was in the nature of research and falls squarely within s
157 is recorded in [121] of the Reasons54 (‘the critical finding’):
Even if I were to find that the Review was not supported by s 151(1) of the EO Act, the Commission’s review would be valid
if it is supported by another power. I consider that the Commission’s work to date is supported by s 157 because that work
has been in the nature of research and falls squarely within that section 157.55
[109] The grounds of appeal do not include a challenge to the critical finding.
[110] As Maxwell P and Priest JA observe, the critical finding means that the judge upheld the submissions of the
Secretary in part.56
[111] The judge went on to say, in the balance of [121] of the Reasons, that the completion of the Review
depended upon s 151 (which he found to be enlivened in the circumstances of the case):
[The Commission] has not yet completed the Review, but s 151 authorises its completion. Therefore, s 151 in combination
with s 157 provides additional legislative support for the Commission’s review.57
[112] The judge further concluded, at [122] of the Reasons, that although the information gathering done by the
Commission was supported by the research power under s 157, the report of the Review could not be published if it
had not been validly requested under s 151(1). He said:
I do not accept the Secretary’s submission that the Review could be otherwise published if the Review were invalidly
requested and therefore not supported by s 151(1). Section 157, although a broad and enabling research power, does not
confer upon the Commission the power to publish the findings of any research it may undertake pursuant to that section.
There is a difference between information gathering to determine compliance with the Act, and reporting on and publishing
that information.58
[113] The applicant, the United Firefighters’ Union of Australia (‘the Union’), supports the judge’s finding in [122] of
the Reasons that s 157 does not authorise the publication of the report.
[114] The Notice of Contention filed by the Secretary is cast in terms that focus upon the power to publish and the
conclusions reached at [122] of the Reasons. The Notice of Contention is as follows:
Page 31 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
1. The learned primary judge erred in holding at [122] that the Review could not be published if the Review had been
invalidly requested and was therefore not supported by s 151(1) of the [Act].
2. The learned primary judge should have held that, whether or not the Review had been validly requested under s
151(1) of [the Act] or s 41(c) of the [Charter], publication of the First Respondent’s report of the Review is
supported by the functions and powers of the First Respondent under ss 155, 157 and 152 of the [Act].
[115] The submissions of the Secretary, while supporting the correctness of his Honour’s finding that the work to
date was supported by the research power under s 157, address the issue of the power to conduct, or complete,
the Review as well as the power to publish. In particular, the Secretary identifies the functions of the Commission
identified under s 155(1), its educative and advocacy functions, and the powers it has to perform its functions,
recognised under s 155(2), as sufficient to provide power for the Commission to complete the Review and publish
its report.
[116] With respect to the completion of the Review, this Court was not given precise details about what further
steps, if any, are required to reach completion. The judge below was informed that the remaining steps consisted of
making certain people aware of potentially adverse comments about them and giving them an opportunity to
respond; further checks for accuracy with some officers of MFB and CFA on such matters as the structure of the
organisations; issues relating to the accuracy of direct quotations; consultation with an expert panel and a project
governance group; and, potentially, briefings with Ministers with relevant portfolio responsibility. It is not immediately
apparent why the judge considered that these steps depended upon s 151 when he accepted that the work done ‘to
date’ had been supported by s 157. In my view, accuracy checks and the affording of an opportunity to respond, are
part and parcel of the function of undertaking research.
[117] In any event, as mentioned,59 the Secretary maintains that any further steps necessary to complete the
Review are supported by s 155. So too is the publication of the report of the Review. The Union also maintains that
the Review is substantially complete except for the publication of the report. The Union explains that this is the
reason why, although it complains that the critical finding is incorrect, it has not appealed against it because it
maintains that the critical finding has no practical consequence, it being sufficient for the Union’s purposes to rely
upon the judge’s conclusion in [122] that s 157 does not authorise the publication of the report of the Review. It
would be fair to say that at times the issue of the power to conduct or complete the Review and the issue of the
power to publish the report of the Review were conflated.
[118] In my view, there are consequences that flow from the Union’s failure to appeal the critical finding that impact
upon the Union’s submissions on the interpretation of the Act.
[119] The Union focuses upon preventing the publication of the Commission’s report. It submits that, given that the
Review is not supported by s 151, there is no power available to publish the report. It accepts that, in any event,
there is no express statutory power to publish a report of a review under 151. At most there is an incidental power
under s 151. There is an express power to publish the report of an ‘investigation’, pursuant to s 142(4) (in pt 9 of the
Act) but no express power to publish the findings of a review.60 The Union also accepts that the power to conduct
research under s 157 ‘would encompass, incidentally, power to publish a report of the research’.61 As discussed, it
also does not challenge the critical finding that the work to date62 falls squarely within the research power under s
157.
[120] The question then arises: if the work to date is supported by the research power under s 157, and that power
includes, as an incidental power, the power to publish research, why could the Commission not now publish the
work to date, pursuant to s 157?
[121] The answer the Union makes is to submit that the ‘power to publish the report of a review, whether or not
based on research conducted for the purposes of the review, is conferred by s 151 not s 157’.63 (Of course, it
Page 32 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
argues, and I accept, that the power under s 151 is not available here.) In other words, the Union submits that even
where the Commission carries out research pursuant to s 157 it cannot publish that research under the incidental
power associated with s 157 where that research is contained in a report of a review. Rather, the only source of
power to publish research contained in a report of a review is under s 151. Given that s 151 confers no express
power to publish, the proposition for which the Union contends must be that the only source of power to publish
research contained in a report of a review is under an incidental or implied power derived from s 151.
