Toolan v Metropolitan (Perth) Passenger Transport Trust
Justice Owen, Justice Parker, Justice Wheeler
Cited 1×
Treatment by later cases (1)
1 positive
Applicant: Paul Toolan
Respondent: Metropolitan (perth) Passenger Transport Trust
Ratio
Where an appeal against a refusal of leave to commence common law damages proceedings was pending when transitional amendments came into force, the repeal of former provisions did not affect the right to have the appeal heard and determined under the former provisions, pursuant to s37 of the Interpretation Act 1984 (WA). The appellate court could grant leave as the former provisions continued to apply to proceedings for which leave should have been given before the assent day.
Outcome
For applicant
granted
Authority signal
Cited 1×
Signal-weighted score: 2.1
Derived from how later decisions have treated this case. Dark green = leading authority,
green = positively treated, grey = neutral or sparse data,
amber = caution, red = treated negatively.
Key facts · 8
- Appellant slipped and suffered left shoulder and lower back injury on 16 June 1995 while employed as bus driver since 1978
- Substantially recovered from shoulder injury; substantial chronic low back pain persisted
- Returned to pre-accident work as bus driver for two months then worked with occasional time off until February 1998
- After privatisation in February 1998, experienced cumulative deterioration with prolonged sitting and exertion; ceased work on 3 March 1998
- Has not worked since 3 March 1998 despite being partially unfit; limited work experience (farm, general labouring, driving); age 51; no academic qualifications
- Application for leave to commence common law damages proceedings refused by District Court on 20 May 1999 under s93D(5)(c) WA 1981 (required demonstration of at least $106,382 future pecuniary loss)
- Notice of appeal dated 11 June 1999; appeal pending when Workers' Compensation and Rehabilitation Amendment Act 1999 came into force on 5 October 1999
- Appeal heard 20 March 2000, judgment delivered 28 August 2000
Factors
For
- Clear and manifest steps taken by appellant toward availing himself of contingent right: application for leave heard and determined by District Court (albeit adversely), then appeal instituted and pursued
- Appellant's appeal was continuing legal proceeding commenced before repeal on 11 June 1999, protected by s37(1)(f) Interpretation Act
- At time of repeal (5 October 1999), appellant had accrued right to have appeal considered and determined according to law, and right to have grant of leave if wrongly refused
- Material conflict in medical evidence did not permit clear view that appellant could return to bus driving or secure alternative employment
- Dr Lee's evidence that appellant should be 'medically retired' and unable to fulfill bus operator demands
- Evidentiary burden on defendant to show alternative employment opportunities available (Thomas v O'Shea principle)
- Absence of clear evidence that appellant could secure taxi driving work on regular full-time basis at minimum wage given injuries and age
- Future medical expenses and loss of superannuation contributions would likely exceed prescribed amount threshold
Against
- Dr Suthers opined significant element of non-organic back pain and 'no real pathology sufficient to explain his level of impairment or disability'
- Dr Suthers: 'I do not have a good medical reason why he is unable to return to his pre-accident duties'
- Dr Graziotti suggested exercise programme was main treatment and appellant could potentially get back to work with breaks allowed
- Respondent submitted appellant could work as taxi driver earning at least minimum wage, yielding only ~$84,600 damages (below $106,382 threshold)
- Appellant had no specific incident on 3 March 1998 but cumulative effect of duties over preceding weeks
- Only partially unfit for work according to certification
Concept tags · 6
Principles · 11
articulates para 15
Where an appeal against refusal of leave to commence proceedings is pending and was instituted before repeal of former provisions, s37(1)(c) and (f) of the Interpretation Act 1984 (WA) protect the right of appeal and any remedy in respect of that right, and the appeal may be continued and enforced 'as if the repealing written law had not been passed or made'.
articulates para 27
In assessing whether leave should be granted to commence damages proceedings under s93D(5)(c), where there is material conflict or divergence in affidavit evidence, the court should act on the view reasonably open on the evidence which most favours the applicant, and should allow the applicant the benefit of any shifting evidentiary onus reasonably anticipated at trial (e.g. burden on defendant to show alternative employment opportunities).
articulates para 39
Where material conflict exists in medical evidence about capacity for future work, the court should not resolve conflicts against the applicant but should assess whether it is reasonably open on the evidence that the applicant has lost pre-accident earning capacity and been unable to find suitable alternative employment.
articulates para 62
In the context of a statutory scheme requiring leave before commencement of common law damages proceedings, a worker who has sought leave, had application heard and determined adversely by District Court, and instituted and pursued an appeal has taken clear and manifest steps 'towards availing himself' of his contingent right to damages, sufficient to constitute a right 'created, acquired, accrued, established or exercisable' within s37(1)(c).
articulates para 66
Where express saving provision in transitional legislation (s32(7)) constitutes an 'express saving with respect to repeals' within s37(2) of the Interpretation Act, the inclusion of that express saving does not prejudice the operation of s37(1), and absent a contrary legislative intention clearly expressed, the former provisions continue to apply to rights accrued prior to repeal.
cites para 27
'Likely' in the context of s93D(5)(c) conveys a substantial real and not remote chance, regardless of whether less or more than 50%; where material conflict in affidavit evidence exists on an application for leave, the court should act on the view reasonably open which most favours the applicant rather than attempt to resolve material conflicts.
cites para 27
Once a worker has proved loss of pre-accident earning capacity and inability to find alternative employment (or that condition prevented finding such employment), an evidentiary burden shifts to the defendant to show what alternative employment opportunities were available, including state of labour market and likely earnings.
cites para 28
The approach of acting on a view 'reasonably open on the evidence which most favours the applicant' is distinct from placing the best interpretation one can upon the evidence; it applies only where the court is unable to arrive at a clear view of relevant facts despite conflicting evidence.
cites para 51
Where a person has a right existing at the time of repeal of legislation, including a conditional or contingent right, s8(c) and (d) of the Acts Interpretation Act 1901 (Cth) (equivalent to s37(1)(c) and (f) WA) protects that right even though it might fairly be called inchoate or contingent; a right to have an application determined by a tribunal in accordance with repealed provisions constitutes a 'right' protected against repeal.
cites para 77
A statute changing the law should not, unless the intention appears with reasonable certainty, be understood as applying to past events in such a way as to affect rights or liabilities which the law had defined by reference to past events.
cites para 78
An amending statute is prima facie to be construed as having prospective operation only and not attaching new legal consequences to past events; however, the 'prospect' of such a statute may begin with an event other than the occurrence itself (e.g. may operate prospectively from the point of incapacity arising rather than injury occurring).
Cases cited in this decision · 42
Cited
[1920] HCA 54
(not in corpus)
"…ent (Defendant) : Mr G R Hancy Solicitors: Appellant (Plaintiff) : D'Angelo & Partners Respondent (Defendant) : Blake Dawson Waldron Case(s) referred to in judgment(s): Case(s) also cited: Amalgamated Society of...…"
Cited
(1920) 28 CLR 129
(not in corpus)
"…: Mr G R Hancy Solicitors: Appellant (Plaintiff) : D'Angelo & Partners Respondent (Defendant) : Blake Dawson Waldron Case(s) referred to in judgment(s): Case(s) also cited: Amalgamated Society of Engineers v Adelaide...…"
Cited
[1981] HCA 26
(not in corpus)
"…ed Society of Engineers v Adelaide Steamship Co Ltd [1920] HCA 54 ; (1920) 28 CLR 129 Chestone Holdings Pty Ltd v Garbelini, unreported; FCt SCt of WA; Library No 980584; 19 October 1998 Cooper Brookes (Wollongong)...…"
Cited
(1981) 147 CLR 297
(not in corpus)
"…gineers v Adelaide Steamship Co Ltd [1920] HCA 54 ; (1920) 28 CLR 129 Chestone Holdings Pty Ltd v Garbelini, unreported; FCt SCt of WA; Library No 980584; 19 October 1998 Cooper Brookes (Wollongong) Pty Ltd v...…"
Cited
(1995) 14 WAR 497
(not in corpus)
"…) 28 CLR 129 Chestone Holdings Pty Ltd v Garbelini, unreported; FCt SCt of WA; Library No 980584; 19 October 1998 Cooper Brookes (Wollongong) Pty Ltd v Commissioner of Taxation [1981] HCA 26 ; (1981) 147 CLR 297...…"
Cited
[1998] HCA 48
(not in corpus)
"…unreported; FCt SCt of WA; Library No 980584; 19 October 1998 Cooper Brookes (Wollongong) Pty Ltd v Commissioner of Taxation [1981] HCA 26 ; (1981) 147 CLR 297 Dimasi v ABB EPT Construction Pty Ltd (1995) 14 WAR 497...…"
Cited
(1998) 194 CLR 395
(not in corpus)
"…SCt of WA; Library No 980584; 19 October 1998 Cooper Brookes (Wollongong) Pty Ltd v Commissioner of Taxation [1981] HCA 26 ; (1981) 147 CLR 297 Dimasi v ABB EPT Construction Pty Ltd (1995) 14 WAR 497 Garcia v...…"
Cited
[1990] HCA 6
(not in corpus)
"…ctober 1998 Cooper Brookes (Wollongong) Pty Ltd v Commissioner of Taxation [1981] HCA 26 ; (1981) 147 CLR 297 Dimasi v ABB EPT Construction Pty Ltd (1995) 14 WAR 497 Garcia v National Australia Bank [1998] HCA 48 ;...…"
Cited
(1990) 169 CLR 214
(not in corpus)
"…per Brookes (Wollongong) Pty Ltd v Commissioner of Taxation [1981] HCA 26 ; (1981) 147 CLR 297 Dimasi v ABB EPT Construction Pty Ltd (1995) 14 WAR 497 Garcia v National Australia Bank [1998] HCA 48 ; (1998) 194 CLR...…"
Cited
[1990] HCA 9
(not in corpus)
"…Commissioner of Taxation [1981] HCA 26 ; (1981) 147 CLR 297 Dimasi v ABB EPT Construction Pty Ltd (1995) 14 WAR 497 Garcia v National Australia Bank [1998] HCA 48 ; (1998) 194 CLR 395 Mills v Meeking [1990] HCA 6 ;...…"
Cited
(1989) 169 CLR 245
(not in corpus)
"…Taxation [1981] HCA 26 ; (1981) 147 CLR 297 Dimasi v ABB EPT Construction Pty Ltd (1995) 14 WAR 497 Garcia v National Australia Bank [1998] HCA 48 ; (1998) 194 CLR 395 Mills v Meeking [1990] HCA 6 ; (1990) 169 CLR...…"
Cited
[1994] HCA 25
(not in corpus)
"…Dimasi v ABB EPT Construction Pty Ltd (1995) 14 WAR 497 Garcia v National Australia Bank [1998] HCA 48 ; (1998) 194 CLR 395 Mills v Meeking [1990] HCA 6 ; (1990) 169 CLR 214 Nguyen v Nguyen [1990] HCA 9 ; (1989) 169...…"
Cited
(1994) 181 CLR 18
(not in corpus)
"…T Construction Pty Ltd (1995) 14 WAR 497 Garcia v National Australia Bank [1998] HCA 48 ; (1998) 194 CLR 395 Mills v Meeking [1990] HCA 6 ; (1990) 169 CLR 214 Nguyen v Nguyen [1990] HCA 9 ; (1989) 169 CLR 245 Re...…"
Cited
[1978] WAR 232
(not in corpus)
"…Australia Bank [1998] HCA 48 ; (1998) 194 CLR 395 Mills v Meeking [1990] HCA 6 ; (1990) 169 CLR 214 Nguyen v Nguyen [1990] HCA 9 ; (1989) 169 CLR 245 Re Tyler; Ex Parte Foley [1994] HCA 25 ; (1994) 181 CLR 18 Stevens...…"
Followed
[1999] WASC 250
(not in corpus)
"…s, in the manner prescribed, to seek damages and "the election is recorded in accordance with the regulations". Section 93E(4) provides that a "significant disability" is a degree of disability of not less than 16...…"
Cited
[1905] 2 KB 51
(not in corpus)
"…tions". Section 93E(4) provides that a "significant disability" is a degree of disability of not less than 16 per cent: Re Monger; Ex parte Ivey [1999] WASC 250. 6 The respondent in Musgrove relied upon Borthwick v...…"
Cited
[1977] HCA 17
(not in corpus)
"…be decided in Musgrove was whether the Amendment Act, subject to the exception in s 32(7) manifested an intention that it should apply in respect of an "injury" caused before the Amendment Act came into operation:...…"
Cited
(1977) 136 CLR 379
(not in corpus)
"…sgrove was whether the Amendment Act, subject to the exception in s 32(7) manifested an intention that it should apply in respect of an "injury" caused before the Amendment Act came into operation: Geraldton Building...…"
Applied
[1998] WASCA 331
(not in corpus)
"…" 28 It is important, however, not to read these observations as suggesting that in every case the best possible interpretation for the applicant should be placed on the evidence. As was observed in Waddington v...…"
Applied
(1998) 20 WAR 269
(not in corpus)
"…rtant, however, not to read these observations as suggesting that in every case the best possible interpretation for the applicant should be placed on the evidence. As was observed in Waddington v Silver Chain...…"
Considered
[1992] HCA 20
(not in corpus)
"…the 1999 Amendment. 51 For present purposes the provisions of s 37(1) (c) and (f) are in substantially the same terms as s 8 (c) and (d) of the Acts Interpretation Act 1901 (Cth) which was considered by the High...…"
Considered
(1992) 174 CLR 430
(not in corpus)
"…nt. 51 For present purposes the provisions of s 37(1) (c) and (f) are in substantially the same terms as s 8 (c) and (d) of the Acts Interpretation Act 1901 (Cth) which was considered by the High Court in Esber v The...…"
Cited
(1988) 14 NSWLR 685
(not in corpus)
"…ages. 54 As was recognised by the majority in Esber at 440 "the right was nonetheless a right because it was conditional' that being the phrase "borrowed" by the majority from the judgment of Hope JA in NSW...…"
Cited
[1971] HCA 4
(not in corpus)
"…question arises, therefore, whether by virtue of the failure to issue the writ the contingent right or entitlement of the appellant is properly to be categorised as perhaps merely "a power to take advantage of an...…"
Cited
(1971) 124 CLR 1
(not in corpus)
"…, therefore, whether by virtue of the failure to issue the writ the contingent right or entitlement of the appellant is properly to be categorised as perhaps merely "a power to take advantage of an enactment", as in...…"
Cited
[1961] AC 901
(not in corpus)
"…tment, assuming that it may properly be described as a right ( Abbott v The Minister for Lands [1895] AC 425 at 431), and does not apply where there is merely a hope or expectation that a right will be created (...…"
Considered
[1964] AC 541
(not in corpus)
"…l be created ( Director of Public Works v Ho Po Sang [1961] AC 901) ; but it does protect anything that may truly be described as a right, 'although that right might fairly be called inchoate or contingent' ( Free...…"
Considered
[1895] AC 425
(not in corpus)
"…1) ; but it does protect anything that may truly be described as a right, 'although that right might fairly be called inchoate or contingent' ( Free Lanka Insurance Co Ltd v Ranasinghe [1964] AC 541 at 552." 58 In...…"
Cited
[2000] WASCA 232
(not in corpus)
"…WHEELER J : I have had the advantage of reading in draft the reasons for decision of Parker J. I respectfully agree with his Honour's analysis of the factual merits of the appeal. So far as the reconsideration of...…"
Cited
(1992) 7 WAR 33
(not in corpus)
"…000] WASCA 232 is concerned, I would not depart from that decision. However, I wish to express my own reasons for reaching that conclusion. 73 In my approach to Musgrove , I take as my starting point the principles...…"
Applied
[1957] HCA 7
(not in corpus)
"…sonable certainty, to be understood as applying to facts or events that have already occurred in such a way as to confer or impose or otherwise affect rights or liabilities which the law had defined by reference to...…"
Applied
(1957) 96 CLR 261
(not in corpus)
"…ty, to be understood as applying to facts or events that have already occurred in such a way as to confer or impose or otherwise affect rights or liabilities which the law had defined by reference to the past...…"
Cited
[1960] HCA 80
(not in corpus)
"…d defined by reference to the past events": Maxwell v Murphy [1957] HCA 7 ; (1957) 96 CLR 261 per Dixon J at 267. In the context of this particular statute, I think it is instructive to consider the application of...…"
Cited
(1960) 105 CLR 188
(not in corpus)
"…erence to the past events": Maxwell v Murphy [1957] HCA 7 ; (1957) 96 CLR 261 per Dixon J at 267. In the context of this particular statute, I think it is instructive to consider the application of that principle in...…"
Cited
[1905] 2 KB 516
(not in corpus)
"…District Court by this Court would be an order made on the date on which it was given and could not be regarded as being backdated in any respect. Ipp and Wallwork JJ accepted that proposition, referring to Borthwick...…"
Cited
[1988] HCA 48
(not in corpus)
"…on the date on which it was given and could not be regarded as being backdated in any respect. Ipp and Wallwork JJ accepted that proposition, referring to Borthwick v Elderslie Steamship Co (No 2) [1905] 2 KB 516 and...…"
Cited
(1988) 165 CLR 306
(not in corpus)
"…which it was given and could not be regarded as being backdated in any respect. Ipp and Wallwork JJ accepted that proposition, referring to Borthwick v Elderslie Steamship Co (No 2) [1905] 2 KB 516 and Nicol v...…"
Cited
[1975] HCA 46
(not in corpus)
"…do appear in what may not be their most usual or natural meaning, is not a step to be taken lightly. "To read words into any statute is a strong thing and, in the absence of clear necessity, a wrong thing ..." (...…"
Cited
(1975) 134 CLR 201
(not in corpus)
"…t may not be their most usual or natural meaning, is not a step to be taken lightly. "To read words into any statute is a strong thing and, in the absence of clear necessity, a wrong thing ..." ( Western Australia v...…"
Cited
[1988] HCA 23
(not in corpus)
"…n lightly. "To read words into any statute is a strong thing and, in the absence of clear necessity, a wrong thing ..." ( Western Australia v The Commonwealth [1975] HCA 46 ; (1975) 134 CLR 201 at 251 per Stephen J,...…"
Cited
(1988) 165 CLR 1
(not in corpus)
"…read words into any statute is a strong thing and, in the absence of clear necessity, a wrong thing ..." ( Western Australia v The Commonwealth [1975] HCA 46 ; (1975) 134 CLR 201 at 251 per Stephen J, cited in Bird v...…"
Cited
[1874] LR 17
(not in corpus)
"…s to be wide enough to permit the court to backdate a reserved judgment delivered after the death of a party to the date the judgment was reserved so that a delay by the court does not lead to disadvantage ( Turner v...…"
Subsequent treatment · 1
Positive treatment· 1
Followed
Archived text (16317 words)
Toolan v Metropolitan (Perth) Passenger Transport Trust [2001] WASCA 131 (24 April 2001)
Last Updated: 2 May 2001
JURISDICTION :
SUPREME COURT OF WESTERN AUSTRALIA
TITLE OF COURT :
THE FULL COURT (WA)
CITATION :
TOOLAN -v- METROPOLITAN (PERTH) PASSENGER TRANSPORT
TRUST
[2001] WASCA 131
CORAM :
MALCOLM CJ
PIDGEON
J
OWEN J
PARKER J
WHEELER J
HEARD :
18 DECEMBER 2000
DELIVERED :
24 APRIL 2001
FILE NO/S :
FUL 76 of
1999
BETWEEN :
PAUL TOOLAN
Appellant (Plaintiff)
AND
METROPOLITAN (PERTH) PASSENGER TRANSPORT TRUST
Respondent
(Defendant)
Catchwords:
Statutes - Interpretation
- Workers' compensation - limitation on awards of common law damages - Amendment
to Act - Amendment not
affecting actions for damages where leave to commence
action given before Assent to amending Act - Leave to commence wrongly refused
-
Appeal from refusal pending at time of Assent - Whether leave to commence could
be ordered on appeal after Assent
Legislation:
District Court
of Western Australia Act 1969
(WA)
,
s 79(2)
Interpretation Act 1984
(WA)
,
s 37
Supreme Court Act 1935
(WA),
s 59(4)
Workers'
Compensation and Rehabilitation Act 1981,
s 93A - s 93G
Workers'
Compensation and Rehabilitation Amendment Act 1999
, s 32(5) - (8)
Result:
Appeal allowed
Leave to commence action granted
Representation:
Counsel:
Appellant (Plaintiff) : Mr
B L Nugawela
Respondent (Defendant) : Mr G R Hancy
Solicitors:
Appellant (Plaintiff) : D'Angelo &
Partners
Respondent (Defendant) : Blake Dawson Waldron
Case(s)
referred to in judgment(s):
Case(s)
also cited:
Amalgamated Society of Engineers v Adelaide Steamship Co
Ltd
[1920] HCA 54
;
(1920) 28 CLR 129
Chestone Holdings Pty Ltd v Garbelini, unreported; FCt
SCt of WA; Library No 980584; 19 October 1998
Cooper Brookes (Wollongong) Pty
Ltd v Commissioner of Taxation
[1981] HCA 26
;
(1981) 147 CLR 297
Dimasi v ABB EPT
Construction Pty Ltd
(1995) 14 WAR 497
Garcia v National Australia Bank
[1998] HCA 48
;
(1998) 194 CLR 395
Mills v Meeking
[1990] HCA 6
;
(1990) 169 CLR 214
Nguyen v Nguyen
[1990] HCA 9
;
(1989) 169 CLR 245
Re Tyler; Ex Parte Foley
[1994] HCA 25
;
(1994) 181 CLR 18
Stevens v
Motor Vehicle Insurance Trust
[1978] WAR 232
Wade v Allsopp
[1976] 50 ALJR
643
1
MALCOLM CJ
: In my opinion, this appeal should be
allowed, the order of the District Court made on 20 May 1999 refusing leave to
commence proceedings
should be set aside and substituted by an order that the
appellant have leave to institute proceedings to recover damages at common
law
in respect of personal injuries sustained in the course of his employment with
the respondent, whether on 16 June 1995, or subsequently,
or both. The
order of the District Court that the appellant pay the costs of the application
for leave to that Court should be set
aside and substituted by an order that the
respondent pay the costs of that application.
2 I have reached that conclusion in relation to the merits of the
application for the reasons to be published by Parker J with
which I am in
entire agreement. These reasons are directed to the contention raised by the
respondent that the Court should decline
to follow the decision of the Full
Court in
Musgrove v Minister for Transport
[2000] WASCA 232.
3 In
Musgrove
Mr Musgrove made an application
to the District Court under s 93D of the
Workers' Compensation and
Rehabilitation Act 1981
("the Act"), as it then stood, which was refused on
9 July 1999. Mr Musgrove appealed to the Full Court against that
decision.
While the appeal was pending, s 93D, s 93E and s 93F
of the Act were repealed and substituted by new provisions including s 93G.
The appeal was heard on 20 March 2000. On 28 August 2000 the Full
Court allowed the appeal, set aside the order of the District
Court and, in lieu
thereof, ordered that the appellant have leave to commence proceedings for
damages "pursuant to s 93D of the Workers'
Compensation and Rehabilitation
Act". It is apparent from the reasons for judgment in
Musgrove
that this was a reference to the Act as it stood prior to the 1999
amendment.
4 In
Musgrove
it was contended by the respondent
that the legislation had to be given effect in accordance with its terms and
that the right to
commence proceedings had been lost by virtue of the provisions
of s 32(7) of the
Workers' Compensation and Rehabilitation Amendment Act
1999
("the Amendment Act") that:
"The amended provisions do not effect the awarding of damages in proceedings
-
(a) commenced before the assent day; or
(b) for the commencement of which the District Court gave leave under the former
provisions before the assent day,
and the former provisions continued to apply in relation to those
proceedings."
5 The new s 93E(3) provides that damages can only be awarded
if it is agreed or determined that the degree of disability is not
less than
30 per cent or the worker has a "significant disability" and elects, in the
manner prescribed, to seek damages and "the
election is recorded in accordance
with the regulations". Section 93E(4) provides that a "significant
disability" is a degree of
disability of not less than 16 per cent:
Re Monger; Ex parte Ivey
[1999] WASC 250.