[122] This submission is only plausible if s 151 amounts to a code. Why otherwise would it be accepted that
research conducted under s 157 cannot be published under s 157? The Union’s position must extend beyond the
claim that s 151 is the only source of power supporting the conduct of a review to the submission that s 151
exhaustively provides for every facet of a review, and in particular, the publication of the report of a review.
[123] However, the brevity of s 151, and its failure to specify anything about how a review is to be conducted, or to
identify expressly any powers associated with a review, weighs heavily against the proposition that s 151 operates
as a code. In my view, the proposition is untenable.
[124] The Union treats the critical finding about the alternative source of power, s 157, as a matter that can be
disregarded for the purposes of the appeal.64 To my mind the critical finding cannot be disregarded. The Union has
not sought to overturn it and the appeal must proceed against the background that there is an unchallenged finding
that all the work to date, as at the time of the trial before his Honour, is supported by the research power under s
157 and that this is a finding that was open to his Honour to make on the correct construction of the Act.
The Secretary’s submissions
(1) Multiple sources of power
[125] The Secretary submits that it is apparent from the terms of reference that the Commission, in conducting the
Review, was performing its function of promoting and advancing the objectives of the Act, and being an advocate
for those objectives, and that it could permissibly use its range of general powers for those purposes.
[126] The terms of reference reflect that the Review is to be an inquiry about the extent of discrimination, sexual
harassment and victimisation in the CFA and MFB, and the impact on personnel, and is to propose measures to
reduce or eliminate barriers to diversity. The Secretary submits that the terms of reference also reflect a desire for
the Commission to promote and facilitate the progressive realisation of equality in the CFA and MFB and the
encouragement of best practice and compliance with the Act through research and education. The terms of
reference include the following issues as matters to be addressed in the Review:
(a) The nature and prevalence of discrimination, sexual harassment and victimisation amongst current Country Fire
Authority (CFA) and Metropolitan Fire Brigade (MFB) personnel (paid and voluntary), and those who left in or after
2010.
(b) The drivers and impact of any discrimination, sexual harassment and victimisation amongst these CFA and MFB
personnel.
(c) Strategies to promote and improve respect and safety, including addressing barriers to equity and diversity in the
CFA and MFB.
(d) Initiatives required to drive cultural and practice change, including the adequacy and effectiveness of existing
equity and diversity initiatives.
(e) Any other matters the Panel considers appropriate that are incidental to the above terms of reference.
Page 33 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
…
*Note: Workplace bullying on the basis of one or more of the 18 protected attributes, protected under the Equal Opportunity
Act amounts to discrimination under the Equal Opportunity Act.
[127] The Secretary’s letter of 9 December 2015 requesting the Commission to undertake the Review, after
identifying the source of power (albeit wrongly) as s 151 of the Act and s 41(c) of the Charter, went on to say that
this ‘would include any relevant research in accordance with [the Commission’s] function under s 157 of the [Act]’.
The letter made reference to the work of the Emergency Management Commissioner with ‘key emergency
management organisations’ in identifying ‘problems achieving gender equality and diversity in the sector, and the
role leadership could play in bringing about change’ and expressed an understanding that the Commission
supported that work.
[128] The Secretary submits that the application by the Commission to the Justice Human Research Ethics
Committee for approval of the Review makes it readily apparent that the Review was intended to involve the
Commission carrying out its research functions.65 The letter describes the Commission as proposing to conduct the
Review by exercising its power under s 157 of the Act to undertake research into matters arising from, or incidental
to, the operation of the Act that it considers would advance the objectives of the Act:
Application to the Justice Human Research Ethics Committee: Equity and Diversity Review into the
Country Fire Authority (CFA) and the Metropolitan Fire Brigade (MFB)
Please find attached an application to the Justice Human Research Ethics Committee (JHREC) for consideration at their
April 2016 meeting for a project addressing equity and diversity in the CFA and MFB.
The Victorian Equal Opportunity and Human Rights Commission (the Commission) has been commissioned by the
Department of Justice and Regulation to review, report and make recommendations on the nature, prevalence, drivers and
impact of discrimination, harassment and victimisation amongst CFA and MFB personnel.
This research will inform initiatives required to drive cultural and practice change including the adequacy and effectiveness
of existing initiatives and of approaches to training, education, mentoring and development; as well as organisational
change strategies to promote equity and diversity in the CFA and MFB.
This review will be conducted under the Commission’s research powers contained in section 157 of the Equal Opportunity
Act 2010 (the Act), which enables the Commission to undertake research into matters arising from, or incidental to the Act
and which advances the objectives of the Act.
[129] Furthermore, the Secretary submits that where any research reveals that there has been non-compliance
with the Act, the Commission can perform its advocacy function of advising and making recommendations about
how compliance can be achieved. This is consistent with the aim of the research function being to advance the
objectives of the Act.