6 The respondent in
Musgrove
relied upon
Borthwick v Elderslie Steamship Co (No 2)
[1905] 2 KB 51
in
which Collins MR said at 519:
"... though ... the Appeal Court has all the powers of the High Court, including
the power to give any judgment and make any order
which ought to have been made
by the court at first instance, still the judgment of the court of appeal is a
judgment of the date
on which it was given, and it would require the invocation
of the powers given by Order XLI r 3 ... if that judgment is to be
antedated.
The judgment is not
ipso facto
antedated by reason that it is
substituted for the judgment in the court below."
In
Nicol v Allyacht Spars Pty Ltd (No 2)
[1988] HCA 48
;
(1988) 165 CLR
306
, in a joint judgment, Mason CJ, Brennan, Dawson, Toohey and
Gaudron JJ followed
Borthwick
, saying at 331:
"But to empower an appellate court, in the exercise of its appellate
jurisdiction to 'give such judgment as ought to have been given
in the first
instance' does not as Romer LJ pointed out in
Borthwick
means that
the judgment of the appellate court 'must be regarded for all purposes as if it
had been the judgment given by the Judge
in the court below'."
7 It was on this basis that it was contended in
Musgrove
that it was too late for the Full Court on appeal to give
the leave envisaged by s 32(7)(b) of the Amendment Act. Wallwork J at
14 - 15 answered that contention by reference to
s 37
of the
Interpretation Act 1984
which relevantly provides that:
"(1) Where a written law repeals an enactment, the repeal does not, unless the
contrary intention appears ...
(c) affect any right, interest, title, power or privilege created, acquired,
accrued, established or exercisable or any status or
capacity existing prior to
repeal;
...
(f) affect any investigation, legal proceeding or remedy in respect of any such
right, interest, title, power, privilege, status,
capacity, duty, obligation,
liability, burden of proof, penalty or forfeiture,
and any such investigation, legal proceeding or remedy may be instituted,
continued, or enforced, and any such penalty or forfeiture
may be imposed and
enforced as if the repealing written law had not been passed or made.
(2) The inclusion in the repealing provisions of an Act of any express saving
with respect to the repeals is effected thereby shall
not be taken to prejudice
the operation of this section with respect to the effect of those
repeals."
Wallwork J concluded that:
"In my view it is clear that the appellant had exercised his right to seek leave
to proceed pursuant to s 93D(4). He is now continuing
the legal
proceedings he commenced in respect to the right as contemplated in
s 37(1)
of the
Interpretation Act
."
8 With the greatest respect, that conclusion does not resolve the
matter as it begs the question whether leave to commence proceedings
had been
granted by the District Court before the assent day for the purposes of
s 32(7) of the Amendment Act.
9 Ipp J, after referring to the relevant provisions of the
Amendment Act and setting out s 32(7), said at 6 - 7:
"The implication is that the 'amended provisions' do affect the awarding of
damages in proceedings commenced after the assent day
and for the commencement
of which the District Court did not give leave under the former provisions
before the assent day.
Counsel for the respondent submitted that any order made by this Court varying
the order of the District Court would remain an order
of this Court and should
not be construed as being an order by the District Court giving leave under the
former provisions before
the assent day. This argument was based on the
proposition that any variation of the order of the District Court by this Court
would
be an order made on the date on which it was given, and could not be
regarded as being backdated in any respect. Therefore, it would
not result in
an order by the District Court giving leave 'under the former provisions before
the assent day'. I accept the validity
of this submission: see
Borthwick v
Elderslie Steamship Co (No 2)
[1905] 2 KB 516
at 519 and
Nicol v Allyacht
Spars Pty Ltd
[1988] HCA 48
;
(1988) 165 CLR 306.
Counsel for the respondent proceeded to argue that an order of this Court,
varying the decision of the learned District Court Judge
and purporting to grant
leave under the repealed s 93D, would have no effect as such an order was
made after the assent day. It
was submitted that s 32(7) precludes the
awarding of damages in proceedings commenced after the assent day and, as a
matter of fact,
the District Court did not give leave for the commencement of
proceedings under the former provisions before the assent day.
Counsel rightly accepted that on the construction so advanced, an error on the
part of the District Court Judge - in regard to an
application for leave
timeously made - might result in a claimant losing his or her right to claim
damages. On this basis, the amending
statute would deprive an appellant of the
right to appeal against an erroneous decision of the District Court: an unfair
consequence
indeed. In my view, if the Act is to be so construed, the intention
of Parliament to that effect would have to be very clear."
10 Ipp J went on to point out at 7 - 8 that neither
s 32(7) or any other provision of the Amendment Act expressly excluded
appeals
to this Court from any decision of the District Court giving or refusing
leave under s 32(7)(b). In this context, of course,
s 79(1)
of the
District Court of Western Australia Act 1969
provides
that:
"A party to an action or matter who is dissatisfied with -
(a) a final judgment, may appeal from that judgment to the Full Court
constituted under the
Supreme Court Act 1935
;
(b) a judgment that is not a final judgment ... may by leave of the Supreme
Court or a judge thereof, appeal to such Full Court,
..."
11 As to this, Ipp J said at 8:
"By providing in the
Workers Compensation and Rehabilitation Act
for the
grant of leave by the District Court (by s 93D prior to its amendment),
Parliament caused the appeal provisions of
s 79
of the
District Court of
Western Australia Act 1969
to be of application. As the amending Act did
not expressly exclude those appeal provisions, it is implicit, in my opinion,
that
those appeal provisions continue to apply. It would be wrong, therefore,
to construe s 32(7) in such a way as to render them nugatory.
On that
basis, it seems to me, s 32(7) should be construed to mean that the amended
provisions do not affect the awarding of damages
in proceedings for the
commencement of which the District Court gave
or should have given
leave
under the former provisions before the assent day.
In my opinion, in the present case, for the reasons expressed by
Wallwork J, the District Court should have given leave under the
former
provisions before the assent day. Accordingly, I agree with the orders proposed
by Wallwork J."
12 Kennedy J dissented from the majority in
Musgrove
. Kennedy J at 4 considered that the issue to be
decided in
Musgrove
was whether the Amendment Act, subject to the
exception in s 32(7) manifested an intention that it should apply in
respect of an
"injury" caused before the Amendment Act came into operation:
Geraldton Building Co Pty Ltd v May
[1977] HCA 17
;
(1977) 136 CLR 379
at 402.
After referring to the well-known passages in
Maxwell v Murphy
[1957] HCA 7
;
(1957) 96 CLR 261
at 267 per Dixon CJ and
Fisher v Hepburn
Ltd
[1960] HCA 80
;
(1960) 105 CLR 188
at 194 per Fullagar J concerning the
presumption that an amending Act should be
prima facie
construed as
having a prospective operation only, Kennedy J said at 5 -
6:
"Those passages were referred to with approval in the decision of the High Court
in
Geraldton Building Co Pty Ltd v May
(
supra
) which,
coincidentally, itself concerned an amendment to the
Workers' Compensation
Act 1912 (WA)
. In his judgment, at 387, Barwick CJ indicated that 'in
construing the Act, regard should be had to the consequences of any particular
construction and the legislature credited with the intention of doing justice to
both the affected parties'. The amending Act in
issue in the
Geraldton
Building Co Pty Ltd
case contained no transitional provision. The Amendment
Act with which we are concerned, however, expressly provides that the amending
provision does not affect the awarding of damages in proceedings for the
commencement of which the District Court has given leave
under the former
provisions prior to the assent day. Although I accept that a judgment of this
Court overturning a decision of the
District Court refusing leave to bring an
action will result in an order of the District Court granting leave within the
terms of
s 32(7) of the Amendment Act, in my view, it cannot be said that
the decision of the Full Court operates retrospectively so that
leave is deemed
to have been granted by the District Court on the date when it in fact refused
leave. It may well be claimed that
this does not do justice to both the
affected parties, but it is, in my view, the result of the legislation. The
relevant leave
not having been granted prior to the date of assent, it follows,
in my opinion, that the 'amended provisions' do 'affect the award
of damages in
[the] proceedings'.
It does not appear to me that
s 37
of the
Interpretation Act 1984
can assist the appellant for the reason that 'the contrary intention' appears in
s 32(7) of the
Amendment Act
.
In the circumstances, I would dismiss the appeal."
13 The significant feature of the present case is that some
months prior to the commencement of the Amendment Act an application
had been
made to the District Court under the then current provisions of s 93D for
leave to commence proceedings. Leave was refused
and an appeal to this Court
duly commenced within time. The appeal was pending when the legislation came
into effect on 5 October
1999, but was not heard until 20 March 2000.
Judgment was delivered on 28 August 2000.
14 I agree with Wheeler J that the subject matter with which
s 32(7) of the Amendment Act is concerned is the award of damages
in
proceedings commenced on or after the assent day, other than proceedings for the
commencement of which the District Court gave
leave under the former provisions
before the assent day. Proceedings for damages commenced before the assent day
and proceedings
the subject of a grant of leave to commence made before that day
are not affected by the amendments. In the context of a pending
appeal to the
Full Court which was commenced before the assent day, it is necessary to
consider the application of
s 37
of the
Interpretation Act 1984
.
Section 37(1)
provides that:
"
General savings on repeal
Where a written law repeals an enactment, the repeal does not, unless the
contrary intention appears -
(a) revive anything not in force or existing at the time at which the repeal
takes effect;
(b) affect the previous operation of the enactment repealed or anything duly
done or suffered under that enactment;
(c) affect any right, interest, title, power or privilege created, acquired,
accrued, established or exercisable or any status or
capacity existing prior to
the repeal;
(d) affect any duty, obligation, liability, or burden of proof imposed, created,
or incurred prior to the repeal;
(e) subject to section 11 of
The Criminal Code
and
section 10
of the
Sentencing Act 1995
, affect any penalty or forfeiture incurred or liable
to be incurred in respect of an offence committed against that
enactment;
(f) affect any investigation, legal proceeding or remedy in respect of any such
right, interest, title, power, privilege, status,
capacity, duty, obligation,
liability, burden of proof, penalty or forfeiture,
and any such investigation, legal proceeding or remedy may be instituted,
continued, or enforced, and any such penalty or forfeiture
may be imposed and
enforced as if the repealing written law had not been passed or
made."
15 In my opinion,
s 37(1)(c)
protects the right of an appeal
from a refusal of leave under the repeal provisions where the appeal has been
commenced and was pending
as at 5 October 1999. The right of appeal to the
Full Court by leave of the Supreme Court or a Judge existed at that date by
virtue
of the provisions of 79(1)(b) of the
District Court of
Western Australia Act 1969
. Leave to appeal had been duly obtained
and the appeal commenced by notice of appeal dated 11 June 1999.
Section
37(1)(f)
of the
Interpretation Act
provides that the repeal of the former
provision does not affect any "legal proceeding or remedy" in respect of any
such right.
Finally,
s 37(1)
concludes by providing that any such legal
proceeding may be continued "as if the repealing law had not been passed or
made". This
clearly has the effect that an appeal pending under the repealed
law is required to be heard and determined under the repealed law
in the same
way as if it had not in fact been repealed.
16 Furthermore,
s 37(2)
of the
Interpretation Act
provides that:
"The inclusion in the repealing provisions of an enactment of any express saving
with respect to the repeals effected thereby shall
not be taken to prejudice the
operation of this section with respect to the effect of those
repeals."
17 In my view, there is no inconsistency between the provisions
of s 32(7) of the Amendment Act and
s 37
of the
Interpretation
Act
. The result is, where no relevant proceedings are pending as at
5 October 1999, then, irrespective of the date of the accident or
the date
upon which the injury or disability occurred, the Amendment Act applies, unless
one or other of the saving provisions in
s 37(2) applies. In my view, in a
case where one or other of the saving provisions applies, the intention of the
legislation on
its proper construction is that pending proceedings are subject
to the statutory regime as it was prior to the amendment.
18 It is on this basis that I have concluded that the decision in
Musgrove
is correct, although for somewhat different reasons from
those expressed by Ipp J and Wallwork J respectively.