Page 34 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
[130] The Secretary also points to the respective Memoranda of Understanding (‘MOU’) between the Commission
and the CFA, and the Commission and the MFB, respectively, each of which makes it clear that the Commission’s
research powers are included in the powers to be exercised in the Review. In particular, each MOU states that the
Review is to be conducted, amongst other things, in the exercise of the power under s 158, the power to report to
the Attorney-General on any matter arising from the performance of the Commission’s educative or research
functions.
[131] The Secretary submits that it is also relevant that the information provided by the CFA and MFB personnel
was given voluntarily. The CFA and MFB have co-operated at all times with the Commission and have not been
heard to complain about the Review. In this proceeding, it is the applicant, the Union, that has complained. Neither
the CFA nor the MFB is a party to the proceeding.
[132] The survey conducted by the Commission made it plain that there was no obligation on any member of the
CFA or MFB to respond to any question: ‘This survey is entirely voluntary and you can stop at any time or skip any
questions that you do not want to answer.’
[133] The Secretary submits that there is no suggestion here that anyone has been compelled by the Commission
to do anything.
(2) The gateway argument
[134] The Secretary submits that the most appropriate understanding of the relationship between s 151 and ss
154–158 is that s 151 is only one mechanism or ‘gateway’ by which the general powers and functions of the
Commission under ss 154–158 can be enlivened. Section 151 is a gateway by which the Commission can be
invited by a person to exercise its general functions. A review requires the exercise of the general powers of the
Commission. Section 151 provides a ‘resource’ for a person, or a mechanism by which a person can access the
resources and expertise of the Commission (with the Commission’s agreement), to have that person’s compliance
with the Act reviewed. However, the general powers can be enlivened in various ways and not only by a request
under s 151. If the gateway under s 151 is not open because there is no relevant request that does not preclude the
Commission from exercising its general functions, in particular, its research function under s 157, if it considers that
to do so would advance the objectives of the Act.
[135] The proposition that s 151 provides a mechanism by which a person can utilise the resources and expertise
of the Commission is supported by the acknowledgment in s 151(2) that the agreement between the Commission
and the person requesting the review may provide for that person to pay the Commission’s reasonable costs of
undertaking the review. In other words, in exchange for the Commission having its reasonable costs paid, the
Commission is willing to apply its expertise, and exercise its general powers, to the assessment of a person’s
programs and practices.
[136] The Secretary accepts that, in the absence of a request, the information obtained by way of the exercise of
the general research power might be limited because it would depend upon the general co-operation of the target of
the research together with the gathering of information that was available in other ways, including, say, from former
members of an organisation or from statistics on the public record. However, it submits, as a matter of principle, the
research function into a person’s programs and practices can be carried out by means of the necessary powers the
Commission has to discharge its statutory functions independently of any request.
[137] Of course, here, as mentioned,66 both the CFA and the MFB co-operated with the Commission. There was
no evidence, and it was not argued, that their co-operation only stemmed from a mistaken belief on behalf of the
CFA and the MFB that the Secretary had the power under s 151 to direct a review of their respective programs and
practices independently of any request by them, and that they would not have co-operated otherwise. Indeed, in a
letter to the Branch Secretary of the Union’s Victorian Branch, the Commission described the Review, albeit as
Page 35 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
requested by ‘the government’, nevertheless as having ‘the support and endorsement of the Country Fire Authority
and Metropolitan Fire Brigade’.67 As mentioned,68 neither the CFA nor the MFB is a party to the proceeding.
The Union’s submissions
(1) Section 151 is an exclusive power
[138] In response, the Union submits that the power to conduct a review of a person’s programs and practices to
determine compliance is, exclusively, the power conferred under s 151(1). It relies on the principle derived from
Anthony Hordern & Sons Ltd v Amalgamated Clothing and Allied Trades Union of Australia69 to the effect that a
specific grant of power qualified by necessary preconditions ‘involves a denial of a power to do the same thing …
free from the conditions and qualifications prescribed by the provision’ (‘the Anthony Hordern principle’).70 The
Union submits that the Anthony Hordern principle means that a purported but invalid exercise of the power under s
151(1) cannot be saved by other provisions conferring different powers. In particular, it submits that the powers
under ss 155 and 157 cannot support the conduct of the Review when the precondition on which the Review
depended, namely, requests by the CFA and MFB for the Commission to review their respective programs and
practices to determine their compliance with the Act, were never made. The conferral of the specific power under s
151 to conduct a compliance review of programs and practices is qualified by the need for a request to be made by
the person whose programs and practices will be reviewed and therefore, so it is submitted, applying the Anthony
Hordern principle, there is a denial under the Act to carry out a compliance review of a person’s programs and
practices free from the qualification prescribed.
[139] The Union points to the general powers conferred on the Commission by s 155. It contends that, if the
Secretary’s submission was correct, it would carry the absurd consequence that there would be no need for the
review power under s 151 or the research power under s 157. Both s 151 and s 157 would be redundant. The
general power to perform the function of promoting and advancing the objectives of the Act would be sufficient, on
the Secretary’s argument, for the Commission to conduct a review, undertake research, publish a report and more,
without reliance on s 151 or s 157. The Union submits that the absurdity of the consequence of the Secretary’s
position should preclude its acceptance.
(2) General powers should be ‘read down’
[140] Furthermore, the Union submits that the Secretary’s approach relies on reading specific provisions in
isolation from one another. It submits that the proper approach is to read the Act as a whole and that each provision
must be read in the context of the other provisions of the Act.71 This has the consequence that the scope or
breadth of a provision of an Act, which might appear unrestricted when viewed in isolation, is appropriately confined
when account is taken of other statutory provisions that overlap in operation.