19 It follows that all of the proceedings in this matter are to
be determined in accordance with the law as it stood prior to
the relevant
amendment. That being so, the question whether the Full Court needs to backdate
its order to take effect from a date
prior to the introduction of the amendment,
such as the date on which the order appealed from was made, simply does not
arise. The
Court should simply make such order as the court at first instance
ought to have made.
20
PIDGEON J
: I agree with the reasons to be published by
Parker J and with the orders he proposes.
21
OWEN J
: I have read, in draft form, the reasons for
decision that Parker J intends to publish. I agree with those reasons and
with the
conclusion that the appeal should be allowed.
22 The Court was invited to overrule or depart from the decision
in
Musgrove v Minister for Transport
[2000] WASCA 232.
I would
not do so. I am entirely comfortable with the reasoning of Ipp J in
Musgrove
as to the proper interpretation of s 32(7) of the
Workers' Compensation and Rehabilitation Amendment Act 1999 (WA)
and its
application to a situation such as this. To the extent that it is appropriate
or necessary to have regard to
s 37(1)
and (2) of the
Interpretation Act
1984
(WA)
, I believe that the proper approach is that explained by
Parker J. If I were to explain my own views on that issue in detail I
would
only be repeating what his Honour has said.
23
PARKER J
: This is an appeal from a judge of the
District Court who, on 20 May 1999, refused the appellant leave to commence
proceedings in
that Court to recover damages at common law for personal injury.
The appellant had been injured in the course of his employment
and leave to
commence proceedings to recover damages at common law was required by the then
s 93D(4) of the
Workers' Compensation and Rehabilitation Act 1981
("the Act"). The appellant seeks the setting aside of the decision of the
District Court and the substitution of an order granting
the appellant leave to
commence proceedings in the District Court claiming damages at common law for
personal injury.
24 At the date of the decision of the District Court to refuse
the appellant leave, s 93D of the Act relevantly provided:
"(4) Proceedings in which damages are sought are not to be commenced without the
leave of the District Court.
(5) Leave is to be given if -
(a) ...
(b) ...
(c) the court determines that the worker is likely to have future pecuniary loss
resulting from the disability of an amount that
is at least equal to the
prescribed amount."
The prescribed amount was $106,382 as at 20 May 1999. When the appeal
was argued the prescribed amount had risen to $109,650.
25 The grounds of appeal are:
"1 In reaching his decision the learned Judge erred in deciding that the
appellant (plaintiff) had not established that he was likely
to recover at least
the prescribed amount of damages ($106,382.00) for future pecuniary
loss.
2 The learned Judge erred in that:
2.1 his Honour failed to take the proper approach in considering the evidence
before him, namely, to act on the view reasonably open
on the evidence which
most favoured the applicant. Had the learned Judge adopted the proper approach
he should have decided on the
evidence (the respondent (defendant) not
submitting any evidence) that the appellant (plaintiff) was so disabled by the
chronic low
back pain from which he suffered and would continue to suffer as a
result of personal injury on 16 June 1995 that:
2.1.1 at the age of 51 years the appellant (plaintiff) suffered permanent
disability from the loss of efficient use of his low back
region which rendered
him permanently unfit to return to work as a bus driver;
2.1.2 the appellant (plaintiff) was thereby unable to continue to earn his
pre-disability income as a bus driver of at least $500.38
net per week plus
employers' compulsory superannuation contribution,;
2.1.3 vocational rehabilitation was not likely to be effective;
2.1.4 the appellant's (plaintiff's) vocational history, age and disablement
meant his residual earning capacity was probably very
low, if any;
2.1.5 the appellant (plaintiff) would probably incur future medical and
pharmaceutical expenses; and
2.1.6 in consequence of the foregoing the appellant (plaintiff) was likely to
recover in common law proceedings damages for future
pecuniary loss of at least
the prescribed amount ($106,382.00)."
26 As the appeal was argued, two distinct issues arise. First,
whether on the factual merits the District Court Judge should
have been
persuaded to grant leave. This involves the application of the then
s 93D(5)(c) of the Act. Secondly, the effect of amendments
to the Act made
by the
Workers' Compensation and Rehabilitation Amendment Act 1999
("the
1999 Amendment") which came into force on 5 October 1999. The second issue
in particular involves the effect of the 1999 Amendment
on this Court's
capacity, were it so persuaded, now to substitute an order granting leave for
the order made by the District Court
on 20 May 1999 and the consequences of
any such substituted order. With respect to the second issue the respondent
seeks the reconsideration
of the decision of this Court in
Musgrove v
Minister for Transport
[2000] WASCA 232
which was delivered on
28 August 2000. For this reason the Court has been constituted by five
judges to hear this appeal.
The Factual Merits
27 In
Samson v Industrial Progress Corporation Pty
Ltd
, unreported; FCt SCt of WA; Library No 970058B; 21 February 1997 the
approach to be taken to the question whether leave should be
granted in this
context was discussed. In the reasons of Parker J, Kennedy and Wheeler JJ
concurring, at 4-6 it was said:
" ... 'Likely' in the context of s 93D(5)(c) conveys the notion
of a substantial - ie a real and not a remote - chance, regardless
of whether it
is less or more than 50 per cent:
Mayne v Mayne Nickless Ltd T/as Ords
Express
, unreported; FCt SCt of WA; Library No 960223; 26 April 1996 per
Kennedy J, Murray and Parker JJ concurring.
In attempting to assess the future pecuniary loss of a person seeking leave to
commence proceedings, it is necessary for the Court
to act on affidavit evidence
and it is likely that there will be some divergence or conflict in that
evidence. While in some situations
the Court will be able to come to a clear
view of the relevant facts despite divergences in the affidavit evidence, in
most cases
it will be inappropriate to attempt to resolve material conflicts.
Given the nature of the application, usually it will be appropriate,
where there
is material conflict or divergence, to act on the view reasonably open on the
evidence which most favours the applicant.
...
Section 93D(4) necessarily requires a court to make an assessment albeit in a
preliminary way and on affidavit, of the measure of
damages for pecuniary loss
which is likely to be awarded to the applicant in the event of a trial. In some
applications it will
be appropriate, therefore, for the court to allow to the
applicant the benefit of any shifting evidentiary onus which it is reasonable
to
anticipate will arise in the course of a full trial. One such evidentiary onus
which is relevant to the present case is that
adverted to by Malcolm CJ and
Wallace J, Kennedy J concurring, in
Thomas v O'Shea
(1989) A
Tort Rep 80-251 at 68,701 where their Honours said:
'The legal onus of proof of loss of earning capacity rests, of course, on the
plaintiff, but once the plaintiff has proved that he
has lost his pre-accident
earning capacity and has been unable to find alternative employment, or that his
condition has prevented
him finding alternative employment, an evidentiary
burden is cast on the defendant to show what alternative employment
opportunities
were open, including the state of the labour market and the likely
earnings.'
As appears from these words, at trial it would be necessary for the appellant to
show first that he has lost his pre-accident earning
capacity and, secondly,
that he has been unable to find alternative employment or that his condition has
prevented him from finding
alternative employment."
28 It is important, however, not to read these observations as
suggesting that in every case the best possible interpretation
for the applicant
should be placed on the evidence. As was observed in
Waddington v Silver
Chain Nursing Association
[1998] WASCA 331
;
(1998) 20 WAR 269
by the Court (Malcolm CJ,
Kennedy and Owen JJ) at 285:
"The approach adopted by Parker J in
Samson
needs to be considered in
those instances where, in the words of Parker J, the case is not one in
which the 'Court will be able to
come to a clear view of the relevant facts
despite divergences in the affidavit evidence'. If the Court is able to arrive
at a clear
view of the relevant facts despite conflicting evidence, it is
suggested that the Court would not need to resort to consider the
application of
the approach by Parker J to the case at hand. If, however, there is a material
conflict in the evidence before the
Court then the Court should approach the
evidence by acting 'on the view reasonably open on the evidence which most
favours the applicant'.
As emphasised by Kennedy J in
Land Lease Employers
Systems Ltd
, (unreported; FCt SCt of WA; Library No 980088; 27 February 1998
per Kennedy J at 5) acting on a view 'reasonably open on the evidence
which most
favours the applicant' is an approach quite distinct from placing the best
interpretation one can upon the evidence for
the applicant.'
29 In the present case the applicant slipped and suffered a left
shoulder and lower back injury in the course of his work on 16
June 1995.
He had been employed as a bus driver by the respondent since 1978. The medical
reports indicate he has substantially
recovered from the shoulder injury to the
point that "for all practical purposes it is substantially normal". He returned
to his
pre-accident work as a bus driver after some two months and worked until
February 1998 on full-time duties although with some occasional
time off because
of back pain.
30 The applicant deposed on affidavit, however, that "working
continued to aggravate my injuries". In about February 1998, not
long after a
change to his duties following the privitisation of the bus service, it appears
the applicant experienced what he described
as constant pounding over a couple
of weeks while working his new normal hours and duties, whereby his cranium and
sacrum were compressed.
The applicant deposed that he felt his back
deteriorated somewhat inexplicably such that he was unable to walk more than
100 metres
without quite severe pain. He stopped work on 3 March 1998
and has not worked since then.
31 It is not the case that any specific incident led to his
ceasing to work on 3 March 1998. Rather, it is the applicant's case
that
it was the cumulative effect of performing his new duties over a period of weeks
preceding 3 March 1998 which required him to
cease work and this is
particularly attributed to the need under his new duties for prolonged sitting
and exertion in the driver's
seat of buses without a break.
32 It is the applicant's case that since 3 March 1998 he has
not been able to return to his former work as a bus driver. Further,
while he
is certified as only partially unfit for work he has no academic qualifications,
having left school at age 15, and his work
experience is that of farm and
general labouring and as a driver. Hence it is his case that he has been, and
even with vocational
rehabilitation he will continue to be, unable to secure
employment in the open market given his injuries and his age which was 51
on
3 March 1998.
33 It is on this basis that the applicant contends that his
reasonable expectation of an award for damages at common law includes
an award
for total loss of future net earnings to age 65 (his net wage as at 3 March
1998 had been $500.38 per week) which, even
allowing 15 per cent for
contingencies, would amount to some $205,000, a figure nearly double the
prescribed limit. He also points
to a loss of superannuation contributions
which, when calculated on the same basis, would warrant an award of a further
$7,400.
In addition, he claims he has an ongoing need for medical treatment,
medications, etc for which an award would be appropriate.
34 In support of his application to the District Court the
applicant relied on a number of medical reports. Some dated from 1995
and 1996
but the most relevant were those in 1998 of Dr Suthers, Dr Graziotti and
Mr Lee.
35 Dr Suthers, an occupational physician, saw the applicant
again in April 1998. He described the shoulder as "now virtually
resolved
completely" but reported residual symptoms of chronic low back pain for which
"there was no real pathology sufficient to
explain his level of impairment or
disability", and in his opinion there was a significant element of non-organic
back pain in the
appellant's presentation. With respect to the appellant's work
capacity Dr Suthers reported with respect to the low back pain
"Nevertheless,
the significant impairment has resulted in quite a disability. I
do not have a good medical reason why he is unable to return to
his pre-accident
duties". Dr Suthers added "I doubt if rehabilitation is going to be
particular effective". Dr Suthers was of the
view that the applicant did
not require any further specific treatment and gave as his prognosis, "I expect
that Mr Toolan's prognosis
is probably quite good in the long term, but
within the foreseeable future I expect he is going to remain in chronic pain and
in
some difficulty".
36 Dr Graziotti practices in the field of pain management and
anaesthetics. He saw the applicant in April 1998. Dr Graziotti
reported a
bi-lateral lumbo-sacral pain which the appellant had described as "a tightness
or pressure feeling" and which was reported
to be aggravated by walking, sitting
for prolonged periods (more than one to two hours) or a lot of bending. It was
Dr Graziotti's
view that "... Whilst this man certainly has some pain in the
back his predominant problems relate to the difficulties at work since
it has
been privatised". The appellant had described to Dr Graziotti that he
ceased work on 3 March 1998 because he was required
to drive continuously
and no breaks were allowed for. Dr Graziotti considered that an exercise
programme was the main treatment
now. He felt it unreasonable to expect the
applicant to reach a level where he had no pain at all but that "It should be
possible
for him to get back to work, provided that allowance can be made for
him to take breaks every hour or so for him to get out and stretch".
On that
basis Dr Graziotti considered the appellant would be able to get back to his
previous employment. Dr Graziotti added that
if that was not possible the
appellant might be better off changing jobs to something "perhaps like taxi
driving" where "he has more
control over whether or not he gets out of the car
... he should be able to cope with a job like that".
37 Mr Lee, a neurological surgeon, reported in June and November
1998. He had seen the appellant again in June 1998. The appellant
reported an
inability to sit for the length of time required by his current duties as a bus
driver "Without experiencing excessive
and unacceptable low back pain with some
radiation into the left hip region". Examination had revealed no neurological
deficit and
"His problem is that he is unable to sustain sitting for anything
other than short periods of time". Mr Lee added that "From a practical
point of
view, I would have thought he should be medically retired from his job being
unable to fulfil the demands that are required
of a bus operator". Mr Lee
did not consider that any specific treatment was likely to be of
assistance.
38 No other evidence was offered by either party. The respondent
contended itself with suggesting a calculation of future pecuniary
loss on the
basis that the appellant had at least the capacity to earn the minimum wage as a
taxi driver, so that the appellant's
loss of actual net earnings would be some
$209 per week which, when calculated over the 13 years then remaining to
age 65, at a 6
per cent discount and after allowing a
15 per cent for contingencies, produced a potential award it was
contended of some $84,600.
The respondent calculated the loss in respect of
superannuation at a figure of $6,268.21 after applying a discount for the
administration
of the superannuation fund and for possible tax and investment
risks. The respondent also contended that no provision was justified
on the
evidence for future medical treatment or medication. In the result, therefore,
the respondent submitted that damages for
future pecuniary loss would be likely
to be only some $90,870, a figure well below the prescribed
figure.
39 It will be apparent that this evidence involves material
conflicts or divergences. Despite some apparent deficiencies in the
appellant's
evidence it is not possible to reach a clear view that the appellant could have
returned to his previous work as a bus
driver, or that he could and should have
found suitable alternative work. The view is reasonably open, in my view, even
though it
might not be ultimately established at trial, that the applicant is no
longer able to perform his former duties as a bus driver and
that his condition
has prevented him finding alternative work. It would not be reasonable,
however, to conclude on this evidence
that he had no ongoing earning capacity as
a driver. While the evidence provides some basis for the view that the
applicant could
be employed as a driver, especially as a taxi driver, it fails
to explore whether any suitable work of that nature is available or
the
prospects of the appellant, with his limited work experience, obtaining such
employment and doing so on a regular and full-time
basis, especially having
regard to his ongoing medical condition and age. On the evidence before the
District Court it is reasonable
to anticipate that at trial the applicant would
have the benefit of the shifting evidentiary onus in this regard as contemplated
in
Thomas v O'Shea
(
supra
). On the evidence, there is no
more than conjecture, founded in the suggestions of Dr Graziotti, that the
applicant ought to be
able to work as a taxi driver, that the applicant could
find such work, and thereby could be expected to earn at least the minimum
wage
on a regular basis. That is not enough to demonstrate that, in reality, such an
alternative employment opportunity would be
open to this appellant and that the
likely earnings would be at least the minimum wage.
40 In these circumstances, without the need for more detailed
calculations of possible awards, the applicant had demonstrated,
in my view,
that an award for future pecuniary loss greater than the prescribed amount of
$106,832, or $109,650 as the figure now
is, was likely. In my respectful view
the error below was in assuming that work as a taxi driver was available to the
appellant
and that it would return at least the minimum wage.
41 For these reasons, in my view, the Judge of the District Court
ought to have granted to the appellant leave to commence proceedings
to recover
damages at common law on 20 May 1999.
Musgrove v Minister for Transport
42 Since 1993, s 93C of the Act has
provided:
"93C If this Division applies a court is not to award damages to a person
contrary to this Division."
This section, like all the sections relevant to this appeal, is in Division 2
of Part IV of the Act, which Division is entitled "Constraints
on awards of
common law damages."
43 By the 1999 Amendment, which came into force on 5 October
1999, a new regime for limiting the opportunity of a worker injured
at work to
sue for damages at common law came into force. Its general effect is to provide
constraints less favourable to the worker
than previously. Under the new regime
established by the amended provisions the District Court may no longer grant
leave for the
commencement of proceedings at common law. Instead of that
procedure there is an entirely new procedure with which a worker must
comply
before the worker may obtain an award for damages at common law.
44 It is assumed by the parties for the purposes of this appeal
that the appellant would not be able to sue for and recover damages
at common
law if the amended provisions enacted by the 1999 Amendment applied to his
case.
45 It is principally s 93D which established the regime for
constraints on the capacity of a worker to bring an action for damages
at common
law, both under the former provisions before the 1999 Amendment and under the
amended provisions. Section 93D was repealed
and re-enacted, however, with
substantial changes by s 32(5) of the 1999 Amendment.
46 Transitional provisions were enacted by the 1999 Amendment.
These were provided
inter alia
by s 32(6) and (7) of the 1999
Amendment. These provide:
"(6) In subsections (7) and (8) -
'amended provisions' means Part IV Division 2 of the principal Act as amended by
this section;
'assent day' means the day on which this Act receives the Royal Assent;
'former provisions' means part IV Division 2 of the principal Act before it was
amended by this section.
(7) The amended provisions do not affect the awarding of damages in proceedings
-
(a) commenced before the assent day; or
(b) for the commencement of which the District Court gave leave under the former
provisions before the assent day,
and the former provisions continue to apply in relation to those
proceedings."
47 Material to the present appeal is s 32(7)(b) of the 1999
Amendment. Leave to commence proceedings to recover damages at common
law had
been sought by the appellant and refused by the District Court before the assent
day, 5 October 1999. It is the primary
submission of the appellant that
notwithstanding the command of s 93C of the Act and the amended provisions
which have been in force
since 5 October 1999, if the refusal of leave by
the District Court is reversed by this Court on this appeal and an order is
substituted
granting leave, that grant of leave will take effect from the date
of the original order of the District Court, ie 20 May 1999.
It would
follow, it is submitted, that for the purposes of s 32(7)(b) of the 1999
Amendment, leave would have been granted by the
District Court under the former
provisions before the assent day with the further consequence that the "former
provisions", as defined
by s 32(6) of the 1999 Amendment, "continue to
apply in relation to those proceedings" as provided by
s 32(7).
48
Musgrove v Minister for Transport
(
supra
)
concerned the same provisions. An application had been made under the former
provisions to the District Court for leave to commence
proceedings for damages
at common law. On 9 July 1999 leave was refused. On appeal to this Court
against the refusal of leave the
decision of the District Court was reversed by
a majority, Ipp and Wallwork JJ, Kennedy J dissenting, and leave to proceed
with a
common law action for damages was granted. This decision was given on
28 August 2000 which was well after the coming into force
of the 1999
Amendment on the assent day, ie 5 October 1999.
49 In his reasons for decision Ipp J at [13] - [16]
said:
"[13] ... It was submitted that s 32(7) precludes the awarding of damages
in proceedings commenced after the assent day and, as a
matter of fact, the
District Court did not give leave for the commencement of proceedings under the
form of provisions before the
assent day.
[14] Counsel rightly accepted that on the construction so advanced, an error on
the part of the District Court Judge - in relation
to an application for leave
timeously made - might result in a claimant losing his or her right to claim
damages. On this basis,
the amending statute would deprive an appellant of the
right to appeal against an erroneous decision of the District Court: an unfair
consequence indeed. In my view, if the Act is to be so construed, the intention
of Parliament to that effect would have to be very
clear.
[15] It is noteworthy that s 32(7) (or any part of the Amending Act) does
not expressly exclude appeals to this Court from any decision
of the District
Court giving or refusing leave under s 32(7)(b).
Section 79(1)
of the
District Court of Western Australia Act 1969
provides:
"A party to an action or matter who is dissatisfied with -
(a) a final judgment, may appeal from that judgment to the Full Court
constituted under the
Supreme Court Act 1935
;
(b) a judgment that is not a final judgment ... may by leave of the Supreme
Court or a judge thereof, appeal to such a Full Court,
...
[16] By providing in the
Workers' Compensation and Rehabilitation Act
for
the grant of leave by the District Court (by s 93D prior to its amendment),
Parliament caused the appeal provisions of
s 79
of the
District Court of
Western Australia Act 1969
to be of application. As the amending Act did
not expressly exclude those appeal provisions, it is implicit, in my opinion,
that
those appeal provisions continue to apply. It would be wrong, therefore,
to construe s 32(7) in such a way as to render them nugatory.
On that
basis, it seems to me, s 32(7) should be construed to mean that the amended
provisions do not affect the awarding of damages
in proceedings for the
commencement of which the District Court gave
or should have given
leave
under the former provisions before the assent day."
Wallwork J relied on
s 37(1)(c)
and (f) of the
Interpretation
Act 1984
. He concluded at [53]:
"In my view, it is clear that the appellant had exercised his right to seek
leave to proceed pursuant to s 93D(4). He is now continuing
the legal
proceeding he commenced in respect to the right as contemplated in
s 37(1)
of the
Interpretation Act
."
Kennedy J in his dissenting reasons, particularly at [6] and [7] did not
accept that a decision of the Full Court would operate "retrospectively
so that
leave is deemed to have been granted by the District Court on the date when it
in fact refused leave". It followed in his
Honour's view that the amended
provisions did regulate the awarding of damages. His Honour added:
"[7] It does not appear to me that
s 37
of the
Interpretation Act
1984
can assist the appellant for the reason that 'the contrary intention'
appears in s 32(7) of the Amendment Act."
50
Section 37(1)(c)
and (f) and (2) of the
Interpretation
Act
relevantly provide as follows:
"37. General Savings on repeal
(1) Where a written law repeals an enactment, the repeal does not, unless the
contrary intention appears -
(a) ...
(b) ...
(c) affect any right, interest, title, power or privilege created, acquired,
accrued, established or exercisable or any status or
capacity existing prior to
the repeal;
(d) ...
(e) ...
(f) affect any investigation, legal proceeding or remedy in respect of any such
right, interest, title, power, privilege, status,
capacity
...
And any such investigation, legal proceeding or remedy may be instituted,
continued, or enforced, ... as if the repealing written
law had not been passed
or made.
(2) The inclusion in the repealing provisions of an enactment of any express
saving with respect to the repeals effected thereby
shall not be taken to
prejudice the operation of this section with respect to the effect of those
repeals."
It is to be noted that "enactment" in
s 37(1)
is defined by
s 5
of
the
Interpretation Act
to mean a written law or any portion of a written
law, so that in this case there has been a repeal of an enactment for the
purposes
of
s 37(1)
by the 1999 Amendment.
51 For present purposes the provisions of
s 37(1)
(c) and
(f) are in substantially the same terms as s 8 (c) and (d) of the
Acts
Interpretation Act 1901
(Cth)
which was considered by the High Court in
Esber v The Commonwealth
[1992] HCA 20
;
(1992) 174 CLR 430
. In that case Esber,
who had been injured while a member of the Defence Force, requested on
25 February 1987 the redemption of
the liability of the Commonwealth to
make further payments to him of compensation, cf s 49 of the
Compensation (Commonwealth Government Employees) Act 1971 (Cth)
. A
delegate of the Commissioner under that Act determined on 29 October 1987
that the Commonwealth's liability should not be redeemed.
On 15 September 1988
Esber applied for a review of the delegates' determination in accordance with
Part V of the 1971 Act. The
application was made to the Administrative Appeals
Tribunal (the "AAT"). Before any hearing by the AAT, the 1971 Act was repealed
by the
Commonwealth Employees' Rehabilitation and Compensation Act 1988
(Cth)
which came into force on 1 December 1998. In 1999 the AAT set
aside the decision of the delegate and determined that there should
be a
redemption. It did so by applying the repealed provisions of the 1971 Act. On
appeal from the decision of the AAT to the Federal
Court it was contended for
the Commonwealth that the AAT erred in applying the repealed provisions of the
1971 Act. Under the 1998
Act, which was in force at the time of the hearing and
determination by the AAT, Esber had no entitlement to redemption. By a majority
of the Federal Court it was held that the AAT should have applied the provisions
of 1988 Act, ie should have refused the request
for redemption. This decision
of the Federal Court was reversed by the High Court. The joint reasons of the
majority offer two
distinct bases for decision. One of them was the operation
of s 8(c) and (d) of the
Acts
Interpretation Act
.