[141] The Union submits that the breadth of the research power under s 157 should be ‘read down’ as confined by
the operation of the review power under s 151. In its written submissions, it referred to the significance to be placed
on statutory context, and said:
Applying these well-established canons of statutory construction, s 157 should be understood as a stand-alone power to
conduct research which, because of the powers conferred by s 151, would not include research for the purposes of a
review. The power to conduct research for the purposes of a review is plainly incidental to the power to conduct the review
under s 151. It does not need to rely on s 157. That section should instead be understood as conferring a power to conduct
stand-alone research unconnected with a review. It would encompass, incidentally, power to publish a report of the
research. But the power to publish the report of a review, whether or not based on research conducted for the purposes of
the review, is conferred by s 151 not s 157.72
Page 36 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
[142] In other words, s 157 should be understood as conferring a power to engage only in that research that is
unconnected to a review. Instead, s 151 should be read as including, as an incidental power, the power to conduct
research for the purposes of a review. There is, accordingly, no need to invoke the power under s 157 when
research is being carried out as part of a review.
[143] The submission that s 157 should be ‘read down’ due to its overlapping operation with s 151, which I
consider more substantially below,73 is, in my view, directly inconsistent with the failure of the Union to seek to
overturn the critical finding. To treat the critical finding as in effect a matter that could be disregarded for the
purposes of the appeal contradicts the claim that, as a matter of construction, s 157 should be understood as a
stand-alone power that does not support research connected to a review. His Honour found precisely the opposite.
[144] The Union submits, in effect, that the critical finding is unimportant, because all that matters is that the only
source of power for the publication of the report of the Review lies in s 151 and that is unavailable. The difficulty
facing the Union is that, if s 157 does support the research undertaken in the Review to date (as his Honour found),
what statutory constraint precludes that research being published in accordance with the incidental power under s
157?74 The Union’s position is again driven back to the proposition that s 151 operates as a code. I have already
remarked that I consider that proposition to be untenable.75
Analysis
[145] There are competing principles of law at the heart of the controversy arising under the Notice of Contention.
As mentioned, the Secretary relies on the AEU principle while the Union relies on the Anthony Hordern principle.76
(1) The Authorities
[146] To recap, the AEU principle is the principle that reliance upon a source of power that is not available does not
invalidate an action if there is another available source of power that can support the action. In AEU the High Court
determined that the Minister of Education of South Australia did not have the power to appoint teachers under s
9(4) of the Education Act 1972 (SA). Section 9(4) conferred a general power on the Minister to appoint ‘officers and
employees’. The Court found that the sole source of power lay in s 15 of the Education Act which empowered the
Minister to appoint officers of ‘the teaching service’ on a permanent or temporary basis. For many years the Minister
had appointed temporary ‘contract teachers’ under s 9(4) and they had attracted less favourable terms and
conditions than those appointed under s 15. The Court found that the power conferred by s 15 was linked to a
protective regulatory regime found elsewhere in the Act. The Court held, however, that mistaken reliance upon a
source of power does not necessarily invalidate actions taken in that reliance; the question depends upon whether
the statutory regime provides an alternative source of power:
A mistake by an administrative decision-maker as to the source of his or her power to make a decision does not necessarily
invalidate the decision if it is able to be supported by another source of power. Whether it can be supported by the other
source of power will depend upon whether that power is subject to requirements which the decision-maker has failed to
meet because of his or her belief as to the source of the power or for some other reason. As Heydon J said in Eastman v
DPP (ACT) :
If the maker of an administrative decision purports to act under one head of power which does not exist, but there is
another head of power available and all conditions antecedent to its valid exercise have been satisfied, the decision is
valid despite purported reliance on the unavailable head of power.77
Page 37 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
[147] As the extract from Heydon J in Eastman v DPP (ACT)78 makes clear, identifying whether there is an
available alternative source of power will require an assessment of whether the preconditions in the alternative
source of power have been met. Here that would involve an assessment of whether any preconditions in ss 154–
158 antecedent to their valid exercise have been met. There was no argument in this Court to the effect that
reliance could not be placed on those powers because they incorporated pre-conditions which were not satisfied.