Mason CJ, Deane, Toohey and Gaudron JJ, having rejected a submission that
at the date of the repeal of the 1971 provisions Esber
had a right to be paid
the redeemed amount of the compensation for which the 1971 Act provided as that
right did not arise until
discretionary factors were favourably determined by
the Commissioner, went on to say at 440-441:
"... at the least, the appellant had, at the time of the repeal of the 1971 Act,
a right to have his application to the Tribunal
determined pursuant to Pt V of
the 1971 Act. It may not be possible to say of a person in the position of the
appellant that he
had a right to a favourable determination from the Tribunal.
The Tribunal was required to stand in the shoes of the decision-maker
(the
delegate) and arrive at its own decision. In
Drake
, Bowen CJ and Deane J
said of the Tribunal:
'The question for the determination of the Tribunal is not whether the decision
which the decision maker made was the correct or
preferable one on the material
before him. The question for the determination of the Tribunal is whether that
decision was the correct
or preferable one on the material before the
Tribunal.'
But that is not to the point here. If it be assumed that the appellant did not
have a right to redemption in the sense first discussed,
he had a right to have
his claim to redemption determined in his favour if the delegate had wrongly
refused his claim. To borrow
a sentence from the judgment of Hope JA in
NSW
Aboriginal Land Council v The Minister [The Winbar Claim]
:
'The right might be said to be a conditional one, namely, conditional upon the
relevant facts being established, but the right was
nonetheless a right because
it was conditional.'
Once the appellant lodged an application to the Tribunal to review the
delegate's decision, he had a right to have the decision of
the delegate
reconsidered and determined by the Tribunal. It was not merely 'a power to take
advantage of an enactment'. Nor was
it a mere matter of procedure; it was a
substantive right. Section 8 of the
Acts Interpretation Act
protects
anything that may truly be described as a right 'although that right might
fairly be called inchoate or contingent'. This
was such a right. It was a
right in existence at the time the 1971 Act was repealed. That being so, and in
the absence of a contrary
intention, the right was protected by s 8 of the
Acts Interpretation Act
and was not affected by the repeal of the 1971
Act."
52 In the present case the appellant had applied to the District
Court in June 1998 for a grant of leave to commence proceedings
for damages at
common law which application for leave had been refused on 20 May 1999. By
notice dated 11 June 1999 the applicant
had appealed to this Court pursuant
to
s 79(1)
of the
District Court of Western Australia Act 1969
.
Were that appeal to be heard and determined on its merits and allowed, as I have
indicated earlier in these reasons should occur,
it is the effect of
s 79(2) of the
District Court Act
and
s 59(4)
of the
Supreme
Court Act 1935
, that on the appeal this Court would exercise the
jurisdiction and powers of the District Court. Hence, an order of this Court,
substituting an order that leave to commence proceedings to recover damages at
common law be granted for the order of the District
Court made on 20 May
1999 refusing leave, would, for relevant purposes, be a grant of leave by the
District Court. Notwithstanding
the submissions of the appellant, however, the
preferable view would appear to be that the order granting leave to commence the
proceedings
at common law would not be made until the date of the decision of
this Court, it would not be an order made on 20 May 1999; see
Nicol v
Allyacht Spars Pty Ltd
(No 2)
[1988] HCA 48
;
(1988) 165 CLR 306
,
Borthwick v
Elderslie Steamship Co (No 2)
[1905] 2 KB 516
at 519.
53 It is also the appellant's case, however, that at the time of
the repeal of the former provisions on 5 October 1999 he had
a right under
the scheme of the former provisions to obtain an award of damages at common law
in accordance with the former provisions,
it being a step in the exercise of
that right that he was required by the former provisions to obtain leave to
commence proceedings
for an award of damages. He sought but was wrongly refused
this leave, as the discussion earlier in these reasons indicate, and
as at
5 October 1999 he had appealed against that refusal and the appeal was
awaiting hearing by this Court. Thus, at the time of
the repeal of the former
provisions on 5 October 1999 the appellant may be seen to have had two
rights,
(a) a right to have his appeal against the refusal of leave considered and
determined according to law, or to adapt the words of the
majority in
Esber
at 440, a right to have a grant of leave if that had been
wrongly refused by the District Court, and
(b) a right to an award of damages
at common law to which he had an entitlement in accordance with the former
provisions, although
this right was conditional on two matters, a grant of leave
by the District Court under the former provisions and on the relevant
facts
being established to justify the making of an award of damages.
54 As was recognised by the majority in
Esber
at
440 "the right was nonetheless a right because it was conditional' that being
the phrase "borrowed" by the majority from the judgment
of Hope JA in
NSW Aboriginal Land Council v The Minister
(1988) 14 NSWLR 685
at
694. As the majority said at 440:
"Section 8 of the
Acts Interpretation Act
protects anything that may
truly be described as a right, although that right might fairly be called
inchoate or contingent; see
Free Lanka Insurance Co Ltd v Ranasinghe
[1964] AC 541
at 552."
55 It is not enough to attract the operation of
s 37(1)(c)
of the
Interpretation
Act
, however, that there be a right at the
time of the repeal. The right must also be one which at that time may properly
be described
as "created, acquired, accrued, established or
exercisable".
56 With respect to the right to have his appeal considered and
determined according to law and to have a grant of leave if it
had been wrongly
refused the analogy with the right in
Esber
appears to be clear.
By analogy with the reasoning in that decision that right had been acquired or
had accrued on the institution
of the appeal on 11 June 1999. In the
absence of a contrary legislative intention,
s 37(1)(c)
protected and
preserved that right and by the express provisions of
s 37(1)(f)
that
appeal, being a legal proceeding in respect of "that right", was not affected by
the repeal on 5 October 1999, and by the concluding
provisions of
s 37(1)(f)
it "may be continued ... as if the" 1999 Amendment had not been
passed.
57 With respect to the appellant's contingent entitlement to an
award of damages at common law in accordance with the Act, the
position is not
as clear. The appellant had not issued his writ as at the date of repeal, 5
October 1999. He could not do so because
of the refusal of leave which remained
unreversed at that date. The question arises, therefore, whether by virtue of
the failure
to issue the writ the contingent right or entitlement of the
appellant is properly to be categorised as perhaps merely "a power to
take
advantage of an enactment", as in
Mathieson v Burton
[1971] HCA 4
;
(1971) 124
CLR 1
at 23, which power had not then been sufficiently exercised so as to give
rise to a (contingent) right "created, acquired, accrued,
established or
exercisable" prior to the repeal within the meaning of s 37(1)(c). The
discussion by Gibbs J in
Mathieson v Burton
at 23 concludes with
the statement in respect of a somewhat equivalent provision in s 8(b) of
the
Interpretation Act 1897 (NSW)
,
"That section in referring to a right acquired or accrued does not preserve a
power to take advantage an enactment, assuming that
it may properly be described
as a right (
Abbott v The Minister for Lands
[1895] AC 425
at 431), and
does not apply where there is merely a hope or expectation that a right will be
created (
Director of Public Works v Ho Po Sang
[1961] AC 901)
; but it
does protect anything that may truly be described as a right, 'although that
right might fairly be called inchoate or contingent'
(
Free Lanka Insurance Co
Ltd v Ranasinghe
[1964] AC 541
at 552."
58 In
Abbott v The Minister for Lands
[1895] AC
425
, to which Gibbs J referred, the Privy Council considered the question
whether a proviso to s 22 of the
Crown Lands Act 1884 (NSW)
preserved a right to make additional conditional purchases of land under an
earlier Act which had been repealed by the 1884 Act.
The terms of the proviso
were:
"Provided always that notwithstanding such repeal -
(b) All rights accrued and obligations incurred or imposed under or by virtue of
any of the said repealed enactments shall subject
to any express provisions of
this Act in relation thereto remain unaffected by such repeal."
59 In the judgment of their Lordships it was said at
431:
"It has been very common in the case of repealing statutes to save all rights
accrued. If it were held that the effect of this was
to leave it open to anyone
who could have taken advantage of any of the repealed enactments still to take
advantage of them, the
result would be very far-reaching.
It may be, as Windeyer J observes, that the power to take advantage of an
enactment may without impropriety be termed a 'right'.
But the question is
whether it is a 'right accrued' within the meaning of the enactment which has to
be construed.
Their Lordships think not, and they are confirmed in this opinion by the fact
that the words relied on are found in conjunction with
the words 'obligations
incurred or imposed'. They think that the mere right (assuming it to be
properly so called) existing in the
members of the community or any class of
them to take advantage of an enactment, without any act done by an individual
towards availing
himself of that right, cannot properly be deemed a 'right
accrued' within the meaning of the enactment."
60 While the terms of s 37(1)(c), viz "created, acquired,
accrued, established or exercisable", appear to be more expansive than
the word
"accrued" in the proviso considered in
Abbott v Minister for
Lands
, the reasoning of their Lordships leads to the question whether
the present appellant has taken steps towards availing himself of
his contingent
right or entitlement to an award of damages in accordance with the former
provisions sufficient to give rise to a
right "created, acquired, accrued,
established or exercisable" within the meaning of
s 37(1)(c).
61 It is relevant in this regard to keep in mind that the
statutory scheme of the former provisions of the Act relevantly limited
the
circumstances in which, and the extent to which, damages at common law could be
awarded. And it precluded the awarding of damages
by a court contrary to the
former provisions. As an integral part of that scheme, and as an apparent means
of preventing proceedings
to recover common law damages by workers, unless
relevantly the worker could demonstrate on the application for leave that it was
likely that his future pecuniary loss would exceed the prescribed amount, there
was introduced a statutory requirement for leave
before proceedings to recover
damages at common law could be commenced by a worker.
62 In the context of this particular statutory scheme it seems to
me that a worker claiming to have an entitlement to an award
of damages at
common law in accordance with the former provisions, who in accordance with the
former provisions sought leave of the
District Court to commence proceedings,
and pursued that application for leave to the point of decision by the Court
only to have
leave refused, and who had instituted an appeal against that
refusal and was duly pursuing that appeal, and who thereby had a right
to have
that refusal of leave reversed and to have a grant of leave if it had been
wrongly refused by the District Court, has taken
clear and manifest steps, and
at that stage cannot do more under the statutory scheme, "towards availing
himself" of the right.
Having presented his case for leave and obtained a
decision of the District (albeit adverse) on that case, and by appealing from
that decision having acquired a right to have a grant of leave if it had been
wrongly refused, the appellant in this case may be
seen to be in a materially
different position than, for example, a worker who had merely applied for a
grant of leave but had not
had that application heard and determined by the
District Court when the 1999 Amendment came into force on 5 October 1999.
In my
view, while the issue involves the drawing of fine distinctions, in these
circumstances the appellant may be seen to have acted sufficiently
to take
advantage of his contingent right to an award of damages in accordance with the
former provisions, for that to be a right
"created, acquired, accrued,
established or exercisable" within the meaning of s 37(1)(c) of the
Interpretation Act
.
63 If that view is correct, in the absence of a contrary
legislative intention, the contingent right to an award of damages is
not
affected by the repeal of the former provisions (s 37(1)(c)), nor is any
legal proceeding or remedy in respect of that right
(s 37(1)(f)), and by
virtue of the concluding provisions of s 37(1) any such legal proceeding
and remedy may be instituted and enforced
"as if the repealing written law (ie
the 1999 Amendment) had not been passed or made". That being so, it would not
be relevant that
the decision of this Court on appeal to grant leave was made
after 5 October 1999.
64 That brings me to the question whether or not a "contrary
intention appears" within the meaning of s 37(1). That is to be
determined
in this case on the proper construction of the 1999 Amendment.
65 There is no express provision of the 1999 Amendment which
directly varies or excludes the operation of s 37(1) of the
Interpretation Act
to the repeals effected by the 1999 Amendment, save
for what may be understood by or implied from s 32(6) and s 32(7) of
the 1999
Amendment which have been set out earlier in these reasons. The
essential question, therefore, is whether s 32(7) of the 1999 Amendment
reveals a contrary legislative intention within the meaning of the introductory
words of s 37(1). The actual provision made by s
32(7) is that the
"amended provisions do not affect the awarding of damages in proceedings" which
were commenced or for which leave
was granted before 5 October 1999, and
the former provisions continue to apply in relation to those proceedings. Thus,
s 32(7) serves
to make it clear that in those cases the amended provisions
have no effect, but it is only by way of implication from what is not
said that
it might be inferred that in all cases not dealt with by s 32(7) the
amended provisions, not the former provisions, are
to apply from 5 October
1999. It is to be noted that s 32(7) does not make express provision to
this effect, so that if the amended
provisions are to be applied to all other
cases it is by virtue of the repeal of the former provisions and the coming into
force
of the amended provisions on 5 October 1999. But that is precisely
the situation for which s 37(1) of the
Interpretation Act
provides
the normal rule.
66 Further, it is to be noted that s 32(7) of the 1999
Amendment appears to constitute an "express saving with respect to the
appeals
effected" by the 1999 Amendment, within the meaning of s 37(2) of the
Interpretation Act
. That being so, it is the effect of s 37(2) that
the inclusion in the 1999 Amendment of s 32(7) "shall not be taken to
prejudice
the operation of [s 37 of the
Interpretation Act
] with
respect to the effect of the repeals effected by the 1999 Amendment. There is
no provision in the 1999 Amendment which expressly
varies or excludes the
operation of s 37(2) of the
Interpretation Act
. It is difficult,
therefore, to imply or infer from s 32(7) a legislative intention that the
former provisions are not to apply
in all other cases, when s 37(2) seems
to require that s 32(7) should not be taken to prejudice the operation of
s 37(1).
67 In my view, had the legislature intended to exclude or modify
the operation of s 37 with respect to the appeals effected by
the 1999
Amendment, the inclusion of a few express words would have revealed and made
clear that intention. Instead, in s 32(7)
of the 1999 Amendment, the
legislature has merely provided an express saving with respect to the repeals
effected by the 1999 Amendment,
which is a situation expressly provided for in
s 37(2) of the
Interpretation Act
, and has not otherwise expressed
an intention that s 37(1) of the
Interpretation Act
should not apply
to the repeal. Thus, while the terms of s 32(7) of the 1999 Amendment, if
take alone, might well suggest an intention
to make an absolute provision which
necessarily excluded or varied the operation of s 37(1), because
s 32(7) is itself an "express
saving" within the meaning of s 37(2) of
the
Interpretation Act
the legislative intention is not clear. In these
circumstances, the absence of an express provision that the operation of
s 37(1)
is varied or excluded is of particular significance. It appears to
me that the absence must be taken to be deliberate.
68 At least in theory there is a further issue which arises from
the
Interpretation Act
. For the reasons given it does not appear that a
"contrary intention appears" within the meaning of s 37(1) of the
Interpretation Act
. There is also an anterior question, however, whether
the application of the provisions of the
Interpretation Act
to the 1999
Amendment is precluded by s 3(1) of the
Interpretation Act
. That
will be the case if (a) express provision is made to the contrary, which is not
the present case, or if (b) the intent and
object of the Act or something in its
object or context is inconsistent with the application of the
Interpretation
Act
. It is not immediately apparent, at least in the present context which
directly concerns the intended effect of a repeal of an act
of the Parliament,
that there is any real difference in effect between s 3(1)(b) and the
phrase "unless the contrary intention appears"
in s 37(1) of the
Interpretation Act
. Both require the discernment of the true intention
of the legislature with respect to the effect of the repeal. It is not apparent
to me, therefore, for the reasons already given, that there is reason pursuant
to s 3(1)(b) to exclude the operation of the provisions
of s 37 of the
Interpretation Act
from the 1999 Amendment.
69 For these reasons, in my view, the present appellant may by
virtue of s 37(1) of the Interpretation Act, and a grant of leave
now made
by this Court, institute proceedings in the District Court for damages at common
law which proceedings are to be determined
in accordance with the former
provisions, ie the provisions of the Act in force before 5 October 1999,
which continue to apply in
respect of those proceedings as if the 1999 Amendment
had not been passed.
70 This accords with the decision reached by the majority in
Musgrove v Minister for Transport
(
supra
).
71 For these reasons I would allow the appeal and set aside the
order of the District Court made on 20 May 1999 refusing leave
to commence
proceedings, and substitute an order that the appellant (plaintiff) have leave
to institute proceedings to recover damages
at common law in respect of personal
injury sustained in the course of his employment with the respondent
(defendant), whether on
16 June 1995, or subsequently, or both. This order
reflects an amendment sought by the appellant on the hearing of the appeal to
more adequately reflect the evidence as to the date of injury. The original
application had been confined to injuries sustained
on 16 June 1995. I
would also set aside the order of the District Court that the appellant pay the
defendant's costs of the application
for leave to that Court and substitute an
order that the respondent (defendant) pay the costs of that
application.
72
WHEELER J
: I have had the advantage of reading in draft
the reasons for decision of Parker J. I respectfully agree with his
Honour's analysis
of the factual merits of the appeal. So far as the
reconsideration of
Musgrove v Minister for Transport
[2000] WASCA 232
is concerned, I would not depart from that decision. However, I wish to
express my own reasons for reaching that conclusion.
73 In my approach to
Musgrove
, I take as my
starting point the principles enunciated in
Archer v Howell
(1992)
7 WAR 33
at 45 (per Malcolm CJ) and
Ex parte Cable Sands (WA) Pty
Ltd
, unreported; FCt SCt of WA; Library No 980734; 21 December
1998 (Steytler J at p18). A Full Court of this Court, even if comprised
of
five Judges, will not lightly depart from one of its previous decisions,
although it will do so in circumstances in which it is
convinced that the
earlier decision was wrong or when there is some other compelling reason why the
previous decision should no longer
be followed.
74 It is my present view that it is arguable that the reasoning
in
Musgrove
was in error. However, my reasons for doubting the
correctness of parts of
Musgrove
rest upon considerations which
were not fully explored during the course of argument. One of them I raised
with counsel for the
respondent, whose argument it was that
Musgrove
was in error, but he preferred to place his argument on a
different basis altogether. The other I raised with each counsel, and
each
expressly declined to argue the point, saying (in my view wrongly) that it had
been "settled" in
Musgrove
and that neither challenged the
decision on that point. The arguments which were advanced by the respondent to
suggest that
Musgrove
was wrongly decided I did not find
compelling.
75 While, in my view, the court is not confined to the arguments
put on either side, but can and should think for itself, I would
consider it
inappropriate to disturb an earlier decision of a Full Court of this Court on a
basis which had not been advanced by
any party and which had not been fully
explored in argument. In order to give the background to these conclusions, I
set out briefly
the reasoning which at present - without the benefit of argument
- I would have been inclined to prefer.
76 It appears to me that the argument both in
Musgrove
and in this case proceeded from a wrong starting point.
In this case, and it appears from reading the judgments in
Musgrove
also in that case, there was a consideration of
s 32(5) - (8) of the
Workers' Compensation and Rehabilitation Amendment
Act 1999
(the 1999 provisions), without consideration of the statutory
context of the
Workers' Compensation and Rehabilitation Act 1981
(the
existing Act), which those provisions amended. The question was posed as to
whether the repeal of s 93D through to s 93F of
the existing Act and
their replacement by a new s 93D through to s 93G, together with the
transitional provisions of s 32(6) and
(7), affected either the "right" to
obtain the leave of the District Court to commence an action for damages, or the
"right" to obtain
damages in prescribed circumstances, which existed prior to
the date of the 1999 provisions. Section 37 of the
Interpretation
Act
was the reason given by Wallwork J in
Musgrove
for
concluding that those rights were unaffected, while Ipp J took the view
that, because it was necessary to construe the 1999 provisions
so as not to
render the right to appeal (which was not expressly excluded) nugatory, it was
necessary to read certain words into
the transitional provisions,
s 32(7).
77 It appears to me, however, that the starting point for any
inquiry is to ask what the
Workers' Compensation and Rehabilitation Act
1981
as amended requires, and to consider whether it affects the position of
the appellant. The inquiry will take place in the context
of the common law
rule that generally, "... a statute changing the law ought not, unless the
intention appears with reasonable certainty,
to be understood as applying to
facts or events that have already occurred in such a way as to confer or impose
or otherwise affect
rights or liabilities which the law had defined by reference
to the past events":
Maxwell v Murphy
[1957] HCA 7
;
(1957) 96 CLR 261
per
Dixon J at 267. In the context of this particular statute, I think it is
instructive to consider the application of that principle
in
Fisher v
Hebburn
[1960] HCA 80
;
(1960) 105 CLR 188.
In that case, the High Court had to
consider a provision of the
Workers' Compensation Act 1926
(NSW). It
provided:
"Compensation shall be payable in respect of an injury which, but for existing
incapacity, would have resulted in total or partial
incapacity of the worker.
Such compensation shall be payable as if such total or partial incapacity had in
fact resulted from the
injury.
'Existing incapacity' means total incapacity by disease or otherwise
-
(a) not entitling the worker to compensation under this Act; and
(b) existing at the time when the total or partial incapacity would otherwise
have resulted from the injury."
78 The court held that the subsection applied to all cases of
incapacity occurring after the date of its commencement, whether
the injury from
which the incapacity resulted occurred before or after that date. A detailed
analysis of the particular provision
and its statutory context was undertaken by
Kitto and Menzies JJ, with whose judgment McTiernan and Windeyer JJ
agreed. The decision
of Fullagar J was to similar effect, and it contains
an enunciation of principle of general application, and its application to the
particular case, which assists here. At 194 his Honour said:
"There can be no doubt that the general rule is that an amending enactment - or,
for that matter, any enactment - is
prima facie
to be construed as having
a prospective operation only. That is to say, it is
prima facie
to be
construed as not attaching new legal consequences to facts or events which
occurred before its commencement. The rule has
been frequently applied to
amending statutes relating to workers' compensation, and it has often been held
that such amendments apply
only in respect of 'accidents' or 'injuries'
occurring after their coming into force [citations omitted]. But there is no
rule of
law that such statutes must be so construed, and it would not be true to
say that a retrospective effect can only be avoided by confining
the operation
of such a statute to subsequently occurring 'accidents' or 'injuries'. It may
truly be said to operate prospectively
only, although its prospect begins, so to
speak, with some other event than accident or injury.
This is, I think, the case here. I think the prospect of [the new provision]
begins with incapacity and not with injury. It applies,
in my opinion, on its
true construction, to all cases in which incapacity occurs after its
commencement, whether the 'injury', from
which the incapacity resulted, occurred
before or after its commencement. It is true that it begins with a reference to
compensation
'payable in respect of an injury'. But compensation is not payable
until incapacity results from an injury. The whole subject matter
of the
subsection is incapacity."
79 I set out below what appear to me to be the relevant
provisions of the
Workers' Compensation and Rehabilitation Act
as amended
by the 1999 provisions.
"
Division 2 - Constraints on awards of
common law damages
Definitions for this Division
93A. In this Division -
...
'
damages
' does not include -
(a) any sum required or authorized to be paid under an award or industrial
agreement within the meaning of the
Industrial Relations Act
1979
;
(b) any sum payable under a superannuation scheme or any life or other insurance
policy; or
(c) any amount paid in respect of costs incurred in connection with legal
proceedings;
...
Application of this Division
93B. (1) This Division applies to the awarding of damages against a worker's
employer independently of this Act in respect of a disability
suffered by a
worker if -
(a) the disability was caused by the negligence or other tort of the worker's
employer; and
(b) compensation has been paid or is payable in respect of the disability under
this Act, or would have been paid or be payable but
for section
22.
(2) This Division applies even if the damages resulting from the negligence or
other tort of the worker's employer are sought to
be recovered in an action for
breach of contract or other action.
(3) This Division does not apply to the awarding of -
(a) damages to which the Motor Vehicle (Third Party Insurance) Act 1943
applies;
(b) exemplary or punitive damages; or
(c) damages of a class that is excluded by the regulations from the application
of this Division.
...