[148] In AEU the Court made reference to the earlier principle derived from Anthony Hordern. There the Court was
concerned with the relationship between a statutory provision, s 40 of the Conciliation and Arbitration Act 1904–30
(Cth), which permitted orders to be made that gave preference in employment to unionists, ‘other things being
equal’, and an award that, in respect of employers who employed less than 50 operatives, directed that preference
be given to female unionists over other females and, in respect of employers who employed more than 50
operatives, directed that preference be given to female unionists over other females, other things being equal. The
Court held that the award was invalid as not complying with the requirements of s 40. The unconditional nature of
the preference to be observed where less than 50 operatives were employed went beyond the scope of the power
conferred by s 40. In making the award, the judge of the then Court of Conciliation and Arbitration had purported to
exercise general powers under ss 24(2) and 38(a) to determine industrial disputes. The Court held that in
circumstances where preference was an issue necessary to be dealt with for the settlement of an industrial dispute,
this could only be dealt with by the limited and qualified power specifically conferred by s 40. Gavan-Duffy CJ and
Dixon J said:
The order deals with preference of members of an organization over other persons in employment, and over that subject a
limited and qualified power is specifically given by sec 40. Extensive and unfettered as the authority of the Court of
Conciliation and Arbitration to award preference in settlement of a dispute might have been in virtue of its general power,
yet, when sec 40 expressly gives a special power, subject to limitations and qualifications, surely it must be understood to
mean that the Court shall not exercise an unqualified power to do the same thing.79
[149] Their Honours went on to say that where a specific power is conferred which prescribes the manner in which
the power is to be exercised and the particular restrictions which must be observed, reliance cannot be placed upon
a general unqualified power:
When the Legislature explicitly gives a power by a particular provision which prescribes the mode in which it shall be
exercised and the conditions and restrictions which must be observed, it excludes the operation of general expressions in
the same instrument which might otherwise have been relied upon for the same power.80
[150] This approach was also supported by the earlier history of s 40 which had required the Court ‘to take
elaborate precautions’81 to give notice to persons and organisations that might be interested to allow them to be
heard and ‘to avoid an oppressive use of the order for preference’.82 Their Honours said:
It seems unreasonable to suppose that under the general power to determine disputes the Court was to be at liberty to
disregard safeguards of such a nature.83
Page 38 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
[151] Section 40 also excluded children of employers from the adverse effect of preference. This too was viewed
as an important factor supporting the preconditions:
If a parallel and alternative power exists whenever there is an industrial dispute involving preference of employment, the
intention of the Legislature to exclude children can never in such a case be effective.84
[152] McTiernan J arrived at the same conclusion on the basis of the interpretative maxim expressio unius est
exclusio alterius,85 namely, an express reference to one matter indicates that other matters are excluded. The
Anthony Hordern has also been described as an application of the maxim expressum facit principle cessare
tacitum, namely, where a particular procedure is designated to achieve something, other procedures are thereby
excluded.86 It is well accepted that these maxims should be applied with caution.87
[153] Anthony Hordern has been considered by the High Court on a number of occasions. In Minister
for Immigration and Multicultural and Indigenous Affairs v Nystrom88 the Court held that the power to cancel a visa
under s 501(2) of the Migration Act 1958 (Cth) was not restricted by circumstances that would engage the power of
deportation under s 200 of that Act. The Court made it clear that the Anthony Hordern principle is only applicable
where it is possible to conclude that the statute confers a single power to perform the relevant action. It is not
sufficient to observe that there is a particular power with restrictions or pre-conditions. Before those restrictions or
pre-conditions qualify a general power it must be possible to conclude that the particular power is the only power
available for action of that kind. Gummow and Hayne JJ observed:
Anthony Hordern and the subsequent authorities have employed different terms to identify the relevant
general principle of construction. These have included whether the two powers are the ‘same power’, or are with respect to
the same subject matter, or whether the general power encroaches upon the subject matter exhaustively governed by the
special power. However, what the cases reveal is that it must be possible to say that the statute in question confers only
one power to take the relevant action, necessitating the confinement of the generality of another apparently applicable
power by reference to the restrictions in the former power. In all the cases considered above, the ambit of the restricted
power was ostensibly wholly within the ambit of a power which itself was not expressly subject to restrictions.89
[154] Their Honours concluded that the two powers in question, ss 501(2) and 200 of the Migration Act, dealt with
different subject matters rendering them insusceptible to the Anthony Hordern principle. This was because the
powers:
have different provenances, and persons in respect of whom a deportation order has been made have a different status
and different rights under the Principal Act. Those differences cannot be ignored by an ellipsis which regards s 200 and s
501 as directed to the same practical outcome.90
[155] They based their conclusion upon the absence of any inconsistency between the two powers and their
capacity for ‘a sensible concurrent operation’. They said:
Page 39 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
there is no actual contrariety between the two sets of provisions, which are capable of a sensible
concurrent operation. 91
[156] Heydon and Crennan JJ, with whom Gleeson CJ agreed,92 arrived at the same conclusion but expressed
their conclusion as a finding that there was ‘no repugnancy’ between the two sections. They said:
The line of authority beginning with Anthony Hordern & Sons Ltd v Amalgamated Clothing and Allied Trades Union of
Australia , upon which Mr Nystrom relied, has no application here as there is no repugnancy between the two powers. In
fact, they are consonant with each other.93
[157] In the Malaysian Declaration Case94 the High Court found that there was only one available source of power
to take persons seeking asylum to another country for the determination of their refugee status.95 It relied upon
Nystrom and made it clear that the Anthony Hordern principle, and the maxims it rests upon, must be applied
subject to the particular text, context and purpose of the statute being considered. In explaining the basis upon
which Gummow and Hayne JJ decided Nystrom, French CJ said:
This approach has been described as one of ‘obvious good sense’. It reflects a principle of wide application embodied in
what Pearce and Geddes call the ‘difficult-to-translate maxim’, expressum facit cessare tacitum. Like all such principles,
however, it must be applied subject to the particular text, context and purpose of the statute to be construed.96
[158] It follows from Nystrom that application of the Anthony Horden principle depends upon establishing that the
particular source of power purportedly relied upon by a decision-maker is the exclusive source of power available
for the decision made. It is only then that an inference is available that the failure of a necessary pre-condition to the
exercise of the power involves a denial to do the same thing free of that condition. Nystrom also dictates that the
requirement of exclusivity can only be made out after an assessment of the whole of a statutory scheme that is
approached without an assumption that a particular source of power is necessarily an exclusive source of power.
The process is one of orthodox statutory construction of the powers conferred, interpreted within the context of the
statute as a whole. The test involves asking whether the two powers can have ‘a sensible concurrent operation’, or
whether, instead, there is a ‘repugnancy’ between them.
(2) Application to the Act
[159] In my view, s 151 is not an exclusive power to engage in the steps involved in conducting a review. I consider
that the text, context and purpose of the Act do not permit the conclusion that s 151 is the only available source of
power to engage in the Review. I consider that s 151 and s 157 can have a sensible concurrent operation.
[160] I arrive at this conclusion for the following 15 reasons:
(1) There is no definition under the Act of what a ‘review’ is — the word ‘review’ seems to be used not with any
technical meaning but only to reflect a layperson’s understanding;
Page 40 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
(2) There is no indication in s 151 or elsewhere under the Act of how a review is to be conducted;
(3) There are no specific ‘fact gathering’ or other distinctive powers associated with conducting a review;
(4) There are no compulsory powers associated with a review (by contrast with an ‘investigation’);
(5) Section 151 does not specify any form of process for the conduct of a review;
(6) There is no substantive legislative differentiation between a review and the exercise of general research or
other powers;
(7) There is no indication of what substantive matters an agreement to conduct a review is to deal with, other
than general compliance with the Act;
(8) Compliance with the Act is a matter in relation to which the Commission has multiple powers, as described
above;
(9) There are no identified conditions or restrictions to be satisfied in the course of the conduct of a review;
(10) There are no outcomes of a review identified other than the potential for
‘advice’ to be given by the Commission;
(11) The Commission has a general power to give advice as part of its educative
and advocacy functions;
(12) Any advice following a review does not give rise to any duty or obligation on
the person who has been given the advice or any defence that would otherwise be available to the person
— this stands in contrast to the outcome of an investigation which, as described, can lead to enforceable
agreements or referrals to the Tribunal;
(13) The express recognition in s 151(2) that an agreement may provide for
payment of the Commission’s reasonable costs of undertaking the review suggests that s 151 is in
substance a means by which a person can seek to utilise the resources and expertise of the Commission;
(14) This construction is consistent with the objectives of the Act, including the
elimination of discrimination and sexual harassment ‘to the greatest possible extent’ and to encourage
‘best practice and facilitate compliance with [the] Act by undertaking research, educative and enforcement
functions’;
(15) On this construction there is no repugnancy between s 151 and ss 154–
158; rather, the two sections can operate consistently with each other in a manner that furthers the
objectives of the Act.
[161] More generally, I consider that s 151 operates primarily as a mechanism by which a person can attract the
resources and expertise of the Commission (if the Commission agrees), those resources being the performance of
the Commission’s general powers and functions. That mechanism invites the Commission to use its general
functions and powers to focus upon that person’s programs and practices. It authorises the targeted use of the
general functions and powers of the Commission with respect to a person’s programs and practices. It is a
facilitative provision enabling a person to have access to the Commission to assist the person in achieving or
improving its compliance with the Act.
[162] While s 151 is a source of power to conduct a review, and to enter into an agreement with the person who
requested the review, the powers that the Commission uses during a review are the general powers that are
conferred under ss 154–158. There are no specific powers conferred on the Commission to conduct a review; the
Commission’s general powers are available and are broad. Construed in this way, s 151 and ss 154–158 are not
competing powers. They are powers that are capable of a ‘sensible concurrent operation’.97
Page 41 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
[163] The Commission’s general powers remain available to be exercised in the absence of a request. They are
powers the Legislature has conferred on the Commission to be exercised in the pursuit of its objectives. Here, the
research function of the Commission was aided by an agreement with the organisations that are the target of the
research.
[164] I reject the submission of the Union that the general research function under s 157 should be read down
because of the primacy to be given to the power under s 151. In my view, there is no need to posit an incidental
power under 151 for research to be undertaken in the conduct of a review when the Act confers an express function
to undertake research under s 157 that can be read consistently with s 151. The Union’s submission has the
improbable consequence that, although there may be circumstances where the Commission exercises its general
research function to reveal instances of discrimination or sexual harassment in a person’s organisation prompting
the person to make a request under s 151, once the request is made the Commission is precluded from further
exercising its general research function under s 157 because that power cannot extend to the conduct of research
for the purposes of a review. In my view, the breadth of the power under s 157 cannot wax and wane depending
upon the circumstance of the existence of a review under s 151.
[165] Furthermore, the need for the Union to posit an incidental power to conduct research, derived from the power
to conduct a review under s 151, reveals the strained and artificial nature of the Union’s approach. In the absence
of any express statutory indicia as to what powers are available to conduct a review, the Union is compelled to posit
a host of incidental review-specific powers. This reinforces the proposition that, absent the adoption of a strained
and artificial approach, there is nothing distinctive about the conduct of a review.