Limit on powers of courts
93C. If this Division applies a court is not to award damages to a person
contrary to this Division.
...
Assessment of disability
[s93D sets out the manner of assessing the degree of disability of the
worker]
...
Restrictions on awarding of damages and payment of
compensation
93E. ...
(3) Damages can only be awarded if -
(a) it is agreed or determined that the degree of disability is not less than
30% and that agreement or determination is recorded
in accordance with the
regulations; or
(b) the worker has a significant disability and elects, in the prescribed
manner, to retain the right to seek damages and the election
is registered in
accordance with the regulations.
(4) For the purposes of subsection (3)(b) the worker has a significant
disability if it is agreed or determined that the degree of
disability is not
less than 16% and that agreement or determination is recorded in accordance with
the regulations.
...
Restrictions on awarding and amount of damages if disability less than
30%
93F. (1) Unless an agreement or determination that the degree of disability of
the worker is not less than 30% is recorded for the
purposes of section 93E
-
(a) the amount of damages to be awarded is to be a proportion, determined
according to the severity of the disability, of the maximum
amount that may be
awarded; and
(b) the maximum amount of damages that may be awarded is Amount A, but the
maximum amount may be awarded only in a most extreme case
of a disability of
less than 30% in degree.
..."
80 In my view, the "prospect", to adopt the expression of
Fullagar J, of Division 2 is the occasion on which the Court considers
the award of damages, rather than the occurrence of an accident or the
sustaining of injury or any other event. This appears from
a number of sources:
the heading of the Division; s 93B's provision that the Division applies
"to the awarding of damages"; the words
of s 93E(3) that "Damages can only
be awarded if ..."; and, most importantly in my view, from the words of
s 93C that if the Division
applies, a court "is not to award damages"
contrary to the Division. The effect of the 1999 amendments together with the
provisions
of the existing Act into which they were incorporated, can only be,
in my view, to set up a scheme which prohibits the awarding of
damages, after
the entry into force of the 1999 amendments, whenever the injury occurred and
whether or not legal proceedings may
have been commenced before that date,
unless the award complies with s 93D and following sections. To adopt the
words of Fullagar
J, the "whole subject matter" of the Division is the
award of damages.
81 The transitional provisions of the 1999 amendments reinforce
that conclusion, although they are not necessary for it. They
reveal, in my
view, a parliamentary assumption that, in the absence of those provisions, even
those workers who had commenced proceedings
or had obtained leave for the
commencement of proceedings prior to the entry into force of those amendments,
would be precluded from
obtaining damages unless they fell within the scope of
the substituted s 93D and following. Those transitional provisions are as
follows:
"(6) In subsections (7) and (8) -
'
amended provisions
' means Part IV Division 2 of the principal Act as
amended by this section;
'
assent day
' means the day on which this Act receives the Royal
Assent;
'
former provisions
' means Part IV Division 2 of the principal Act before
it was amended by this section.
(7) The amended provisions do not affect the awarding of damages in proceedings
-
(a) commenced before the assent day; or
(b) for the commencement of which the District Court gave leave under the former
provisions before the assent day,
and the former provisions continue to apply in relation to those
proceedings."
82 It follows from what I have said, that in my view this is not
a mere case of a repeal of legislation which granted a right,
together with
enactment of transitional provisions preserving that right in some
circumstances. Rather, the legislative scheme is
one in which, from the date of
assent to the 1999 provisions, there is a substitution, for a right to damages
in some circumstances,
of a right to damages in other circumstances, which are
defined, together with a statutory prohibition on the awarding of damages
from
that date, in any circumstances other than those which are newly defined. The
legislature has then expressly provided that
in a defined category of cases,
damages may be awarded under the former provisions rather than under the new
provisions. In such
a case, it is my view that s 37 of the
Interpretation Act
can have no application. That section relevantly
provides:
"37. General Savings on Repeal
(1) Where a written law repeals an enactment, the repeal does not, unless the
contrary intention appears -
(c) affect any right ... acquired, accrued ... or exercisable ... prior to the
repeal;
...
(f) affect any ... legal proceeding or remedy in respect of any such right
...
And any such ... legal proceeding or remedy may be instituted, continued or
enforced ... as if the repealing written law had not
been passed or
made."
83 In my view, the contrary intention appears in this case, not
by implication from the transitional provisions (s 32(6) and (7)
of the
Workers' Compensation and Rehabilitation Amendment Act 1999
), but from
the express command in s 93C which, together with s 93B, appears to me
to demonstrate an intention that damages may be
awarded only in accordance with
the provisions of that Division, and that any damages which may otherwise have
been able to be awarded
are excluded. From the date of assent to the 1999
amendments, then, leaving aside the transitional provisions, the circumstances
in which damages might be awarded did not include circumstances in which,
pursuant to the former provisions, a person had either
made an application for
leave or had an application for leave determined, or had received a grant of
leave from the District Court.
A new and different regime
applied.
84 It appears to me therefore, that the appellant could only be
awarded damages if he fell within the transitional provisions
as a person who
had either commenced proceedings prior to the date of assent to the 1999
amendments (which he had not), or if the
District Court had given him leave
under the former provisions for the commencement of proceedings prior to the
assent day. The
right to appeal from a decision of the District Court refusing
leave to commence proceedings remained, either by reason of the general
principles of interpretation or by reason of s 37 of the
Interpretation
Act
, because it was not expressly excluded. However, the effect of the
exercise of that right would be determined in accordance with
the regime
provided by the 1999 provisions and the general law governing the effect of an
order made on appeal.
85 This gives rise to the question of what it means for the
District Court to give leave "prior to the assent day", and raises
the issue of
the correctness of the reasoning of Ipp J in
Musgrove
's case.
The argument was put to the court in that case that any order made by this Court
varying the order of the District Court
would remain an order of this Court and
should not be construed as being an order by the District Court giving leave
under the former
provisions before the assent day. That argument was said to be
based on the proposition that any variation of the order of the District
Court
by this Court would be an order made on the date on which it was given and could
not be regarded as being backdated in any
respect. Ipp and Wallwork JJ
accepted that proposition, referring to
Borthwick v Elderslie Steamship
Co
(No 2)
[1905] 2 KB 516
and
Nicol v Allyacht Spars Pty
Ltd
[1988] HCA 48
;
(1988) 165 CLR 306.
86 I will return to the backdating question in a moment. As to
the first part of the argument referred to, that is, that an order
varying the
order of the District Court would "remain an order of this Court", I agree with
Parker J that by reason of
s 79(2)
of the
District Court of Western
Australia Act 1969
and
s 59(4)
of the
Supreme Court Act 1935
, an
order of this Court substituting an order that leave to commence proceedings be
granted would for relevant purposes be a grant
of leave by the District
Court.
87 Having accepted that an order of this Court substituting a
grant of leave would be an order made on the date on which it was
given,
Ipp J then noted that it was accepted by counsel that it would follow that,
where an error had occurred on the part of the
District Court Judge and an
application for leave had been timeously made, a claimant would nevertheless
have lost a right to claim
damages, thereby in effect depriving an appellant of
the right to appeal against an erroneous decision of the District Court. His
Honour commented that one would expect such an unfair consequence to appear very
clearly from the words of the Act if that were the
parliamentary intention. He
further noted that no part of the amending Act expressly excluded appeals to
this Court from any decision
of the District Court giving or refusing leave to
commence proceedings. His Honour considered that it was implicit in the scheme
of the amendments that the appeal provisions continued to apply and that it
would be wrong to construe s 32(7) in such a way as to
render them
nugatory. On that basis, his Honour formed the view that s 32(7) should in
effect be read by inserting the words "or
should have given" after the word
"gave" in s 32(7)(b) of the transitional provisions.
88 The insertion into a statute of words which do not there
appear, as distinct from the reading of words which do appear in what
may not be
their most usual or natural meaning, is not a step to be taken lightly. "To
read words into any statute is a strong thing
and, in the absence of clear
necessity, a wrong thing ..." (
Western Australia v The
Commonwealth
[1975] HCA 46
;
(1975) 134 CLR 201
at 251 per Stephen J, cited in
Bird v The Commonwealth
[1988] HCA 23
;
(1988) 165 CLR 1
at 6 per Mason CJ,
Brennan and Toohey JJ). If it is indeed the case that any other reading
would have the result that the right
of appeal would be rendered nugatory, then
I would not consider that Ipp J was in error in inserting those words into
the statute.
89 However, it is not at present entirely clear to me that this
result would otherwise follow. In
Borthwick v Elderslie
, the
finding sufficiently appears from the headnote. It reads:
"Where a plaintiff fails in a Court of first instance ... but on appeal an order
is made that judgment should be entered in his favour
for an amount of damages
to be ascertained, the judgment does not, as a matter of course, take effect
from the date of the trial
of the action ... but it will only take effect from
the date on which it was given in the court of appeal,
unless an order is
made by that court under Order XLI, rule 3, that its judgment shall be
antedated
." (emphasis supplied)
90 In
Nicol v Allyacht Spars
, the High Court held
that the court's power to "give such judgment as ought to have been given in the
first instance" in the exercise
of its appellate jurisdiction did not make the
High Court's order equivalent to a judgment of the court appealed from and
taking
effect from the date of the judgment below. The court noted in that case
that the parties had made no reference to O 43 r 3 of the
High
Court Rules
and nor had any application been made under that rule
(p309).
91 The equivalent of O XLI r 3 and of O 43
r 3 is, in this Court, O 42 r 2. It reads:
"2. (1) A judgment or order of the court takes effect from the day of its
date.
(2) Such judgment or order shall be dated as of the day on which it is
pronounced, given or made, unless the court orders that it
be dated as of some
earlier or later day, in which case it shall be dated as of that other
day."
92 The power to antedate will be exercised cautiously
(
Borthwick v Elderslie
) but appears to be wide enough to permit
the court to backdate a reserved judgment delivered after the death of a party
to the date
the judgment was reserved so that a delay by the court does not lead
to disadvantage (
Turner v London and South West Railway Co
[1874]
LR 17 Eq 561).
I would have thought it arguable that the power should be
exercised in the case where, as here, the notice of appeal was dated prior
to
the assent date, provided at least that the appeal had been prosecuted with
diligence. However, although I expressly raised this
question with counsel,
counsel for the appellant did not wish to explore it on the basis that it "has
its own difficulties, and that
it was not necessary for his argument to do so",
while counsel for the respondent asserted that this was a matter "decided in the
respondent's favour" in
Musgrove
and not challenged by the
appellant.
93 It is by no means clear to me, on a reading of
Musgrove
's case, that the question of whether any power to
antedate either existed or should be exercised was raised in
Musgrove
; rather, the flavour of the judgments of both Ipp and
Wallwork JJ suggests to me that their Honours were reasoning from what I
might
describe as the "usual position" that a judgment will be dated as of the
day on which it is pronounced. The problem which arises
from the lack of any
exploration of this issue is that if a power to antedate exists, then it would
not be necessary to read words
into the transitional provisions in order to
ensure that the right of appeal, which was not excluded, was not nugatory.
94 If a power to antedate exists, then, on a natural reading of
the words of the transitional provisions, it would appear to be
open to some
persons who had been wrongly refused leave by the District Court to appeal to
this Court and to argue that theirs were
the exceptional circumstances in which
it would be appropriate for the court to exercise its power to antedate a
judgment, so that
the judgment would indeed take effect as a judgment of the
District Court given prior to the assent day. The existence of the power
to
backdate would explain why Parliament neither expressly provided for the case of
a person wrongly refused leave to commence proceedings,
nor found it necessary
to make reference to the right of appeal. The Parliamentary intention would
presumably be to leave such exceptional
cases to the discretion of the
court.
95 While I would not, therefore, disagree with the manner of
reasoning adopted by Ipp J, I would doubt whether the premise from
which
his Honour appears to proceed - that is, that all judgments in appeals of this
kind will take effect as of the day on which
they are pronounced - is correct,
and it does not appear that this issue was ever fully argued before his Honour.
In those circumstances,
as I have indicated, I would not depart from the
decision in
Musgrove
. However, I have considered it necessary to
set out the views which I would tentatively consider to be the correct ones,
should
legislation in the unusual form of the 1999 amendments ever fall for
consideration in the future.