[166] A sensible and coherent approach to the Act is to recognise that at all times the Commission can exercise its
powers to perform its general functions, including the research function. The absence of a request does not
preclude the Commission from exercising those general functions conferred under the Act. In my view, the
Secretary is correct to submit that the general functions under ss 154–158 include the power to undertake research
into the programs and practices of the CFA and MFB, the power to complete the Review, and the power to publish
the report of the review.
[167] In particular, I consider that the Commission has the power, incidental to its research power under s 157, to
publish the work on the Review it had completed to the date of the trial before his Honour. I have rejected as
untenable the Union’s submission that the only power to publish research conducted for the purposes of a review is
under s 151.98 It follows that, given the critical finding that the work to the date of the trial was supported by the
research power under s 157, the Commission is at least at liberty to publish that research.
[168] Furthermore, I consider that if further steps remain to check the accuracy of the research, or to provide
parties with an opportunity to respond before publication, those steps are supported by the general powers under ss
155 and 157.
Conclusion
[169] I would grant leave to appeal but dismiss the appeal on the basis that, although s 151 of the Act does not
provide a source of power for the conduct of the Review, there is an alternative source of power available to support
the Commission’s conduct of the Review and the publication of the report.
[170] At the least the Commission should be at liberty to publish the research it had undertaken to the date of the
trial, and to complete the checking of that research before publication.
[171] I would uphold the Notice of Contention as I consider that the judgment of the judge below should be affirmed
on that basis.
Page 42 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
Order
Orders accordingly.
Counsel for the applicant: Mr M R Pearce SC with Mr D Langmead
Counsel for the first respondent: Ms E A Bennett
Counsel for the second respondent: Ms M Richards SC, Crown Counsel with Mr J Kirkwood
Solicitors for the applicant: Davies Lawyers
Solicitors for the first respondent: Solicitor for the Victorian and Equal Opportunity Human Rights Commission
Solicitors for the second respondent: Victorian Government Solicitor’s Office
1 In these reasons:
‘Commission’ means the first respondent;
‘Commissioner’ means the Victorian Equal Opportunity and Human Rights Commissioner;
‘CFA’ means the Country Fire Authority;
‘Department’ means the Department of Justice and Regulation;
‘MFB’ means the Metropolitan Fire and Emergency Services Board;
‘Minister’ means the Minister for Emergency Services;
‘Secretary’ means the second respondent; and
‘Union’ means the applicant.
2 The term ‘Government’ as used in these reasons denotes the executive branch of the Victorian Government.
3 United Firefighters’ Union v VEOHRC
[2017] VSC 773 [97]–[98] (‘Reasons’).
4 Ibid [190]–[192].
5 Emphasis added.
6 David O’Byrne, ‘Report of the Victorian Fire Services Review: Drawing a line, building stronger services’
(October 2015) 30 (‘O’Byrne Review’).
7 Ibid 32.
8 Ibid.
Page 43 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
9 Victorian Equal Opportunity and Human Rights Commission, ‘Independent Review into sex discrimination and
sexual harassment, including predatory behaviour in Victoria Police — Phase One Report’ (December 2015) 10–14
(‘Police Review’).
10 Victorian State Government, ‘Government Response to the Report of the Victorian Fire Services Review:
Drawing a line, building stronger services’ (March 2016) 5, (emphasis added).
11 Emphasis in original.
12 Emphasis added.
13 Reasons [90].
14
(1992) 174 CLR 219 (State Bank).
15 Ibid 230–1 (emphasis added).
16
Pitfield v Franki (1970) 123 CLR 448 ,
458.
17 Reasons [92]–[97] (emphasis added).
18 Ibid [107].
19 Ibid [109] (emphasis added).
20 Ibid [109].
21 See [31] above.
22 Emphasis added.
23 Ibid [121]–[122] (emphasis added).
24 Citations omitted.
25 See [42] above (emphasis added).
Page 44 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
26
Minister for Immigration & Multicultural and Indigenous Affairs v Nystrom
(2006) 228 CLR 566 , 589 [59].
27 See, eg,Anthony Hordern & Sons Ltd v Amalgamated Clothing and Allied Trades Union of Australia (1932) 47
CLR 1 , 7.
28 Emphasis added.
29 Reasons [146]–[148].
30 See Minister for Immigration v Li (2013) 249 CLR 332 .
31 Reasons [189]–[190].
32 For convenience in what follows I shall refer to the proceeding in this Court as ‘the appeal’.
33 I also agree that the source of power to conduct the Review is not to be found in the cognate provision to s 151
of the Act under s 41(c) of the Charter of Human Rights and Responsibilities (‘the Charter’). Grounds of appeal 1 and 2
are:
(1) The learned judge erred in holding that the review (the ‘Review’) conducted by the First Respondent into the
Metropolitan Fire Brigade (’MFB’) and the Country Fire Authority (’CFA’) was validly constituted under s 151(1) of
the Equal Opportunity Act 2010 (the ‘EOA’) and s 41(c) of the Charter of Human Rights and Responsibilities Act
2006 (the ‘Charter’) by a request in writing dated 9 December 2015 from the Second Respondent to the First
Respondent.
(2) The learned judge should have held that the Review was not validly constituted under either s 151(1) of the EOA
or s 41(c) of the Charter by the written request of 9 December 2015 because:
(a) the request for the Review was made by the Second Respondent on behalf of the Executive Government;
(b) the evidence established that the Review was into the programs and practices of the MFB and the CFA which
related directly or indirectly to workplace and recruitment issues and behavioural and workplace composition
or diversity;
(c) the evidence did not establish that the request was for a review of the programs and practices of the
Executive Government.
34 Grounds 3 and 4 allege that the Commission acted beyond its powers by investigating matters which it did not
have the power to investigate (for example, bullying generally and not because of a protected attribute under s 6 of the
Act).
35 Grounds 5 to 7 allege that the decision to conduct, and continue with, the online survey under the methodology
adopted was void for unreasonableness.
Page 45 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
36 The Act s 3(a), (e).
37 It must also undertake programs to educate the public with respect to the Charter and other matters.
38 Section 111(a).
39 Section 4(1).
40 Part 4.
41 Part 6.
42 Part 7.
43 Section 127.
44 Section 128.
45 Section 134.
46 Section 136.
47 Section 139(2)(c).
48 Section 141.
49 Section 139(2)(b).
50 Section 140.
51 Reliance on s 152 (action plans) did not loom large in the appeal. His Honour noted that there was no
evidence of an action plan: Reasons [120].
52
(2012) 248 CLR 1 , 16 [34] (AEU).
53 See ‘Analysis’ at [145]–[168] below.
54 United Firefighters’ Union v VEOHRC
[2017] VSC 773 (‘Reasons’).
Page 46 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
55 Emphasis in original. Citation omitted.
56 See the joint reasons [70].
57 Reasons [121].
58 Ibid [122].
59 See [115] above.
60 The Commission also has the power to publish a register of action plans, pursuant to s 153(3).
61 Applicant’s Notice in response to Second Respondent’s Notice of Contention, [6]. The Union did not submit
that s 158 is an exclusive power such that the results of research can only form part of a report to the Attorney-General
rather than be published generally.
62 That is, the work that was completed as at the date of the trial.
63 Applicant’s Notice in response to Second Respondent’s Notice of Contention, [6].
64 See also [141]–[143] below.
65 This was in March 2016.
66 See [131] above.
67 The letter is dated 22 July 2016.
68 See [131] above.
69
(1932) 47 CLR 1 (Anthony Hordern).
70 Ibid 8.
71
Metropolitan Gas Co v Federated Gas Employees’ Industrial Union (1924)
35 CLR 449 , 455; K & S Lake City Freighters Pty Ltd v Gordon & Gotch Ltd
(1985) 157 CLR 309 , 315.
Page 47 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
72 Applicant’s Notice in Response to Second Respondent’s Notice of Contention (dated 23 February 2018) [6].
73 See [164] below.
74 As noted, the Union concedes that the power under s 157 would encompass, incidentally, the power to publish
a report of the research: See [119] and [141] above.
75 See [122]–[123] above. See further [160] below.
76 See [107] and [138] above respectively.
77
AEU (2012) 248 CLR 1 , 16 [34]
(citations omitted).
78
(2003) 214 CLR 318 , 362 [124].
79
Anthony Hordern (1932) 47 CLR 1 , 7.
McTiernan J took a similar view. Starke and Evatt JJ were in dissent.
80
Anthony Hordern (1932) 47 CLR 1 , 7.
81 Ibid 8.
82 Ibid.
83 Ibid.
84 Ibid.
85 Ibid 20–1.
86
Plaintiff M70/2011 v Minister for Immigration and Citizenship; Plaintiff M106/2011 v Minister for Immigration and
Citizenship (Malaysian Declaration Case) (2011) 244 CLR 144
, 177 [50] (French CJ) (the Malaysian Declaration Case).
87
O’Sullivan v Farrer (1989) 168 CLR 210
, 215; Ainsworth v Criminal Justice Commission (1992) 175 CLR 564 , 575; Balog v Independent Commission Against
Corruption (1990) 169 CLR 625 .
Page 48 of 48
United Firefighters Union of Australia v Victorian Equal Opportunity and Human Rights Commission, [2018]
VSCA 252
88
(2006) 228 CLR 566 (‘Nystrom’).
89 Ibid 589 [59] (emphasis added) (citations omitted). The ‘cases considered above’ included R v Wallis (Wool
Stores Case) (1949) 78 CLR 529 ; Leon Fink Holdings Pty Ltd v Australian Film Commission (1979) 141 CLR 672 ;
Downey v Trans Waste Pty Ltd (1991) 172 CLR 167 where by reason of matters of construction or statutory history it
was appropriate to infer that there was only a restricted source of power available.
90
Nystrom (2006) 228 CLR 566 , 591
[67]. See also Commonwealth v Sanofi (2015) 237 FCR 483 , 510 [106] (Kenny and Nicholas JJ).
91
Nystrom (2006) 228 CLR 566 , 585
[48] (emphasis added).
92 Ibid 571 [1]–[2].
93 Ibid 616 [165] (emphasis added) (citation omitted).
94
(2011) 244 CLR 144 .
95 Migration Act s 198A.
96
(2011) 244 CLR 144 , 177 [50] (citations omitted). See also Gummow, Hayne,
Crennan and Bell JJ at 191 [95] and Kiefel J at 231 [237].
97
Nystrom (2006) 228 CLR 566 , 585
[48]. See Queensland v Attrill [2012] QCA 299 [29] (Holmes JA, with whom McMurdo P and Douglas J agreed).
98 See [144] above.
End of Document